SEC Filings


2401
  
Company Name Form Type SEC Filings
Envoy Medical, Inc. 424B3
NEWS CORP 8-K Financial Statements
FIRST TRUST EXCHANGE-TRADED FUND VIII 497
Envoy Medical, Inc. 8-K
SOUTHSIDE BANCSHARES INC 8-K Financial Statements
AG Japan Value Fund 1-A, LPS D/A
Century Communities, Inc. 10-Q Financial Statements
Tessier Winery, LLC C
Dune Technology Partners I-A, LLC D/A
HELIX ENERGY SOLUTIONS GROUP INC 8-K Financial Statements
Bluegrass Equity Fund, LP D/A
Compose.ai, Inc. C
Aspira Women's Health Inc. 424B3
CAPITAL ONE FINANCIAL CORP FWP Financial Statements
AMI ASSET MANAGEMENT CORP 13F-HR
CITIGROUP INC 424B8 Financial Statements
Citigroup Global Markets Holdings Inc. 424B8
Goldman Sachs ETF Trust 497K
21 Golf Club, LLC D
Karlov Street UNCW, LLC D
FBS Global Ltd POS AM
Pinnacle Wealth Planning Services, Inc. N-PX
Ligature Rolling Fund, LP - D1 D
Ligature Rolling Fund QP, LP - D1 D
NaturalShrimp Inc POS AM
BANK OF STOCKTON 13F-HR
Freedom Factory Inc. D
MSC INCOME FUND, INC. SC TO-I/A
VALMONT INDUSTRIES INC 8-K Financial Statements
Prestige Wealth Management Group LLC N-PX
Lavoro Ltd F-3/A
C21 Investments Inc. 20-F
MAINSTAY FUNDS TRUST 24F-2NT
Orion Group Holdings Inc 8-K Financial Statements
Moelis & Co 10-Q Financial Statements
Transcendent Capital Group LLC N-PX
Financial Perspectives, Inc N-PX
MSC INCOME FUND, INC. DEFA14A
COSTAR GROUP, INC. 10-Q Financial Statements
Inter & Co, Inc. 6-K
T. Rowe Price Reserve Investment Funds, Inc. POS AMI
T. Rowe Price Government Money Fund, Inc. 485BPOS
Bpifrance SA 13F-HR
UNION PACIFIC CORP 8-K Financial Statements
Bank Pictet & Cie 13F-HR
Bay Grove Management Company, LLC 3
Bay Grove Capital Group LLC 3
SUBURBAN PROPANE PARTNERS LP 8-K Financial Statements
Stonepeak GP Investors III LLC 3
Stonepeak GP Holdings III LP 3
Stonepeak GP Investors Holdings LP 3
Stonepeak GP Investors Upper Holdings LP 3
Stonepeak GP Investors Holdings Manager LLC 3
PIMCO FUNDS 497K
NUVEEN MULTISTATE TRUST II /MA/ NPORT-P
NUVEEN MULTISTATE TRUST IV NPORT-P
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND NPORT-P
Read Craig Jack 144
CITIZENS FINANCIAL GROUP INC/RI 144 Financial Statements
NUVEEN MULTISTATE TRUST I NPORT-P
Fundrise Real Estate Interval Fund, LLC 497AD
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES 485BPOS
HAGEBOECK CHARLES R 144
CITY HOLDING CO 144 Financial Statements
VAN STRUM & TOWNE INC. 13F-HR
Proficio Capital Partners LLC 13F-HR
OCM MUTUAL FUND NPORT-P
Lightspeed SPV-G, LLC D
Oxford Park Income Fund, Inc. SC TO-I/A
GS Finance Corp. 424B3
GOLDMAN SACHS GROUP INC 424B3 Financial Statements
Wolfpack Financial Inc C
NIP Group Inc. CERT
FIRST TRUST EXCHANGE-TRADED FUND VIII NPORT-P
HURT MARGARET A 4
SECURITY FEDERAL CORP 4
U.S. Energy Private Capital II LP D/A
Walter Scott & Partners Ltd 13F-NT
Catalyst Capital Advisors LLC 13F-HR
CC Denton Crossing LLC D
FLORIDA POWER & LIGHT CO FWP
Newton Investment Management North America, LLC 13F-NT
Versus Capital Advisors LLC 13F-NT
NEWTON INVESTMENT MANAGEMENT LTD 13F-NT
Christopher J. Hasenberg, Inc 13F-HR
MELLON INVESTMENTS Corp 13F-NT
PeakBridge SPV III, L.P. D/A
USEDC 2024 Drilling Fund LP D/A
ChampionX Corp IRANNOTICE
SPONSOR BACKED CREDIT FEEDER III, L.P. D
Flur Dorlisa K 4
HIBBETT INC 4 Financial Statements
Systelligence, LLC 13F-HR
Insight North America LLC 13F-NT
RITE AID CORP 10-Q/A Financial Statements
MORGAN STANLEY 424B2 Financial Statements
LONGO MICHAEL E 4
SPONSOR BACKED CREDIT FUND III, L.P. D
G&S Capital LLC N-PX
ChampionX Corp 10-Q
BNY Mellon Trust of Delaware 13F-NT
El Tabib Amir 4
Ibotta, Inc. 4
FINLEY TERRANCE G 4
Neff Michael Walter 144
Bank of N.T. Butterfield & Son Ltd 144 Financial Statements
BNY Mellon Securities Corp 13F-NT
FLORIDA POWER & LIGHT CO 424B5
TRIDAN CORP 40-17F2
RITE AID CORP 10-K/A Financial Statements
Benck David Mitchell 4
Roger Wittlin Investment Advisory, LLC 13F-HR
LoCascio Tammy 3
JACK HENRY & ASSOCIATES INC 3 Financial Statements
Wahl Philip R. 4
Nelson Lisa M 3
Watts Gwilliam & Co., LLC N-PX
BNY MELLON N.A. 13F-NT
BLAHNIK RONALD P 4
Meegan John P 144
Northwest Bancshares, Inc. 144 Financial Statements
Sandgren James A 144
OLD NATIONAL BANCORP /IN/ 144 Financial Statements
NEOS ETF Trust 497J
BNY Mellon Investment Adviser, Inc. 13F-NT
MCR HOSPITALITY FUND IV LP D/A
BRISKIN JARED S 4
RATIONAL ADVISORS LLC 13F-HR
Lebenthal Global Advisors, LLC N-PX
NuZee, Inc. SC 13G/A
BARD ASSOCIATES INC SC 13G/A
BAILARD, INC. 13F-HR
Lebenthal Diversified Asset Management Inc. N-PX
BNY MELLON ETF INVESTMENT ADVISER, LLC 13F-NT
Neumann Capital Management, LLC N-PX
Verdence Capital Advisors LLC 13F-HR
Paulson Wealth Management Inc. 13F-HR
UNION PACIFIC CORP 10-Q Financial Statements
WALL STREET BUSINESS ACADEMY HOLDINGS, INC. D/A
GUNN MARK ANTHONY 4
DELAWARE GROUP EQUITY FUNDS V NPORT-P
DELAWARE GROUP EQUITY FUNDS II NPORT-P
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS NPORT-P
Traynor Capital Management, Inc. N-PX
Harfst & Associates, Inc. N-PX
AMICA MUTUAL INSURANCE CO 13F-HR
Knighten Benjamin Ashley 4
BNY Mellon Advisors, Inc. 13F-NT
Green Courte Real Estate Partners VI, LLC D
MCABEE MICHAEL C. 4
QUINN WILLIAM G 4
PeakBridge SPV II, L.P. D
Volke Robert 4
EMCOR Group, Inc. 8-K Financial Statements
AlphaCentric Advisors LLC 13F-HR
CHIKKALA RAMESH 4
BANK OF NEW YORK MELLON 13F-NT
Crudele Anthony F 4
JEM Capital Fund I, LLC D
PROFESSIONALLY MANAGED PORTFOLIOS N-CSR/A
Edwards Pamela J 4
LKQ CORP 10-Q Financial Statements
Ackerman Capital Advisors, LLC 13F-HR
Axonic Capital LLC SC 13D
Power REIT SC 13D Financial Statements
Vanzo Kendra L 144
MARINE PRODUCTS CORP 10-Q Financial Statements
Etzkorn Karen S. 4
Bank of New York Mellon Corp 13F-HR Financial Statements
EA Series Trust 485BPOS
Hilt James A 4
CATALYST FINANCIAL PARTNERS LLC 13F-HR
COMTECH TELECOMMUNICATIONS CORP /DE/ 424B3 Financial Statements
PIONEER SERIES TRUST X 485BPOS
BANK OF NOVA SCOTIA 424B2 Financial Statements
HNR Acquisition Corp. S-1/A
UBS AG 424B2
HEAR2THERE CONNECTION I THRU XXV & ALPHA THRU ZETA LLC D
HUBBARD LINDA 4
Holdco Nuvo Group D.G Ltd. RW
Bay Rivers Group N-PX
ARCH RESOURCES, INC. 10-Q Financial Statements
Bristlecone Advisors, LLC 13F-HR
Nagler Lorna 4
TFG Advisers LLC 13F-HR
RPC INC 10-Q Financial Statements
BofA Finance LLC FWP
PIMCO FUNDS POS AMI
ALTA CAPITAL MANAGEMENT LLC/ 13F-HR
Hidalgo Tara 144
Buckhorn Minerals VII, LP D
WealthBridge Investment Counsel Inc. N-PX
BANK OF AMERICA CORP /DE/ FWP Financial Statements
SMITH JONALIN S. 4
Federated Hermes Intermediate Municipal Trust 497K
Salomon & Ludwin, LLC 13F-HR
EFG Asset Management 13F-HR
Bahl Raghav Nath SCHEDULE 13G/A
Vintage Wine Estates, Inc. SCHEDULE 13G/A
FirstCash Holdings, Inc. 8-K Financial Statements
Intrinsic Value Partners, LLC 13F-HR
BMO 2024-5C5 Mortgage Trust FWP
BMO Commercial Mortgage Securities LLC FWP
WealthFusion Inc. D
Patten Group, Inc. 13F-HR
PIMCO FUNDS 485BPOS
Leatherback Asset Management, LLC 13F-NT
INSTITUTIONAL DRILLING FUND I LP D/A
TURKCELL ILETISIM HIZMETLERI A S 6-K Financial Statements
Qomolangma Acquisition Corp. 10-Q
TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV 13F-HR
Neuberger Berman ETF Trust 497
Franklin Ethereum Trust FWP
CULLEN/FROST BANKERS, INC. 10-Q Financial Statements
Summit Place Financial Advisors, LLC N-PX/A
IMA Advisory Services, Inc. 13F-HR
Saluda Grade Mortgage Funding LLC ABS-15G
Grey Rock Energy Fund V, LP D
WELLS FARGO & COMPANY/MN 424B2 Financial Statements
Bedi Christopher 144
ServiceNow, Inc. 144 Financial Statements
Nissan Auto Receivables 2022-A Owner Trust 10-D
HYMAN CHARLES D 13F-HR
Arista Wealth Management, LLC N-PX
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC 8-K Financial Statements
D1 Capital Series LLC - Series TFD D
ASIAN DEVELOPMENT BANK DSTRBRPT
Legible Inc. D
PeakBridge SPV I, L.P. D/A
Denholtz Haven Investor LLC D
St. Johns Investment Management Company, LLC 13F-HR
Alpha Omega Wealth Management LLC 13F-HR
Morgan Stanley Finance LLC 424B2
United Health Products, Inc. S-1/A
Fifth District Bancorp, Inc. 8-K
PIONEER SHORT TERM INCOME FUND NPORT-P
PIONEER SERIES TRUST XII NPORT-P
PIONEER CORE TRUST I NPORT-P
PIONEER SERIES TRUST X NPORT-P
Pioneer Series Trust V NPORT-P
Pioneer Series Trust III NPORT-P
BOGART STACY L 144
WINNEBAGO INDUSTRIES INC 144 Financial Statements
Pegasus Asset Management, Inc. 13F-HR
UTAH MEDICAL PRODUCTS INC 8-K Financial Statements
Gaeddert Gregory L 4
EQUITY BANCSHARES INC 4 Financial Statements
AWM CAPITAL, LLC N-PX
NEOS ETF Trust 497K
De Wilde Frederic 144
Philip Morris International Inc. 144 Financial Statements
Sagard Enhanced Property Fund C LP D
Nissan Auto Receivables 2024-A Owner Trust 10-D
SlateStone Wealth, LLC 13F-HR
APOGEE ENTERPRISES, INC. 8-K Financial Statements
Pinnacle Wealth Management Advisory Group, LLC 13F-HR
RB Investor III LLC D/A
MVM Partners, LLC 13F-HR
ICECAP FUND III Q124 A SERIES OF VUCP FUND LLC D/A
Bankwell Financial Group, Inc. 8-K Financial Statements
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND N-CSRS
Kanopii Inc. D
HILLS BANCORPORATION 13F-NT
Truth Arts Inc. C
Ellis Brian W 144
DANAHER CORP /DE/ 144 Financial Statements
RoosterBio, Inc. D/A
Ultivue, Inc. D
USEDC Opportunity Zone III LP D/A
Destiny Wealth Partners, LLC 13F-HR
Nissan Auto Lease Trust 2024-A 10-D
Kayne DL 2021, Inc. 4
KAYNE ANDERSON CAPITAL ADVISORS LP 4
ZIZZA SALVATORE J 4
GABELLI MULTIMEDIA TRUST INC. 4
Federated Hermes Intermediate Municipal Trust 485BPOS
Sperry Capital, Inc. MA-I/A
WASTE MANAGEMENT INC 10-Q Financial Statements
TORONTO DOMINION BANK 424B2 Financial Statements
FIRETHORN WEALTH PARTNERS, LLC 13F-HR
Grays Creek Special Opportunities, LP D
Invitation Homes Inc. 10-Q Financial Statements
Creative Capital Management Investments LLC 13F-HR
Nissan Auto Receivables 2022-B Owner Trust 10-D
Nissan Auto Receivables 2023-B Owner Trust 10-D
Janney Capital Management LLC 13F-HR
Bonaccord Capital Partners II-A, L.P. D/A
Invesco Core Real Estate - U.S.A., L.P. D/A
SIMPLEX TRADING, LLC 13F-HR
USEDC 2024 B Drilling Fund LP D/A
RYDER SYSTEM INC 10-Q Financial Statements
JOTR PRODUCTIONZ LLC D
Wever William A II 4
HILLS BANCORPORATION 4
Federal Home Loan Bank of Pittsburgh 8-K
ARKANSAS FINANCIAL GROUP, INC. 13F-HR
Nissan Auto Receivables 2021-A Owner Trust 10-D
Janney Montgomery Scott LLC 13F-HR
VICTORY PORTFOLIOS III NPORT-P
FGP-Gravitate Holdings, LLC D