| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Mamori Labs Ltd
|
D
|
|
|
Talen Energy Corp
|
424B3
|
|
|
James River Group Holdings, Ltd.
|
8-K
|
Financial Statements
|
|
VivoPower International PLC
|
6-K
|
Financial Statements
|
|
E-Home Household Service Holdings Ltd
|
6-K
|
|
|
Credo Technology Group Holding Ltd
|
144
|
Financial Statements
|
|
Walden Technology Ventures II, L.P.
|
144
|
|
|
GAN JP
|
144
|
|
|
Trip.com Group Ltd
|
144
|
|
|
Value Partners Investments Inc.
|
13F-HR
|
|
|
10X Capital / Gaingels Diversity Fund, LP - C4
|
D
|
|
|
Patel Sushil
|
144
|
|
|
Revolution Medicines, Inc.
|
144
|
Financial Statements
|
|
KURA SUSHI USA, INC.
|
8-K
|
Financial Statements
|
|
Hyzer Peter Cameron
|
144
|
|
|
ZoomInfo Technologies Inc.
|
144
|
Financial Statements
|
|
Cislini Jeff
|
144
|
|
|
Advisors' Inner Circle Fund III
|
497K
|
|
|
Schaffer Ryan
|
144
|
|
|
Waterman Michael
|
144
|
|
|
ACV Auctions Inc.
|
144
|
Financial Statements
|
|
Kymera Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Atlas Venture Opportunity Fund I, L.P.
|
144
|
|
|
Wilczek Mira
|
144
|
|
|
EverQuote, Inc.
|
144
|
Financial Statements
|
|
Muken Ross
|
144
|
|
|
SOPHiA GENETICS SA
|
144
|
Financial Statements
|
|
Desjarlais John R
|
144
|
|
|
Xencor Inc
|
144
|
Financial Statements
|
|
ZERELLA WILLIAM
|
144
|
|
|
PGCs Pleasanton RV Park LLC
|
D/A
|
|
|
TRINET GROUP, INC.
|
8-K
|
Financial Statements
|
|
Intercontinental Exchange, Inc.
|
144
|
Financial Statements
|
|
Sprecher Jeffrey C
|
144
|
|
|
Arcellx, Inc.
|
144
|
Financial Statements
|
|
Waters James L
|
4
|
|
|
Patel Kavita
|
144
|
|
|
KEYCORP /NEW/
|
4
|
Financial Statements
|
|
DIGITAL ALLY, INC.
|
D
|
Financial Statements
|
|
Jefferies Financial Group Inc.
|
10-Q
|
Financial Statements
|
|
Atlas Venture Fund X, L.P.
|
144
|
|
|
Pitt Ian
|
4
|
|
|
PROGRESS SOFTWARE CORP /MA
|
4
|
Financial Statements
|
|
Brookdale Senior Living Inc.
|
8-K
|
Financial Statements
|
|
FIFTH THIRD BANCORP
|
8-K
|
Financial Statements
|
|
GLADSTONE INVESTMENT CORPORATION\DE
|
8-K
|
Financial Statements
|
|
Hagerty, Inc.
|
8-K
|
|
|
CHIPOTLE MEXICAN GRILL INC
|
8-K
|
Financial Statements
|
|
Maxeon Solar Technologies, Ltd.
|
SC 13D/A
|
Financial Statements
|
|
TotalEnergies SE
|
SC 13D/A
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Shute Stephen
|
144
|
|
|
DOCUSIGN, INC.
|
144
|
Financial Statements
|
|
Farquhar Scott
|
4
|
|
|
Paulson Richard A.
|
4
|
|
|
Karyopharm Therapeutics Inc.
|
4
|
Financial Statements
|
|
DT Cloud Star Acquisition Corp
|
8-A12B
|
|
|
BiomX Inc.
|
8-K
|
|
|
Madison Square Garden Sports Corp.
|
8-K
|
|
|
AMN HEALTHCARE SERVICES INC
|
8-K
|
Financial Statements
|
|
Spofford Claire
|
144
|
|
|
TaskUs, Inc.
|
DEL AM
|
Financial Statements
|
|
Aware Recovery Care, Inc.
|
D
|
|
|
FingerMotion, Inc.
|
8-K
|
|
|
Quest Resource Holding Corp
|
8-K
|
Financial Statements
|
|
AEHR TEST SYSTEMS
|
8-K
|
Financial Statements
|
|
AFA Private Credit Fund
|
N-CSR
|
|
|
Nanobiotix S.A.
|
6-K
|
|
|
Dunn Edmund
|
4
|
|
|
Monte Rosa Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Adient plc
|
3
|
Financial Statements
|
|
Marianos Stephanie S
|
3
|
|
|
SeaStar Medical Holding Corp
|
8-K
|
|
|
Rapid7, Inc.
|
8-K
|
Financial Statements
|
|
Hagerty, Inc.
|
144
|
|
|
KAUFFMAN ROBERT I
|
144
|
|
|
DT Cloud Star Acquisition Corp
|
S-1/A
|
|
|
DOLLAR TREE, INC.
|
8-K
|
Financial Statements
|
|
Rothstein Amy M
|
144
|
|
|
Arlo Technologies, Inc.
|
144
|
Financial Statements
|
|
Warden Andrew
|
4
|
|
|
SEMrush Holdings, Inc.
|
4
|
Financial Statements
|
|
Light & Wonder, Inc.
|
8-K
|
|
|
GLADSTONE CAPITAL CORP
|
8-K
|
Financial Statements
|
|
Melnikov Dmitry
|
4
|
|
|
Gatta Lawrence J. Jr.
|
4
|
|
|
DOLLAR TREE, INC.
|
4
|
Financial Statements
|
|
Crehan Shane
|
144
|
|
|
Levin Eugenie
|
4
|
|
|
Embrace Change Acquisition Corp.
|
PRE 14A
|
|
|
Malkoski Kristine Kay
|
4
|
|
|
NEWELL BRANDS INC.
|
4
|
Financial Statements
|
|
Shchegolev Oleg
|
4
|
|
|
Fundrise Income Real Estate Fund, LLC
|
497AD
|
|
|
Krause Justin
|
144
|
|
|
Sezzle Inc.
|
144
|
|
|
Hayfin Special Opportunities Fund II LP
|
SC 13G
|
|
|
Transocean Ltd.
|
SC 13G
|
Financial Statements
|
|
Monterey Capital Acquisition Corp
|
8-K
|
|
|
Obishchenko Vitalii
|
4
|
|
|
Turner Bradford R
|
4
|
|
|
Harrison Gina
|
4
|
|
|
Qorvo, Inc.
|
4
|
Financial Statements
|
|
Jorgensen Nathan D.
|
4
|
|
|
Voyager Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Dunham Funds
|
N-CSRS
|
|
|
Kindy Michael J
|
4
|
|
|
WEBB SHELLEY
|
4
|
|
|
PagerDuty, Inc.
|
4
|
Financial Statements
|
|
IDEAYA Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
McDermott Michael P
|
4
|
|
|
LI TIE JAMES
|
3/A
|
|
|
Nature's Miracle Holding Inc.
|
3/A
|
|
|
Jorgensen Nathan D.
|
3
|
|
|
Voyager Therapeutics, Inc.
|
3
|
Financial Statements
|
|
LI TIE JAMES
|
3
|
|
|
Nature's Miracle Holding Inc.
|
3
|
|
|
Genfit S.A.
|
6-K
|
|
|
BEXIL INVESTMENT TRUST
|
4
|
|
|
WINMILL & CO. INC
|
4
|
|
|
LI TIE JAMES
|
SC 13D
|
|
|
Nature's Miracle Holding Inc.
|
SC 13D
|
|
|
Pinto Shelly
|
4
|
|
|
ALX ONCOLOGY HOLDINGS INC
|
4
|
Financial Statements
|
|
SMART Global Holdings, Inc.
|
8-K
|
Financial Statements
|
|
BASSETT FURNITURE INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
485BPOS
|
|
|
Heartwood Wealth Advisors LLC
|
13F-HR
|
|
|
Young Robyn
|
4
|
|
|
SmartRent, Inc.
|
4
|
Financial Statements
|
|
Maliagros Spiros
|
144
|
|
|
AlTi Global, Inc.
|
144
|
|
|
Newstead Jennifer
|
144
|
|
|
Harris Teresa A
|
144
|
|
|
Altair Engineering Inc.
|
144
|
Financial Statements
|
|
Buettner-Garrett Joshua
|
144
|
|
|
Solid Power, Inc.
|
144
|
|
|
O'GRADY NICHOLAS L.
|
4
|
|
|
NORTHERN OIL & GAS, INC.
|
4
|
Financial Statements
|
|
e.l.f. Beauty, Inc.
|
4
|
Financial Statements
|
|
AMIN TARANG
|
4
|
|
|
SARATOGA INVESTMENT CORP.
|
8-K
|
Financial Statements
|
|
GeneDx Holdings Corp.
|
4
|
|
|
OPKO HEALTH, INC.
|
4
|
Financial Statements
|
|
Weber Robert Scott
|
4
|
|
|
A10 Networks, Inc.
|
4
|
Financial Statements
|
|
CUMMINS INC
|
S-8
|
Financial Statements
|
|
Bacos Anthony
|
144
|
|
|
Stitch Fix, Inc.
|
144
|
Financial Statements
|
|
Malik Fady Ibraham
|
144
|
|
|
CYTOKINETICS INC
|
144
|
Financial Statements
|
|
Zai Lab Ltd
|
8-K
|
Financial Statements
|
|
Lim Sen Ming
|
SC 13G
|
|
|
5E Advanced Materials, Inc.
|
SC 13G
|
|
|
Canoo Inc.
|
424B5
|
|
|
Booz Allen Hamilton Holding Corp
|
DEFA14A
|
Financial Statements
|
|
MDWerks, Inc.
|
10-Q
|
|
|
New Mountain Finance Corp
|
8-K
|
|
|
LUXURBAN HOTELS INC.
|
8-K
|
Financial Statements
|
|
Finnovate Acquisition Corp.
|
8-K
|
|
|
Bubblr Inc.
|
8-K
|
|
|
Mama's Creations, Inc.
|
8-K
|
|
|
VirTra, Inc
|
8-K
|
Financial Statements
|
|
N2OFF, Inc.
|
8-K
|
|
|
Orgenesis Inc.
|
8-K
|
Financial Statements
|
|
SIEGAL JONATHAN
|
4
|
|
|
Integral Acquisition Corp 1
|
8-K
|
|
|
Vericel Corp
|
4
|
Financial Statements
|
|
Nova Vision Acquisition Corp
|
PRE 14A
|
|
|
White Mark Andrew
|
4
|
|
|
ROCKET PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
MediWound Ltd.
|
6-K
|
Financial Statements
|
|
Terence Bernard Wise
|
4
|
|
|
Forward Industries, Inc.
|
4
|
Financial Statements
|
|
IMMUCELL CORP /DE/
|
8-K
|
Financial Statements
|
|
Richison Chad R.
|
4
|
|
|
Paycom Software, Inc.
|
4
|
Financial Statements
|
|
Exor N.V.
|
13F-HR
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TWO QP VARI ACCO
|
497
|
|
|
Freshworks Inc.
|
144
|
Financial Statements
|
|
AUSTIN ROXANNE S
|
144
|
|
|
Edgar Jason Paul
|
4
|
|
|
BAR HARBOR BANKSHARES
|
4
|
Financial Statements
|
|
Timeplast, Inc.
|
C-U
|
|
|
iSpecimen Inc.
|
SCHEDULE 13G/A
|
Financial Statements
|
|
Wolf James G.
|
SCHEDULE 13G/A
|
|
|
Virpax Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Herman Gary L
|
4
|
|
|
Colombo Marion
|
4
|
|
|
AMERICAN VANGUARD CORP
|
8-K
|
Financial Statements
|
|
Dhaliwal Jatinder
|
4
|
|
|
Iannelli Josephine
|
4
|
|
|
CRATON CAPITAL LP
|
D/A
|
|
|
iBio, Inc.
|
8-K
|
Financial Statements
|
|
FORUM FUNDS
|
N-CEN
|
|
|
Storage Star Holdings, LLC
|
D
|
|
|
Advisors' Inner Circle Fund III
|
497
|
|
|
SARATOGA INVESTMENT CORP.
|
10-Q
|
Financial Statements
|
|
Monopar Therapeutics
|
8-K
|
Financial Statements
|
|
Virpax Pharmaceuticals, Inc.
|
3
|
Financial Statements
|
|
Herman Gary L
|
3
|
|
|
Ladwa Akshay
|
4
|
|
|
Energy Vault Holdings, Inc.
|
4
|
|
|
Giuggio Samantha
|
4
|
|
|
Fathom Holdings Inc.
|
4
|
Financial Statements
|
|
FIRST BUSEY CORP /NV/
|
8-K
|
Financial Statements
|
|
Simard Curtis C
|
4
|
|
|
Dhaliwal Jatinder
|
3
|
|
|
Buchanan Christopher Scott
|
4
|
|
|
Bitcoin Depot Inc.
|
4
|
|
|
ZION OIL & GAS INC
|
8-K
|
|
|
LILLY ENDOWMENT INC
|
4
|
|
|
ELI LILLY & Co
|
4
|
Financial Statements
|
|
GBank Financial Holdings Inc.
|
D
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11
|
497
|
|
|
STONEBRIDGE CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Asset Allocation & Management Company, LLC
|
13F-HR
|
|
|
iShares Ethereum Trust ETF
|
8-A12B
|
|
|
Qomolangma Acquisition Corp.
|
PRE 14A
|
|
|
ALPINE 4 HOLDINGS, INC.
|
4
|
|
|
Meinerz Christopher
|
4
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
497AD
|
|
|
WYTEC INTERNATIONAL INC
|
8-K
|
|
|
Astoria Portfolio Advisors LLC.
|
13F-HR
|
|
|
Greenbacker Renewable Energy Co LLC
|
8-K
|
|
|
Northern Lights Fund Trust
|
CERT
|
|
|
AVESI PARTNERS AFFILIATES FUND II LP
|
D
|
|
|
Smith Michael R
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
AVESI PARTNERS FUND II-A LP
|
D
|
|
|
AVESI PARTNERS FUND II LP
|
D
|
|
|
Neiss Chad E
|
4
|
|
|
PetVivo Holdings, Inc.
|
10-K/A
|
|
|
SMX
|
424B3
|
|
|
Crowe LLP
|
MA-I/A
|
|
|
HILLTOP SECURITIES INC.
|
MA-I/A
|
|
|
HILLTOP SECURITIES INC.
|
MA-I
|
|
|
FIRST HAWAIIAN BANK
|
MA-I
|
|
|
PRICE ROWE T SERVICES INC /TA
|
TA-1/A
|
|
|
NATIXIS
|
SBSE-A/A
|
|
|
Victory Capital Transfer Agency, Inc.
|
TA-1/A
|
|
|
CATHAY SECURITIES, INC.
|
X-17A-5
|
|
|
PYRAMID FUNDS CORPORATION
|
X-17A-5
|
|
|
SETTER CAPITAL INC.
|
X-17A-5
|
|
|
THE STRATEGIC FINANCIAL ALLIANCE, INC.
|
X-17A-5
|
|
|
LOCKTON RE CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
DIRECTTRADE SECURITIES, LLC
|
X-17A-5
|
|
|
OPENCASH SECURITIES LLC
|
X-17A-5
|
|
|
LINQTO CAPITAL, LLC
|
X-17A-5
|
|
|
TIMBREL CAPITAL, LLC
|
X-17A-5
|
|
|
MCINTYRE CAPITAL PARTNERS, LLC
|
X-17A-5
|
|
|
INNOVATION PARTNERS LLC
|
X-17A-5
|
|
|
LOCKTON RE CAPITAL MARKETS, LLC
|
FOCUSN
|
|
|
OPENCASH SECURITIES LLC
|
FOCUSN
|
|
|
TOURMALINE PARTNERS, LLC
|
FOCUSN
|
|
|
INNOVATION PARTNERS LLC
|
FOCUSN
|
|
|
SETTER CAPITAL INC.
|
FOCUSN
|
|
|
BG STRATEGIC ADVISORS LLC
|
FOCUSN
|
|
|
PYRAMID FUNDS CORPORATION
|
FOCUSN
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
MERRILL LYNCH INTERNATIONAL
|
SBSE-A/A
|
|
|
Morgan Stanley Europe SE
|
SBSE-A/A
|
|
|
Cboe BYX Exchange, Inc.
|
1/A
|
|
|
Cboe BZX Exchange, Inc.
|
1/A
|
|
|
Cboe C2 Exchange, Inc.
|
1/A
|
|
|
Cboe Exchange, Inc.
|
1/A
|
|
|
Cboe EDGA Exchange, Inc.
|
1/A
|
|
|
Cboe EDGX Exchange, Inc.
|
1/A
|
|
|
ANUBIS SECURITIES LLC
|
X-17A-5
|
|
