| Company Name |
Form Type |
SEC Filings |
|
|
|
|
EVANS LAWRENCE R
|
4
|
|
|
Dugel Pravin
|
4
|
|
|
IAM Advisory, LLC
|
13F-HR
|
|
|
Henderson Jane
|
4
|
|
|
WILLIAMS KEVIN BRYAN
|
144
|
|
|
Westby Keith
|
4
|
|
|
Voip-pal.com Inc
|
144
|
|
|
S Growth Partners III, L.P.
|
D
|
|
|
Gibney Anthony S
|
4
|
|
|
Benchmark 2023-V3 Mortgage Trust
|
FWP
|
|
|
GS MORTGAGE SECURITIES CORP II
|
FWP
|
|
|
INSTRUMENTAL WEALTH, LLC
|
13F-HR
|
|
|
Bolte Axel
|
4
|
|
|
Dream Homes & Development Corp.
|
8-K
|
|
|
AMERICAN SOFTWARE INC
|
8-K/A
|
Financial Statements
|
|
JONES FINANCIAL COMPANIES LLLP
|
D
|
|
|
FRANKLIN REAL ESTATE SECURITIES TRUST
|
N-CEN/A
|
|
|
FRANKLIN STRATEGIC SERIES
|
N-CEN/A
|
|
|
Franklin Federal Tax Free Income Fund
|
N-CEN/A
|
|
|
CX Station at Clift Farm, DST
|
D/A
|
|
|
HFG Advisors, Inc.
|
13F-HR
|
|
|
Inlyte Energy, Inc.
|
D
|
|
|
MGO Private Wealth, LLC
|
13F-HR
|
|
|
NATIONWIDE MUTUAL FUNDS
|
POS AMI
|
|
|
EquityZen Growth Technology Fund LLC - Series 1734
|
D
|
|
|
Azure Capital Partners L.P.
|
D/A
|
|
|
PAUL JOSEPH R
|
4
|
|
|
Equitybee 22-53841, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
DSG Global Inc.
|
10-K/A
|
|
|
REIN Technologies
|
D
|
|
|
Andalusian Direct Partners II, L.P.
|
D
|
|
|
North Haven Private Income Fund A LLC
|
10-12G
|
|
|
Tiny Organics, Inc.
|
C-U
|
|
|
Erickson Financial Group, LLC
|
13F-HR
|
|
|
TearClear Corp.
|
D
|
|
|
Polar Capital Holdings Plc
|
SC 13G/A
|
|
|
NanoString Technologies Inc
|
SC 13G/A
|
Financial Statements
|
|
PCTRx, Inc.
|
D
|
|
|
SCHOENBERGER ERIKA J.
|
4
|
|
|
TAT TECHNOLOGIES LTD
|
6-K
|
Financial Statements
|
|
GCP STRATEGIC OPPORTUNITIES I, LP
|
D
|
|
|
Mosher Dan
|
4
|
|
|
Presto Automation Inc.
|
4
|
|
|
TASEKO MINES LTD
|
6-K
|
Financial Statements
|
|
Israel David Richard
|
3/A
|
|
|
BranchOut Food Inc.
|
3/A
|
|
|
CONSILIO WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
Chemistry Wealth Management LLC
|
13F-HR
|
|
|
Venteur, Inc.
|
D
|
|
|
Septerna, Inc.
|
D
|
|
|
Ilex Offshore Fund Ltd
|
D
|
|
|
NovaPoint Capital, LLC
|
13F-HR
|
|
|
CuriosityStream Inc.
|
4
|
|
|
HENDRICKS JOHN S
|
4
|
|
|
Peterson Private Equity X, LP
|
D/A
|
|
|
GALENA CAPITAL PARTNERS INC.
|
X-17A-5
|
|
|
Bouchey Financial Group Ltd
|
13F-HR
|
|
|
UDINE WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
Healy Eric
|
3/A
|
|
|
UCK Blackbird, L.P.
|
D
|
|
|
KfW
|
424B5
|
|
|
COVEY PATRICK M
|
4
|
|
|
Vicapsys Life Sciences, Inc.
|
D
|
|
|
WLC Offshore Fund, Ltd.
|
D
|
|
|
Genie Energy Ltd.
|
4
|
Financial Statements
|
|
JONAS HOWARD S
|
4
|
|
|
WLC Onshore Fund, LP
|
D
|
|
|
TIMBERLAND BANCORP INC
|
8-K
|
Financial Statements
|
|
Medaxion, Inc. / DE
|
D
|
|
|
DSG Global Inc.
|
10-Q
|
|
|
Long Run Capital II, LP
|
D/A
|
|
|
XTI Aircraft Co
|
1-K
|
|
|
BLACKROCK MUNICIPAL INCOME FUND, INC.
|
DEFA14A
|
|
|
BMW Vehicle Owner Trust 2023-A
|
424B5
|
|
|
BMW FS SECURITIES LLC
|
424B5
|
|
|
Bridge Net Lease Income Fund-T LP
|
D/A
|
|
|
Hg Goa Co-Invest L.P.
|
D
|
|
|
BMW Vehicle Owner Trust 2023-A
|
8-K
|
|
|
BMW FS SECURITIES LLC
|
8-K
|
|
|
DSG Global Inc.
|
8-K
|
|
|
MICROMEM TECHNOLOGIES INC
|
6-K
|
|
|
DAY JOSEPH EDWARD III
|
4
|
|
|
Dalfonsi John
|
3/A
|
|
|
TC ENERGY CORP
|
6-K
|
Financial Statements
|
|
Innovator ETFs Trust
|
8-A12B
|
|
|
METROPOLITAN LIFE INSURANCE CO/NY
|
13F-HR/A
|
|
|
ARTS WAY MANUFACTURING CO INC
|
10-Q
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
UCK Partners III, L.P.
|
D
|
|
|
CG2 Capital LLC
|
SC 13G/A
|
|
|
BurgerFi International, Inc.
|
SC 13G/A
|
|
|
MetLife Investment Management, LLC
|
13F-HR/A
|
|
|
Katz & Katz Transportation LLC
|
D
|
|
|
CABOT WEALTH MANAGEMENT INC
|
13F-HR
|
|
|
Listed Funds Trust
|
497
|
|
|
GREENHAVEN ASSOCIATES INC
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
EquityZen Growth Technology Fund LLC - Series 1745
|
D
|
|
|
FT 10833
|
487
|
|
|
ONCAP Pura Vida Co-Invest LP
|
D
|
|
|
Harden Technologies Inc.
|
F-1/A
|
|
|
Perpetual Ltd
|
13F-HR
|
|
|
DORIAN LPG LTD.
|
144
|
Financial Statements
|
|
KENSICO CAPITAL MANAGEMENT CORP
|
144
|
|
|
Taiga Fund, a sub-fund of Taiga Investment Funds plc
|
D/A
|
|
|
Perpetual Investment Management Ltd
|
13F-NT
|
|
|
Pendal Group Ltd
|
13F-NT
|
|
|
Dalfonsi John
|
4
|
|
|
BranchOut Food Inc.
|
4
|
|
|
Numeric Emerging Markets Small Cap Core Offshore Fund Ltd.
|
D/A
|
|
|
J O HAMBRO CAPITAL MANAGEMENT LTD
|
13F-NT
|
|
|
RIDGE COMMONS LLC
|
D
|
|
|
SparkCharge-Tale 2023 Conv Note SPV, a Series of Vauban Platform LP
|
D
|
|
|
BabyQuip, Inc.
|
C
|
|
|
Aruene Corp
|
D
|
|
|
abrdn National Municipal Income Fund
|
8-K
|
|
|
Jamestown Invest 1, LLC
|
1-U
|
|
|
Monterone Partners Long Short Fund Ltd
|
D/A
|
|
|
Enova International, Inc.
|
8-K
|
Financial Statements
|
|
Highland Financial Advisors, LLC
|
13F-HR
|
|
|
Unreal Deli Inc.
|
C
|
|
|
Molecular Templates, Inc.
|
8-K
|
Financial Statements
|
|
LACY PAUL A
|
144
|
|
|
PTC INC.
|
144
|
Financial Statements
|
|
Quilt Seed Angel Fund, a Series of Vauban Platform LP
|
D
|
|
|
Jamestown Invest 1, LLC
|
253G2
|
|
|
Simon Frederic
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Glass House Brands Inc.
|
6-K
|
|
|
B2GOLD CORP
|
6-K
|
Financial Statements
|
|
Dageville Benoit
|
144
|
|
|
Snowflake Inc.
|
144
|
Financial Statements
|
|
VESO VENTURES LLC - SX I SPV LLC
|
D/A
|
|
|
Collaborative Investment Series Trust
|
N-PX
|
|
|
CITY HOLDING CO
|
13F-HR
|
Financial Statements
|
|
EA Series Trust
|
POS EX
|
|
|
Repenning Brent R
|
4
|
|
|
Innate Development LLC
|
D
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
424B4
|
|
|
Trilogy Metals Inc.
|
D
|
Financial Statements
|
|
Westwood Legalist DIP Fund II, LLC
|
D
|
|
|
HYCROFT MINING HOLDING CORP
|
8-K
|
|
|
PCT LTD
|
15-12G
|
|
|
Cameron Cayman Fund Ltd
|
D/A
|
|
|
Glint Pay Ltd
|
D
|
|
|
Doyle James Edgar
|
4
|
|
|
Felicitas Private Markets Fund
|
D
|
|
|
Circle Energy, Inc./NV
|
8-K
|
|
|
Vemuri Ashok
|
4
|
|
|
KROGER CO
|
4
|
Financial Statements
|
|
Sutton Mark S
|
4
|
|
|
STAR GROUP, L.P.
|
8-K
|
Financial Statements
|
|
Mullings Tamara
|
144
|
|
|
FTC Solar, Inc.
|
144
|
Financial Statements
|
|
Pioneer Diversified High Income Fund, Inc.
|
N-CEN
|
|
|
GLOBAL STRATEGIC RISK MANAGEMENT, LP
|
D
|
|
|
SARGENT RONALD
|
4
|
|
|
Resilient Ventures Fund II, L.P.
|
D
|
|
|
MOORE CLYDE R
|
4
|
|
|
FRANKLIN STREET ADVISORS INC /NC
|
13F-HR
|
|
|
HOGUET KAREN M
|
4
|
|
|
Gates Anne
|
4
|
|
|
Chao Elaine L.
|
4
|
|
|
Brown Kevin M
|
4
|
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
GoodHaven Funds Trust
|
40-17G
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
485BXT
|
|
|
Aufreiter Nora A
|
4
|
|
|
AGILITI, INC. \DE
|
144
|
Financial Statements
|
|
Leonard Thomas J
|
144
|
|
|
Absaroka - BillGO SPV, a Series of Vauban Platform LP
|
D
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
Mt. Tam Partners, L.P.
|
D/A
|
|
|
UBS AG
|
FWP
|
|
|
Pioneer Municipal High Income Opportunities Fund, Inc.
|
N-CEN
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
N-CEN
|
|
|
AZZAD FUNDS
|
DEF 14A
|
|
|
PREDEX
|
N-CEN
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Pacaso Inc.
|
D
|
|
|
SIXGOMEOW LTD
|
F-1/A
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
BSL Lake Palestine LP
|
D
|
|
|
BAB, INC.
|
10-Q
|
|
|
TREND INNOVATIONS HOLDING INC.
|
10-K/A
|
|
|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
|
6-K
|
Financial Statements
|
|
LGVP II, LP
|
D
|
|
|
Sunryde, Inc.
|
C/A
|
|
|
Marcum Wealth, LLC
|
13F-HR
|
|
|
Santander UK plc
|
6-K
|
|
|
iDirect Private Markets Access Fund
|
D/A
|
|
|
PACE SELECT ADVISORS TRUST
|
APP NTC
|
|
|
ASIAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
Sancta Value Fund US LP
|
D/A
|
|
|
EWF Partners II LLC
|
D/A
|
|
|
Impact Shares Trust I
|
485BXT
|
|
|
URUGUAY REPUBLIC OF
|
424B5
|
|
|
Benathen Marc David
|
4
|
|
|
SANTANDER UK GROUP HOLDINGS PLC
|
6-K
|
|
|
Cambridge Advisors Inc.
|
13F-HR
|
|
|
WP Trust
|
NPORT-P
|
|
|
High Low & Co. LLC
|
C
|
|
|
Electrovaya Inc.
|
6-K
|
|
|
ASHOC Beverage, LLC
|
D
|
|
|
Windsor Capital Management, LLC
|
13F-HR
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
DAKOTA REAL ESTATE INVESTMENT TRUST
|
1-Z
|
|
|
MinichMacGregor Wealth Management, LLC
|
13F-HR
|
|
|
AFA Multi-Manager Credit Fund
|
N-CEN
|
|
|
CUBAN MARK
|
4
|
|
|
READING INTERNATIONAL INC
|
4
|
Financial Statements
|
|
SR North Allen AIV OZ, LLC
|
D
|
|
|
45 Ten LLC
|
D
|
|
|
TankHead Oil & Gas Co.
|
D
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
First PREMIER Bank
|
13F-HR
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
N-14/A
|
|
|
Tidal ETF Trust
|
N-CEN
|
|
|
Ishtar Gate Capital Partners, LP
|
D
|
|
|
Bridge Net Lease Income Fund LP
|
D/A
|
|
|
QUAKER INVESTMENT TRUST
|
40-17G
|
|
|
Ghoshal Kaushik
|
144
|
|
|
RESMED INC
|
144
|
Financial Statements
|
|
BLUEWATER OPTION FUND, LLC
|
D
|
|
|
Renew Depositor II LLC
|
ABS-15G
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Bueker Kathryn
|
144
|
|
|
HUBSPOT INC
|
144
|
Financial Statements
|
|
Sawyer & Company, Inc
|
13F-HR
|
|
|
PAM Employee Feeder LP
|
D/A
|
|
|
CX Lively Indigo Run, DST
|
D/A
|
|
|
Master Trust
|
N-CEN
|
|
|
UBS Series Funds
|
N-CEN
|
|
|
Systelligence, LLC
|
13F-HR
|
|
|
RENN Fund, Inc.
|
4
|
|
|
PAM Strategic Partners LP
|
D/A
|
|
|
Ampio Pharmaceuticals, Inc.
|
DEFA14A
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
IFM Australian Infrastructure Wholesale Fund B
|
D/A
|
|
|
IFM Australian Infrastructure Wholesale Fund A
|
D/A
|
|
|
Marcus RE Fund II, L.P.
|
D
|
|
|
Reit Todd
|
4
|
|
|
abrdn Global Premier Properties Fund
|
4
|
|
|
abrdn Global Dynamic Dividend Fund
|
4
|
|
|
abrdn Total Dynamic Dividend Fund
|
4
|
|
|
BioLingus
|
F-1/A
|
|
|
FT 10928
|
S-6
|
|
|
FT 10927
|
S-6
|
|
|
Bedos Jean-Christophe
|
144
|
|
|
BIRKS GROUP INC.
|
144
|
Financial Statements
|
|
Initrade, Inc.
|
D
|
|
|
Canton Barry
|
144
|
|
|
Nascent Biotech Inc.
|
4
|
|
|
HOLDEN LOWELL THOMAS
|
4
|
|
|
Cambrian Global Partners, L.P.
|
D/A
|
|
|
Nabors Energy Transition Corp. II
|
CERT
|
|
|
Cliffwater Corporate Lending Fund
|
N-23C3A
|
|
|
FT 10929
|
S-6
|
|
|
Kelly Jason R
|
144
|
|
|
Cambrian Global Fund, Ltd.
|
D/A
|
|
|
AEGON NV
|
F-4/A
|
Financial Statements
|
|
Coyni, Inc.
|
8-K
|
|
|
CAMBRIAN PARTNERS LP
|
D/A
|
|
|
REGATTA CAPITAL GROUP, LLC
|
13F-HR
|
|
|
QUEST JAPAN, L.P.
|
D/A
|
|
|
Quest Japan, Ltd.
|
D/A
|
|
|
CHS INC
|
8-K
|
Financial Statements
|
|
Wind River Trust Co
|
13F-HR
|
|
|
STEGINSKY CAPITAL LLC
|
13F-HR
|
|
|
FIRST UNITED BANK & TRUST
|
13F-HR
|
|
|
Meaney William L
|
144
|
|
|
IRON MOUNTAIN INC
|
144
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Hutchinson Russell E.
|
3
|
|
|
Ally Financial Inc.
|
3
|
Financial Statements
|
|
INDUS REALTY TRUST, INC.
|
D
|
|
|
Primrose Hill Fund III, L.P.
|
D/A
|
|
|
Columbia ETF Trust I
|
497K
|
|
|
CIG RRS Investors LLC
|
D
|
|
|
Cambrian Fund, Ltd.
|
D/A
|
|
|
MULIANG VIAGOO TECHNOLOGY, INC.
|
8-K
|
|
|
QUEST EUROPE, L.P.
|
D/A
|
|
|
Quest Europe, Ltd.
|
D/A
|
|
|
Shepherds Hill Fund IV, L.P.
|
D/A
|
|
|
W Capital Management, LLC
|
13F-HR
|
|
|
Columbia Funds Series Trust II
|
497K
|
|
|
Navis Wealth Advisors, LLC
|
13F-HR
|
|
|
SavMobi Technology Inc.
|
8-A12G
|
|
|
K4Connect Inc.
|
D
|
|
|
Nabors Energy Transition Corp. II
|
8-A12B
|
|
|
Columbia Funds Series Trust II
|
497
|
|
|
Felicitas Private Markets Fund
|
3
|
|
|
Maurer Ann
|
3
|
|
|
GALLAGHER TERRANCE P
|
3
|
|
