| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497
|
|
|
PUTNAM HIGH YIELD FUND
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
497
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM MONEY MARKET FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497
|
|
|
Triton Wealth Management, PLLC
|
13F-HR
|
|
|
Boone David S
|
4
|
|
|
McLeod E Douglas
|
4
|
|
|
Watts Michael Patrick
|
144
|
|
|
AVRUPA MINERALS LTD.
|
20-F
|
|
|
AN-0509 Fund I, a series of DVC, LP
|
D
|
|
|
AN-0509 Fund I AL Vehicle, a series of DVC, LP
|
D
|
|
|
GSR II Meteora Acquisition Corp.
|
8-K
|
|
|
Moody Russell S.
|
4
|
|
|
Smith Michael John
|
144
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
RNAV8 BIO, INC.
|
D/A
|
|
|
Moody-Dahlberg Frances A
|
4
|
|
|
COMM 2014-CCRE14 Mortgage Trust
|
10-D
|
|
|
MILLS MUSIC TRUST
|
8-K
|
|
|
NexPoint Capital, Inc.
|
8-K
|
|
|
ETF Series Solutions
|
485BPOS
|
|
|
Partovi Hadi
|
4
|
|
|
AXON ENTERPRISE, INC.
|
4
|
|
|
Federated Hermes Money Market Obligations Trust
|
497
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
HARDING LOEVNER FUNDS INC
|
497K
|
|
|
PC TEL INC
|
8-K
|
Financial Statements
|
|
Wong-Zaza Melvina
|
3
|
|
|
Kearny Financial Corp.
|
3
|
Financial Statements
|
|
Aura Fat Projects Acquisition Corp
|
DEF 14A
|
|
|
Masterworks 218, LLC
|
1-U
|
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
Masterworks 254, LLC
|
1-U
|
|
|
Masterworks 245, LLC
|
1-U
|
|
|
Masterworks 236, LLC
|
1-U
|
|
|
Masterworks 234, LLC
|
1-U
|
|
|
Masterworks 235, LLC
|
1-U
|
|
|
Masterworks 221, LLC
|
1-U
|
|
|
Masterworks 219, LLC
|
1-U
|
|
|
Masterworks 220, LLC
|
1-U
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Masterworks 215, LLC
|
1-U
|
|
|
Masterworks 212, LLC
|
1-U
|
|
|
Masterworks 203, LLC
|
1-U
|
|
|
Masterworks 188, LLC
|
1-U
|
|
|
Masterworks 189, LLC
|
1-U
|
|
|
Masterworks 255, LLC
|
1-U
|
|
|
Masterworks 253, LLC
|
1-U
|
|
|
Masterworks 250, LLC
|
1-U
|
|
|
Masterworks 247, LLC
|
1-U
|
|
|
Masterworks 243, LLC
|
1-U
|
|
|
Masterworks 240, LLC
|
1-U
|
|
|
Masterworks 239, LLC
|
1-U
|
|
|
Masterworks 233, LLC
|
1-U
|
|
|
Masterworks 229, LLC
|
1-U
|
|
|
COMM 2013-LC13 Mortgage Trust
|
10-D
|
|
|
Quotient Ltd
|
S-8 POS
|
Financial Statements
|
|
Scanit Technologies, Inc.
|
D
|
|
|
Nocturne Labs, Inc.
|
D
|
|
|
Moody Ross R
|
4
|
|
|
COMM 2013-CCRE11 Mortgage Trust
|
10-D
|
|
|
GS Mortgage Securities Trust 2016-GS3
|
10-D
|
|
|
Equitybee 22-49064, a Series of Equitybee cFund Master LLC
|
D
|
|
|
Polk Ryan
|
4
|
|
|
SideChannel, Inc.
|
4
|
|
|
BofA Finance LLC
|
FWP
|
|
|
Fields Curtland E
|
3
|
|
|
COMM 2016-DC2 Mortgage Trust
|
10-D
|
|
|
Merritt Point Commodity Offshore Ltd.
|
D/A
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Blackwell Thomas A
|
4
|
|
|
HARDING LOEVNER FUNDS INC
|
497
|
|
|
COMM 2014-UBS4 Mortgage Trust
|
10-D
|
|
|
Wallace Todd M
|
4
|
|
|
NATIONAL WESTERN LIFE INSURANCE CO
|
4
|
|
|
BlackBarn Capital Offshore Fund, Ltd.
|
D
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Merritt Point Commodity Fund LP
|
D/A
|
|
|
PERFICIENT INC
|
11-K
|
Financial Statements
|
|
Swartzman Lisa
|
4
|
|
|
TerrAscend Corp.
|
4
|
|
|
COMM 2014-UBS2 Mortgage Trust
|
10-D
|
|
|
Duarte Ira
|
4
|
|
|
Glasgow Stephen E
|
4
|
|
|
DioGuardi Kara
|
4
|
|
|
COMM 2013-CCRE13 Mortgage Trust
|
10-D
|
|
|
Smith Gerald F JR
|
4
|
|
|
FIRST NATIONAL CORP /VA/
|
4
|
|
|
Bank First Corp
|
11-K
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Collard Craig A
|
4
|
|
|
MFS SERIES TRUST IX
|
NPORT-P
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
COMM 2013-CCRE9 Mortgage Trust
|
10-D
|
|
|
Ally Financial Inc.
|
424B2
|
Financial Statements
|
|
BERKSHIRE HATHAWAY INC
|
11-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Zoetis Inc.
|
11-K
|
Financial Statements
|
|
CITY HOLDING CO
|
11-K
|
Financial Statements
|
|
GS Mortgage Securities Trust 2017-GS7
|
10-D
|
|
|
Kraft Heinz Co
|
11-K
|
Financial Statements
|
|
MFS SERIES TRUST III
|
NPORT-P
|
|
|
MFS SERIES TRUST VIII
|
NPORT-P
|
|
|
MFS SERIES TRUST VI
|
NPORT-P
|
|
|
MFS SERIES TRUST VII
|
NPORT-P
|
|
|
MFS SERIES TRUST XII
|
NPORT-P
|
|
|
MFS SERIES TRUST XV
|
NPORT-P
|
|
|
ProFunds
|
NPORT-P
|
|
|
Altaeros Energies, Inc.
|
D
|
|
|
D'Amico Andrew
|
4
|
|
|
VICOR CORP
|
4
|
Financial Statements
|
|
GS Mortgage Securities Trust 2017-GS7
|
ABS-EE
|
|
|
COMM 2013-CCRE8 Mortgage Trust
|
10-D
|
|
|
BofA Finance LLC
|
424B2
|
|
|
Electrovaya Inc.
|
6-K
|
|
|
Xylem Inc.
|
11-K
|
Financial Statements
|
|
VICTORY PORTFOLIOS III
|
NPORT-P
|
|
|
SYNLOGIC, INC.
|
4
|
Financial Statements
|
|
Shea Richard P
|
4
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Leschly Nick
|
4
|
|
|
Convertible Concepts North America LLC
|
D
|
|
|
Veradat Holding Ltd
|
D
|
|
|
Kennedy Lewis Capital Holdings LLC
|
40-APP
|
|
|
Kennedy Lewis Capital Co
|
40-APP
|
|
|
AIS Holdings Group, Inc.
|
10-K
|
|
|
Brobe International, Inc.
|
C-U
|
|
|
Bankwell Financial Group, Inc.
|
4
|
Financial Statements
|
|
SEIDMAN LAWRENCE B
|
4
|
|
|
Protopia Global Holdings Inc.
|
10-Q
|
|
|
Burgess Michael F.
|
4
|
|
|
Strategic Storage Trust VI, Inc.
|
8-K
|
|
|
Kelly-Croswell Lisa
|
4
|
|
|
Tidal ETF Trust
|
NPORT-P
|
|
|
Heffernan Michael Thomas
|
4
|
|
|
COMM 2012-LC4 Mortgage Trust
|
10-D
|
|
|
Tidal Trust II
|
NPORT-P
|
|
|
TechU Opportunities LLC - Series C
|
D
|
|
|
Hurter Patricia N.
|
4
|
|
|
Brown Advisory Funds
|
497
|
|
|
Shen Zheng John
|
4
|
|
|
Voltaic Marine, Inc.
|
C-U
|
|
|
COMM 2012-CCRE3 Mortgage Trust
|
10-D
|
|
|
Mitchell William Edward
|
4
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
METROPOLITAN LIFE INSURANCE CO/NY
|
13F-HR/A
|
|
|
NATIONWIDE MUTUAL FUNDS
|
NPORT-P
|
|
|
ENNIS, INC.
|
11-K
|
Financial Statements
|
|
Tulsa 5 Portfolio, LLC
|
D/A
|
|
|
9606 - Acies PC Fund III LP
|
D
|
|
|
Barrett Peter
|
4
|
|
|
Pear Tree Funds
|
24F-2NT
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
ORTHOPEDIATRICS CORP
|
144
|
Financial Statements
|
|
Hite Fred
|
144
|
|
|
Trevian Capital Debt Fund, LP
|
D/A
|
|
|
Lavie Zmira
|
4
|
|
|
Veritex Cage 13 Offset LP
|
D
|
|
|
ETF Opportunities Trust
|
NPORT-P
|
|
|
Constitution Capital Access Fund, LLC
|
SC TO-I/A
|
|
|
STEEL PARTNERS HOLDINGS L.P.
|
144
|
Financial Statements
|
|
HOWARD JACK L
|
144
|
|
|
Conway Kiernan
|
4
|
|
|
MetLife Investment Management, LLC
|
13F-HR/A
|
|
|
GLENMEDE FUND INC
|
485BPOS
|
|
|
Ellwood Stephen
|
3
|
|
|
ADVENT CONVERTIBLE & INCOME FUND
|
3
|
|
|
Lockridge Irma
|
4
|
|
|
NORTHWEST PIPE CO
|
4
|
Financial Statements
|
|
Invesco Commercial Real Estate Finance Trust, Inc.
|
D
|
|
|
Kulesa Amanda
|
4
|
|
|
Fuse Medical, Inc.
|
8-K
|
|
|
UPAY
|
10-K
|
|
|
NATIONWIDE VARIABLE ACCOUNT 5
|
N-4
|
|
|
Baggio Barbara
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
Paschal John
|
4
|
|
|
SUNCOR ENERGY INC
|
6-K
|
Financial Statements
|
|
LARSON KEITH R
|
4
|
|
|
Biguet Stephane
|
144
|
|
|
SCHLUMBERGER LIMITED/NV
|
144
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Strategy Shares
|
NPORT-P
|
|
|
Kennedy Lewis Capital Co
|
N-2
|
|
|
Contango ORE, Inc.
|
8-K
|
|
|
Frist Harrison
|
3
|
|
|
CapStar Financial Holdings, Inc.
|
3
|
Financial Statements
|
|
FRANSON MICHAEL C
|
4
|
|
|
CARLSON JASON
|
4
|
|
|
LifeNotes Statutory Trust - LifeNotes Fund I
|
D
|
|
|
EPQ LLC, Astar II Series
|
D
|
|
|
Matte Can Company, Ltd.
|
D
|
|
|
CONSILIUM, S.L.
|
SC 13G
|
|
|
Wallbox N.V.
|
SC 13G
|
|
|
RH X ATX VIEWPOINT LLC
|
D
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
MOLDAN DAVID GERALD
|
4
|
|
|
HIGHWATER ETHANOL LLC
|
4
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Caulfield Thomas
|
144
|
|
|
ROMAN RICHARD A
|
4
|
|
|
PUTNAM PREMIER INCOME TRUST
|
NPORT-P
|
|
|
USEDC Opportunity Zone Fund II LP
|
D/A
|
|
|
FEDERAL SIGNAL CORP /DE/
|
11-K
|
Financial Statements
|
|
CHEW ANNA T
|
4
|
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value Partners VII, L.P.
|
4
|
|
|
Sound Financial Bancorp, Inc.
|
4
|
Financial Statements
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
NAVIENT CORP
|
11-K
|
Financial Statements
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
iShares U.S. ETF Trust
|
NPORT-P
|
|
|
CENTRAL & EASTERN EUROPE FUND, INC.
|
NPORT-P
|
|
|
Lansing Street Real Estate Fund LLC - Series X
|
D
|
|
|
Axonic Funds
|
NPORT-P
|
|
|
Axonic Alternative Income Fund
|
NPORT-P
|
|
|
Landa App LLC
|
253G2
|
|
|
MASTER PORTFOLIO TRUST
|
N-MFP2/A
|
|
|
USEDC 2023 Drilling Fund LP
|
D/A
|
|
|
Lansing Street Real Estate Fund LLC - Series W
|
D
|
|
|
TIAA-CREF FUNDS
|
N-CSRS
|
|
|
Citibank,N.A./ADR
|
F-6EF
|
|
|
Turk Hava Yollari A.O.
|
F-6EF
|
|
|
Cambria ETF Trust
|
NPORT-P
|
|
|
LITHIUM AMERICAS CORP.
|
6-K
|
Financial Statements
|
|
Gateway Ambulatory Surgery Center, LLC
|
D
|
|
|
Lansing Street Real Estate Fund LLC - Series U
|
D
|
|
|
Winebrenner Total Return Fund, L.P.
|
D/A
|
|
|
AMERICAN REBEL HOLDINGS INC
|
8-K
|
|
|
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP
|
13F-HR
|
|
|
MainGate Trust
|
40-17G
|
|
|
Other Side Dispensary LLC
|
D
|
|
|
First Mining Gold Corp.
|
6-K
|
|
|
BLACKROCK FUNDS
|
NPORT-P
|
|
|
AJW TA XV Fund LLC
|
D
|
|
|
U First Capital Fund XXII LLC
|
D
|
|
|
Lansing Street Real Estate Fund LLC - Series V
|
D
|
|
|
CAZ Energy Evolution Fund - TE, L.P.
|
D
|
|
|
Burford Capital Ltd
|
6-K
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND III
|
NPORT-P
|
|
|
Verde Directive Fund Ltd
|
D
|
|
|
FIRST TRUST SERIES FUND
|
NPORT-P
|
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
NPORT-P
|
|
|
BlackRock Funds II
|
NPORT-P
|
|
|
Managed Account Series II
|
NPORT-P
|
|
|
BlackRock Funds IV
|
NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
NPORT-P
|
|
|
Winebrenner Real Estate Fund, LP
|
D/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Parametrix Group Holdings, Inc.
|
D
|
|
|
SYBLEU Inc
|
8-K
|
|
|
VERDE ALPHA FUND, LTD.
|
D
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
Plassche Douglas
|
4
|
|
|
ELITE PHARMACEUTICALS INC /NV/
|
4
|
|
|
ITE Diversified Transportation Asset Fund L.P.
|
D
|
|
|
MVP LS FUND CDXXIV LLC
|
D
|
|
|
Strategies Wealth Advisors, LLC
|
13F-HR
|
|
|
AMJ Global Technology
|
10-Q
|
|
|
AlaBloom Holdings, Inc.
|
D
|
|
|
OKLAHOMA GAS & ELECTRIC CO
|
305B2
|
|
|
Winebrenner Opportunity Zone Fund, LP
|
D/A
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
NPORT-P
|
|
|
PBV HOLDINGS, INC.
|
C
|
|
|
Legg Mason Global Asset Management Trust
|
NPORT-P
|
|
|
CDPI Co-Investment, L.P.
|
D
|
|
|
Federated Hermes ETF Trust
|
497K
|
|
|
VERDE GLOBAL EQUITIES FUND LTD
|
D
|
|
|
Dunne Jeffrey R
|
4
|
|
|
Carlyle Diversified Private Investments Equity Feeder, L.P.
|
D
|
|
|
ALLIANZ LIFE VARIABLE ACCOUNT B
|
497
|
|
|
Porto Carl M
|
4
|
|
|
Dale Eric J
|
4
|
|
|
Auto Parts 4Less Group, Inc.
|
8-K
|
|
|
ANDERSON SAMUEL J
|
4
|
|
|
Carlyle Diversified Private Investments, L.P.
|
D
|
|
|
Garnett James M Jr
|
4
|
|
|
ADULTING CHILDREN LLC
|
D
|
|
|
Hildebrand Ryan Jason
|
3
|
|
