| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Miller Shannon
|
4
|
|
|
JACOBS SOLUTIONS INC.
|
4
|
|
|
Gennette Jeffrey
|
4
|
|
|
Commonfund Capital U.S. Private Equity Partners XII
|
D/A
|
|
|
Liberty Broadband Corp
|
8-K
|
Financial Statements
|
|
Lux Bryant Fund, LP
|
D/A
|
|
|
AUTHMIND, INC.
|
D
|
|
|
MongoDB, Inc.
|
4
|
Financial Statements
|
|
BOTHA ROELOF
|
4
|
|
|
Morgan Scott
|
4
|
|
|
SPLUNK INC
|
4
|
Financial Statements
|
|
Paratek Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
BUNGELTD
|
8-K
|
Financial Statements
|
|
NORTHERN OIL & GAS, INC.
|
8-K
|
Financial Statements
|
|
TKACHENKO ROMAN
|
4
|
|
|
4Front Ventures Corp.
|
4
|
|
|
BBCMS 2023-C20
|
424B2
|
|
|
Playa Hotels & Resorts N.V.
|
144
|
Financial Statements
|
|
Barclays Commercial Mortgage Securities LLC
|
424B2
|
|
|
Steele Gary
|
4
|
|
|
ROCHE VINCENT
|
4
|
|
|
ANALOG DEVICES INC
|
4
|
Financial Statements
|
|
Kammerud Jordana Daryl
|
4
|
|
|
CORNING INC /NY
|
4
|
Financial Statements
|
|
Liberty Media Corp
|
8-K
|
Financial Statements
|
|
GOLD RESERVE INC
|
6-K
|
|
|
Nabors Energy Transition Corp.
|
425
|
|
|
GLADSTONE CAPITAL CORP
|
8-K
|
Financial Statements
|
|
Wu Eric Chung-Wei
|
4
|
|
|
Opendoor Technologies Inc.
|
4
|
|
|
CG2 Capital LLC
|
3
|
|
|
BurgerFi International, Inc.
|
3
|
|
|
GLADSTONE INVESTMENT CORPORATION\DE
|
8-K
|
Financial Statements
|
|
DoorDash, Inc.
|
4
|
Financial Statements
|
|
Brown Shona L
|
4
|
|
|
Acadia Healthcare Company, Inc.
|
8-K
|
Financial Statements
|
|
Landry Benjamin
|
4
|
|
|
Health Catalyst, Inc.
|
4
|
Financial Statements
|
|
Innoveren Scientific, Inc.
|
8-K
|
|
|
GLADSTONE COMMERCIAL CORP
|
8-K
|
Financial Statements
|
|
Presidio Property Trust, Inc.
|
8-K
|
|
|
VBI Vaccines Inc/BC
|
8-K
|
Financial Statements
|
|
Azitra Inc
|
8-K
|
|
|
Kolb Matthew
|
3
|
|
|
Naidoo Sharron Venessa
|
3
|
|
|
Health Catalyst, Inc.
|
3
|
Financial Statements
|
|
LESAKA TECHNOLOGIES INC
|
3
|
|
|
Lineage Cell Therapeutics, Inc.
|
PRE 14A
|
|
|
PDS Biotechnology Corp
|
8-K
|
|
|
Cohen & Steers Real Estate Opportunities D Fund, L.P.
|
D/A
|
|
|
IMMUCELL CORP /DE/
|
8-K
|
Financial Statements
|
|
Enochian Biosciences Inc
|
8-K
|
Financial Statements
|
|
FIRST BUSEY CORP /NV/
|
8-K
|
Financial Statements
|
|
USCF ETF Trust
|
485BXT
|
|
|
Allarity Therapeutics, Inc.
|
8-K
|
|
|
VPC Impact Acquisition Holdings Sponsor, LLC
|
4
|
|
|
Bakkt Holdings, Inc.
|
4
|
|
|
Levy Richard N
|
4
|
|
|
Chanson International Holding
|
6-K
|
|
|
Floor & Decor Holdings, Inc.
|
144
|
Financial Statements
|
|
TAYLOR THOMAS V
|
144
|
|
|
Sagimet Biosciences Inc.
|
8-A12B
|
|
|
CRA Funding 1, LLC
|
D/A
|
|
|
Vast Solar Pty Ltd
|
425
|
|
|
Smith Michael Alexander
|
144
|
|
|
INSMED Inc
|
144
|
Financial Statements
|
|
Spark Networks SE
|
8-K
|
Financial Statements
|
|
Tekorius Lorie
|
4
|
|
|
GREENBRIER COMPANIES INC
|
4
|
Financial Statements
|
|
Smallwood Brady
|
4
|
|
|
INNOVATIVE FOOD HOLDINGS INC
|
4
|
|
|
DW OKLAHOMA #38 LP
|
D
|
|
|
Qurate Retail, Inc.
|
8-K
|
Financial Statements
|
|
ORRSTOWN FINANCIAL SERVICES INC
|
8-K/A
|
Financial Statements
|
|
Hunt Robert E
|
4
|
|
|
ALPINE SUMMIT ENERGY PARTNERS, INC.
|
8-K
|
|
|
NSV Investments I, L.P.
|
SC 13D/A
|
|
|
Ventyx Biosciences, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Regal Wealth Group, Inc.
|
13F-HR
|
|
|
Guzzi Anthony
|
4
|
|
|
EMCOR Group, Inc.
|
4
|
Financial Statements
|
|
Weisberg Kathleen
|
3
|
|
|
Forward Industries, Inc.
|
3
|
Financial Statements
|
|
LISATA THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
Arnold Wendy S
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Eco Wave Power Global AB
|
6-K
|
Financial Statements
|
|
GOLUB CAPITAL BDC, Inc.
|
8-K
|
Financial Statements
|
|
Dvorkin Howard
|
4/A
|
|
|
FlexShopper, Inc.
|
4/A
|
Financial Statements
|
|
AUDDIA INC.
|
8-K
|
|
|
Clearmind Medicine Inc.
|
6-K
|
|
|
Arnauld Cheri St.
|
4
|
|
|
ASPEN GROUP, INC.
|
4
|
Financial Statements
|
|
Mathews Michael
|
4
|
|
|
JLL Income Property Trust, Inc.
|
8-K
|
|
|
MedMen Enterprises, Inc.
|
8-K
|
|
|
KIDOZ INC.
|
6-K
|
|
|
Mitra Future Technologies, Inc.
|
D
|
|
|
Legacy Bridge, LLC
|
13F-HR
|
|
|
Liberty TripAdvisor Holdings, Inc.
|
8-K
|
Financial Statements
|
|
PIXIE DUST TECHNOLOGIES, INC.
|
F-1/A
|
|
|
Advenir@The Watson Investors, LP
|
D
|
|
|
Suffolk Technologies Fund 1, L.P.
|
D/A
|
|
|
Illini Angels LLC - Series 8355
|
D
|
|
|
ZS TS-Lily, LLC
|
D
|
|
|
Jazz Pharmaceuticals plc
|
CT ORDER
|
Financial Statements
|
|
Cohen & Steers Real Estate Opportunities Employee Feeder, L.P.
|
D/A
|
|
|
Ultra Assets LLC
|
D
|
|
|
MDF Freedom100, LLC
|
D
|
|
|
Atlantic Union Bankshares Corp
|
13F-HR
|
|
|
Riphean National Security Fund, LP
|
D/A
|
|
|
Capitol Series Trust
|
24F-2NT
|
|
|
SPROTT FUNDS TRUST
|
497K
|
|
|
DECHANT & D-A PARTNERSHIP GP
|
D
|
|
|
Nexos Technologies Inc.
|
D
|
|
|
Grassi Investment Management
|
13F-HR
|
|
|
TUCCI JOSEPH M
|
4
|
|
|
PAYCHEX INC
|
4
|
Financial Statements
|
|
Garcia C Elisa D
|
4
|
|
|
SAMO A SERIES OF TIE-BREAK VENTURES LLC
|
D
|
|
|
HARBOR CAPITAL ADVISORS, INC.
|
13F-HR
|
|
|
Majocha Mark
|
144
|
|
|
Trane Technologies plc
|
144
|
|
|
Accolade, Inc.
|
144
|
Financial Statements
|
|
SINGH RAJEEV
|
144
|
|
|
Transervice Ultimate Holdings, LLC
|
D
|
|
|
HSBC USA INC /MD/
|
424B3
|
|
|
KfW
|
FWP
|
|
|
DAYBREAK OIL & GAS, INC.
|
8-K/A
|
|
|
MTP Emerald Fund LLC - Series 3
|
D
|
|
|
Barnes Stephen H.
|
144
|
|
|
SIT MUTUAL FUNDS INC
|
40-24B2
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
40-24B2
|
|
|
SIT MUTUAL FUNDS II INC
|
40-24B2
|
|
|
SIT MID CAP GROWTH FUND INC
|
40-24B2
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
40-24B2
|
|
|
Selective Wealth Management, Inc.
|
13F-HR
|
|
|
RAND AT TILLERY LLC
|
D
|
|
|
CALDWELL & ORKIN FUNDS INC
|
24F-2NT
|
|
|
Mitrano Richard J.
|
144
|
|
|
ARS Investment Partners, LLC
|
13F-HR
|
|
|
Beacon Wealthcare LLC
|
13F-HR
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Lucchino David L.
|
144
|
|
|
Curran Financial Partners, LLC
|
13F-HR
|
|
|
DSS AMERICAFIRST QUANTITATIVE FUNDS
|
40-17G
|
|
|
Cohen & Steers Real Estate Opportunities TE Fund, L.P.
|
D/A
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
4
|
|
|
Nanook Systematic Fund LP
|
D/A
|
|
|
DUALITY FERMI OFFSHORE FUND, LTD
|
D/A
|
|
|
CAMAC FUND II, LP
|
D/A
|
|
|
1029 Seminole Trail LLC
|
D/A
|
|
|
National Finance Authority
|
ABS-15G
|
|
|
Citigroup Global Markets Inc.
|
ABS-15G
|
|
|
Nanook Systematic Fund LTD
|
D/A
|
|
|
MACAN WILLIAM ANDREW
|
144
|
|
|
Neuronetics, Inc.
|
144
|
Financial Statements
|
|
Cavanaugh Robert N
|
144
|
|
|
Loose Christopher R.
|
144
|
|
|
CuriosityStream Inc.
|
144
|
|
|
BAKER TILLY MUNICIPAL ADVISORS, LLC
|
MA-I
|
|
|
ROBERT W. BAIRD & CO. INCORPORATED
|
MA-I/A
|
|
|
BAKER TILLY MUNICIPAL ADVISORS, LLC
|
MA-I/A
|
|
|
FT 10821
|
EFFECT
|
|
|
FT 10820
|
EFFECT
|
|
|
FT 10822
|
EFFECT
|
|
|
ShiftPixy, Inc.
|
EFFECT
|
Financial Statements
|
|
Bowen Acquisition Corp
|
EFFECT
|
|
|
FG Merger Corp.
|
EFFECT
|
|
|
Bunker Hill Mining Corp.
|
EFFECT
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
EFFECT
|
|
|
ELE WEALTH SOLUTIONS, INC.
|
X-17A-5
|
|
|
CLARKSONS SECURITIES, INC.
|
X-17A-5
|
|
|
UMB DISTRIBUTION SERVICES, LLC
|
X-17A-5
|
|
|
USAA INVESTMENT SERVICES COMPANY
|
X-17A-5
|
|
|
KW SECURITIES CORPORATION
|
X-17A-5
|
|
|
THE BAKER GROUP, LP
|
X-17A-5
|
|
|
TIMOTHY PARTNERS, LTD.
|
X-17A-5
|
|
|
DMK ADVISOR GROUP, INC.
|
X-17A-5
|
|
|
SIMPLEX TRADING, LLC
|
X-17A-5
|
|
|
DCF, LLC
|
X-17A-5
|
|
|
SUMO CAPITAL, LLC
|
X-17A-5
|
|
|
GRANDFUND INVESTMENT GROUP, LLC
|
X-17A-5
|
|
|
LOCKTON INVESTMENT SECURITIES, LLC
|
X-17A-5
|
|
|
TRADELINK SECURITIES, LLC
|
X-17A-5
|
|
|
DEVENIR, LLC
|
X-17A-5
|
|
|
THOROUGHBRED FINANCIAL SERVICES, LLC
|
X-17A-5
|
|
|
FERGHANA SECURITIES, INC.
|
X-17A-5
|
|
|
DB SERVICES AMERICAS INC /TA
|
TA-1/A
|
|
|
COMMERCE SECURITIES CORPORATION
|
FOCUSN
|
|
|
EBISU SECURITIES INC.
|
X-17A-5
|
|
|
Benitec Biopharma Inc.
|
UPLOAD
|
Financial Statements
|
|
Elite Performance Holding Corp
|
CORRESP
|
|
|
Connect Biopharma Holdings Ltd
|
UPLOAD
|
Financial Statements
|
|
Central Plains Bancshares, Inc.
|
UPLOAD
|
|
|
Longeveron Inc.
|
UPLOAD
|
Financial Statements
|
|
NCR Atleos, LLC
|
UPLOAD
|
|
|
Altair Engineering Inc.
|
CORRESP
|
Financial Statements
|
|
YSMD, LLC
|
UPLOAD
|
|
|
RYVYL Inc.
|
UPLOAD
|
|
|
ALTI PRIVATE EQUITY ACCESS & COMMITMENTS FUND
|
CORRESP
|
|
|
Murphy Canyon Acquisition Corp.
|
CORRESP
|
|
|
RoyaltyTraders LLC
|
UPLOAD
|
|
|
GB8 Residential LLC
|
UPLOAD
|
|
|
Brookwood Fenton Investments LLC
|
UPLOAD
|
|
|
Medigus Ltd.
|
CORRESP
|
Financial Statements
|
|
AEGON LTD.
|
UPLOAD
|
Financial Statements
|
