| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Principal Real Estate Income Fund
|
3
|
|
|
Dunne Jeffrey R
|
4
|
|
|
Porto Carl M
|
4
|
|
|
Two Roads Shared Trust
|
N-CSR/A
|
|
|
Pop Venture Fund
|
N-2/A
|
|
|
NML VARIABLE ANNUITY ACCOUNT B
|
497VPU
|
|
|
Sweater Cashmere Fund
|
N-CSR
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2408
|
S-6/A
|
|
|
Nicholas Adams
|
5
|
|
|
Principal Real Estate Income Fund
|
5
|
|
|
Kaufman, Hall & Associates, LLC
|
MA-I/A
|
|
|
MOORE HUBERT PHILLIP JR
|
4
|
|
|
NICOLET BANKSHARES INC
|
4
|
Financial Statements
|
|
Invesco Unit Trusts Series 2366
|
497J
|
|
|
1789 Capital Co-Invest I, LP
|
D
|
|
|
NML VARIABLE ANNUITY ACCOUNT A
|
497VPU
|
|
|
Ineffable Ventures Rightway LLC
|
D
|
|
|
Speer Sean
|
3
|
|
|
1789 Capital BH, LP
|
D
|
|
|
Austin Debbie Mino
|
4
|
|
|
SOLITARIO RESOURCES CORP.
|
4
|
Financial Statements
|
|
SEIDMAN LAWRENCE B
|
4
|
|
|
NML VARIABLE ANNUITY ACCT C OF NORTHWESTERN MUT LIFE INS CO
|
497VPI
|
|
|
Valkyrie ETF Trust II
|
N-CSRS
|
|
|
MB Holdings, LLC
|
D
|
|
|
Jaguar Health, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Iliad Research & Trading, L.P.
|
SC 13G/A
|
|
|
RASPINO LOUIS
|
144
|
|
|
TIDEWATER INC
|
144
|
Financial Statements
|
|
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
|
PX14A6G
|
|
|
NML VARIABLE ANNUITY ACCOUNT B
|
497VPI
|
|
|
Meyer Gina
|
3/A
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
3/A
|
|
|
TG THERAPEUTICS, INC.
|
PX14A6G
|
Financial Statements
|
|
Verdus Partners, LP
|
D/A
|
|
|
Ineffable Ventures Breeoot LLC
|
D
|
|
|
82investments EVOLVE MEP May 2024 a Series of CGF2021 LLC
|
D
|
|
|
LIBERTY ALL STAR EQUITY FUND
|
3/A
|
|
|
AIR Policy Portfolio I, LP
|
D/A
|
|
|
BNY MELLON SHORT TERM MUNICIPAL BOND FUND
|
24F-2NT
|
|
|
MARONICK JAMES R
|
4
|
|
|
NML VARIABLE ANNUITY ACCOUNT A
|
497VPI
|
|
|
FT 11481
|
487
|
|
|
FT 11482
|
487
|
|
|
Secor Thomas N
|
144
|
|
|
NOVANTA INC
|
144
|
Financial Statements
|
|
west-bourne May 2024 a Series of CGF2021 LLC
|
D
|
|
|
WEX Inc.
|
144
|
Financial Statements
|
|
SOMMER REGINA O
|
144
|
|
|
Swanberg Trevor
|
3
|
|
|
DA-0529 Fund I, a series of Spacecadet Ventures, LP
|
D
|
|
|
Pair Team, Inc.
|
D
|
|
|
Cox Bryan Alden
|
4
|
|
|
AVISTA CORP
|
4
|
Financial Statements
|
|
SLM Student Loan Trust 2014-2
|
10-D
|
|
|
SLM Student Loan Trust 2014-1
|
10-D
|
|
|
SLM Student Loan Trust 2013-6
|
10-D
|
|
|
SLM Student Loan Trust 2013-5
|
10-D
|
|
|
SLM Student Loan Trust 2013-4
|
10-D
|
|
|
SLM Student Loan Trust 2013-3
|
10-D
|
|
|
SLM Student Loan Trust 2013-2
|
10-D
|
|
|
SLM Student Loan Trust 2013-1
|
10-D
|
|
|
SLM Student Loan Trust 2012-7
|
10-D
|
|
|
SLM Student Loan Trust 2012-6
|
10-D
|
|
|
SLM Student Loan Trust 2012-5
|
10-D
|
|
|
SLM Student Loan Trust 2012-3
|
10-D
|
|
|
SLM Student Loan Trust 2012-2
|
10-D
|
|
|
SLM Student Loan Trust 2012-1
|
10-D
|
|
|
SLM Student Loan Trust 2011-3
|
10-D
|
|
|
SLM Student Loan Trust 2011-2
|
10-D
|
|
|
SLM Student Loan Trust 2011-1
|
10-D
|
|
|
SLM Student Loan Trust 2010-2
|
10-D
|
|
|
Navient Student Loan Trust 2015-3
|
10-D
|
|
|
SLM Student Loan Trust 2010-1
|
10-D
|
|
|
Navient Student Loan Trust 2015-2
|
10-D
|
|
|
Navient Student Loan Trust 2015-1
|
10-D
|
|
|
Navient Student Loan Trust 2014-8
|
10-D
|
|
|
Navient Student Loan Trust 2014-7
|
10-D
|
|
|
Navient Student Loan Trust 2014-6
|
10-D
|
|
|
Navient Student Loan Trust 2014-5
|
10-D
|
|
|
Navient Student Loan Trust 2014-4
|
10-D
|
|
|
Navient Student Loan Trust 2014-3
|
10-D
|
|
|
Navient Student Loan Trust 2014-2
|
10-D
|
|
|
Navient Student Loan Trust 2014-1
|
10-D
|
|
|
Meyer Gina
|
3
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
3
|
|
|
Oi S.A./ADR
|
424B3
|
|
|
Greenway Equity LLC
|
D
|
|
|
Alpaca, Inc.
|
D
|
|
|
LIBERTY ALL STAR EQUITY FUND
|
3
|
|
|
Gorilla Technology Group Inc.
|
424B5
|
|
|
LABATE JOHN A
|
4
|
|
|
Sky Holdco Corp
|
D/A
|
|
|
ELLSWORTH GROWTH & INCOME FUND LTD
|
SC 13D/A
|
|
|
Affect 2024 a Series of What If Ventures Master LLC
|
D
|
|
|
Stepstone Private Credit Fund LLC
|
D/A
|
|
|
Peace Adrian Ian
|
4
|
|
|
MODINE MANUFACTURING CO
|
4
|
Financial Statements
|
|
BC Mendota LLC
|
D
|
|
|
Onconetix, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Hernandez Joseph
|
SC 13G/A
|
|
|
RESTORE BIOLOGICS HOLDINGS, LLC
|
D
|
|
|
LABADIE BRIAN
|
4
|
|
|
Perceptive Capital Solutions Corp
|
8-A12B
|
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
CoVest Hold Co 194 LLC
|
D
|
|
|
Albert P. Lee - LUMINA Feb 2024 a Series of CGF2021 LLC
|
D
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
SLC Student Loan Trust 2010-1
|
10-D
|
|
|
McGinnis Eric S
|
4
|
|
|
Mack Core Credit Fund, L.P.
|
D
|
|
|
Lucareli Michael B
|
4
|
|
|
Tiger's Den TV Inc. Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
Brinker Neil David
|
4
|
|
|
Trump Media & Technology Group Corp.
|
8-K/A
|
|
|
MCCF Feeder, L.P.
|
D
|
|
|
Agen Brian Jon
|
4
|
|
|
HERALD CHRISTOPHER E
|
4
|
|
|
BlackAngelGroup - Q2 24 III a Series of CGF2021 LLC
|
D
|
|
|
EquityZen Growth Technology Fund LLC - Series 1872
|
D
|
|
|
Endowment PMF Master Fund, L.P.
|
N-CSR
|
|
|
Trump Media & Technology Group Corp.
|
8-K
|
|
|
PGIM ETF TRUST
|
485BXT
|
|
|
Fortune Rise Acquisition Corp
|
SC 13G/A
|
|
|
Lighthouse Investment Partners, LLC
|
SC 13G/A
|
|
|
Trump Media & Technology Group Corp.
|
S-1/A
|
|
|
X Series SC a Series of CGF2021 LLC
|
D
|
|
|
MOTORCAR PARTS OF AMERICA INC
|
8-K
|
Financial Statements
|
|
LINKBANCORP, Inc.
|
4/A
|
Financial Statements
|
|
LUNDBLAD CARL D
|
4/A
|
|
|
Atzmon Gil
|
4
|
|
|
PMF Fund, L.P.
|
N-CSR
|
|
|
Prospect Ridge U.S. Real Estate Fund IV
|
D
|
|
|
Solaris Resources Inc.
|
6-K
|
|
|
NML VARIABLE ANNUITY ACCT C OF NORTHWESTERN MUT LIFE INS CO
|
497
|
|
|
NHIT: Core Plus Fixed Income Trust
|
D/A
|
|
|
Aralez Bio May 2024 a Series of CGF2021 LLC
|
D
|
|
|
War Cap Partners LP
|
D/A
|
|
|
Prospect Ridge U.S. Real Estate Fund IV
|
D
|
|
|
Spiegel Reuven
|
144
|
|
|
BARFIELD JON E
|
4
|
|
|
CMS ENERGY CORP
|
4
|
Financial Statements
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
AIR Private Credit Fund, LP
|
D/A
|
|
|
iSHARES TRUST
|
8-A12B
|
|
|
Prospect Ridge U.S. Real Estate Partners IV L.P.
|
D
|
|
|
AVSF - Hopscotch 2024, LLC
|
D
|
|
|
Pompilio Christopher
|
3
|
|
|
Shockwave Motors, Inc.
|
C-AR
|
|
|
NML VARIABLE ANNUITY ACCOUNT B
|
497
|
|
|
PMF TEI Fund, L.P.
|
N-CSR
|
|
|
Electra Beverages LLC
|
D/A
|
|
|
FT 11602
|
S-6
|
|
|
Spinnaker ETF Series
|
485APOS
|
|
|
ADVISORS SERIES TRUST
|
N-CSRS
|
|
|
NML VARIABLE ANNUITY ACCOUNT A
|
497
|
|
|
Cognixion Mar 2024 a Series of CGF2021 LLC
|
D
|
|
|
Rosa David J.
|
4
|
|
|
INTUITIVE SURGICAL INC
|
4
|
Financial Statements
|
|
Invesco Unit Trusts Series 2367
|
487
|
|
|
WEG Consolidated, LLC
|
D
|
|
|
Makker Gotham
|
4/A
|
|
|
ROCKET PHARMACEUTICALS, INC.
|
4/A
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Dual City Advantage Fund LLC
|
D/A
|
|
|
CarMax Select Receivables Trust 2024-A
|
ABS-EE
|
|
|
CARMAX AUTO FUNDING LLC
|
ABS-EE
|
|
|
CATERPILLAR FINANCIAL SERVICES CORP
|
25-NSE
|
|
|
Halo Fiber, Inc.
|
D
|
|
|
Tassinari Michael
|
3
|
|
|
CYPRESS CREEK PRIVATE STRATEGIES TEI FUND, L.P.
|
N-CSR
|
|
|
HM Treasury
|
SC 13D/A
|
|
|
NatWest Group plc
|
SC 13D/A
|
Financial Statements
|
|
Invictus Gladiator Fund, L.P.
|
D/A
|
|
|
FISHER RICHARD W
|
144
|
|
|
TENET HEALTHCARE CORP
|
144
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
N-CSRS
|
|
|
Invictus Gladiator Offshore Feeder, L.P.
|
D
|
|
|
PEEL HUNT INC.
|
X-17A-5
|
|
|
Indelible Ventures Fund II, LP
|
D
|
|
|
CYPRESS CREEK PRIVATE STRATEGIES INSTITUTIONAL FUND, L.P.
|
N-CSR
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
|
4
|
|
|
Walters Gina Goldych
|
3
|
|
|
EquityZen Growth Technology Fund LLC - Series 1888
|
D
|
|
|
Volatility Shares Trust
|
485BXT
|
|
|
VanEck ETF Trust
|
497J
|
|
|
iDirect Private Markets Fund
|
N-CSR
|
|
|
Cibo Vita a Series of Anchor Capital GP II LLC
|
D
|
|
|
CYPRESS CREEK PRIVATE STRATEGIES REGISTERED FUND L P
|
N-CSR
|
|
|
Titterton Lewis H jr
|
4
|
|
|
Anixa Biosciences Inc
|
4
|
Financial Statements
|
|
Topo May 2024 a Series of CGF2021 LLC
|
D
|
|
|
Lo York
|
3
|
|
|
Forward Industries, Inc.
|
8-K
|
Financial Statements
|
|
HPE Depositor LLC
|
ABS-15G
|
|
|
CIRE Real Estate Investment Trust, LLC
|
D
|
|
|
HELIOS TECHNOLOGIES, INC.
|
8-K
|
|
|
PIASECKI NICOLE WEYERHAEUSER
|
4
|
|
|
WEYERHAEUSER CO
|
4
|
Financial Statements
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
CYPRESS CREEK PRIVATE STRATEGIES MASTER FUND L P
|
N-CSR
|
|
|
EMCOR Group, Inc.
|
8-K
|
Financial Statements
|
|
EVOKE WEALTH, LLC
|
13F-HR/A
|
|
|
Gibbons Glen J
|
3
|
|
|
Finback GPO 2024, LP
|
D
|
|
|
iSHARES TRUST
|
SC 13G
|
|
|
FIL Ltd
|
SC 13G
|
|
|
VOXX International Corp
|
DEF 14A
|
Financial Statements
|
|
GENESIS LEGACY FUND, LLC
|
D/A
|
|
|
Proficient Auto Logistics, Inc
|
SC 13G
|
|
|
Fidelity Greenwood Street Trust
|
SC 13G
|
|
|
Foghorn Therapeutics Inc.
|
SC 13G/A
|
Financial Statements
|
|
Okta, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Spyre Therapeutics, Inc.
|
SC 13G/A
|
Financial Statements
|
|
NOVA LTD.
|
SC 13G/A
|
Financial Statements
|
|
FIDELITY COVINGTON TRUST
|
SC 13G/A
|
|
|
FMR LLC
|
SC 13G/A
|
|
|
FMR LLC
|
SC 13G
|
|
|
BioSig Technologies, Inc.
|
8-K
|
Financial Statements
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
HIBBETT INC
|
DEFA14A
|
Financial Statements
|
|
Eagle's View Special Purpose Offshore Fund, Ltd.
|
D/A
|
|
|
Solo Brands, Inc.
|
SC 13G/A
|
Financial Statements
|
|
AMERICAN CENTURY INVESTMENT MANAGEMENT INC
|
SC 13G/A
|
|
|
Fontana Phil
|
3
|
|
|
Saba Capital Management, L.P.
|
DFAN14A
|
|
|
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC.
|
DFAN14A
|
|
|
NOVACAP TMT V CO-INVESTMENT
|
D
|
|
|
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST
|
DFAN14A
|
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
DFAN14A
|
|
|
MainStay MacKay Municipal Income Opportunities Fund
|
424B3
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
DFAN14A
|
|
|
BlackRock Science & Technology Term Trust
|
DFAN14A
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
DFAN14A
|
|
|
BlackRock Health Sciences Term Trust
|
DFAN14A
|
|
|
Pellegrino Frank G
|
4
|
|
|
CITIZENS & NORTHERN CORP
|
4
|
Financial Statements
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
BlackRock ESG Capital Allocation Term Trust
|
DFAN14A
|
|
|
Shattuck Katherine W
|
4
|
|
|
BlackRock Capital Allocation Term Trust
|
DFAN14A
|
|
|
Washko Travis Alexander
|
3
|
|
|
SOCIETY PASS INCORPORATED.
|
3
|
Financial Statements
|
|
Deroian Steve
|
3
|
|
|
BlackRock Innovation & Growth Term Trust
|
DFAN14A
|
|
|
System1, Inc.
|
424B3
|
|
|
Sylvamo Corp
|
3
|
|
|
Vargas Marcia
|
3
|
|
|
Skye Bioscience, Inc.
|
8-K
|
|
|
AB Private Credit Investors Corp
|
8-K
|
|
|
NEWMARK GROUP, INC.
|
8-K
|
Financial Statements
|
|
MAINSTAY FUNDS
|
497
|
|
|
Brenmiller Energy Ltd.
|
6-K
|
|
|
Aronowitz Jay
|
3
|
|
|
HIBBETT INC
|
8-K
|
Financial Statements
|
|
HBM China Healthcare Fund
|
D/A
|
|
|
STELLA PARTNERS LLC
|
X-17A-5/A
|
|
|
Lyon Charles W.
|
4
|
|
|
FutureFuel Corp.
|
4
|
Financial Statements
|
|
TIE ATLANTA ANGELS - HAILIFY LLC A SERIES OF SSD SPV I LLC
|
D
|
|
|
Steakholder Foods Ltd.
|
6-K
|
|
|
MEXICAN ECONOMIC DEVELOPMENT INC
|
6-K
|
Financial Statements
|
|
Stockwell Lynn
|
4
|
|
|
Bright Green Corp
|
4
|
Financial Statements
|
|
EzFill Holdings Inc
|
SC 13D/A
|
Financial Statements
|
|
FARKAS MICHAEL D
|
SC 13D/A
|
|
|
ROYAL BANK OF CANADA
|
6-K
|
Financial Statements
|
|
MAINSTAY FUNDS TRUST
|
497
|
|
|
ESSENTIAL PROPERTIES REALTY TRUST, INC.
|
8-K
|
|
|
1stdibs.com, Inc.
|
8-K
|
Financial Statements
|
|
Grupo Supervielle S.A.
|
6-K
|
Financial Statements
|
|
STURM RUGER & CO INC
|
8-K
|
Financial Statements
|
|
Heritage Insurance Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
DRIEHAUS CAPITAL MANAGEMENT LLC
|
SC 13G/A
|
|
|
MAINSTAY VP FUNDS TRUST
|
497
|
|
|
Princeton Bancorp, Inc.
|
4
|
Financial Statements
|
|
TUCHMAN MARTIN
|
4
|
|
|
FT 11488
|
497J
|
|
|
Longboard Pharmaceuticals, Inc.
|
8-K
|
|
|
APPLIED OPTOELECTRONICS, INC.
|
SC 13G/A
|
Financial Statements
|
|
Carmell Corp
|
4
|
|
|
Shukla Rajiv
|
4
|
|
|
XTI Aerospace, Inc.
|
8-K
|
Financial Statements
|
|
NewHold AEC Corp.
|
D
|
|
|
HBM Panorama Healthcare Feeder Ltd.
|
D/A
|
|
|
LM FUNDING AMERICA, INC.
|
8-K
|
|
|
iSpecimen Inc.
|
ARS
|
Financial Statements
|
|
GAMCO Natural Resources, Gold & Income Trust
|
4
|
Financial Statements
|
|
Harrison Giles E
|
4
|
|
|
WHITE MOUNTAINS INSURANCE GROUP LTD
|
4
|
Financial Statements
|
|
Riley Bobby
|
144
|
|
|
Riley Exploration Permian, Inc.
|
144
|
Financial Statements
|
|
IndexIQ Active ETF Trust
|
497
|
|
|
Harrison Giles E
|
3
|
|
|
WHITE MOUNTAINS INSURANCE GROUP LTD
|
3
|
Financial Statements
|
|
XTI Aerospace, Inc.
|
424B5
|
Financial Statements
|
