| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Bankwell Financial Group, Inc.
|
3
|
Financial Statements
|
|
Heard Frank
|
4
|
|
|
APOGEE ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
|
424B3
|
|
|
JOHN WILEY & SONS, INC.
|
10-K
|
Financial Statements
|
|
CNG 2023 VEHICLES, LLC
|
D/A
|
|
|
Solel Benton Fund, LP
|
D/A
|
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
NPORT-P
|
|
|
IGEN NETWORKS CORP
|
DEF 14C
|
|
|
ODNB Financial Corp
|
D/A
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
NPORT-P
|
|
|
DNP SELECT INCOME FUND INC
|
NPORT-P
|
Financial Statements
|
|
BLACKROCK FUNDS VII, INC.
|
NPORT-P
|
|
|
Winebrenner Income Fund, L.P.
|
D/A
|
|
|
SLM Student Loan Trust 2006-7
|
8-K
|
|
|
APPLIED ENERGETICS, INC.
|
8-K/A
|
|
|
Imhoff John E
|
4
|
|
|
GUIDED THERAPEUTICS INC
|
4
|
|
|
Jacobs Todd J
|
3
|
|
|
BLACK HILLS CORP /SD/
|
3
|
Financial Statements
|
|
Jones Marne M
|
3
|
|
|
GS Mortgage Securities Trust 2019-GC40
|
10-D
|
|
|
Infinity Bio, Inc.
|
D
|
|
|
Paramount Data Management Inc.
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-GC36
|
10-D
|
|
|
Federated Hermes ETF Trust
|
485BPOS
|
|
|
GS Mortgage Securities Trust 2019-GC40
|
ABS-EE
|
|
|
Mayas Modern LLC
|
C
|
|
|
CARMAX INC
|
10-Q
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K/A
|
Financial Statements
|
|
FundX Investment Trust
|
497K
|
|
|
FundX Investment Trust
|
497
|
|
|
BuildClub, Inc.
|
C/A
|
|
|
CD 2017-CD3 Mortgage Trust
|
10-D
|
|
|
EUCLID LABS, INC.
|
D
|
|
|
KROGER CO
|
NT 11-K
|
Financial Statements
|
|
NORCROSS GEORGE E III
|
DFAN14A
|
|
|
REPUBLIC FIRST BANCORP INC
|
DFAN14A
|
Financial Statements
|
|
KROGER CO
|
11-K
|
Financial Statements
|
|
CD 2017-CD3 Mortgage Trust
|
ABS-EE
|
|
|
Moolec Science SA
|
6-K
|
|
|
Phoenix Airbagit Partners, LLC
|
D
|
|
|
EATON VANCE SPECIAL INVESTMENT TRUST
|
497
|
|
|
FINANCIAL INVESTORS TRUST
|
NPORT-P
|
|
|
NuLu East Main LLC
|
D/A
|
|
|
HERSHEY TRUST CO TRUSTEE IN TRUST FOR MILTON HERSHEY SCHOOL
|
4
|
|
|
HERSHEY CO
|
4
|
Financial Statements
|
|
Future Cardia, Inc.
|
C/A
|
|
|
Texas Community Bancshares, Inc.
|
11-K
|
|
|
Volatility Shares Trust
|
CERT
|
|
|
Camden Credit Fund LLC
|
D/A
|
|
|
WILLIAM BLAIR FUNDS
|
497K
|
|
|
FRANKLIN TAX FREE TRUST
|
485BPOS
|
|
|
Volatility Shares Trust
|
497K
|
|
|
GDEV Inc.
|
424B3
|
|
|
WILLIAM BLAIR FUNDS
|
497
|
|
|
Herzog David L
|
144
|
|
|
AMBAC FINANCIAL GROUP INC
|
144
|
Financial Statements
|
|
Long Duration Fund LLC
|
D/A
|
|
|
GDEV Inc.
|
POS EX
|
|
|
Mike the Pike Productions, Inc.
|
10-12G/A
|
|
|
2023 Lone Star Drilling Program L.P.
|
D
|
|
|
CreativeHomies HQ LLC
|
C/A
|
|
|
Rawlins Roger
|
144
|
|
|
Designer Brands Inc.
|
144
|
Financial Statements
|
|
Glacial Farms LLC
|
D
|
|
|
FT 10914
|
S-6
|
|
|
Colbert Chris
|
144
|
|
|
NUSCALE POWER Corp
|
144
|
|
|
WOLF ENERGY SERVICES INC.
|
10-K
|
|
|
NextSource Materials Inc.
|
6-K
|
|
|
AMARC RESOURCES LTD
|
6-K/A
|
|
|
Otis Collection LLC
|
1-U
|
|
|
ANSOUR MICHAEL
|
4
|
|
|
Tidal ETF Trust
|
497K
|
|
|
FT 10913
|
S-6
|
|
|
FT 10912
|
S-6
|
|
|
HB VENTURE GROUP III LLC
|
D
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
BALOGH ARISTOTLE N
|
144
|
|
|
Innovative Eyewear Inc
|
424B4
|
|
|
FOXO TECHNOLOGIES INC.
|
SC 13G/A
|
|
|
Dowling Vincent J. Jr
|
SC 13G/A
|
|
|
FOXO TECHNOLOGIES INC.
|
3
|
|
|
Dowling Vincent J. Jr
|
3
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
FT 10911
|
S-6
|
|
|
Tompkins Eric
|
3
|
|
|
RiceBran Technologies
|
3
|
Financial Statements
|
|
FT 10910
|
S-6
|
|
|
Strategic Trust
|
485BXT
|
|
|
Southeastern Roastery LLC
|
C
|
|
|
DiSanto Frederick D.
|
4
|
|
|
AMPCO PITTSBURGH CORP
|
4
|
Financial Statements
|
|
Purlie Victorious Ltd Liability Co
|
D
|
|
|
EquityZen Growth Technology Fund LLC - Series 1720
|
D
|
|
|
Procure Impact PBC
|
D
|
|
|
Awakn Life Sciences Corp.
|
D
|
|
|
Patrick Donald Huntley
|
4/A
|
|
|
Fluent, Inc.
|
4/A
|
Financial Statements
|
|
Dimensional ETF Trust
|
NPORT-P
|
|
|
DCP Midstream, LP
|
15-12G
|
Financial Statements
|
|
BlackRock ETF Trust II
|
8-A12B
|
|
|
Wildermuth Fund
|
24F-2NT
|
|
|
XLII FINANCIAL SERVICES LLC
|
X-17A-5
|
|
|
Graff Michael
|
4
|
|
|
TransDigm Group INC
|
4
|
Financial Statements
|
|
CCA Funding II, LLC
|
D
|
|
|
Crumly Richard K.
|
144
|
|
|
XPEL, Inc.
|
144
|
|
|
GEN Restaurant Group, Inc.
|
FWP
|
|
|
Martoni's Fire Baked Pizza LLC
|
C
|
|
|
North Branch Capital Fund II Select, L.P.
|
D
|
|
|
Lafayette Square USA, Inc.
|
8-K
|
|
|
EICHTEN ESTIA J
|
4
|
|
|
May John C II
|
4
|
|
|
DEERE & CO
|
4
|
Financial Statements
|
|
Logistics Innovation Technologies Corp.
|
15-12G
|
|
|
FS Credit Income Fund
|
NPORT-P
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Electra Battery Materials Corp
|
6-K
|
|
|
North Branch Capital Fund II, L.P.
|
D
|
|
|
GLW, Inc.
|
D
|
|
|
GM FF I, LLC
|
D/A
|
|
|
Angel Oak Funds Trust
|
NPORT-P
|
|
|
Angel Oak Financial Strategies Income Term Trust
|
NPORT-P
|
|
|
AvoMD, Inc.
|
D
|
|
|
HAVICE TIMOTHY I
|
4
|
|
|
JUNIATA VALLEY FINANCIAL CORP
|
4
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Angel Oak Strategic Credit Fund
|
NPORT-P
|
|
|
Schmidt James F
|
4
|
|
|
FULTON FINANCIAL CORP
|
11-K
|
Financial Statements
|
|
Dwyer Donald
|
4
|
|
|
Vivani Medical, Inc.
|
4
|
Financial Statements
|
|
Francis Kevin A.
|
4
|
|
|
Texas Mineral Resources Corp.
|
4
|
|
|
GWG Holdings, Inc.
|
8-K
|
|
|
VIVIC CORP.
|
RW
|
|
|
ALLSPRING FUNDS TRUST
|
NPORT-P
|
|
|
ALLSPRING MULTI-SECTOR INCOME FUND
|
NPORT-P
|
|
|
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND
|
NPORT-P
|
|
|
ALLSPRING INCOME OPPORTUNITIES FUND
|
NPORT-P
|
|
|
Hamilton RE Fund LLC
|
D
|
|
|
Jones Otis
|
3
|
|
|
BLUE RIDGE BANKSHARES, INC.
|
3
|
|
|
Cozart Heather
|
3
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
AMERICAN CENTURY ETF TRUST
|
8-A12B
|
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
MUTUAL FUND SERIES TRUST
|
24F-2NT
|
|
|
Nexu Global Ltd
|
D
|
|
|
Moore Jeffrey Lee
|
4
|
|
|
COMMUNITY BANCORP /VT
|
4
|
|
|
Murphy Andrew Winslow
|
4
|
|
|
DUOS TECHNOLOGIES GROUP, INC.
|
4
|
|
|
Archbold Brian David
|
4
|
|
|
MESA LABORATORIES INC /CO/
|
4
|
Financial Statements
|
|
Ferry Charles Parker
|
4
|
|
|
Sageworth Trust Co
|
SC 13D
|
|
|
Orion Bliss Corp.
|
10-K
|
|
|
MELI Kaszek Pioneer Corp
|
15-12G
|
|
|
Federated Hermes Income Securities Trust
|
497J
|
|
|
Owens Gary M
|
4
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
NPORT-P
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
NPORT-P
|
|
|
Columbia ETF Trust I
|
NPORT-P
|
|
|
Columbia Funds Series Trust II
|
NPORT-P
|
|
|
FRANKLIN MUNICIPAL SECURITIES TRUST
|
485BPOS
|
|
|
CS Cabin 0623, LLC
|
D
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
CTI BIOPHARMA CORP
|
25-NSE
|
Financial Statements
|
|
Franklin California Tax Free Income Fund
|
485BPOS
|
|
|
Bluerock Homes Trust, Inc.
|
S-11/A
|
|
|
Ford Credit Auto Owner Trust 2023-B
|
8-K
|
|
|
FORD CREDIT AUTO RECEIVABLES TWO LLC
|
8-K
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
Yau Wai Man Philip
|
144
|
|
|
Legend Biotech Corp
|
144
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
LIPMAN ANDREW D
|
144
|
|
|
NU SKIN ENTERPRISES, INC.
|
144
|
Financial Statements
|
|
Baird Medical Investment Holdings Ltd
|
425
|
|
|
ExcelFin Acquisition Corp.
|
425
|
|
|
Sakys John
|
4
|
|
|
013 - Series of IPOSharks Venture Master Fund, LLC
|
D
|
|
|
MREC2 Fund
|
N-8A
|
|
|
Robinson James George
|
4/A
|
|
|
NYMOX PHARMACEUTICAL CORP
|
4/A
|
Financial Statements
|
|
Capitol Series Trust
|
NPORT-P
|
|
|
VALUED ADVISERS TRUST
|
NPORT-P
|
|
|
Invesco Unit Trusts Taxable Income Series 635
|
485BPOS
|
|
|
Davies Philip D
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 592
|
485BPOS
|
|
|
Muecke William
|
4
|
|
|
Clever Leaves Holdings Inc.
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 591
|
485BPOS
|
|
|
Invesco Unit Trusts Taxable Income Series 558
|
485BPOS
|
|
|
THRIVENT MUTUAL FUNDS
|
NPORT-P/A
|
|
|
Invesco Unit Trusts Taxable Income Series 550
|
485BPOS
|
|
|
Invesco Unit Trusts Taxable Income Series 548
|
485BPOS
|
|
|
Invesco Unit Trusts Taxable Income Series 496
|
485BPOS
|
|
|
Invesco Unit Trusts Taxable Income Series 464
|
485BPOS
|
|
|
FREYR Battery
|
8-K/A
|
|
|
Invesco Unit Trusts Taxable Income Series 441
|
485BPOS
|
|
|
Hague Henry R III
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 437
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 385
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 378
|
485BPOS
|
|
|
Thrivent Core Funds
|
NPORT-P/A
|
|
|
Van Kampen Unit Trusts Taxable Income Series 377
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 376
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 314
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 312
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 311
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 305
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 241
|
485BPOS
|
|
|
THRIVENT SERIES FUND INC
|
NPORT-P/A
|
|
|
Kuhlmann Shirley R.
|
144
|
|
|
COLLEGIUM PHARMACEUTICAL, INC
|
144
|
Financial Statements
|
|
VAN KAMPEN UNIT TRUSTS TAXABLE INCOME SERIES 129
|
485BPOS
|
|
|
Wilches Julian
|
4
|
|
|
Invesco Unit Trusts, Municipal Series 1332
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1314
|
485BPOS
|
|
|
BULLFINCH FUND INC
|
N-CSRS
|
|
|
Invesco Unit Trusts, Municipal Series 1310
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1286
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1260
|
485BPOS
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
UBS AG
|
424B3
|
|
|
Nevada Lithium Resources Inc.
|
D
|
|
|
Fajardo Andres
|
4
|
|
|
FRANKLIN NEW YORK TAX FREE INCOME FUND
|
485BPOS
|
|
|
FT 10877
|
497J
|
|
|
AG Commercial Real Estate Debt Opportunities Holdings III, L.P.
|
D/A
|
|
|
Tuozzolo Claudio
|
4
|
|
|
FT 10808
|
497J
|
|
|
GDEV Inc.
|
POS AM
|
|
|
FIRST TRUST COMBINED SERIES 625
|
497J
|
|
|
Gaingels BridgeTower LLC
|
D
|
|
|
Knorr-Bremse AG/ADR
|
SC 13D/A
|
|
|
Rail Vision Ltd.
|
SC 13D/A
|
|
|
PUTNAM FUNDS TRUST
|
NPORT-P
|
|
|
GDEV Inc.
|
S-8 POS
|
|
|
Commonwealth Credit Partners BDC I, Inc.
|
8-K
|
|
|
MFS SERIES TRUST XII
|
N-CSR
|
|
|
MFS INTERMEDIATE INCOME TRUST
|
N-CSRS
|
|
|
MFS SPECIAL VALUE TRUST
|
N-CSRS
|
|
|
GS Mortgage Securities Trust 2020-GC45
|
10-D
|
|
|
SOPHiA GENETICS SA
|
6-K
|
Financial Statements
|
|
AZZAD FUNDS
|
497
|
|
|
GS Mortgage Securities Trust 2020-GC45
|
ABS-EE
|
|
|
FINNSSON ERIC J.
|
4
|
|
|
Eastside Distilling, Inc.
|
4
|
Financial Statements
|
|
LU-0427 Fund III, a series of Moving Capital, LP
|
D
|
|
|
hhgregg, Inc.
|
8-K
|
|
|
McNamara Michael
|
4
|
|
|
AiXin Life International, Inc.
|
S-1/A
|
|
|
BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD
|
6-K
|
Financial Statements
|
|
Legg Mason Global Asset Management Trust
|
497
|
|
|
Spinnaker ETF Series
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Equitable America Variable Account No.70A
|
N-4
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
Oppenheim Joel Martin
|
4
|
|
|
Petrolia Energy Corp
|
4
|
|
|
BlackRock Capital Allocation Term Trust
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
KCRise Fund III, L.P.
|
D/A
|
|
|
Khan Zel C
|
4
|
|
|
Ginkgo Fund, LP
|
D
|
|
|
Arvin Shannon Bishop
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Natixis ETF Trust II
|
8-A12B
|
|
|
DG Fuels, LLC
|
D/A
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
BAILLIE GIFFORD FUNDS
|
N-CEN
|
|
|
Blue World Acquisition Corp
|
DEFA14A
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
Blue World Acquisition Corp
|
8-K
|
|
|
CREDIT SUISSE AG
|
424B2
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
N-CSRS
|
|
|
Catherwood Stephen
|
3
|
|
|
Bell Ryan D.
|
3
|
|
|
CHICO'S FAS, INC.
|
8-K
|
Financial Statements
|
|
Swedish Orphan Biovitrum AB
|
SC TO-T/A
|
|
|
CTI BIOPHARMA CORP
|
SC TO-T/A
|
Financial Statements
|
|
Lipocine Inc.
|
8-K
|
Financial Statements
|
|
Conifer Holdings, Inc.
|
424B4
|
Financial Statements
|
|
AMARIN CORP PLC\UK
|
DEFA14A
|
Financial Statements
|
|
TRIDAN CORP
|
NPORT-P
|
|
|
Affinity Bancshares, Inc.
|
8-K/A
|
|
