| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CRP Affordable Housing Fund
|
D/A
|
|
|
NEONC TECHNOLOGIES HOLDINGS, INC.
|
RW
|
|
|
Goncalves Celso L Jr
|
4
|
|
|
CLEVELAND-CLIFFS INC.
|
4
|
Financial Statements
|
|
Crown Arkoma #1 Joint Venture
|
D
|
|
|
Franklin ETF Trust
|
N-CEN
|
|
|
IVY FUNDS
|
24F-2NT
|
|
|
American Lithium Corp.
|
6-K
|
|
|
Citiesense Inc.
|
C-AR
|
|
|
BLUM HOLDINGS, INC.
|
8-K
|
|
|
Series I
|
D/A
|
|
|
Mitchell Stacy A.
|
3
|
|
|
American Water Works Company, Inc.
|
3
|
Financial Statements
|
|
Genasys Inc.
|
S-3
|
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
CoreCivic, Inc.
|
11-K
|
Financial Statements
|
|
ImmunoPrecise Antibodies Ltd.
|
6-K
|
|
|
CADIZ INC
|
S-8
|
Financial Statements
|
|
Calamos Aksia Alternative Credit & Income Fund
|
N-CEN
|
|
|
SCIENTIFIC ENERGY, INC
|
10-K/A
|
|
|
KLEIN JONATHAN C
|
144
|
|
|
BELDEN INC.
|
144
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
LITHIUM SOUTH DEVELOPMENT Corp
|
D
|
|
|
Global X Funds
|
485BXT
|
|
|
Bridgford Richard Eugene
|
4
|
|
|
BRIDGFORD FOODS CORP
|
4
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Napier Park Centre Street CLO Partnership Fund LP
|
D/A
|
|
|
RIPPLE - A SERIES OF AURUM VP FUND LLC
|
D
|
|
|
Sovos Co-Invest LP
|
D/A
|
|
|
Puraclenz Holdings, Inc.
|
C-AR
|
|
|
Genghis Co-Invest SCSp
|
D
|
|
|
Dunne Jeffrey R
|
4
|
|
|
Bankwell Financial Group, Inc.
|
4
|
Financial Statements
|
|
Porto Carl M
|
4
|
|
|
Wardlow Graham
|
4
|
|
|
LUXFER HOLDINGS PLC
|
4
|
Financial Statements
|
|
SEIDMAN LAWRENCE B
|
4
|
|
|
Drexler Blake S
|
4
|
|
|
Dale Eric J
|
4
|
|
|
North Square Investments Trust
|
497J
|
|
|
ExcelFin Acquisition Corp.
|
PRE 14A
|
|
|
CareFund Holdings LLC
|
D
|
|
|
NATIONAL GRID PLC
|
6-K
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
GREENBELT CAPITAL PARTNERS CTC L.P.
|
D
|
|
|
Man AHL Alpha 1.5 XL Ltd
|
D/A
|
|
|
Light Wave Holding Company, LLC
|
D
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
SPF FIV2
|
D/A
|
|
|
DIH Viridian, LLC
|
D
|
|
|
FT 11598
|
487
|
|
|
Seven Eight Capital Offshore Fund, LP
|
D/A
|
|
|
DMHJV001 INC.
|
D/A
|
|
|
Blubuzzard, Inc.
|
3
|
|
|
DeNunzio Thomas
|
3
|
|
|
Annexon, Inc.
|
8-K
|
Financial Statements
|
|
FT 11490
|
487
|
|
|
Moody Paul
|
3
|
|
|
Seven Eight Capital Fund, LP
|
D/A
|
|
|
DeNunzio Jeffrey
|
3
|
|
|
CRS Consulting, LLC
|
3
|
|
|
FT 11491
|
487
|
|
|
FT 11492
|
487
|
|
|
Clearwater Analytics Holdings, Inc.
|
4
|
Financial Statements
|
|
Cox James S
|
4
|
|
|
SPF FIV4
|
D/A
|
|
|
Vir Biotechnology, Inc.
|
4
|
Financial Statements
|
|
Ramasastry Saira
|
4
|
|
|
RIVERNORTH OPPORTUNITIES FUND, INC.
|
NPORT-P
|
|
|
PR Miami Industrial, LP
|
D
|
|
|
North Square Investments Trust
|
497
|
|
|
Roundhill ETF Trust
|
485BXT
|
|
|
APTARGROUP, INC.
|
11-K
|
Financial Statements
|
|
Jones Street Investment Fund II, L.P.
|
D/A
|
|
|
Topaz Isle, LP
|
D
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Harrison Gina
|
144
|
|
|
Qorvo, Inc.
|
144
|
Financial Statements
|
|
PVH CORP. /DE/
|
10-Q
|
Financial Statements
|
|
VVC Veterans Fund II Feeder, LLC
|
D
|
|
|
WILKINS III JAMES R
|
4
|
|
|
FIRST NATIONAL CORP /VA/
|
4
|
|
|
INANOVATE INC
|
D
|
|
|
POOLESVILLE PLAZA THS, LLC
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
N-CEN
|
|
|
STAHL MURRAY
|
4
|
|
|
Princeton Everest Fund
|
N-CEN
|
|
|
Keaton Joel D
|
144
|
|
|
CubeSmart
|
144
|
Financial Statements
|
|
Fulcrum Technologies, Inc./NY
|
D
|
|
|
Thesys, Inc.
|
D
|
|
|
Acadian Commodities Absolute Return Fund, LLC
|
D/A
|
|
|
BC3 Technologies, Inc.
|
D
|
|
|
Acadian Multi-Asset Absolute Return 6v Fund, LLC
|
D/A
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Mindset Value Fund LP
|
SC 13G/A
|
|
|
Grown Rogue International Inc.
|
SC 13G/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Ambrose Michael H.
|
144
|
|
|
RBC Bearings INC
|
144
|
Financial Statements
|
|
ALPACA SECURITIES LLC
|
X-17A-5
|
|
|
CTT PHARMACEUTICAL HOLDINGS, INC.
|
4
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
OptimizeRx Corp
|
4
|
Financial Statements
|
|
FEBBO WILLIAM J
|
4
|
|
|
Astorino Robert P.
|
4
|
|
|
GABELLI DIVIDEND & INCOME TRUST
|
4
|
Financial Statements
|
|
Corbin Opportunity Fund, Ltd.
|
D/A
|
|
|
First Trust Hedged Strategies Fund
|
N-23C3A
|
|
|
NovaQuest Pharma Opportunities Fund VI, L.P.
|
D/A
|
|
|
Acadian China A Shares Equity Fund, LLC
|
D/A
|
|
|
MERKATORIS SUSAN L
|
4
|
|
|
NICOLET BANKSHARES INC
|
4
|
Financial Statements
|
|
Exela Technologies, Inc.
|
DEFA14A
|
Financial Statements
|
|
UBS AG
|
FWP
|
|
|
Asignio, Inc.
|
D/A
|
|
|
Pomona Investment Fund
|
N-CEN
|
|
|
Acadian Atlas Multi-Strategy Fund, LLC
|
D/A
|
|
|
Alemany Ellen R
|
4
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
4
|
Financial Statements
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Moriah Deer Moss Apartments, LLC
|
D
|
|
|
Shaw Alan H.
|
4
|
|
|
NORFOLK SOUTHERN CORP
|
4
|
Financial Statements
|
|
Titterton Lewis H jr
|
4
|
|
|
Anixa Biosciences Inc
|
4
|
Financial Statements
|
|
Hiltpold Glenn
|
144
|
|
|
SAFETY INSURANCE GROUP INC
|
144
|
Financial Statements
|
|
Corbin Opportunity Fund, L.P.
|
D/A
|
|
|
Buck Robert M
|
144
|
|
|
TopBuild Corp
|
144
|
Financial Statements
|
|
Arion Alpha Strategies SPC - Arion Commodity Spread Trading SP
|
D/A
|
|
|
SEA1 SPV, a series of Riverside Ventures Self-Advised, LP
|
D
|
|
|
Acadian Emerging Markets Focused Alpha Equity Fund, LLC
|
D
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
Starr Gayle P
|
4
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
HAWAIIAN TAX FREE TRUST
|
N-CEN
|
|
|
AQUILA MUNICIPAL TRUST
|
N-CEN
|
|
|
Acorn Co-investment, L.P.
|
D/A
|
|
|
Aptiv PLC
|
144
|
Financial Statements
|
|
COOPER NANCY E
|
144
|
|
|
KEENE S TURNER
|
4
|
|
|
ENTERPRISE FINANCIAL SERVICES CORP
|
4
|
Financial Statements
|
|
Ellis James O Jr
|
144
|
|
|
LOCKHEED MARTIN CORP
|
144
|
Financial Statements
|
|
BNY MELLON FUNDS TRUST
|
497
|
|
|
PONDER MARK G
|
4
|
|
|
RUNKEL JOHN F JR
|
4
|
|
|
SYNOPSYS INC
|
4
|
Financial Statements
|
|
NRC Private Credit Opportunities III, L.P.
|
D
|
|
|
EATON VANCE MUNICIPAL INCOME TRUST
|
424B3
|
|
|
CHAFFIN JANICE
|
144
|
|
|
PTC INC.
|
144
|
Financial Statements
|
|
STMicroelectronics N.V.
|
11-K
|
Financial Statements
|
|
LALLY JAMES BRIAN
|
4
|
|
|
Sovereign's Capital Lower Middle Market Fund II, LP
|
D/A
|
|
|
nCino, Inc.
|
144
|
Financial Statements
|
|
Sellers Jeanette
|
144
|
|
|
IANNACONE NICOLE M
|
4
|
|
|
NRC Private Credit Opportunities III
|
D
|
|
|
REF Topco, Inc.
|
D/A
|
|
|
Huffman Bridget
|
4
|
|
|
MILLER BRIAN K
|
144
|
|
|
TYLER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Fundrise Income Real Estate Fund, LLC
|
4
|
|
|
ExchangeRight Net-Leased Portfolio 67 DST
|
D
|
|
|
TOMIS Holdings, Inc.
|
D
|
|
|
DUMLAO TROY
|
4
|
|
|
Circular Enterprises, LLC
|
C/A
|
|
|
Sovereign's Capital Evergreen Fund I, LLC
|
D/A
|
|
|
Oddbird, Inc.
|
D
|
|
|
BAUCHE DOUGLAS
|
4
|
|
|
Salen Kristina
|
144
|
|
|
SIRIUS XM HOLDINGS INC.
|
144
|
Financial Statements
|
|
Grau Dominique
|
4
|
|
|
AGILENT TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
ANASTASOPOULOS ARISTEIDIS
|
144/A
|
|
|
Star Bulk Carriers Corp.
|
144/A
|
Financial Statements
|
|
Pershing Square International, Ltd.
|
D/A
|
|
|
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
|
497VPU
|
|
|
Glendower Capital Secondary Opportunities Fund VI-P, LP
|
D
|
|
|
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
|
497VPI
|
|
|
Willdan Group, Inc.
|
144
|
Financial Statements
|
|
BIEBER MICHAEL A
|
144
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2024-B
|
ABS-EE
|
|
|
FORD CREDIT AUTO RECEIVABLES TWO LLC
|
ABS-EE
|
|
|
Cigna Group
|
144
|
Financial Statements
|
|
Granger Elder
|
144
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Parallel Cage, LLC
|
D
|
|
|
Glendower Capital Secondary Opportunities Fund VI-P
|
D
|
|
|
Merchant Wealth Partners Opto, LLC
|
D
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Glendower Capital Secondary Opportunities Fund VI, SCSp
|
D
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
N-MFP2/A
|
|
|
Icon Energy Corp
|
F-1/A
|
|
|
PGIM Rock ETF Trust
|
CERT
|
|
|
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
|
497
|
|
|
Pershing Square, L.P.
|
D/A
|
|
|
Range Alhambra MOB Coinv Investor, LP
|
D
|
|
|
Mercer Funds
|
N-CEN
|
|
|
DVC Fund 4 LP
|
D
|
|
|
Alpha Metallurgical Resources, Inc.
|
144
|
Financial Statements
|
|
Nicholson Roger Lee
|
144
|
|
|
Glendower Capital SOF VI Associates
|
D
|
|
|
GR Fund I, a series of Mana Ventures Funds, LP
|
D
|
|
|
ASTRAZENECA PLC
|
6-K
|
Financial Statements
|
|
Glendower Capital SOF VI Associates, SCSp
|
D
|
|
|
Furner John R.
|
144
|
|
|
Walmart Inc.
|
144
|
Financial Statements
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
N-CEN
|
|
|
KKR Credit Opportunities Portfolio
|
N-23C3A
|
|
|
SMITH MIDLAND CORP
|
8-K
|
|
|
Arnold Ken E.
|
144
|
|
|
AVNET INC
|
144
|
Financial Statements
|
|
Glendale BTR DST
|
D/A
|
|
|
BANK BRADESCO
|
6-K
|
Financial Statements
|
|
Brail Partners, LP
|
D/A
|
|
|
MUTUAL FUND SERIES TRUST
|
485BXT
|
|
|
Lobach David M Jr
|
4
|
|
|
Embassy Bancorp, Inc.
|
4
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B3
|
Financial Statements
|
|
Winvest Group Ltd
|
8-K/A
|
|
|
Arcturus Therapeutics Holdings Inc.
|
144
|
Financial Statements
|
|
SASSINE ANDY
|
144
|
|
|
Atkinson Edward Morrow III
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
PACIFIC LIFE INSURANCE CO
|
D
|
|
|
Bozic Carmen
|
144
|
|
|
Equitybee 22-30918, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
497K
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
497
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
Cavanaugh Robert N
|
4
|
|
|
Equitybee 22-78854, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
HILTON MICHAEL W
|
4
|
|
|
SMX
|
6-K
|
|
|
SINGH RAJEEV
|
4
|
|
|
Barnes Stephen H.
|
4
|
|
|
Che & Bae LLC
|
C/A
|
|
|
Mastercard Foundation Asset Management Corp
|
4
|
|
|
Mastercard Foundation
|
4
|
|
|
Mastercard Inc
|
4
|
Financial Statements
|
|
BECTON DICKINSON & CO
|
CERT
|
Financial Statements
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497
|
|
|
Fort Myers BTR DST
|
D/A
|
|
|
ArcelorMittal
|
424B5
|
Financial Statements
|
|
CF BANKSHARES INC.
|
8-K
|
Financial Statements
|
|
BlackRock Health Sciences Term Trust
|
DEFA14A
|
|
|
CoastEdge Venture Capital, LLC
|
D/A
|
|
|
BlackRock Capital Allocation Term Trust
|
DEFA14A
|
|
|
Chijet Motor Company, Inc.
|
6-K
|
|
|
BlackRock Innovation & Growth Term Trust
|
DEFA14A
|
|
|
BlackRock Science & Technology Term Trust
|
DEFA14A
|
|
|
CoastEdge Alternative Total Return, LLC
|
D/A
|
|
|
Demeter Investment Holding
|
D
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
DEFA14A
|
|
|
Virios Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
CHIPMOS TECHNOLOGIES INC
|
6-K
|
Financial Statements
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
DEFA14A
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
Newbury Street Acquisition Corp
|
425
|
|
|
Baselake Partners, LP
|
D/A
|
|
|
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC.
|
DEFA14A
|
|
|
JBS S.A.
|
6-K
|
|
|
McGahn Daniel P
|
4
|
|
|
AMERICAN SUPERCONDUCTOR CORP /DE/
|
4
|
Financial Statements
|
|
FT 11482
|
497J
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
DEFA14A
|
|
|
Kosiba John W JR
|
4
|
|
|
Velo3D, Inc.
|
8-K
|
|
|
Grupo Supervielle S.A.
|
6-K
|
Financial Statements
|
|
FT 11481
|
497J
|
|
|
FIFTH THIRD BANCORP
|
8-K
|
Financial Statements
|
|
Sintx Technologies, Inc.
|
8-K
|
Financial Statements
|
|
MAXIMUS, INC.
|
8-K
|
Financial Statements
|
|
Core & Main, Inc.
|
8-K
|
Financial Statements
|
|
Lufax Holding Ltd
|
6-K
|
Financial Statements
|
|
Newbury Street Acquisition Corp
|
8-K
|
|
|
BCE INC
|
6-K
|
Financial Statements
|
|
Aaron's Company, Inc.
|
11-K
|
Financial Statements
|
|
Tracon Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Professional Diversity Network, Inc.
|
8-K
|
Financial Statements
|
|
DDC Enterprise Ltd
|
6-K
|
|
|
Brock Eric A
|
4
|
|
|
Ondas Holdings Inc.
|
4
|
|
|
Noah Holdings Ltd
|
6-K
|
Financial Statements
|
|
NIP Group Inc.
|
F-1
|
|
|
Mama's Creations, Inc.
|
8-K
|
|
|
Zahurancik John
|
144/A
|
|
|
Fluence Energy, Inc.
|
144/A
|
Financial Statements
|
|
Hilum 30A Multifamily, LLC
|
D
|
|
