| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SCHNABEL SUSAN C
|
4
|
|
|
Saldivar von Wuthenau Juan
|
144
|
|
|
ENTRAVISION COMMUNICATIONS CORP
|
144
|
Financial Statements
|
|
Ryu Jennifer Y
|
144
|
|
|
RESOURCES CONNECTION, INC.
|
144
|
|
|
Dube Sandeep
|
4
|
|
|
HERTZ GLOBAL HOLDINGS, INC
|
4
|
Financial Statements
|
|
Schmitz Ronald D.
|
4
|
|
|
FOX ROBERT L
|
4
|
|
|
LANCASTER COLONY CORP
|
4
|
Financial Statements
|
|
HA Sustainable Infrastructure Capital, Inc.
|
S-8 POS
|
Financial Statements
|
|
LCNB CORP
|
8-K
|
Financial Statements
|
|
FIRST BUSEY CORP /NV/
|
8-K
|
Financial Statements
|
|
First Guaranty Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
White Hat Capital Partners LP
|
SC 13D/A
|
|
|
LUNA INNOVATIONS INC
|
SC 13D/A
|
Financial Statements
|
|
Neuberger Berman ETF Trust
|
497
|
|
|
M37 Onshore Fund LP
|
D
|
|
|
HA Sustainable Infrastructure Capital, Inc.
|
POSASR
|
Financial Statements
|
|
Franklin Ethereum Trust
|
FWP
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
SC 13E3
|
Financial Statements
|
|
Unusual Machines, Inc.
|
SC 13D/A
|
|
|
Red Cat Holdings, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Xos, Inc.
|
424B3
|
|
|
Neuberger Berman ETF Trust
|
497K
|
|
|
NEUBERGER BERMAN EQUITY FUNDS
|
497
|
|
|
FIRST COMMONWEALTH FINANCIAL CORP /PA/
|
8-K
|
Financial Statements
|
|
El Tabib Amir
|
4
|
|
|
Ibotta, Inc.
|
4
|
|
|
Naratil Thomas C.
|
4
|
|
|
Unusual Machines, Inc.
|
4
|
|
|
Red Cat Holdings, Inc.
|
4
|
Financial Statements
|
|
ML-Gasparilla Realty Partners, LLC
|
D
|
|
|
M37 Offshore Fund Ltd.
|
D
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
DEFA14A
|
|
|
Hannon Armstrong Capital, LLC
|
POSASR
|
|
|
Hannon Armstrong Sustainable Infrastructure, L.P.
|
POSASR
|
|
|
HAT Holdings I LLC
|
POSASR
|
|
|
HAT Holdings II LLC
|
POSASR
|
|
|
HAC Holdings I LLC
|
POSASR
|
|
|
HAC Holdings II LLC
|
POSASR
|
|
|
JOYER INVESTMENT LTD.
|
4
|
|
|
Liu Yumei
|
4
|
|
|
Future Science & Technology Co. Ltd.
|
4
|
|
|
NuZee, Inc.
|
4
|
|
|
NEUBERGER BERMAN INCOME FUNDS
|
497
|
|
|
Pelzer Francis J.
|
4
|
|
|
F5, INC.
|
4
|
Financial Statements
|
|
Jiang Shelei
|
4
|
|
|
DYT INFO PTE. LTD.
|
4
|
|
|
Ocean Biomedical, Inc.
|
8-K
|
|
|
Neuberger Berman Next Generation Connectivity Fund Inc.
|
DEFA14A
|
|
|
Hall Capital Partners LLC
|
N-PX
|
|
|
Puerto Rico Residents Tax-Free Fund IV, Inc.
|
DFRN14A
|
|
|
Ocean Capital LLC
|
DFRN14A
|
|
|
Hudson Acquisition I Corp.
|
10-K
|
|
|
Tax-Free Fixed Income Fund V for Puerto Rico Residents, Inc.
|
DFRN14A
|
|
|
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.
|
DFRN14A
|
|
|
FIRST TRUST HIGH INCOME LONG/SHORT FUND
|
8-K
|
|
|
Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc.
|
DFRN14A
|
|
|
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.
|
DFRN14A
|
|
|
HA Sustainable Infrastructure Capital, Inc.
|
POS AM
|
Financial Statements
|
|
Sandlot Partners Opportunity Fund VII QP, LLC
|
D
|
|
|
Hall Kathryn A.
|
N-PX
|
|
|
CrossAmerica Partners LP
|
8-K
|
Financial Statements
|
|
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.
|
DFRN14A
|
|
|
JETBLUE AIRWAYS CORP
|
8-K
|
Financial Statements
|
|
Maloney Nancy E
|
144
|
|
|
HUNTINGTON BANCSHARES INC /MD/
|
144
|
Financial Statements
|
|
Nuburu, Inc.
|
424B3
|
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
Serve Robotics Inc. /DE/
|
8-K
|
|
|
Piraeus Medical, Inc.
|
D
|
|
|
EA Series Trust
|
485BPOS
|
|
|
American National Group Inc.
|
8-K
|
Financial Statements
|
|
LUNA INNOVATIONS INC
|
8-K
|
Financial Statements
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
DEFC14A
|
|
|
Bowman Gary
|
144
|
|
|
Bowman Consulting Group Ltd.
|
144
|
Financial Statements
|
|
SLM Student Loan Trust 2006-5
|
8-K
|
|
|
First Western Financial Inc
|
8-K
|
Financial Statements
|
|
Zitkus Lester
|
4
|
|
|
GULFPORT ENERGY CORP
|
4
|
Financial Statements
|
|
SLUITER MICHAEL
|
4
|
|
|
Rodrigues Dominic
|
4
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
4
|
|
|
SMA RELATIONSHIP TRUST
|
497
|
|
|
Cutt Timothy J.
|
4
|
|
|
Ally Financial Inc.
|
424B2
|
Financial Statements
|
|
Craine Patrick K.
|
4
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
DEFC14A
|
|
|
Lever Global Corp
|
10-K/A
|
|
|
SLM Student Loan Trust 2005-7
|
8-K
|
|
|
AMERICAN EXPRESS CO
|
424B2
|
Financial Statements
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
497
|
|
|
American National Group Inc.
|
8-K/A
|
Financial Statements
|
|
COMMUNITY BANCORP /VT
|
8-K
|
|
|
Seaport Entertainment Group Inc.
|
10-12B/A
|
|
|
Kymera Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Horobin Joanna
|
144
|
|
|
Jacobsen Capital Management
|
13F-HR
|
|
|
Xos, Inc.
|
8-K
|
|
|
Sandlot Partners Opportunity Fund VII, LLC
|
D
|
|
|
NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST
|
497
|
|
|
Volato Group, Inc.
|
S-1/A
|
|
|
PRECEDENT WEALTH PARTNERS, LLC
|
13F-HR
|
|
|
Arrived Debt Fund, LLC
|
1-U
|
|
|
GeneDx Holdings Corp.
|
4
|
|
|
OPKO HEALTH, INC.
|
4
|
Financial Statements
|
|
RENN Fund, Inc.
|
DEF 14A
|
|
|
SilverBox Corp IV
|
S-1/A
|
|
|
EUROSEAS LTD.
|
6-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Richards Jay D.
|
4
|
|
|
BankUnited, Inc.
|
4
|
Financial Statements
|
|
Captivision Inc.
|
424B3
|
|
|
Tevogen Bio Holdings Inc.
|
S-1/A
|
|
|
Fund 1 Investments, LLC
|
4
|
|
|
Pleasant Lake Partners LLC
|
4
|
|
|
Pleasant Lake Onshore Feeder Fund LP
|
4
|
|
|
TILE SHOP HOLDINGS, INC.
|
4
|
|
|
LITMAN GREGORY FUNDS TRUST
|
497
|
|
|
Northern Lights Fund Trust
|
N-PX
|
|
|
Arrived SFR Genesis Fund, LLC
|
1-U
|
|
|
MFA WEALTH ADVISORS, LLC
|
N-PX
|
|
|
ICE GEMS, Inc.
|
D
|
|
|
Drummond Stuart
|
4
|
|
|
CUTERA INC
|
4
|
Financial Statements
|
|
Sandlot Partners Opportunity Fund X LLC
|
D
|
|
|
Arrived STR, LLC
|
1-U
|
|
|
360 Funds
|
N-CSR
|
|
|
Pershing Square USA, Ltd.
|
40-17G
|
|
|
SIRIUS XM HOLDINGS INC.
|
DEFM14C
|
Financial Statements
|
|
BloomZ Inc.
|
424B4
|
|
|
ESTEE LAUDER COMPANIES INC
|
8-K
|
Financial Statements
|
|
Dibowitz Anton
|
4
|
|
|
Valaris Ltd
|
4
|
|
|
Arrived STR 2, LLC
|
1-U
|
|
|
BRIGHTHOUSE LIFE INSURANCE Co
|
FWP
|
|
|
loanDepot, Inc.
|
4
|
Financial Statements
|
|
Martell Frank
|
4
|
|
|
Luca Gilles
|
4
|
|
|
ESTEE LAUDER COMPANIES INC
|
8-K/A
|
Financial Statements
|
|
SOL Capital Management CO
|
13F-HR
|
|
|
CULBRETH H GILBERT JR
|
4
|
|
|
SEACOAST BANKING CORP OF FLORIDA
|
4
|
Financial Statements
|
|
Liberty Media Corp
|
DEFM14A
|
Financial Statements
|
|
OCCIDENTAL PETROLEUM CORP /DE/
|
FWP
|
Financial Statements
|
|
Gattani Prateek
|
4
|
|
|
ATLANTIC INTERNATIONAL CORP.
|
4
|
|
|
Lyne Matthew
|
4
|
|
|
Aja Holdco, Inc.
|
425
|
|
|
ARYA Sciences Acquisition Corp IV
|
425
|
Financial Statements
|
|
SMITH RALPH R
|
4
|
|
|
Stride, Inc.
|
4
|
Financial Statements
|
|
PAULS DOUGLAS J
|
4
|
|
|
Vukadin Davor
|
4
|
|
|
Arrived Homes, LLC
|
1-U
|
|
|
Fidus Capital Advisors, LLC
|
40-APP/A
|
|
|
Fidus Mezzanine Capital IV, L.P.
|
40-APP/A
|
|
|
Fidus Mezzanine Capital III, L.P.
|
40-APP/A
|
|
|
Fidus Equity Opportunities Fund, L.P.
|
40-APP/A
|
|
|
Fidus Credit Opportunities, L.P.
|
40-APP/A
|
|
|
Fidus Mezzanine Capital II, L.P.
|
40-APP/A
|
|
|
Fidus Investment Advisors, LLC
|
40-APP/A
|
|
|
FIDUS INVESTMENT Corp
|
40-APP/A
|
Financial Statements
|
|
CIM REAL ESTATE FINANCE TRUST, INC.
|
SC 14D9
|
|
|
FIDUS MEZZANINE CAPITAL LP
|
40-APP/A
|
|
|
American Water Works Company, Inc.
|
8-K
|
Financial Statements
|
|
ARYA Sciences Acquisition Corp IV
|
8-K
|
Financial Statements
|
|
COMMERZBANK AKTIENGESELLSCHAFT /FI
|
N-PX
|
|
|
Weber Christopher T
|
4
|
|
|
MAIA Biotechnology, Inc.
|
8-K
|
Financial Statements
|
|
Morisset Valerie
|
4
|
|
|
Eliem Therapeutics, Inc.
|
4
|
Financial Statements
|
|
McKinnon Todd
|
4
|
|
|
Okta, Inc.
|
4
|
Financial Statements
|
|
Liberty Sirius XM Holdings Inc.
|
424B3
|
|
|
WNS
|
8-K
|
Financial Statements
|
|
Terran Orbital Corp
|
8-K
|
|
|
Arrived Homes 4, LLC
|
1-U
|
|
|
WM TECHNOLOGY, INC.
|
8-K
|
|
|
Sandlot Partners Opportunity Fund XII LLC
|
D
|
|
|
High Point Building LLC
|
D
|
|
|
Complete Solaria, Inc.
|
8-K
|
|
|
BOUDREAUX GAIL
|
4
|
|
|
Elevance Health, Inc.
|
4
|
|
|
Fintech Ecosystem Development Corp.
|
425
|
|
|
Atkore Inc.
|
8-K
|
Financial Statements
|
|
PEAPACK GLADSTONE FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
REGIONS FINANCIAL CORP
|
424B2
|
Financial Statements
|
|
POWERSCHOOL HOLDINGS, INC.
|
PREM14C
|
Financial Statements
|
|
ABVC BIOPHARMA, INC.
|
8-K
|
|
|
STRATA Skin Sciences, Inc.
|
8-K
|
Financial Statements
|
|
Fintech Ecosystem Development Corp.
|
8-K
|
|
|
Atlas Lithium Corp
|
8-K
|
|
|
DUOS TECHNOLOGIES GROUP, INC.
|
D
|
|
|
Harbour Trust & Investment Management Co
|
13F-HR
|
|
|
Ultimus Managers Trust
|
NPORT-P
|
|
|
Assure Holdings Corp.
|
8-K
|
|
|
Arrived Homes 3, LLC
|
1-U
|
|
|
Reddy Jagadeesh A
|
4
|
|
|
Mayville Engineering Company, Inc.
|
4
|
Financial Statements
|
|
TRAPHAGEN INVESTMENT ADVISORS LLC
|
13F-HR
|
|
|
Navitas Semiconductor Corp
|
10-K/A
|
|
|
Tango Therapeutics, Inc.
|
144
|
|
|
Third Rock Ventures IV, L.P.
|
144
|
|
|
MSCI Inc.
|
10-Q
|
Financial Statements
|
|
Fluid Power Employee Holdings, LLC
|
D/A
|
|
|
WFO Everest International SPV L.P.
|
D
|
|
|
InCellDx, Inc.
|
D
|
|
|
Boxlight Corp
|
8-K
|
Financial Statements
|
|
Benin Management CORP
|
13F-HR
|
|
|
Builders Vision, LLC
|
13F-HR
|
|
|
DeWeese Steven E
|
144
|
|
|
ALAMOS GOLD INC
|
6-K
|
Financial Statements
|
|
Terran Orbital Corp
|
424B5
|
|
|
HUANG JEN HSUN
|
4
|
|
|
NVIDIA CORP
|
4
|
Financial Statements
|
|
Lindblad Sven-Olof
|
4
|
|
|
LINDBLAD EXPEDITIONS HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Sandlot Partners Opportunity Fund XIII LLC
|
D
|
|
|
Harris Parker
|
144
|
|
|
Salesforce, Inc.
|
144
|
Financial Statements
|
|
Worksport Ltd
|
1-A/A
|
|
|
Elliott Brad S
|
4
|
|
|
EQUITY BANCSHARES INC
|
4
|
Financial Statements
|
|
Dube Sandeep
|
3
|
|
|
HERTZ GLOBAL HOLDINGS, INC
|
3
|
Financial Statements
|
|
Garrard Adam
|
4
|
|
|
WILLIS TOWERS WATSON PLC
|
4
|
Financial Statements
|
|
Cheng Chi Fung
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
Mill Road Capital III, L.P.
|
4
|
|
|
Mill Road Capital III GP LLC
|
4
|
|
|
ALTA EQUIPMENT GROUP INC.
|
4
|
|
|
LYNCH THOMAS E
|
4
|
|
|
AMERICAN NATIONAL BANK
|
13F-HR
|
|
|
YARBROUGH TIMOTHY G.
|
4
|
|
|
ZIPRECRUITER, INC.
|
4
|
Financial Statements
|
|
Riot Platforms, Inc.
|
8-K
|
Financial Statements
|
|
CITIZENS FINANCIAL GROUP INC/RI
|
8-K
|
Financial Statements
|
|
Purcell Paul Martin
|
4
|
|
|
Sezzle Inc.
|
4
|
|
|
Schmulen Mark
|
4
|
|
|
INNOVATIVE FOOD HOLDINGS INC
|
4
|
|
|
SAKAMOTO RYAN T.
|
4
|
|
|
FS Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Malik Fady Ibraham
|
4
|
|
|
CYTOKINETICS INC
|
4
|
Financial Statements
|
|
Madison Park Capital Advisors, LLC
|
13F-HR
|
|
|
Hinton James H.
|
4
|
|
|
AMN HEALTHCARE SERVICES INC
|
4
|
Financial Statements
|
|
Hinton James H.
|
3
|
|
|
AMN HEALTHCARE SERVICES INC
|
3
|
Financial Statements
|
|
Trailblazer Merger Corp I
|
425
|
|
|
SLM Student Loan Trust 2005-5
|
8-K
|
|
|
KKR FS Income Trust Select
|
SC 13D/A
|
|
|
Franklin Square Holdings, L.P.
|
SC 13D/A
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
N-14/A
|
|
|
Southland Holdings, Inc.
|
8-K
|
|
|
Virtus ETF Trust II
|
485APOS
|
|
|
AuGC BioFund LP
|
D/A
|
|
|
HilleVax, Inc.
|
8-K
|
Financial Statements
|
|
Inlet Private Wealth, LLC
|
13F-HR
|
|
|
OptimizeRx Corp
|
S-8 POS
|
Financial Statements
|
|
Moore Sarah O.
|
3
|
|
|
CRACKER BARREL OLD COUNTRY STORE, INC
|
3
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
6-K
|
Financial Statements
|
|
SKIN BAR & STUDIO LLC
|
D
|
|
|
Trailblazer Merger Corp I
|
8-K
|
|
|
Honda Auto Receivables 2024-1 Owner Trust
|
10-D
|
|
|
AEON Biopharma, Inc.
|
S-1/A
|
|
|
Business First Bancshares, Inc.
|
424B3
|
Financial Statements
|
|
CITIZENSSELECT FUNDS
|
N-PX
|
|
|
Jaggi Rakesh
|
4
|
|
|
SCHLUMBERGER LIMITED/NV
|
4
|
Financial Statements
|
|
COMM 2014-CCRE16 Mortgage Trust
|
10-D
|
|
|
Valens Semiconductor Ltd.
|
6-K
|
|
|
Artisan Partners Asset Management Inc.
|
8-K
|
Financial Statements
|
|
Westphal Jeffrey
|
144
|
|
|
Vertex, Inc.
|
144
|
Financial Statements
|
|
Simon Richard P
|
4
|
|
|
COHEN & STEERS, INC.
|
4
|
Financial Statements
|
|
Honda Auto Receivables 2023-4 Owner Trust
|
10-D
|
|
|
COHEN MARTIN
|
4
|
|
|
NEP DC Holdings, LLC
|
424B2
|
|
|
NET Mexico Pipeline LLC
|
424B2
|
|
|
Mission Natural Gas Co LLC
|
424B2
|
|
|
Eagle Ford Midstream LLC
|
424B2
|
|
|
Kinder Morgan Gulf Coast CCS LLC
|
424B2
|
|
|
Kinder Morgan Turkey Run RNG LLC
|
424B2
|
|
|
NET Midstream LLC
|
424B2
|
|
|
Kinder Morgan Rockies Marketing LLC
|
424B2
|
|
|
Kinder Morgan Permian CCS LLC
|
424B2
|
|
|
Kinder Morgan CCS Holdco LLC
|
424B2
|
|
|
Kinder Morgan Energy Transition Ventures Holdco LLC
|
424B2
|
|
|
KM Gas Marketing LLC
|
424B2
|
|
|
NORTH AMERICAN NATURAL RESOURCES-SBL, LLC
|
424B2
|
|
