| Company Name |
Form Type |
SEC Filings |
|
|
|
|
T. Rowe Price U.S. Equity Research Fund, Inc.
|
N-CEN
|
|
|
T. Rowe Price Spectrum Fund, Inc.
|
N-CEN
|
|
|
Select Notes Trust LT 2004-1
|
8-K
|
|
|
FDCTECH, INC.
|
DEF 14C
|
|
|
T. Rowe Price Small-Cap Value Fund, Inc.
|
N-CEN
|
|
|
Kelsi's Kitchen LLC
|
D
|
|
|
T. Rowe Price Small-Cap Stock Fund, Inc.
|
N-CEN
|
|
|
BLOCKYROCKS, LLC
|
D
|
|
|
Homegrown Ventures Fund I, LP
|
D
|
|
|
MURPHY JOHN
|
4/A
|
|
|
COCA COLA CO
|
4/A
|
Financial Statements
|
|
T. Rowe Price Science & Technology Fund, Inc.
|
N-CEN
|
|
|
Bridge Builder Trust
|
N-CEN/A
|
|
|
Canterbury Park Holding Corp
|
10-K
|
Financial Statements
|
|
T. Rowe Price Retirement Funds, Inc.
|
N-CEN
|
|
|
T. Rowe Price Reserve Investment Funds, Inc.
|
N-CEN
|
|
|
Consumers 2014 Securitization Funding LLC
|
10-K
|
|
|
T. Rowe Price Real Estate Fund, Inc.
|
N-CEN
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C26
|
10-K
|
|
|
T. Rowe Price Real Assets Fund, Inc.
|
N-CEN
|
|
|
T. Rowe Price New Horizons Fund, Inc.
|
N-CEN
|
|
|
T. Rowe Price New Era Fund, Inc.
|
N-CEN
|
|
|
T. Rowe Price Multi-Sector Account Portfolios, Inc.
|
N-CEN
|
|
|
T. Rowe Price Mid-Cap Value Fund, Inc.
|
N-CEN
|
|
|
Buczkowski Blaise Bea
|
4
|
|
|
FIRST BANCORP /NC/
|
4
|
Financial Statements
|
|
Na'-Nuk Investment Fund 2, L.P.
|
D
|
|
|
CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC.
|
D
|
|
|
T. Rowe Price Mid-Cap Growth Fund, Inc.
|
N-CEN
|
|
|
T. Rowe Price International Series, Inc.
|
N-CEN
|
|
|
T. Rowe Price International Funds, Inc.
|
N-CEN
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
T. Rowe Price Integrated Equity Funds, Inc.
|
N-CEN
|
|
|
Protective COLI VUL
|
24F-2NT
|
|
|
UNITED STATES STEEL CORP
|
DEFA14A
|
Financial Statements
|
|
T. Rowe Price Index Trust, Inc.
|
N-CEN
|
|
|
T. Rowe Price Health Sciences Fund, Inc.
|
N-CEN
|
|
|
T. Rowe Price Growth Stock Fund, Inc.
|
N-CEN
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
OLD DOMINION ELECTRIC COOPERATIVE
|
10-K
|
|
|
T. Rowe Price Global Technology Fund, Inc.
|
N-CEN
|
|
|
T. Rowe Price Global Real Estate Fund, Inc.
|
N-CEN
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C32
|
10-K
|
|
|
T. Rowe Price Global Funds, Inc.
|
N-CEN
|
|
|
Bostian Elizabeth B
|
4
|
|
|
T. Rowe Price Fixed Income Series, Inc.
|
N-CEN
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-LC24
|
10-K
|
|
|
GK Partners ApS
|
SC 13D/A
|
|
|
ROCKETFUEL BLOCKCHAIN, INC.
|
SC 13D/A
|
|
|
TAPARO ANTHONY
|
144
|
|
|
MISSAD MATTHEW J
|
144
|
|
|
UFP INDUSTRIES INC
|
144
|
Financial Statements
|
|
T. Rowe Price Financial Services Fund, Inc.
|
N-CEN
|
|
|
Ripley Christopher
|
4
|
|
|
T. Rowe Price Equity Series, Inc.
|
N-CEN
|
|
|
T. Rowe Price Equity Income Fund, Inc.
|
N-CEN
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
T. Rowe Price Equity Funds, Inc.
|
N-CEN
|
|
|
NN INC
|
10-K
|
Financial Statements
|
|
T. Rowe Price Dividend Growth Fund, Inc.
|
N-CEN
|
|
|
Lynch Desmond
|
4
|
|
|
RAMBUS INC
|
4
|
Financial Statements
|
|
T. Rowe Price Diversified Mid-Cap Growth Fund, Inc.
|
N-CEN
|
|
|
Lytica Therapeutics, Inc.
|
D
|
|
|
Haleon plc
|
6-K
|
|
|
T. Rowe Price Communications & Technology Fund, Inc.
|
N-CEN
|
|
|
CURRIE GREGORY A
|
4
|
|
|
Tong Joseph Tze Kay
|
144
|
|
|
NetEase, Inc.
|
144
|
Financial Statements
|
|
T. Rowe Price Capital Appreciation Fund, Inc.
|
N-CEN
|
|
|
Biophytis SA
|
6-K
|
Financial Statements
|
|
T. Rowe Price Blue Chip Growth Fund, Inc.
|
N-CEN
|
|
|
GREENOAKS CAPITAL MS LP - THE OLD STEAM TUNNELS III SERIES
|
D
|
|
|
T. Rowe Price Balanced Fund, Inc.
|
N-CEN
|
|
|
AQR Funds
|
N-CEN
|
|
|
AQUILA FUNDS TRUST
|
497K
|
|
|
T. Rowe Price All-Cap Opportunities Fund, Inc.
|
N-CEN
|
|
|
CFCRE 2017-C8 Mortgage Trust
|
10-K
|
|
|
AQUILA FUNDS TRUST
|
497
|
|
|
SCHAEFFER DAVE
|
4
|
|
|
Access Feeder A75 SCSp
|
D
|
|
|
Bimes Randy S.
|
4
|
|
|
QNB CORP
|
4
|
|
|
AQUILA MUNICIPAL TRUST
|
497K
|
|
|
ALIGHT SERIES TRUST
|
24F-2NT
|
|
|
FINANCIAL INVESTORS TRUST
|
NPORT-P/A
|
|
|
Tachyon Digital Asset Portfolio LP
|
D/A
|
|
|
PEAPACK GLADSTONE FINANCIAL CORP
|
10-K
|
Financial Statements
|
|
Mayer Michael Goodwin
|
4
|
|
|
Corner Ventures Selected Fund I, LP
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND V
|
N-CEN
|
|
|
AQUILA MUNICIPAL TRUST
|
497
|
|
|
PIONEER SERIES TRUST VII
|
NPORT-P/A
|
|
|
Roclawski Cory Anne
|
4/A
|
|
|
Pennant Group, Inc.
|
8-K
|
|
|
4th Quadrant Energy Fund, LP
|
D/A
|
|
|
UP-0729 Fund I, a series of AngelList Quant Fund Direct Investments, LP
|
D
|
|
|
Lenamon William Chad
|
4/A
|
|
|
Hendricks Andrew
|
4
|
|
|
JONES FINANCIAL COMPANIES LLLP
|
10-K
|
|
|
MOORE RICHARD H
|
4
|
|
|
NexPoint Life Sciences III DST
|
D/A
|
|
|
Crescent European Specialty Lending Fund III
|
D
|
|
|
Pioneer Diversified High Income Fund, Inc.
|
NPORT-P/A
|
|
|
Pioneer Series Trust VI
|
NPORT-P/A
|
|
|
PIONEER HIGH YIELD FUND
|
NPORT-P/A
|
|
|
Griggs John
|
4/A
|
|
|
CORE MOLDING TECHNOLOGIES INC
|
10-K
|
Financial Statements
|
|
DEBT FREE DOCTOR STR FUND 2, LLC
|
D
|
|
|
PiroGon, Inc.
|
D/A
|
|
|
IGP SAFERWORLD, LIMITED PARTNERSHIP
|
SC 13G/A
|
|
|
Cellebrite DI Ltd.
|
SC 13G/A
|
|
|
Colson Nathaniel H
|
4
|
|
|
MGIC INVESTMENT CORP
|
4
|
Financial Statements
|
|
Asia Hedged Opportunity Fund, LLC
|
D/A
|
|
|
Hamilton Ewan William
|
4/A
|
|
|
PIONEER SERIES TRUST XIV
|
NPORT-P/A
|
|
|
PIONEER VARIABLE CONTRACTS TRUST /MA/
|
NPORT-P/A
|
|
|
PIONEER HIGH INCOME FUND, INC.
|
NPORT-P/A
|
|
|
TCW ETF Trust
|
497
|
|
|
Protective NY COLI VUL
|
24F-2NT
|
|
|
MICROPAC INDUSTRIES INC
|
8-K
|
|
|
VARIABLE ANNUITY-3 SERIES ACCOUNT
|
N-CEN
|
|
|
McKee Robert Michael
|
4/A
|
|
|
FT 11298
|
487
|
|
|
METROPOLITAN WEST FUNDS
|
497
|
|
|
Pioneer Floating Rate Fund, Inc.
|
NPORT-P/A
|
|
|
PIONEER SERIES TRUST VIII
|
NPORT-P/A
|
|
|
Pioneer Series Trust V
|
NPORT-P/A
|
|
|
PIONEER SERIES TRUST X
|
NPORT-P/A
|
|
|
BlackRock Growth Equity Fund
|
D/A
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
497K
|
|
|
VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY
|
N-CEN
|
|
|
VARIABLE ANNUITY 1 SERIES ACCOUNT
|
N-CEN
|
|
|
Trillium VARIABLE ANNUITY ACCOUNT
|
N-CEN
|
|
|
VARIABLE ANNUITY-2 SERIES ACCOUNT
|
N-CEN
|
|
|
Variable Annuity-2 Series Account
|
N-CEN
|
|
|
KEYNOTE SERIES ACCOUNT /NY/
|
N-CEN
|
|
|
MAXIM SERIES ACCOUNT OF GREAT WEST LIFE & ANNUITY INS CO
|
N-CEN
|
|
|
Fundrise Income Real Estate Fund, LLC
|
4
|
|
|
Starr Gayle P
|
4
|
|
|
Last Andrew J.
|
4
|
|
|
BIO-RAD LABORATORIES, INC.
|
4
|
Financial Statements
|
|
MAY SIMON
|
4
|
|
|
COREY COLLEEN
|
4
|
|
|
ERNST TIMOTHY S
|
4
|
|
|
EVRAN SEDAT
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS5
|
10-K
|
|
|
GABELLI CAPITAL SERIES FUNDS INC
|
24F-2NT
|
|
|
Advisor Managed Portfolios
|
497K
|
|
|
FT 11299
|
487
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
STR The Right Way 1, LLC
|
D
|
|
|
Razor Medical Instruments, Inc.
|
D/A
|
|
|
ISRAEL, STATE OF
|
18-K/A
|
|
|
Atalaya Equipment Leasing Feeder Evergreen LP
|
D/A
|
|
|
SCHWARTZ NORMAN D
|
4
|
|
|
Loan Atlas Inc.
|
D
|
|
|
Bear Bones Strength LLC
|
C/A
|
|
|
PurCell Bio, Inc
|
D/A
|
|
|
Crowley Michael
|
4
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
Gibber David B
|
4
|
|
|
CREW CAMPUS, INC.
|
D
|
|
|
CNA FINANCIAL CORP
|
PRE 14A
|
Financial Statements
|
|
Pellegrino Frank G
|
4
|
|
|
CITIZENS & NORTHERN CORP
|
4
|
Financial Statements
|
|
PLICO Variable Annuity Account S
|
24F-2NT
|
|
|
Shattuck Katherine W
|
4
|
|
|
GAMCO GLOBAL SERIES FUNDS, INC
|
24F-2NT
|
|
|
Prysm Compass Investment Opportunities, L.P.
|
D
|
|
|
Martin Brad W
|
4
|
|
|
ATN International, Inc.
|
4
|
Financial Statements
|
|
Weaver Matthew D
|
4
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
Atalaya Equipment Leasing Fund Evergreen LP
|
D/A
|
|
|
Levesque Jean
|
3/A
|
|
|
HarborOne Bancorp, Inc.
|
3/A
|
Financial Statements
|
|
Regenerative Financing Vine II Limited Partnership
|
D/A
|
|
|
IIIF-William Fund, LLC
|
D/A
|
|
|
MARK RICHARD J
|
144
|
|
|
TENET HEALTHCARE CORP
|
144
|
Financial Statements
|
|
GABELLI GROWTH FUND
|
24F-2NT
|
|
|
BURRELL JONATHAN
|
144
|
|
|
GARMIN LTD
|
144
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-C36
|
10-K
|
|
|
Squire Hill Apartments LLC
|
D
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
Hollar Mark R
|
4
|
|
|
Palmer Square Opportunistic Income Fund
|
497
|
|
|
Accumulator Management II LLC
|
D
|
|
|
Crawford-Hamlin Meghan
|
4
|
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
|
Marein-Efron Melanie
|
144
|
|
|
URBAN OUTFITTERS INC
|
144
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
GREENLIT VENTURES INC.
|
8-K
|
|
|
Heckman Lorie M.
|
4
|
|
|
IIIF-Mary Fund, LLC
|
D/A
|
|
|
Commercium Financial, Inc.
|
D/A
|
|
|
Atalaya A4 LP
|
D/A
|
|
|
Carmack Karen K
|
4/A
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4/A
|
|
|
RE-0301 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
REAGAN SECURITIES, INC.
|
X-17A-5
|
|
|
Lewis William Austin IV
|
4
|
|
|
PAID INC
|
4
|
|
|
SMART BARREL, INC.
|
D/A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Ehrig Scott D
|
4
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
Gaingels Figure LLC
|
D
|
|
|
Carmack Karen K
|
4
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Gaia Sciences Innovation L.P.
|
D
|
|
|
Cygnet Fund 2024, LP
|
D/A
|
|
|
THUNDER MOUNTAIN GOLD INC
|
10-K
|
|
|
GREEN SUSAN MIRANDA
|
144
|
|
|
CLEVELAND-CLIFFS INC.
|
144
|
Financial Statements
|
|
Butz Steven D
|
4
|
|
|
Blockchain Builders Fund I, LP
|
D/A
|
|
|
Mabey Mary
|
4
|
|
|
Gibson Angelic
|
144
|
|
|
AvidXchange Holdings, Inc.
|
144
|
Financial Statements
|
|
SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
Woolfolk Harold
|
3
|
|
|
Cannaisseur Group Inc.
|
3
|
|
|
Agosta Scott T.
|
4
|
|
|
TXO Partners, L.P.
|
4
|
|
|
Grant Valarie
|
3
|
|
|
ALPS Variable Investment Trust
|
NPORT-P/A
|
|
|
COMMONWEALTH SELECT SEPARATE ACCOUNT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
Scott David Daniel
|
4
|
|
|
Gogo Floretta
|
3
|
|
|
SEPARATE ACCOUNT VA-K OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
Clum Brent W.
|
4
|
|
|
Third Earth Capital, LP
|
D
|
|
|
Xavier Carter
|
3
|
|
|
ST INVEST LLC
|
X-17A-5
|
|
|
SEPARATE ACCOUNT KG OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
Investment Managers Series Trust III
|
497
|
|
|
Brown Jamie Lee
|
3
|
|
|
Taylor Tyson L.
|
144
|
|
|
PIONEER NATURAL RESOURCES CO
|
144
|
Financial Statements
|
|
City Lake MHP LLC
|
D
|
|
|
Winters Chad
|
4
|
|
|
WEST PHARMACEUTICAL SERVICES INC
|
4
|
Financial Statements
|
|
SafeGuard Surgical, Inc.
|
D
|
|
|
RIVERSOURCE VARIABLE ANNUITY ACCOUNT 1
|
N-CEN
|
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
N-CEN
|
|
|
RIVERSOURCE VARIABLE LIFE ACCOUNT
|
N-CEN
|
|
|
RIVERSOURCE VARIABLE ANNUITY FUND B
|
N-CEN
|
|
|
RIVERSOURCE VARIABLE ANNUITY FUND A
|
N-CEN
|
|
|
RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 1
|
N-CEN
|
|
|
RIVERSOURCE VARIABLE ACCOUNT 10
|
N-CEN
|
|
|
RIVERSOURCE VARIABLE ANNUITY ACCOUNT
|
N-CEN
|
|
|
RIVERSOURCE VARIABLE ACCOUNT FOR SMITH BARNEY
|
N-CEN
|
|
|
RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT 2
|
N-CEN
|
|
|
RIVERSOURCE OF NEW YORK ACCOUNT SBS
|
N-CEN
|
|
|
RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT
|
N-CEN
|
|
|
RIVERSOURCE OF NEW YORK ACCOUNT 8
|
N-CEN
|
|
|
RIVERSOURCE OF NEW YORK ACCOUNT 7
|
N-CEN
|
|
|
RIVERSOURCE OF NEW YORK ACCOUNT 4
|
N-CEN
|
|
|
RIVERSOURCE ACCOUNT F
|
N-CEN
|
|
|
RIVERSOURCE ACCOUNT SBS
|
N-CEN
|
|
|
SuperCom Ltd
|
6-K
|
Financial Statements
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
24F-2NT
|
|
|
IA SECURITIES
|
X-17A-5
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
SPDR INDEX SHARES FUNDS
|
485BXT
|
|
|
Bray Justin LeRoy
|
4
|
|
|
Sandgren James A
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
JACKMAN BRIAN J
|
4
|
|
|
ENCISION INC
|
4
|
|
|
Cibus Fund II L.P.
|
D/A
|
|
|
Forethought Life Insurance Co Separate Account A
|
N-CEN
|
|
|
Commonwealth Annuity Separate Account A
|
N-CEN
|
|
|
FULCRUM SEPARATE ACCOUNT OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
SEPARATE ACCOUNT KGC OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
SEPARATE ACCOUNT VA-P OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
SEPARATE ACCOUNT VA-G OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
SEPARATE ACCOUNT VA-H OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
SEPARATE ACCOUNT VA-A OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
SEPARATE ACCOUNTS VA-D E F OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
SEPARATE ACCOUNT VA-C OF COMMONWEALTH ANNUITY& LIFE INSURANCE CO
|
N-CEN
|
|
|
SEPARATE ACCOUNT VA-B OF COMMONWEALTH ANNUITY & LIFE INSURANCE CO
|
N-CEN
|
|
|
GS SPV I, LLC
|
D
|
|
|
CSAIL 2017-CX10 Commercial Mortgage Trust
|
10-K
|
|
|
Anderson Melissa H.
|
4
|
|
|
Vulcan Materials CO
|
4
|
Financial Statements
|
|
FARRELL MATTHEW
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Versus Capital Infrastructure Income Fund
|
40-17G
|
|
|
Petfive Brands Global Holding Inc.
|
D
|
|
|
Tesla, Inc.
|
144
|
Financial Statements
|
|
DENHOLM ROBYN M
|
144
|
|
|
Nifong Charles M Jr.
|
4
|
|
