| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BTG Pactual Rates Fund, LLC
|
D/A
|
|
|
MFS CHARTER INCOME TRUST
|
N-CSR
|
|
|
CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS
|
24F-2NT
|
|
|
MFS SERIES TRUST II
|
N-CSR
|
|
|
MASSACHUSETTS INVESTORS GROWTH STOCK FUND
|
N-CSR
|
|
|
Nuveen California Quality Municipal Income Fund
|
NPORT-P
|
|
|
NUVEEN INVESTMENT TRUST III
|
NPORT-P
|
|
|
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Grydd, Inc.
|
C/A
|
|
|
OHIO VALLEY BANC CORP
|
8-K
|
Financial Statements
|
|
TIAA CREF LIFE SEPARATE ACCOUNT VA-1
|
497
|
|
|
THOMAS TERRY S
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
UN-0107 Fund III, a series of NDSPV Investments, LP
|
D
|
|
|
Rezolute, Inc.
|
4
|
|
|
Evans Daron
|
4
|
|
|
WESTAMERICA BANCORPORATION
|
8-K
|
Financial Statements
|
|
MFS Commodity Strategy Portfolio
|
D/A
|
|
|
MMTec, Inc.
|
6-K/A
|
Financial Statements
|
|
BERNSTEIN SANFORD C FUND INC
|
497
|
|
|
NEW WORLD FUND INC
|
24F-2NT
|
|
|
Adolore Biotherapeutics, Inc.
|
D
|
|
|
THOMAS TERRY S
|
3
|
|
|
MCCORMICK & CO INC
|
3
|
Financial Statements
|
|
Rezolute, Inc.
|
3
|
|
|
Evans Daron
|
3
|
|
|
Toyota Auto Receivables 2024-A Owner Trust
|
424B5
|
|
|
TOYOTA AUTO FINANCE RECEIVABLES LLC
|
424B5
|
|
|
American Funds International Vantage Fund
|
24F-2NT
|
|
|
BrightSpring Health Services, Inc.
|
S-1/A
|
|
|
American Funds Global Insight Fund
|
24F-2NT
|
|
|
Simplify Exchange Traded Funds
|
485BXT
|
|
|
Tapiero Jacques
|
4
|
|
|
AMERICAN FUNDS GLOBAL BALANCED FUND
|
24F-2NT
|
|
|
Dinsmore James Andrew
|
4
|
|
|
ELLSWORTH GROWTH & INCOME FUND LTD
|
4
|
|
|
Toyota Auto Receivables 2024-A Owner Trust
|
8-K
|
|
|
TOYOTA AUTO FINANCE RECEIVABLES LLC
|
8-K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
ABS-15G
|
Financial Statements
|
|
CAPITAL INCOME BUILDER
|
24F-2NT
|
|
|
Capital Group U.S. Equity Fund
|
24F-2NT
|
|
|
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV
|
D/A
|
|
|
Urban Michael
|
4
|
|
|
TD SYNNEX CORP
|
4
|
Financial Statements
|
|
AMERICAN MUTUAL FUND
|
24F-2NT
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Federated Hermes Investment Series Funds, Inc.
|
485BPOS
|
|
|
Skkynet Cloud Systems, Inc.
|
10-K
|
|
|
Next Bridge Hydrocarbons, Inc.
|
S-1/A
|
|
|
VALLEY NATIONAL ADVISERS INC
|
13F-HR
|
|
|
American Funds Target Date Retirement Series
|
24F-2NT
|
|
|
VILLERE ST DENIS J & CO LLC
|
13F-HR
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497K
|
|
|
Shields Gerald
|
5
|
|
|
CITIZENS, INC.
|
5
|
Financial Statements
|
|
ROBERTS BRIAN KENNETH
|
4
|
|
|
American Funds Retirement Income Portfolio Series
|
24F-2NT
|
|
|
LAKELAND BANCORP INC
|
8-K
|
Financial Statements
|
|
KEATING FRANK A
|
5
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
485BPOS
|
|
|
AMERICAN FUNDS PORTFOLIO SERIES
|
24F-2NT
|
|
|
NUVEEN INVESTMENT TRUST II
|
NPORT-P
|
|
|
Calvert Responsible Index Series, Inc.
|
485BPOS
|
|
|
Comstock Brian J
|
144
|
|
|
GREENBRIER COMPANIES INC
|
144
|
Financial Statements
|
|
ALLSPRING MULTI-SECTOR INCOME FUND
|
DEFA14A
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Tidal ETF Trust
|
485BPOS
|
|
|
TAYLOR MARY
|
5
|
|
|
First Northwest Bancorp
|
8-K
|
Financial Statements
|
|
Elam Nevan C
|
4
|
|
|
AMERICAN FUNDS COLLEGE TARGET DATE SERIES
|
24F-2NT
|
|
|
Investment Managers Series Trust
|
24F-2NT
|
|
|
Nuveen Minnesota Quality Municipal Income Fund
|
NPORT-P
|
|
|
Waite Harvey J.
|
5
|
|
|
RENN Fund, Inc.
|
4
|
|
|
ArriVent Biopharma, Inc.
|
CERT
|
|
|
Pacer Funds Trust
|
24F-2NT
|
|
|
DAVIS CYNTHIA H
|
5
|
|
|
PFM Solutions, LLC
|
D
|
|
|
Trivant Custom Portfolio Group, LLC
|
13F-HR
|
|
|
Kinlaw Sheryl L
|
5
|
|
|
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
|
NPORT-P
|
|
|
Distler Stephen
|
4
|
|
|
Bogota Financial Corp.
|
8-K
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
GI DATA INFRASTRUCTURE FUND II-A LP
|
D/A
|
|
|
Davis Jerry
|
5
|
|
|
BlackRock Funds V
|
485BPOS
|
|
|
Grover Vikram P
|
4
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
4
|
|
|
Light Street Photon, L.P.
|
D
|
|
|
GI DATA INFRASTRUCTURE FUND II LP
|
D/A
|
|
|
BLACKROCK LIQUIDITY FUNDS
|
24F-2NT
|
|
|
Organon & Co.
|
SC 13G/A
|
|
|
BERKSHIRE HILLS BANCORP INC
|
8-K
|
Financial Statements
|
|
17Capital Credit 2 EUR Feeder
|
D
|
|
|
Clean Energy Technologies, Inc.
|
S-3/A
|
Financial Statements
|
|
Panbela Therapeutics, Inc.
|
S-1/A
|
|
|
Immad Akhund Fund QP, LP - D3
|
D
|
|
|
Immad Akhund Fund, LP - D3
|
D
|
|
|
Benin Management CORP
|
13F-HR
|
|
|
BlackRock Funds III
|
24F-2NT
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND
|
DEFA14A
|
|
|
DTE ENERGY CO
|
SC 13G/A
|
Financial Statements
|
|
Little Rebels Inc.
|
C
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
Todorov Dimiter
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
INSTRUMENTAL WEALTH, LLC
|
13F-HR
|
|
|
SARATOGA ADVANTAGE TRUST
|
NPORT-P
|
|
|
Hagedorn Christopher
|
4
|
|
|
Wheeler Real Estate Investment Trust, Inc.
|
SC 13D/A
|
|
|
Amster Howard
|
SC 13D/A
|
|
|
Sesame Sustainability Inc.
|
D
|
|
|
GARTH MATTHEW E
|
4
|
|
|
QUEST DIAGNOSTICS INC
|
SC 13G/A
|
Financial Statements
|
|
Baxter Nathan Eric
|
4
|
|
|
HERMANSON TERRY
|
4
|
|
|
MUELLER INDUSTRIES INC
|
4
|
Financial Statements
|
|
HAGEDORN JAMES
|
4
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
NPORT-P
|
Financial Statements
|
|
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
SLOANE BARRY
|
5
|
|
|
HENRY SCHEIN INC
|
SC 13G/A
|
Financial Statements
|
|
Pacific Premier Bank
|
ABS-15G
|
|
|
Next Generation Vehicles Fund, L.P.
|
D/A
|
|
|
BLACKROCK FUNDS
|
24F-2NT
|
|
|
Busey Bank
|
13F-HR
|
|
|
17Capital Credit 2 EUR Feeder SCSp
|
D
|
|
|
SYNTAX ETF TRUST
|
485BXT
|
|
|
Hogenhuis Wladimir
|
4
|
|
|
SOUTHERN MISSOURI BANCORP, INC.
|
8-K
|
Financial Statements
|
|
Chesapeake Investment Trust
|
24F-2NT
|
|
|
FX-0512 Fund I, a series of AVC Investments, LP
|
D
|
|
|
Labrucherie Gil M
|
4
|
|
|
United Capital Management of KS, Inc.
|
13F-HR
|
|
|
MOSAIC CO
|
SC 13G/A
|
Financial Statements
|
|
FAUCHET PHILIPPE
|
4
|
|
|
Vorsheck Elizabeth A
|
4
|
|
|
ERIE INDEMNITY CO
|
4
|
Financial Statements
|
|
APTARGROUP, INC.
|
SC 13G/A
|
Financial Statements
|
|
Senior Credit Investments, LLC
|
SC 13D/A
|
|
|
Abu Dhabi Investment Authority
|
SC 13D/A
|
|
|
KREHER NERISSA
|
4
|
|
|
Nitro Software PTY LTD
|
SC 13G/A
|
|
|
Strategic Blueprint, LLC
|
13F-HR
|
|
|
BREMBO S.P.A.
|
CB/A
|
|
|
LORD ABBETT INVESTMENT TRUST
|
DEL AM
|
|
|
Jefferies Credit Partners BDC Inc.
|
SC 13D/A
|
|
|
O'Brien Wealth Partners LLC
|
13F-HR
|
|
|
PHAROS PORTFOLIO REIT, LLC
|
D
|
|
|
Kilroy TK Ventures Master LLC Series 1
|
D
|
|
|
NXG Cushing Midstream Energy Fund
|
NPORT-P
|
|
|
NXG NextGen Infrastructure Income Fund
|
NPORT-P
|
|
|
MEMORIAL DRIVE PORTFOLIO REIT, LLC
|
D
|
|
|
SUMMIT FINANCIAL GROUP, INC.
|
8-K
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2391
|
S-6
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2390
|
S-6
|
|
|
NYM 215 MOORE REIT, LLC
|
D
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Invesco Ltd.
|
SC 13G/A
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2389
|
S-6
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
Zacks Trust
|
497
|
|
|
EASTERN BANK
|
13F-HR
|
|
|
Grant Park Ventures, LP - C3
|
D
|
|
|
FT 11237
|
487
|
|
|
BARON SELECT FUNDS
|
40-17G
|
|
|
BARON INVESTMENT FUNDS TRUST
|
40-17G
|
|
|
FT 11251
|
487
|
|
|
FT 11242
|
487
|
|
|
FT 11284
|
487
|
|
|
Axim Planning & Wealth
|
13F-HR
|
|
|
FT 11238
|
487
|
|
|
Willow Tree Capital Fund, LLC
|
D
|
|
|
TOUCHSTONE FUNDS GROUP TRUST
|
485BPOS
|
|
|
VICTORY PORTFOLIOS III
|
NPORT-P
|
|
|
Jones David Andrew
|
4
|
|
|
PRINCIPAL FUNDS, INC.
|
NPORT-P
|
|
|
UBS AG
|
FWP
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
Madrona Financial Services, LLC
|
13F-HR
|
|
|
Narus Financial Partners, LLC
|
13F-HR
|
|
|
Fiduciary Planning LLC
|
13F-HR
|
|
|
Wolff Financial Management LLC
|
13F-HR
|
|
|
Deep Green Waste & Recycling, Inc.
|
144
|
|
|
Spencer Lloyd
|
144
|
|
|
TYSON FOODS, INC.
|
SC 13G/A
|
Financial Statements
|
|
McGraw Lawrence D
|
4
|
|
|
HMN FINANCIAL INC
|
4
|
Financial Statements
|
|
Port LA Distribution Center II, L.P.
|
D
|
|
|
Port LA Distribution Center, L.P.
|
D
|
|
|
Confluence Wealth Services, Inc.
|
13F-HR
|
|
|
WHIRLPOOL CORP /DE/
|
SC 13G/A
|
Financial Statements
|
|
KREHBIEL BRADLEY
|
4
|
|
|
EA Series Trust
|
485APOS
|
|
|
W&T OFFSHORE INC
|
SC 13G/A
|
Financial Statements
|
|
EBERLE JON J
|
4
|
|
|
WILTON REASSURANCE LIFE CO OF NEW YORK SEPARATE ACCOUNT A
|
497
|
|
|
Chodikee Lake Partners LP
|
D/A
|
|
|
BankUnited, Inc.
|
SC 13G/A
|
Financial Statements
|
|
V F CORP
|
SC 13G/A
|
|
|
BANCROFT FUND LTD
|
4
|
|
|
Kurtzman Diane
|
144
|
|
|
TRAVELERS COMPANIES, INC.
|
144
|
Financial Statements
|
|
Vericel Corp
|
SC 13G/A
|
Financial Statements
|
|
Perennial Advisors, LLC
|
13F-HR
|
|
|
ALLSPRING FUNDS TRUST
|
485BPOS
|
|
|
Madrona Financial Services, LLC
|
13F-HR/A
|
|
|
RPT Realty
|
SC 13G/A
|
Financial Statements
|
|
Altus Wealth Management, LLC
|
13F-HR
|
|
|
UNIFIED SERIES TRUST
|
NPORT-P
|
|
|
Capitol Series Trust
|
NPORT-P
|
|
|
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
|
13F-HR/A
|
|
|
URANIUM ENERGY CORP
|
SC 13G/A
|
Financial Statements
|
|
CC Easton LP Holding LLC
|
D
|
|
|
Federated Hermes World Investment Series, Inc.
|
497K
|
|
|
LA FINANCIERE DE L'ECHIQUIER
|
13F-HR
|
|
|
Carebot Health, Inc.
|
D/A
|
|
|
Essential Utilities, Inc.
|
SC 13G/A
|
|
|
14Peaks Capital Fund I SCA-SICAV-RAIF
|
D/A
|
|
|
TG THERAPEUTICS, INC.
|
SC 13G/A
|
Financial Statements
|
|
Hancock Charles Wayne II
|
4
|
|
|
CPI Card Group Inc.
|
8-K
|
Financial Statements
|
|
Titanite Investment Management LP
|
SC 13G/A
|
|
|
NanoString Technologies Inc
|
SC 13G/A
|
Financial Statements
|
|
ESSA Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
TEXAS CAPITAL BANCSHARES INC/TX
|
SC 13G/A
|
Financial Statements
|
|
Financial Futures Ltd Liability Co.
|
13F-HR
|
|
|
CAP Storage Series Valencia, a series of CAP Storage Management LLC
|
D
|
|
|
OCCIDENTAL PETROLEUM CORP /DE/
|
SC 13G/A
|
Financial Statements
|
|
West of Broad Partners, LLC
|
D
|
|
|
Pinnacle Bancorp, Inc.
|
13F-HR
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Syndax Pharmaceuticals Inc
|
SC 13G/A
|
Financial Statements
|
|
WILKINS CHARLES L
|
144
|
|
|
CINTAS CORP
|
8-K
|
Financial Statements
|
|
CAP Storage Series Joe Battle, a series of CAP Storage Management LLC
|
D
|
|
|
Schwartzstein Christine Benson
|
3
|
|
|
Delek US Holdings, Inc.
|
3
|
Financial Statements
|
|
Serenity Alternative Investments Fund I, LP
|
D/A
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
LIU JACK C
|
144
|
|
|
EAST WEST BANCORP INC
|
144
|
Financial Statements
|
|
White Wing Wealth Management
|
13F-HR
|
|
|
SunCoke Energy, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Carter Bankshares, Inc.
|
8-K
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
NPORT-P
|
|
|
NATE'S FOOD CO.
|
8-K
|
|
|
CAP Storage Series Bridges, a series of CAP Storage Management LLC
|
D
|
|
|
Northstar Education Finance, Inc.
|
ABS-15G
|
|
|
GOOCH MARK A
|
4
|
|
|
Series Portfolios Trust
|
485BXT
|
|
|
Hyundai Auto Receivables Trust 2023-C
|
10-D
|
|
|
HYUNDAI ABS FUNDING LLC
|
10-D
|
|
|
Manager Directed Portfolios
|
485BPOS
|
|
|
StepStone Group Inc.
|
SC 13G/A
|
|
|
Utz Brands, Inc.
|
SC 13G/A
|
|
|
REGENXBIO Inc.
|
SC 13G/A
|
Financial Statements
|
|
Summit Hotel Properties, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Seagate Technology Holdings plc
|
SC 13G/A
|
Financial Statements
|
|
REGENERON PHARMACEUTICALS, INC.
|
SC 13G/A
|
Financial Statements
|
|
PPG INDUSTRIES INC
|
SC 13G/A
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
SC 13G/A
|
Financial Statements
|
|
DELTA CAPITAL MANAGEMENT LLC
|
13F-HR/A
|
|
|
Hyundai Auto Receivables Trust 2023-B
|
10-D
|
|
|
Hyundai Auto Receivables Trust 2023-A
|
10-D
|
|
|
Hyundai Auto Receivables Trust 2022-C
|
10-D
|
|
|
HC CAPITAL TRUST
|
N-CEN/A
|
|
|
Hyundai Auto Receivables Trust 2022-B
|
10-D
|
|
|
NEUHAUSER JOHN J
|
4
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
4
|
|
|
Hyundai Auto Receivables Trust 2022-A
|
10-D
|
|
|
CALVERT FUND
|
485BPOS
|
|
|
Hyundai Auto Receivables Trust 2021-C
|
10-D
|
|
|
CONFLIXIS, INC.
|
D
|
|
|
MORGAN STANLEY PATHWAY FUNDS
|
NPORT-P
|
|
|
Hyundai Auto Receivables Trust 2021-B
|
10-D
|
|
|
NEEDHAM FUNDS INC
|
497
|
|
|
NEWMONT Corp /DE/
|
SC 13G/A
|
Financial Statements
|
|
ALLSPRING FUNDS TRUST
|
24F-2NT
|
|
|
Hyundai Auto Receivables Trust 2021-A
|
10-D
|
|
|
Hanson & Doremus Investment Management
|
13F-HR
|
|
|
NU SKIN ENTERPRISES, INC.
|
SC 13G/A
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2020-C
|
10-D
|
|
|
Hyundai Auto Receivables Trust 2020-B
|
10-D
|
|
|
17Capital Credit 2 USD Feeder SCSp
|
D
|
|
|
Hyundai Auto Receivables Trust 2020-A
|
10-D
|
|
|
Savannah 176 LLC
|
D
|
|
|
DRAUGHN JAMES B
|
4
|
|
|
Hyundai Auto Receivables Trust 2019-B
|
10-D
|
|
|
MATTHEWS INTERNATIONAL CORP
|
8-K
|
Financial Statements
|
|
OLD REPUBLIC INTERNATIONAL CORP
|
8-K
|
Financial Statements
|
|
DELTA CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
NORTHERN OIL & GAS, INC.
|
SC 13G/A
|
Financial Statements
|
