SEC Filings


2109
  
Company Name Form Type SEC Filings
Hudson Bay Cap Structure Arbitrage Enhanced Fund LP D/A
IFM Australian Infrastructure Wholesale Fund B D/A
IFM Australian Infrastructure Wholesale Fund A D/A
FRIBOURG PAUL J 4
ESTEE LAUDER COMPANIES INC 4 Financial Statements
FORESTER LYNN 4
STERNLICHT BARRY S 4
Eastspring Global Emerging Markets Great Transition Equity Fund D
Smith Michael R 4/A
CHURCH & DWIGHT CO INC /DE/ 4/A Financial Statements
Blip Technologies, Inc C-U
BioVaxys Technology Corp. D
Kopion Asset Management, LLC 13F-HR
Pioneer Fund AF 24 L.P. D/A
Newbrook Capital Colonial Village Investors LLC D
Pioneer Municipal High Income Opportunities Fund, Inc. N-CEN
Pioneer Diversified High Income Fund, Inc. N-CEN
PIONEER MUNICIPAL HIGH INCOME FUND, INC. N-CEN
TELECOM ARGENTINA SA 6-K
Capital Markets Opportunity Fund, LLC D/A
Peterson Financial Group, Inc. N-PX
Muzio Gaetano 144
RADIAN GROUP INC 144 Financial Statements
Galvin Paul M. 4
SAFE & GREEN HOLDINGS CORP. 4 Financial Statements
SAFE & GREEN HOLDINGS CORP. 8-K Financial Statements
Agarwal Indira 4
Nalanda India Fund LTD 13F-HR
AGCO CORP /DE 4 Financial Statements
Nalanda India Equity Fund Ltd 13F-HR
Eastspring Global Emerging Markets Equity Fund D
Jetley Vivek 144
ExlService Holdings, Inc. 144 Financial Statements
iSHARES TRUST 8-A12B
SCOPIA CAPITAL MANAGEMENT LP SC 13D/A
HARMONIC INC SC 13D/A Financial Statements
BRIGHT FINANCIAL ADVISORS, INC. N-PX
San Luis Wealth Advisors LLC 13F-HR
Corrigan Financial, Inc. 13F-HR
Merritt Sears 4
BARINGS CORPORATE INVESTORS 4 Financial Statements
B.O.S.S. Retirement Advisors, LLC 13F-HR
Emery Christina 4
GRAND SLAM CAPITAL PARTNERS LP D/A
Ward Chicares Elizabeth 4
Fernandes Neil J 144
LAM RESEARCH CORP 144 Financial Statements
Pioneer ILS Interval Fund N-23C3A
Private Capital Management, LLC N-PX
POSCO HOLDINGS INC. 6-K Financial Statements
WEG Consolidated, LLC D
Utopia Radical Asia Fund 1, LP D/A
Eastspring China A Shares Growth Fund D
Retirement Planning Co of New England, Inc. N-PX
Varde Credit Partners D/A
Black Hammer Holdings, Inc. C-U
TORONTO DOMINION BANK 424B3 Financial Statements
Texas Pacific Land Corp 4
HORIZON KINETICS ASSET MANAGEMENT LLC 4
PSquared US Feeder Fund, LP - Event Opportunity Series D/A
venBio Global Strategic Fund V, L.P. D
Jamestown Invest 1, LLC 1-U
CHERKEN HARRY S JR 144
URBAN OUTFITTERS INC 144 Financial Statements
Kubhera India Infrastructure Fund LP D
Radnor Capital Management, LLC 13F-HR
ERICSSON LM TELEPHONE CO 6-K Financial Statements
Norland Dancerace, LP D/A
GSK plc 6-K Financial Statements
HighVista Biotechnology Opportunities Fund LP D/A
Kogler Inc D
Ford Credit Auto Lease Trust 2024-B ABS-EE
Ford Credit Auto Lease Two LLC ABS-EE
Forethought Life Insurance Co Separate Account A 497
DOLIVER ADVISORS, LP 13F-HR
HighVista Biotechnology Specialist Fund Ltd. D/A
Jamestown Invest 1, LLC 253G2
HighVista HFS Partners D/A
DE GEUS AART 4
SYNOPSYS INC 4 Financial Statements
Northern Lights Fund Trust 497K
F9 Investments LLC SC 13D/A
LL Flooring Holdings, Inc. SC 13D/A Financial Statements
HighVista Strategic CRE Fund LP D/A
Avril-Groves Vicki L 4
COMMERCIAL METALS Co 4 Financial Statements
BHP Group Ltd 6-K Financial Statements
McPherson John R 4
Eggscape Entertainment Inc. D
FIRST TRUST PORTFOLIOS LP SC 13G/A
Invesco Bond Fund SC 13G/A
AIM SECTOR FUNDS N-CEN
Neuberger Berman High Yield Strategies Fund Inc. SC 13G/A
Henry Shawn 144
CrowdStrike Holdings, Inc. 144 Financial Statements
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II SC 13G/A
NEUBERGER BERMAN MUNICIPAL FUND INC. SC 13G/A
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC SC 13G/A
FIRST TRUST EXCHANGE-TRADED FUND VIII SC 13G/A
RAISS SARAH E. 4
PGIM Global High Yield Fund, Inc. SC 13G/A
TCW Direct Lending LLC 8-K
World Funds Trust 497
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND SC 13G/A
FIRST TRUST EXCHANGE-TRADED FUND III SC 13G/A
WASHINGTON MUTUAL INVESTORS FUND 24F-2NT
Franklin Templeton ETF Trust SC 13G/A
FIRST TRUST EXCHANGE-TRADED FUND SC 13G/A
ABRDN ASIA-PACIFIC INCOME FUND, INC. SC 13G/A
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND SC 13G/A
MORGAN STANLEY EMERGING MARKETS DEBT FUND INC SC 13G/A
CREDIT SUISSE HIGH YIELD BOND FUND SC 13G/A
ISRAEL, STATE OF FWP
CULP INC 10-K Financial Statements
BNY MELLON HIGH YIELD STRATEGIES FUND SC 13G/A
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND SC 13G/A
GLS CAPITAL OFFSHORE FEEDER FUND II, LTD. D/A
GLS CAPITAL PARTNERS FUND II, LP D/A
abrdn Income Credit Strategies Fund SC 13G/A
Legg Mason Global Asset Management Trust N-14/A
STEELCASE INC S-8 Financial Statements
Manatuck Hill Scout Fund, L.P. D/A
STAHL MURRAY 4
RENN Fund, Inc. 4
Collins Steven J 144
KIRKLAND'S, INC 144 Financial Statements
Integrated Wellness Acquisition Corp 425
Bridge SFR IV Depositor LLC ABS-15G
MVP LS FUND CDIX LLC D/A
MAINSTAY FUNDS TRUST N-CEN
Avondale Wealth Management 13F-HR
DEMCHAK WILLIAM S 144
PNC FINANCIAL SERVICES GROUP, INC. 144 Financial Statements
TMRW Life Sciences, Inc. D
Efficient Capital Management, LLC 40-APP
UNIFIED SERIES TRUST 40-APP
Manatuck Hill Navigator Offshore Fund, Inc. D/A
UBS AG 424B3
HighVista DBT Fund I LP D/A
Tozuda, Inc. D
Silver Rock Offshore Opportunistic Credit Fund LP D/A
Truxt Investmentos Ltda. 13F-HR
PNC LIHTC Fund 95, LLC D
HighVista Opportunistic Private Equity Fund I LP D/A
Smith Michael R 3/A
CHURCH & DWIGHT CO INC /DE/ 3/A Financial Statements
Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV D/A
BEARD JOSEPH G SC 13D/A
APARTMENT INVESTMENT & MANAGEMENT CO SC 13D/A Financial Statements
Hound Partners Variable Beta Fund, LP D/A
Accel Wealth Management N-PX
Ugly Unicorn Crypto Fund I LP D/A
ETF Series Solutions 485BXT
Hound Partners Variable Beta Fund, Ltd. D/A
WHOLIHAN EDWARD 4
Matin Shahriar 4
French Donna 4
Bath Savings Trust Co 13F-HR
FLETCHER R JOHN 4
CASCELLA ROBERT 4
IFM Net Zero Infrastructure Fund D/A
Yoshitsu Co., Ltd 6-K Financial Statements
Jaffa Capital Fund, LP D/A
Silver Rock Onshore Opportunistic Credit Fund LP D/A
Manatuck Hill Mariner Onshore Fund, L.P. D/A
Rosalind Advisors, Inc. 13F-HR
JERICHO CAPITAL SPECIAL OPPORTUNITIES L.P. D/A
MultiSensor AI Holdings, Inc. PRE 14A
Sen Debarati 3
NORTECH SYSTEMS INC 3 Financial Statements
Balencic Jordan Paul 4
Mitesco, Inc. 4
Che Austin 144
Ginkgo Bioworks Holdings, Inc. 144
ETF Opportunities Trust 485BXT
Bar-Zeev Tomer 4
Unity Software Inc. 4 Financial Statements
Manatuck Hill Mariner Offshore Institutional Fund, Ltd. D/A
Sony Group Corp 6-K
Brown David B 4
Perma-Pipe International Holdings, Inc. 4 Financial Statements
Boiter Cynthia 4
Scient Fund 1 LLC D/A
REBALANCE, LLC 13F-HR
UBS AG FWP
Manatuck Hill Mariner Offshore Fund, Ltd. D/A
TOKEN COMMUNITIES LTD. 10-Q
Invesco Unit Trusts Series 2370 487
Mill Road Capital III, L.P. 4
Mill Road Capital III GP LLC 4
ALTA EQUIPMENT GROUP INC. 4
LYNCH THOMAS E 4
Blackstone Tactical Opportunities Fund D
WILMINGTON FUNDS N-CEN
WEBSTERROGERS FINANCIAL ADVISORS, LLC 13F-HR
AIGEN INVESTMENT MANAGEMENT, LP N-PX
5733 Roosevelt Blvd, LLC D
GIP Oak Co-Invest III, L.P. D/A
Post Structured Credit Opportunities Offshore Fund, LP D/A
Victory Capital Holdings, Inc. 4 Financial Statements
DEMARTINI RICHARD M 4
Talbert Capital Preferred Income Fund, LP D/A
Davanzo Lawrence 4
TRUST FOR PROFESSIONAL MANAGERS 485APOS
STEELCASE INC 8-K Financial Statements
GeoVax Labs, Inc. 424B5
CITY HOLDING CO 13F-HR Financial Statements
HURST ROBERT J/NY 4
Holland Park Exempted Limited Partnership D
Rappaport Alan 4
Ilex Offshore Fund Ltd D/A
Eagle Point Credit Non-US LP D/A
EXCHANGE TRADED CONCEPTS TRUST N-CEN
Direxion Shares ETF Trust 8-A12B
Danimer Scientific, Inc. 424B3
Jackson Mary M. 4
CITIGROUP INC 8-K Financial Statements
Hirtler-Garvey Karin 4
Exchange Listed Funds Trust N-CEN
Independent Franchise Partners Global Equity, L.P. D/A
Green Darwin 3
Contango ORE, Inc. 3
FT 11602 497J
Verdad Leveraged Co Fund, L.P. D/A
FT 11600 497J
Finova Capital LP D/A
FT 11537 497J
Accel Wealth Management 13F-HR
BAB, INC. 10-Q
Harbor ETF Trust 485APOS
FT 11648 S-6
Two Roads Shared Trust N-CEN
BALDWIN BROTHERS LLC/MA 13F-HR
FT 11647 S-6
PUTNAM VARIABLE TRUST N-MFP3/A
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ 424B3
Corient Private Access, LP D/A
Norway Savings Bank 13F-HR
PUTNAM INVESTMENT FUNDS N-MFP3/A
Federal Home Loan Bank of Pittsburgh 8-K
Danimer Scientific, Inc. 424B2
Jackson Credit Opportunities Fund 486BPOS
US 1 Regalo, LLC D
IRSA INVESTMENTS & REPRESENTATIONS INC 6-K Financial Statements
Social Investment Holdings, Inc. 1-A/A
A. D. Beadell Investment Counsel, Inc. 13F-HR
OrbiMed Partners II, L.P. D/A
JPMORGAN CHASE & CO 8-K Financial Statements
Sonora Investment Management Group, LLC 13F-HR
Genesis Investment Management, LLP 13F-HR
VAN TREASE SANDRA 4
ENTERPRISE FINANCIAL SERVICES CORP 4 Financial Statements
SANBORN RICHARD 4
Carolina Wealth Advisors, LLC 13F-HR
OrbiMed Partners, Ltd. D/A
Young Lina A 4
GUEST ROBERT E JR 4
MARSH STEPHEN P 4
DECOLA MICHAEL A 4
Holmes Michael 4
HOOPS SCOUTING USA 10-Q
Paralos LS Equities Fund LP D/A
Schmitz Eloise 4
Manjarrez Marcela 4
RODRIGUES DANIEL A 4
HAVEL JAMES M 4
Nisun International Enterprise Development Group Co., Ltd 6-K
Acadian Frontier Markets Equity Fund D/A
KENT NEVADA A 4
Acadian Emerging Markets Equity II Fund, LLC D/A
Danimer Scientific, Inc. 8-K
FASTENAL CO 8-K Financial Statements
Andrich Lyne 4
MCGRATH RENTCORP 425 Financial Statements
Afya Ltd 6-K Financial Statements
Guggenheim Investments Private Debt Fund IV Guardian D
Alaya Capital Partners III LP D/A
T Stamp Inc 8-K
St. Louis Financial Planners Asset Management, LLC 13F-HR
SEELOS THERAPEUTICS, INC. 8-K
Core Scientific, Inc./tx 8-K
Fremman 2 MM SCSp D
Ankam, Inc. 10-Q
Hiro Systems PBC 1-U
MCGRATH RENTCORP 8-K Financial Statements
Nomura America Finance, LLC 424B2
NOMURA HOLDINGS INC 424B2 Financial Statements
Southland Equity Partners LLC 13F-HR
Investment Managers Series Trust N-CEN
DECKERS OUTDOOR CORP 8-K Financial Statements
Capital Investment Advisors, LLC 13F-HR
National Western Life Group, Inc. S-8 POS Financial Statements
SUNPOWER CORP 8-K/A Financial Statements
Photozou Holdings, Inc. 10-Q
CITIGROUP INC 424B8 Financial Statements
Citigroup Global Markets Holdings Inc. 424B8
Noble Advisors, LLC D
CALDWELL & ORKIN FUNDS INC N-CEN
Quadratic Capital Management LLC 13F-HR
Acadian U.S. Managed Volatility Equity Fund, LLC D/A