| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PACWEST BANCORP
|
8-K
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2022-4
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-3
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-2
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2022-1
|
10-D
|
|
|
ORIX CORP
|
6-K
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2021-4
|
10-D
|
|
|
Shen Nan
|
144
|
|
|
Gaotu Techedu Inc.
|
144
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-3
|
10-D
|
|
|
monday.com Ltd.
|
6-K
|
Financial Statements
|
|
Limoneira CO
|
8-K
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2021-2
|
10-D
|
|
|
LadRx Corp
|
8-K
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2021-1
|
10-D
|
|
|
HONDA MOTOR CO LTD
|
6-K
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2020-4
|
10-D
|
|
|
MASS MEGAWATTS WIND POWER INC
|
253G2
|
|
|
GM Financial Consumer Automobile Receivables Trust 2020-3
|
10-D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2020-2
|
10-D
|
|
|
Qi Xiuping
|
144
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
HUTCHMED
|
6-K
|
Financial Statements
|
|
ORIX CORP
|
20-F
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2020-1
|
10-D
|
|
|
McClary Andrew
|
4
|
|
|
Azitra Inc
|
4
|
|
|
LIXTE BIOTECHNOLOGY HOLDINGS, INC.
|
8-K
|
|
|
FOMO WORLDWIDE, INC.
|
8-K/A
|
|
|
ICON PLC
|
6-K
|
Financial Statements
|
|
GM Financial Consumer Automobile Receivables Trust 2019-4
|
10-D
|
|
|
FG Merger Corp.
|
425
|
|
|
Opti-Harvest, Inc.
|
AW
|
|
|
Colombier Acquisition Corp.
|
S-4/A
|
|
|
Whole Earth Brands, Inc.
|
SC 13D/A
|
|
|
FRANKLIN MARTIN E
|
SC 13D/A
|
|
|
Lucid Group, Inc.
|
8-K
|
Financial Statements
|
|
KOREA ELECTRIC POWER CORP
|
6-K
|
|
|
NextCure, Inc.
|
8-K
|
Financial Statements
|
|
CTI BIOPHARMA CORP
|
SC 14D9/A
|
Financial Statements
|
|
FG Merger Corp.
|
8-K
|
|
|
GRAYSTONE COMPANY, INC.
|
1-U
|
|
|
TKB Critical Technologies 1
|
DEFA14A
|
|
|
Flame Acquisition Corp.
|
8-K
|
|
|
JD.com, Inc.
|
6-K
|
Financial Statements
|
|
HDFC BANK LTD
|
6-K
|
Financial Statements
|
|
TKB Critical Technologies 1
|
8-K
|
|
|
ICICI BANK LTD
|
6-K
|
Financial Statements
|
|
Elliott Opportunity II Corp.
|
8-K
|
|
|
Esperion Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Corebridge Financial, Inc.
|
8-K
|
Financial Statements
|
|
Technology & Telecommunication Acquisition Corp
|
DEF 14A
|
|
|
Premium Nickel Resources Ltd.
|
6-K
|
|
|
NIO Inc.
|
6-K
|
Financial Statements
|
|
UNITED MICROELECTRONICS CORP
|
6-K
|
Financial Statements
|
|
Innate Pharma SA
|
6-K
|
Financial Statements
|
|
NutriBand Inc.
|
S-1/A
|
|
|
SAI.TECH Global Corp
|
POS AM
|
|
|
StoneBridge Acquisition Corp.
|
425
|
|
|
StoneBridge Acquisition Corp.
|
8-K
|
|
|
SAI.TECH Global Corp
|
F-3
|
|
|
StoneBridge Acquisition Corp.
|
F-4
|
|
|
Turnstone Biologics Corp.
|
S-1/A
|
|
|
UBS AG
|
424B2
|
|
|
GRUPO TELEVISA, S.A.B.
|
6-K
|
Financial Statements
|
|
Goldman Sachs ETF Trust
|
485BPOS
|
|
|
SEI INSTITUTIONAL MANAGED TRUST
|
497K
|
|
|
Genius Group Ltd
|
6-K
|
Financial Statements
|
|
WORLD WRESTLING ENTERTAINMENTINC
|
425
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
WORLD WRESTLING ENTERTAINMENTINC
|
8-K
|
Financial Statements
|
|
EF Hutton Acquisition Corp I
|
S-4
|
|
|
Atento S.A.
|
6-K
|
Financial Statements
|
|
AT&T INC.
|
11-K/A
|
Financial Statements
|
|
Grupo Aval Acciones Y Valores S.A.
|
6-K
|
Financial Statements
|
|
Capital Fund II, LLC
|
D/A
|
|
|
Post Traditional High Yield Offshore Ltd
|
D/A
|
|
|
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
|
8-K
|
Financial Statements
|
|
Post Traditional High Yield Fund, L.P.
|
D/A
|
|
|
Nutex Health, Inc.
|
424B3
|
|
|
Post Senior Loan Offshore Fund, Ltd.
|
D/A
|
|
|
Arroyo Dunamis Direct Investment I-A, L.P.
|
D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Post Senior Loan Fund, L.P.
|
D/A
|
|
|
Arroyo Dunamis Direct Investment I-B, L.P.
|
D
|
|
|
Scienjoy Holding Corp
|
6-K
|
|
|
NCR ATMCo, LLC
|
10-12B
|
|
|
Liberty Broadband Corp
|
11-K
|
Financial Statements
|
|
Post Ltd Term High Yield Offshore Fund, Ltd.
|
D/A
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
JPX Global Inc.
|
1-A
|
|
|
ALPS ETF Trust
|
485APOS
|
|
|
ROGERS COMMUNICATIONS INC
|
6-K
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
YENDO INC.
|
D/A
|
|
|
Innovative International Acquisition Corp.
|
S-4/A
|
|
|
Post Ltd Term High Yield Fund, L.P.
|
D/A
|
|
|
Mother Kombucha LLC
|
C
|
|
|
RSE Collection, LLC
|
1-A POS
|
|
|
Wilson-Garling 2020 Family Trust
|
SC 13D/A
|
|
|
Nuburu, Inc.
|
SC 13D/A
|
|
|
SECURITY NATIONAL FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
AdvisorShares Trust
|
497
|
|
|
SEI INSTITUTIONAL MANAGED TRUST
|
497
|
|
|
SCHWAB STRATEGIC TRUST
|
8-A12B
|
|
|
Sendas Distributor S.A.
|
6-K
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Joby Aviation, Inc.
|
8-K
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
CARDINAL ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LTD
|
D/A
|
|
|
cbdMD, Inc.
|
8-K
|
|
|
Post Intermediate Term High Yield Fund, L.P.
|
D/A
|
|
|
Enliven Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
CARDINAL ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LP
|
D/A
|
|
|
Ur24Technology, Inc.
|
D
|
|
|
CARDINAL ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP
|
D/A
|
|
|
CANADIAN PACIFIC KANSAS CITY LTD/CN
|
11-K
|
Financial Statements
|
|
CARDINAL ADVISOR SERIES-INTERNATIONAL VALUE EQUITY LTD
|
D/A
|
|
|
DEXCOM INC
|
8-K
|
Financial Statements
|
|
GenoEmote LLC, DBA Meta-Brain Labs
|
C/A
|
|
|
EQUATOR Beverage Co
|
8-K
|
|
|
REGENERX BIOPHARMACEUTICALS INC
|
PRE 14A
|
|
|
BioFluff Inc.
|
D/A
|
|
|
Gain Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2023-3
|
FWP
|
|
|
EFCAR, LLC
|
FWP
|
|
|
SuperAngel.vc, LP - C2
|
D/A
|
|
|
SuperAngel.vc QP, LP - C2
|
D/A
|
|
|
Madison Square Garden Entertainment Corp.
|
424B4
|
|
|
Revere Partners RF, LP - C1
|
D/A
|
|
|
Mystic Ventures, LP - B3
|
D/A
|
|
|
SCHWAB STRATEGIC TRUST
|
497K
|
|
|
Kamal Ravikant Capital QP, LP - C3
|
D/A
|
|
|
Kamal Ravikant Capital, LP - C3
|
D/A
|
|
|
CO-0405 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Fulcrum Therapeutics, Inc.
|
10-K/A
|
Financial Statements
|
|
FootPrint Coalition Ventures Early Stage Fund, LP - C2
|
D/A
|
|
|
SCHWAB STRATEGIC TRUST
|
485BPOS
|
|
|
CROWN CRAFTS INC
|
10-K
|
Financial Statements
|
|
MAINSTAY FUNDS TRUST
|
497
|
|
|
Executive Enterprise Venture Fund, LP - B2
|
D/A
|
|
|
Loma Negra Compania Industrial Argentina Sociedad Anonima
|
6-K
|
Financial Statements
|
|
US-0330 Fund I, a series of MV Funds, LP
|
D
|
|
|
US-0330 Fund I AL Vehicle, a series of MV Funds, LP
|
D
|
|
|
Cardinal AlternativeFocus TT Emerging Markets Fund LP
|
D/A
|
|
|
6529 NFT Fund AI, LP - B1
|
D/A
|
|
|
6529 NFT Fund QP, LP - B1
|
D/A
|
|
|
IronNet, Inc.
|
8-K
|
|
|
COMM 2014-CCRE17 Mortgage Trust
|
10-D
|
|
|
GS Mortgage Securities Trust 2018-GS9
|
10-D
|
|
|
Putnam ETF Trust
|
497K
|
|
|
NEXT WAVE FUND 1, LLC
|
D
|
|
|
GS Mortgage Securities Trust 2018-GS9
|
ABS-EE
|
|
|
BlackRock TCP Capital Corp.
|
8-K
|
Financial Statements
|
|
AB CORPORATE SHARES
|
NPORT-P
|
|
|
AB PORTFOLIOS
|
NPORT-P
|
|
|
AB BOND FUND, INC.
|
NPORT-P
|
|
|
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
AB HIGH INCOME FUND INC
|
NPORT-P
|
|
|
AB RELATIVE VALUE FUND, INC.
|
NPORT-P
|
|
|
AB CAP FUND, INC.
|
NPORT-P
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497K
|
|
|
AB INSTITUTIONAL FUNDS INC
|
NPORT-P
|
|
|
AB SUSTAINABLE GLOBAL THEMATIC FUND, INC.
|
NPORT-P
|
|
|
AB DISCOVERY GROWTH FUND, INC.
|
NPORT-P
|
|
|
AB LARGE CAP GROWTH FUND INC
|
NPORT-P
|
|
|
Schwartz Jason E
|
3
|
|
|
HARDING LOEVNER FUNDS INC
|
N-CSRS
|
|
|
HAWTHORN BANCSHARES, INC.
|
3
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
497K
|
|
|
TEXTRON INC
|
8-K
|
Financial Statements
|
|
FPA FUNDS TRUST
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
Hemhauser Maureen
|
4
|
|
|
PEAPACK GLADSTONE FINANCIAL CORP
|
4
|
Financial Statements
|
|
HIRSCH MATTHEW I
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
JOHN WILEY & SONS, INC.
|
8-K
|
Financial Statements
|
|
Opry Investment Holdings I, LLC
|
D
|
|
|
Blue Flame Royalties III, LLC
|
D
|
|
|
Inspire Medical Systems, Inc.
|
144
|
Financial Statements
|
|
Griffin Jerry C
|
144
|
|
|
FLEXSHARES TRUST
|
NPORT-P
|
|
|
Chalkan Lisa
|
4
|
|
|
GS Mortgage Securities Trust 2020-GSA2
|
10-D
|
|
|
PAR PACIFIC HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
OneOncology Management Holdco, LLC
|
D
|
|
|
Stunja Joseph
|
4
|
|
|
Sylvester Jeffery S
|
144
|
|
|
Third Coast Bancshares, Inc.
|
4
|
Financial Statements
|
|
CHESAPEAKE UTILITIES CORP
|
144
|
Financial Statements
|
|
Glander Troy Andrew
|
4
|
|
|
Caraway Bart
|
4
|
|
|
Basaldua Martin
|
4
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
KEMPER DAVID W
|
4
|
|
|
COMMERCE BANCSHARES INC /MO/
|
4
|
Financial Statements
|
|
AL1-0522 Gaingels Fund II, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
AL1-0522 Gaingels Fund II AL Vehicle, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
Pigeonly, Inc.
|
D
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497K
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
GS Mortgage Securities Trust 2020-GSA2
|
ABS-EE
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497K
|
|
|
Radical Ventures Opportunity Fund I, L.P.
|
D
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497K
|
|
|
BABCOCK JOHN P
|
4
|
|
|
KEMPER JONATHAN M
|
4
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497K
|
|
|
BLACK UNICORN FACTORY
|
1-A/A
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497K
|
|
|
Radical Ventures Fund II
|
D
|
|
|
NOACK THOMAS J
|
4
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497K
|
|
|
CGB Green Liberty Notes LLC
|
C
|
|
|
PUTNAM HIGH YIELD FUND
|
497K
|
|
|
BANCO ITAU CHILE
|
SC 13E3/A
|
|
|
TELEFLEX INC
|
11-K
|
Financial Statements
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
BARTH KEVIN G
|
4
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497K
|
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
PUTNAM TAX FREE INCOME TRUST
|
497K
|
|
|
FrontWave Partners, LP
|
D/A
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497K
|
|
|
BANCO ITAU CHILE
|
SC 14D9/A
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497K
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497K
|
|
|
Groundfloor Yield LLC
|
1-A POS
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497K
|
|
|
Duke Energy CORP
|
11-K
|
Financial Statements
|
|
Federated Hermes Money Market Obligations Trust
|
497K
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM MONEY MARKET FUND
|
497K
|
|
|
Covenant VC Credit Income Opportunities Fund, LLC
|
D
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497K
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497K
|
|
|
abrdn Funds
|
NPORT-P
|
|
|
ABRDN JAPAN EQUITY FUND, INC.
|
NPORT-P
|
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
NPORT-P
|
|
|
abrdn Global Premier Properties Fund
|
NPORT-P
|
|
|
abrdn Income Credit Strategies Fund
|
NPORT-P
|
|
|
abrdn Global Dynamic Dividend Fund
|
NPORT-P
|
|
|
abrdn Total Dynamic Dividend Fund
|
NPORT-P
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
NPORT-P
|
|
|
ABRDN AUSTRALIA EQUITY FUND, INC.
|
NPORT-P
|
|
|
PUTNAM INCOME FUND
|
497K
|
|
|
Levy Stuart
|
4
|
|
|
National Western Life Group, Inc.
|
4
|
Financial Statements
|
|
Milos Charles D
|
4
|
|
|
NFGCPCOITLEXIHFM Development LLC
|
D
|
|
|
JPMorgan Private Markets Fund
|
3
|
|
|
Kelley Karen Dunn
|
3
|
|
|
Pederson E J
|
4
|
|
|
Masterworks 288, LLC
|
1-U
|
|
|
Masterworks 282, LLC
|
1-U
|
|
|
Masterworks 286, LLC
|
1-U
|
|
|
Masterworks 283, LLC
|
1-U
|
|
|
Masterworks 285, LLC
|
1-U
|
|
|
Masterworks 284, LLC
|
1-U
|
|
|
Masterworks 287, LLC
|
1-U
|
|
|
Masterworks 275, LLC
|
1-U
|
|
|
Masterworks 276, LLC
|
1-U
|
|
|
Masterworks 278, LLC
|
1-U
|
|
|
Masterworks 277, LLC
|
1-U
|
|
|
Masterworks 279, LLC
|
1-U
|
|
|
Masterworks 280, LLC
|
1-U
|
|
|
Masterworks 269, LLC
|
1-U
|
|
|
Masterworks 270, LLC
|
1-U
|
|
|
Masterworks 271, LLC
|
1-U
|
|
|
Masterworks 273, LLC
|
1-U
|
|
|
Masterworks 274, LLC
|
1-U
|
|
|
Masterworks 268, LLC
|
1-U
|
|
|
Masterworks 261, LLC
|
1-U
|
|
|
Masterworks 262, LLC
|
1-U
|
|
|
Masterworks 266, LLC
|
1-U
|
|
|
Masterworks 259, LLC
|
1-U
|
|
|
Masterworks 258, LLC
|
1-U
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497K
|
|
|
GSR II Meteora Acquisition Corp.
|
DEFA14A
|
|
|
1847 Holdings LLC
|
S-1/A
|
Financial Statements
|
|
Chen Roy T
|
144
|
|
|
Sonendo, Inc.
|
144
|
Financial Statements
|
|
Putnam ETF Trust
|
497
|
|
|
Putnam Target Date Funds
|
497
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497
|
|
|
PUTNAM VARIABLE TRUST
|
497
|
|
