| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Chernick Aubrey
|
4
|
|
|
1329306 B.C. Ltd.
|
D
|
|
|
HOWELL ELIZABETH KENAN
|
13F-NT
|
|
|
STUMBO KEVIN J
|
4
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
4
|
|
|
DDK Developments, L.L.C.
|
144
|
|
|
SkyWater Technology, Inc
|
144
|
Financial Statements
|
|
Granite Equity Associates LLC
|
D
|
|
|
Kenan Sterling Holt
|
13F-NT
|
|
|
EA Series Trust
|
497
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
TAN LIP BU
|
4
|
|
|
Loose Christopher R.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
NEW MEXICO EDUCATIONAL RETIREMENT BOARD
|
13F-HR
|
|
|
D. SCOTT NEAL, INC.
|
13F-HR
|
|
|
CLEMENS BARBARA T
|
4
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
497
|
|
|
Angel Oak Funds Trust
|
497K
|
|
|
Douglas Robert Andrew
|
144
|
|
|
RESMED INC
|
144
|
Financial Statements
|
|
Mitrano Richard J.
|
144
|
|
|
Closed Arc Capital Fund I, LLC
|
D/A
|
|
|
Renaissance Capital LLC
|
13F-HR
|
|
|
Lucchino David L.
|
144
|
|
|
MANNING & NAPIER FUND, INC.
|
485BXT
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Skidmore Joseph
|
4
|
|
|
Charah Solutions, Inc.
|
4
|
Financial Statements
|
|
Clyburn Mignon L
|
4
|
|
|
BLOSSMAN JACK A JR
|
4
|
|
|
Batarseh Jonathan
|
4
|
|
|
Simon Timothy Alan
|
4
|
|
|
FLEXON ROBERT C
|
4
|
|
|
Whalen Dennis Thomas
|
4
|
|
|
Bromfield Sneider Wealth Advisors
|
13F-HR
|
|
|
BLIND JOHN R
|
4
|
|
|
Sitar Lucia
|
3
|
|
|
abrdn National Municipal Income Fund
|
3
|
|
|
Greenfly, Inc.
|
D
|
|
|
Onex Falcon Direct Lending BDC Fund
|
SC TO-I
|
|
|
Mondillo Jonathan
|
3
|
|
|
Marsico Michael
|
3
|
|
|
AMERICAN BEACON FUNDS
|
497K
|
|
|
Angel Oak Funds Trust
|
497
|
|
|
Kordeck Brian
|
3
|
|
|
Atlanta Braves Holdings, Inc.
|
3
|
|
|
Liberty Media Corp
|
3
|
Financial Statements
|
|
Kim Andrew Wonil
|
3
|
|
|
Sila Realty Trust, Inc.
|
8-K
|
|
|
Hepp Robert W.
|
3
|
|
|
PIXIE DUST TECHNOLOGIES, INC./ADR
|
F-6
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6
|
|
|
AMERICAN BEACON FUNDS
|
497
|
|
|
Hasson Heather
|
3
|
|
|
JFrog Ltd
|
144
|
|
|
Shulman Yakov
|
144
|
|
|
Goodson Alan R
|
3
|
|
|
FUNR
|
D
|
|
|
Gebauer Katie Lynn
|
3
|
|
|
Corey Katherine A.
|
3
|
|
|
Sterling Capital Management LLC
|
13F-NT
|
|
|
Kennedy Megan
|
3
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Imagen Cornerstone Support Services, LLC
|
D
|
|
|
IMAGEN DENTAL PARTNERS, LLC
|
D
|
|
|
Ferrari Sharon
|
3
|
|
|
Andolina Joseph
|
3
|
|
|
Pittard Christian
|
3
|
|
|
Upfit Training, LLC
|
D
|
|
|
BIRD STEPHEN
|
3
|
|
|
Reit Todd
|
3
|
|
|
Maher Bill
|
3
|
|
|
Maasbach Nancy Yao
|
3
|
|
|
Tooze Marika
|
3
|
|
|
IMA Tech Inc.
|
S-1
|
|
|
O'Connor James Joseph
|
3
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
PB Galway, LLC
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2328
|
487
|
|
|
Nichols Jennifer A
|
3
|
|
|
Matsick Jaclyn Marie
|
3
|
|
|
JOHNSON RADY A
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
DAMICO JENNIFER B.
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
abrdn Inc.
|
3
|
|
|
Johnson Belinda J.
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
CuriosityStream Inc.
|
4
|
|
|
HENDRICKS JOHN S
|
4
|
|
|
Aridis Pharmaceuticals, Inc.
|
S-1/A
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2021-1
|
10-D
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
NPORT-P
|
|
|
JPMORGAN INSURANCE TRUST
|
40-17F2
|
|
|
Graupel Inc
|
D
|
|
|
Bell Capital Fund 1 LLC
|
D
|
|
|
Bernhard Taras Ventures, LLC
|
D
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
HSBC BANK PLC
|
424B2
|
|
|
AV Elgin 46 Investors LLC
|
D
|
|
|
Sarcio, Inc.
|
D
|
|
|
Series 7, a Series of E14 Co-Investments LLC
|
D
|
|
|
DENVER WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
Panagiotoulias Theodoros
|
144
|
|
|
HAWAIIAN HOLDINGS INC
|
144
|
Financial Statements
|
|
HM PAYSON & CO
|
13F-HR
|
|
|
Wohl Melinda
|
4
|
|
|
DecisionPoint Systems, Inc.
|
4
|
|
|
Smith Steven F
|
4
|
|
|
JAWORSKI STANLEY P. JR
|
4
|
|
|
Guttilla John C
|
4
|
|
|
BRAVMAN RICHARD
|
4
|
|
|
Wohl Melinda
|
3/A
|
|
|
DecisionPoint Systems, Inc.
|
3/A
|
|
|
Playtika Holding Corp.
|
4
|
Financial Statements
|
|
Vanke Troy J
|
4
|
|
|
SEABRIDGE GOLD INC
|
6-K
|
Financial Statements
|
|
Cooke William
|
3/A
|
|
|
JAWORSKI STANLEY P. JR
|
3/A
|
|
|
Ashwood 2023 Private Investment VI - Elephant V
|
D
|
|
|
BRAVMAN RICHARD
|
3/A
|
|
|
TAGLICH MICHAEL N
|
3/A
|
|
|
Guttilla John C
|
3/A
|
|
|
Lee Capital Holdings LLC
|
13F-HR
|
|
|
Carolina Wealth Advisors, LLC
|
13F-HR
|
|
|
Connective Portfolio Management, LLC
|
13F-HR
|
|
|
LCP X
|
D/A
|
|
|
Crestline Direct Lending UL
|
D/A
|
|
|
AV Elgin 46 QOF Investors LLC
|
D
|
|
|
Ackley David
|
3
|
|
|
CAMDEN NATIONAL CORP
|
3
|
Financial Statements
|
|
Pacific Wealth Management
|
13F-HR
|
|
|
Electra Battery Materials Corp
|
6-K
|
|
|
CarMax Auto Owner Trust 2023-2
|
10-D
|
|
|
SEP 1601 LESTER RD HOLDINGS LLC
|
D
|
|
|
TEACHER RETIREMENT SYSTEM OF TEXAS
|
13F-HR
|
|
|
CarMax Auto Owner Trust 2023-1
|
10-D
|
|
|
CarMax Auto Owner Trust 2022-4
|
10-D
|
|
|
Bluesphere Advisors, LLC
|
13F-HR
|
|
|
Atlanta Braves Holdings, Inc.
|
8-A12B
|
|
|
CASH ACCOUNT TRUST
|
24F-2NT
|
|
|
CarMax Auto Owner Trust 2022-3
|
10-D
|
|
|
Invesco Real Estate Income Trust Inc.
|
424B3
|
|
|
CarMax Auto Owner Trust 2022-2
|
10-D
|
|
|
CarMax Auto Owner Trust 2022-1
|
10-D
|
|
|
MALAK MAGDI EMIL
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
CarMax Auto Owner Trust 2021-4
|
10-D
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
CarMax Auto Owner Trust 2021-3
|
10-D
|
|
|
CarMax Auto Owner Trust 2021-2
|
10-D
|
|
|
CarMax Auto Owner Trust 2021-1
|
10-D
|
|
|
Navitas West Texas Investments SPV LLC
|
D
|
|
|
Brewster Financial Planning LLC
|
13F-HR
|
|
|
CarMax Auto Owner Trust 2020-4
|
10-D
|
|
|
Brown Matthew Charles
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
Blue Canyon New Bedford, LLC
|
D
|
|
|
CarMax Auto Owner Trust 2020-3
|
10-D
|
|
|
CarMax Auto Owner Trust 2020-2
|
10-D
|
|
|
Buckner Stephanie
|
4
|
|
|
Holcomb James Michael
|
144
|
|
|
PATTERSON UTI ENERGY INC
|
144
|
Financial Statements
|
|
CarMax Auto Owner Trust 2020-1
|
10-D
|
|
|
That Hawaiian Guy's BBQ LLC
|
C
|
|
|
CUBAN MARK
|
4
|
|
|
READING INTERNATIONAL INC
|
4
|
Financial Statements
|
|
Lexington Capital Partners X, L.P.
|
D/A
|
|
|
CUBAN MARK
|
SC 13G
|
|
|
READING INTERNATIONAL INC
|
SC 13G
|
Financial Statements
|
|
CarMax Auto Owner Trust 2019-4
|
10-D
|
|
|
Super League Gaming, Inc.
|
S-3
|
Financial Statements
|
|
CarMax Auto Owner Trust 2019-3
|
10-D
|
|
|
Gayle Brian
|
4
|
|
|
Crestline Direct Lending UL
|
D/A
|
|
|
Kunju Ravi
|
4
|
|
|
Maitra Raoul
|
4
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
485APOS
|
|
|
Exeter Automobile Receivables Trust 2021-1
|
ABS-EE
|
|
|
NAMCO Multi Fund LLC
|
D
|
|
|
FUNR
|
D/A
|
|
|
Marraccini Jeffrey
|
4
|
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
EV3 Offshore Fund I LP
|
D
|
|
|
Voila Afrique LLC
|
C
|
|
|
ENERGY FUELS INC
|
8-K
|
Financial Statements
|
|
Messano Amy
|
4
|
|
|
EV3 Fund I LP
|
D
|
|
|
ASTRAZENECA PLC
|
6-K
|
Financial Statements
|
|
Penbrook Management LLC
|
13F-HR
|
|
|
Gibbs David W
|
4
|
|
|
YUM BRANDS INC
|
4
|
Financial Statements
|
|
CX Station at Clift Farm, DST
|
D/A
|
|
|
Saravia Gilma
|
4
|
|
|
F2 Capital I 2023 LLC
|
D
|
|
|
CMWA Capital Appreciation Fund LLC
|
D
|
|
|
CMWA Micro Cap Fund LLC
|
D
|
|
|
Srikanth Mahalingam
|
4
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Uranium Royalty Corp.
|
6-K
|
|
|
Bridge Advisory, LLC
|
13F-HR
|
|
|
Core Wealth Management, Inc.
|
13F-HR
|
|
|
BrewBilt Manufacturing Inc.
|
8-K
|
|
|
Cool Cat Beverages Inc
|
C/A
|
|
|
Citibank, N.A., as depositor of Citibank Credit Card Issuance Trust
|
10-D
|
|
|
CITIBANK CREDIT CARD ISSUANCE TRUST
|
10-D
|
|
|
CITIBANK CREDIT CARD MASTER TRUST I
|
10-D
|
|
|
Kitowski Nicole M
|
4
|
|
|
Strategic Wealth Investment Group, LLC
|
13F-HR
|
|
|
Shular Hospitality Group
|
C
|
|
|
MBL Wealth, LLC
|
13F-HR
|
|
|
Crestline Sundance Fund, L.P.
|
D/A
|
|
|
DeWitt Angie
|
4
|
|
|
Amber Beach Management LLC
|
D
|
|
|
NIELSEN RAYMOND A
|
4
|
|
|
CVD EQUIPMENT CORP
|
4
|
Financial Statements
|
|
Relyea Zuckerberg Hanson LLC
|
13F-HR
|
|
|
Tributary Capital Management, LLC
|
13F-HR
|
|
|
Kaydan Wealth Management, Inc.
|
13F-HR
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
TESSCO TECHNOLOGIES INC
|
25-NSE
|
Financial Statements
|
|
GUNTHER CONRAD J JR
|
4
|
|
|
Trencher Daniel
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
BRILL DR ROBERT M
|
4
|
|
|
Kewalramani Reshma
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
Coral DeFi LP
|
D
|
|
|
S-Unik Fund North America, LP
|
D
|
|
|
ENZO BIOCHEM INC
|
8-K
|
Financial Statements
|
|
Nuveen Global Cities REIT, Inc.
|
DEFA14A
|
|
|
Bremer Bank National Association
|
13F-HR
|
|
|
SRHWC Partners, LP
|
D
|
|
|
Steigerwald, Gordon & Koch Inc.
|
13F-HR
|
|
|
82investments -- Looma SPV LLC
|
D
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Northerly Apts LLC
|
D
|
|
|
CNL Healthcare Properties, Inc.
|
SC 14D9
|
|
|
WASHINGTON FEDERAL INC
|
8-K
|
Financial Statements
|
|
GAM Global Rates Hedge Fund
|
D/A
|
|
|
Groman Dan
|
144
|
|
|
Enfusion, Inc.
|
144
|
Financial Statements
|
|
CMWA Foreign Developed Partnership LLC
|
D
|
|
|
Croyle William Russell Jr
|
4
|
|
|
HEALTHY EXTRACTS INC.
|
4
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE TRUST 2021-C59
|
10-D/A
|
|
|
Cranbrook Wealth Management, LLC
|
13F-HR
|
|
|
Providence Lending Fund, LP
|
D/A
|
|
|
PFG Private Wealth Management, LLC
|
13F-HR
|
|
|
Waldman Lawrence
|
4
|
|
|
CMWA Defensive Strategies Partnership, LLC
|
D
|
|
|
Advisers Investment Trust
|
485APOS
|
|
|
Pawleys Capital Management, LLC
|
D/A
|
|
|
GAM Institutional Emerging Equity Inc.
|
D/A
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Hoge Stephen
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
CHANG DENNIS
|
4
|
|
|
Kingdon Mark D
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
GPS Wealth Strategies Group, LLC
|
13F-HR
|
|
|
Centerpoint Advisors, LLC
|
13F-HR
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Advisors Disciplined Trust 2158
|
497J
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
ROCKETFUEL BLOCKCHAIN, INC.
|
8-K
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Beechwood Fund LLC
|
D
|
|
|
PSG RM ACCESS SPV, LLLP
|
D
|
|
|
AMERICAN BEACON SELECT FUNDS
|
497K
|
|
|
NESsT SELF LLC
|
D/A
|
|
|
CMWA Small Cap Fund LLC
|
D
|
|
|
FOKE Energy, LLC
|
D
|
|
|
Kingdon Mark D
|
3
|
|
|
SCOTTS MIRACLE-GRO CO
|
3
|
Financial Statements
|
|
Avendus Enhanced Return Fund II
|
D/A
|
|
|
RBI NM Investment Holdings LLC
|
D
|
|
|
Virani Shafique
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
HW High Yield, LLC
|
D
|
|
|
Syra Health Corp
|
S-1/A
|
|
|
CASTLE WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
StepStone Private Markets
|
SC TO-I/A
|
|
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
|
13F-NT
|
|
|
WILLIAMS KEVIN BRYAN
|
4
|
|
|
Boothe Investment Group, Inc.
|
13F-HR
|
|
|
Itau Unibanco Holding S.A.
|
6-K
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Westfield Select Growth Equity LP
|
D/A
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Indies Special Opportunities IV, L.P.
|
D
|
|
|
CRATON CAPITAL LP
|
D/A
|
|
|
IGEN NETWORKS CORP
|
8-K
|
|
|
Capital One Prime Auto Receivables Trust 2023-1
|
10-D
|
|
|
Capital One Auto Receivables LLC
|
10-D
|
|
