| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Divergent Planning, LLC
|
13F-HR
|
|
|
Alliance Wealth Management Group
|
13F-HR
|
|
|
JGP Wealth Management, LLC
|
13F-HR
|
|
|
Staloch Alison
|
4
|
|
|
Schwab Charitable Fund
|
13F-HR
|
|
|
Else Nutrition Holdings Inc.
|
D
|
|
|
ECLECTIC ASSOCIATES INC /ADV
|
13F-HR
|
|
|
McNaughton Wealth Management, LLC
|
13F-HR
|
|
|
U.S. NeuroSurgical Holdings, Inc.
|
8-K
|
|
|
Towerpoint Wealth, LLC
|
13F-HR
|
|
|
Gainplan LLC
|
13F-HR
|
|
|
ARMSTRONG ADVISORY GROUP, INC
|
13F-HR
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
8-K
|
Financial Statements
|
|
Edgewood Capital Partners V LLC
|
D/A
|
|
|
Enservco Corp
|
DEF 14C
|
Financial Statements
|
|
Fundrise Growth Tech Fund, LLC
|
4
|
|
|
Osaka Glenn
|
4
|
|
|
MCM - WAGS Ramseur, LLC
|
D
|
|
|
Dentata Productions Ltd Liability Co
|
D
|
|
|
Meadows Preservation Associates LP
|
D
|
|
|
Hutchens & Kramer Investment Management Group, LLC
|
13F-HR
|
|
|
Wellington Wealth Strategies, LLC.
|
N-PX
|
|
|
SENTINEL PENSION ADVISORS INC.
|
13F-HR
|
|
|
Intersect Enduring Alpha Fund, LP
|
D/A
|
|
|
OnRamp Bitcoin Statutory Trust
|
D
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K
|
|
|
OG Deerfield Holdings, LLC
|
D
|
|
|
PUTNAM FUNDS TRUST
|
N-CEN/A
|
|
|
MKT Advisors LLC
|
13F-HR
|
|
|
PUTNAM INVESTMENT FUNDS
|
N-CEN/A
|
|
|
Victory Portfolios II
|
485BXT
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
N-CEN/A
|
|
|
Financial Management Professionals, Inc.
|
13F-HR
|
|
|
Hall Bjorn
|
4
|
|
|
Henry James International Management Inc.
|
13F-HR
|
|
|
Axonic Structured Opportunities Fund, LP
|
D/A
|
|
|
Cambria ETF Trust
|
497J
|
|
|
TPCN Midco, LLC
|
D
|
|
|
Melone Private Wealth, LLC
|
13F-HR
|
|
|
Bouvel Investment Partners, LLC
|
13F-HR
|
|
|
Pointe Capital Management LLC
|
13F-HR
|
|
|
Crane Advisory, LLC
|
13F-HR
|
|
|
Axcelus Financial Life Insurance Co Separate Account VA 159
|
D/A
|
|
|
OAK HILL WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
Evers Anthony George
|
4
|
|
|
SurgePays, Inc.
|
4
|
|
|
Tansy
|
C
|
|
|
Quad-Cities Investment Group, LLC
|
13F-HR
|
|
|
Sunburst Financial Group, LLC
|
13F-HR
|
|
|
Teckel Capital, LLC
|
D
|
|
|
Pioneer Wealth Management Group
|
13F-HR
|
|
|
Northwest Quadrant Wealth Management, LLC
|
13F-HR
|
|
|
Sherrill & Hutchins Financial Advisory, Inc
|
13F-HR
|
|
|
Mirador Capital Partners LP
|
13F-HR
|
|
|
Hurlow Wealth Management Group, Inc.
|
13F-HR
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Seneca House Advisors
|
13F-HR
|
|
|
RPOA Advisors, Inc.
|
13F-HR
|
|
|
Spectrum Asset Management, Inc.
|
13F-HR
|
|
|
Retirement Planning Group, LLC
|
13F-HR
|
|
|
KRAEMATON INVESTMENT ADVISORS, INC
|
13F-HR
|
|
|
Mechanics Bank Trust Department
|
13F-HR
|
|
|
Biltmore Wealth Management, LLC
|
13F-HR
|
|
|
Soleus Credit Opportunites Offshore Fund I, L.P.
|
D
|
|
|
GSG Advisors LLC
|
13F-HR
|
|
|
MJP ASSOCIATES INC /ADV
|
13F-HR
|
|
|
IAM Advisory, LLC
|
13F-HR
|
|
|
Soleus Credit Opportunites Fund I, L.P.
|
D
|
|
|
Addison Ridge LLC
|
D
|
|
|
Austin Private Wealth, LLC
|
13F-HR
|
|
|
Keystone Wealth Services, LLC
|
13F-HR
|
|
|
HFG Advisors, Inc.
|
13F-HR
|
|
|
Russell Kurt L.
|
4
|
|
|
AZZ INC
|
4
|
Financial Statements
|
|
Capital CS Group, LLC
|
13F-HR
|
|
|
INSPIRION WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
ForthRight Wealth Management, LLC
|
13F-HR
|
|
|
Hummer Financial Advisory Services Inc
|
13F-HR
|
|
|
Eldred Rock Partners, LLC
|
13F-HR
|
|
|
Hidden Capital Fund I, L.P.
|
D
|
|
|
INTEGRATED CAPITAL MANAGEMENT, INC.
|
13F-HR
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
Russell Kurt L.
|
4/A
|
|
|
AZZ INC
|
4/A
|
Financial Statements
|
|
Beech Hill Advisors, Inc.
|
13F-HR
|
|
|
BARCLAYS BANK PLC
|
6-K
|
|
|
World Funds Trust
|
N-CEN
|
|
|
TLWM
|
13F-HR
|
|
|
TG Investors LLC
|
D
|
|
|
FIRST NATIONAL CORP /MA/ /ADV
|
13F-HR
|
|
|
Tuttle Capital Management, LLC
|
13F-HR
|
|
|
Profit Investment Management, LLC
|
13F-HR
|
|
|
Gladstone Alternative Income Fund
|
40-APP
|
|
|
GLADSTONE MANAGEMENT CORP
|
40-APP
|
|
|
Gilman Hill Asset Management, LLC
|
13F-HR
|
|
|
Annex Advisory Services, LLC
|
13F-HR
|
|
|
SANDERS MORRIS HARRIS LLC
|
13F-HR
|
|
|
STRATS
|
10-D
|
|
|
Gladstone Alternative Income Fund
|
N-2
|
|
|
Lion Street Advisors, LLC
|
13F-HR
|
|
|
EHRLICH FINANCIAL GROUP
|
13F-HR
|
|
|
TPT GLOBAL TECH, INC.
|
8-K
|
|
|
Applied Capital LLC/FL
|
N-PX
|
|
|
Venture Investors Fund 6 Driver Fund, L.P.
|
D
|
|
|
AboutBit Inc.
|
D
|
|
|
SUNLINK HEALTH SYSTEMS INC
|
8-K
|
Financial Statements
|
|
Applied Capital LLC/FL
|
13F-HR
|
|
|
Zoomcar Holdings, Inc.
|
10-K
|
|
|
BLUM HOLDINGS, INC.
|
8-K
|
|
|
HADFIELD JAMIE
|
4
|
|
|
Crown Equity Holdings, Inc.
|
4
|
|
|
MIMIVAX INC.
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Axcelus Financial Life Insurance Co Separate Account VA 140
|
D/A
|
|
|
Koshinski Asset Management, Inc.
|
13F-HR
|
|
|
WEMATCH.LIVE LLC
|
X-17A-5
|
|
|
WILMINGTON FUNDS
|
24F-2NT
|
|
|
Wela Strategies, Inc.
|
13F-HR
|
|
|
MPS Loria Financial Planners, LLC
|
N-PX
|
|
|
USA FINANCIAL FORMULAS
|
13F-HR
|
|
|
Culhane Mark
|
4
|
|
|
Genasys Inc.
|
4
|
|
|
EAGLE ROCK INVESTMENT COMPANY, LLC
|
13F-HR
|
|
|
Ruedi Wealth Management, Inc.
|
N-PX
|
|
|
SirenOpt Inc.
|
D
|
|
|
Trinity Guardion Investors, LLC
|
D
|
|
|
Siguler Guff SBIC Fund II, LP
|
D/A
|
|
|
Culhane Mark
|
3
|
|
|
Genasys Inc.
|
3
|
|
|
IMZ Advisory Inc
|
13F-HR
|
|
|
Brown Miller Wealth Management, LLC
|
13F-HR
|
|
|
Castle Rock Wealth Management, LLC
|
13F-HR
|
|
|
MONTGOMERY INVESTMENT MANAGEMENT INC
|
13F-HR
|
|
|
Jenkins Ian Simon
|
3
|
|
|
abrdn Global Infrastructure Income Fund
|
3
|
|
|
Morman Daniel
|
SC 13D/A
|
|
|
Tax Free Target Maturity Fund for Puerto Rico Residents, Inc.
|
SC 13D/A
|
|
|
90Ten5111 Burnet, LLC
|
D
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
3
|
|
|
Relative Value Partners Group, LLC
|
13F-HR
|
|
|
Institutional Investment Strategy Fund
|
486APOS
|
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
3
|
|
|
SM Partners USA Inc.
|
D
|
|
|
abrdn Global Premier Properties Fund
|
3
|
|
|
abrdn Total Dynamic Dividend Fund
|
3
|
|
|
Azzurro Solutions Corp.
|
10-Q
|
|
|
Acequia Capital Rainmaker LP
|
D
|
|
|
abrdn Global Dynamic Dividend Fund
|
3
|
|
|
Porter Rahn K
|
4
|
|
|
INDIA FUND, INC.
|
4
|
|
|
ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC.
|
3
|
|
|
ABRDN GLOBAL INCOME FUND, INC.
|
4
|
|
|
Lexaria Bioscience Corp.
|
10-Q
|
|
|
abrdn Income Credit Strategies Fund
|
3
|
|
|
ABRDN AUSTRALIA EQUITY FUND, INC.
|
4
|
|
|
IndexIQ Active ETF Trust
|
N-CEN
|
|
|
Spinnaker Capital Holdings LLC
|
D
|
|
|
JOHNSON RADY A
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
DAMICO JENNIFER B.
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
Paragon Capital Management Ltd
|
13F-HR
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Destiny Alternative Fund
|
SC TO-I/A
|
|
|
COLUMBIA ADVISORY PARTNERS LLC
|
13F-HR
|
|
|
IndexIQ ETF Trust
|
N-CEN
|
|
|
Enhabit, Inc.
|
DFAN14A
|
|
|
AREX Capital Management, LP
|
DFAN14A
|
|
|
Wetouch Technology Inc.
|
8-K
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
N-CEN
|
|
|
Headlight SPV I, LP
|
D/A
|
|
|
Destiny Alternative Fund LLC
|
SC TO-I/A
|
|
|
GUGGENHEIM FUNDS TRUST
|
485BXT
|
|
|
Nomi Capital AI Fund II Jun 2024 a Series of CGF2021 LLC
|
D
|
|
|
EFMT Depositor LLC
|
ABS-15G
|
|
|
EF Mortgage Depositor III LLC
|
ABS-15G
|
|
|
Rise Blue Ridge NAP LLC
|
D
|
|
|
Oisin Biotechnologies, Inc.
|
D
|
|
|
Waterfront CP Partners LP
|
D/A
|
|
|
Weaver Consulting Group
|
13F-HR
|
|
|
GS Mortgage Securities Trust 2019-GC39
|
8-K
|
|
|
Candeto Execo SPV Jun 2024 Jun 2024 a Series of CGF2021 LLC
|
D
|
|
|
MARSHALL & SULLIVAN INC /WA/
|
13F-HR
|
|
|
Augusta Investments Inc.
|
4
|
|
|
AUGUSTA GOLD CORP.
|
4
|
|
|
Warke Richard W
|
4
|
|
|
Hellometer Leonis Jun 2024 a Series of CGF2021 LLC
|
D
|
|
|
Waite Harvey J.
|
4
|
|
|
CITIZENS, INC.
|
4
|
Financial Statements
|
|
Hartz Capital, Inc.
|
13F-HR
|
|
|
E-Smart Corp.
|
10-Q
|
|
|
COREPATH WEALTH PARTNERS LLC
|
13F-HR
|
|
|
Danial Ethan
|
4
|
|
|
RAD Investments LLC
|
4
|
|
|
Tax Free Target Maturity Fund for Puerto Rico Residents, Inc.
|
4
|
|
|
Unspendable Labs Inc.
|
D
|
|
|
Gladstone Alternative Income Fund
|
N-8A
|
|
|
Capricorn Fund Managers Ltd
|
N-PX
|
|
|
WEBSTER BANK, N. A.
|
13F-HR
|
|
|
Constitution Capital LLC
|
13F-HR
|
|
|
Groq
|
D
|
|
|
Capricorn Fund Managers Ltd
|
13F-HR
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
DEL AM
|
|
|
Destra Multi-Alternative Fund
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
Henrietta South Terrace Investment Group LLC
|
D
|
|
|
Legacy Private Trust Co.
|
13F-HR
|
|
|
Capital Group Fixed Income ETF Trust
|
497K
|
|
|
VE-1121 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
LAKE STREET PRIVATE WEALTH, LLC
|
13F-HR
|
|
|
FF Fireside 2 a Series of FLORIDA FUNDERS HIDDEN TREASURES LLC
|
D
|
|
|
CONSILIO WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
Vericity, Inc.
|
15-12G
|
|
|
HB Capital Fund I, LP
|
D/A
|
|
|
Exeter Financial, LLC
|
13F-HR
|
|
|
Bellini Domotz Jun 2024 a Series of CGF2021 LLC
|
D
|
|
|
Washington Square Fund, L.P.
|
D/A
|
|
|
Target Arm Inc.
|
C-U
|
|
|
Capital Group Fixed Income ETF Trust
|
497
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Dialectic Life Sciences SPV LLC
|
D
|
|
|
De Soi May 2024 a Series of CGF2021 LLC
|
D
|
|
|
CIC Wealth, LLC
|
13F-HR
|
|
|
CarMax Auto Owner Trust 2024-3
|
ABS-EE
|
|
|
CARMAX AUTO FUNDING LLC
|
ABS-EE
|
|
|
Byos Inc.
|
D
|
|
|
Indicator Oxygen a Series of CGF2021 LLC
|
D
|
|
|
NovAb, Inc.
|
D
|
|
|
Investment Managers Series Trust II
|
497K
|
|
|
Chemistry Wealth Management LLC
|
13F-HR
|
|
|
Northern Lights Fund Trust
|
497J
|
|
|
Golub Capital Private Credit Fund
|
424B3
|
|
|
SEG Partners III, L.P.
|
D/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Ace Management Global Ltd.
|
13F-HR
|
|
|
Invesco Unit Trusts Series 2369
|
497J
|
|
|
SunCap Fund 1 LLC
|
D/A
|
|
|
Groq, Riverside Ventures Jun 2024 a Series of CGF2021 LLC
|
D
|
|
|
Bouchey Financial Group Ltd
|
13F-HR
|
|
|
BuildClub, Inc.
|
C/A
|
|
|
Panacent Bio Inc.
|
D
|
|
|
ADAMSBROWN WEALTH CONSULTANTS LLC
|
13F-HR
|
|
|
LeMaitre George W
|
144
|
|
|
LEMAITRE VASCULAR INC
|
144
|
Financial Statements
|
|
YHN Acquisition I Ltd
|
S-1/A
|
|
|
10 Federal Self Storage Acquisition Co 4, LLC
|
D/A
|
|
|
Pioneer Fund AF 26 L.P.
|
D/A
|
|
|
Easton Acquisition Partners, LLC
|
D
|
|
|
SILVER OAK SECURITIES, Inc
|
13F-HR
|
|
|
Silverberg Bernstein Capital Management LLC
|
N-PX
|
|
|
FT 11556
|
487
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
Linqto Liquidshares LLC
|
D
|
|
|
FT 11557
|
487
|
|
|
Global Wealth Strategies & Associates
|
N-PX
|
|
|
Emerald JV Management Aggregator L.P.
|
D
|
|
|
626 Financial, LLC
|
13F-HR
|
|
|
FT 11559
|
487
|
|
|
FT 11554
|
487
|
|
|
FT 11643
|
487
|
|
|
Barrow Hanley World Ex-US Value Fund, LP
|
D/A
|
|
|
FT 11558
|
487
|
|
|
B & T Capital Management DBA Alpha Capital Management
|
N-PX
|
|
|
BROWN ADVISORY ALTERNATIVE STRATEGIES, L.P.
|
D/A
|
|
|
Hagedorn Christopher
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
Baxter Nathan Eric
|
4
|
|
|
HAGEDORN JAMES
|
4
|
|
|
Emerald JV Holdings L.P.
|
D
|
|
|
Medinotec Inc.
|
10-Q
|
|
|
ABLES, IANNONE, MOORE & ASSOCIATES, INC.
|
N-PX
|
|
|
BLACK BEAR LTA FUND I LP
|
D/A
|
|
|
Brown Advisory
|
D/A
|
|
|
Toyota Auto Receivables 2024-C Owner Trust
|
ABS-15G
|
|
|
TOYOTA AUTO FINANCE RECEIVABLES LLC
|
ABS-15G
|
|
|
BARTLETT & CO. WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
Gladiator Top Golf Europe I, LLC
|
D/A
|
|
|
Sterling HCP Investors LLC
|
D
|
|
|
Exeter Automobile Receivables Trust 2024-4
|
ABS-15G
|
|
|
EFCAR, LLC
|
ABS-15G
|
|
|
Algoma Steel Group Inc.
|
6-K
|
|
|
Brown Advisory
|
D/A
|
|
|
Real Estate Equity Partners, LLC
|
D
|
|
|
Eastspring Global Low Volatility Equity Fund
|
D
|
|
|
Core Scientific, Inc./tx
|
424B3
|
|
|
Pioneer Fund AF 25 L.P.
|
D/A
|
|
|
Gladiator Top Golf Vienna I, LLC
|
D/A
|
|
|
SPECIES X BEER PROJECT, LLC
|
D
|
|
|
AV Apex Fund-A, LP
|
D
|
|
|
AV Apex Fund, LP
|
D
|
|
|
SPRINGCOAST PARTNERS I-B, L.P.
|
D
|
|
|
VOYAGEUR TAX FREE FUNDS
|
497K
|
|
|
VOYAGEUR TAX FREE FUNDS
|
497
|
|
|
Single Point Partners, LLC
|
13F-HR
|
|
|
Newbrook Capital Harvest Glen Investors LLC
|
D
|
|
|
Crow David M
|
4
|
|
|
Axos Financial, Inc.
|
4
|
Financial Statements
|
