| Company Name |
Form Type |
SEC Filings |
|
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND
|
4
|
|
|
JOHNS JOHN D
|
4
|
|
|
Squadron Fund LP
|
D/A
|
|
|
Minarro Salvador
|
3
|
|
|
CORE MOLDING TECHNOLOGIES INC
|
3
|
Financial Statements
|
|
Lazzaretti Kristopher D
|
5
|
|
|
Bright Meadow Mortgage Strategies SIF Offshore II, Ltd.
|
D/A
|
|
|
O'Brien Patrick
|
144
|
|
|
ARROWHEAD PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Savi Solution, Inc.
|
D
|
|
|
Equitybee 22-34932, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
SEMPLE FRANK M
|
4
|
|
|
Bright Meadow Mortgage Strategies SIF Offshore, Ltd.
|
D/A
|
|
|
Wang Yijun
|
4
|
|
|
MOSAIC CO
|
4
|
Financial Statements
|
|
Bright Meadow Agency MBS Onshore Fund, LP
|
D/A
|
|
|
JOHN HANCOCK INVESTORS TRUST
|
4
|
|
|
Peiffer Garry L.
|
4
|
|
|
Equitybee 22-35496, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
SAUL B FRANCIS II
|
4
|
|
|
SAUL CENTERS, INC.
|
4
|
Financial Statements
|
|
Janssen Ann D.
|
4
|
|
|
EOG RESOURCES INC
|
4
|
Financial Statements
|
|
Kurth Chad P
|
5
|
|
|
MARINER ATLANTIC MULTI-STRATEGY FUND, LTD
|
D/A
|
|
|
Kuzenko Jody Lynne
|
4
|
|
|
SINGH SUDHIR STEVEN
|
4
|
|
|
WAFD INC
|
4
|
Financial Statements
|
|
DALLAS ROBERT H II
|
4
|
|
|
UNITY BANCORP INC /NJ/
|
4
|
Financial Statements
|
|
DALLAS DAVID D
|
4
|
|
|
Tabbutt Mark
|
4
|
|
|
Courtright Wayne
|
4
|
|
|
BRODY MARK S
|
4
|
|
|
TALBOT RANDALL H
|
4
|
|
|
GRANT DAVID K
|
4
|
|
|
GRAHAM STEPHEN
|
4
|
|
|
Bice Shawn
|
4
|
|
|
Hampel Sylvia
|
4
|
|
|
BROWER LINDA S
|
4
|
|
|
CHAPOTON JOHN E
|
4
|
|
|
STANDEX INTERNATIONAL CORP/DE/
|
8-K
|
Financial Statements
|
|
Hello Tractor, Inc.
|
D
|
|
|
Pichai Sundar
|
4
|
|
|
MARINER ATLANTIC MULTI-STRATEGY FUND, L.P.
|
D/A
|
|
|
Laycock Willoughby B.
|
4
|
|
|
Mendelson Daniel Newman
|
4
|
|
|
CHAMPIONS ONCOLOGY, INC.
|
4
|
Financial Statements
|
|
BONAVENTURE INVESTMENTS LP
|
D/A
|
|
|
Portfolia Active Aging Fund II LLC
|
D/A
|
|
|
HELMS CHRISTOPHER A
|
4
|
|
|
FLATT DEAN M
|
4
|
|
|
CURTISS WRIGHT CORP
|
4
|
Financial Statements
|
|
Smales Kelly
|
144
|
|
|
Transphorm, Inc.
|
144
|
|
|
Community Redevelopment Inc.
|
8-K
|
|
|
NexPoint Semiconductor Manufacturing DST
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497J
|
|
|
Series Fund F, a series of UM Pre-IPO Portfolio Fund II LLC
|
D
|
|
|
Greywolf Capital Management LP
|
SC 13G
|
|
|
ODYSSEY MARINE EXPLORATION INC
|
SC 13G
|
Financial Statements
|
|
CLANCY GEORGE PATRICK JR
|
4
|
|
|
Lhotse Medical, Inc.
|
D
|
|
|
Makalu International Equity Offshore Fund, Ltd.
|
D/A
|
|
|
JOHN HANCOCK INCOME SECURITIES TRUST
|
4
|
|
|
Breves Christine S
|
4
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
Remix Therapeutics, Inc.
|
D
|
|
|
Makalu International Equity Fund, L.P.
|
D/A
|
|
|
Hoffman, Cohen, & Anderson, LLC
|
D
|
|
|
McClellan Amy S
|
3
|
|
|
SpartanNash Co
|
3
|
Financial Statements
|
|
Sisk David W
|
4
|
|
|
SpartanNash Co
|
4
|
Financial Statements
|
|
ISRAEL, STATE OF
|
18-K/A
|
|
|
EA Series Trust
|
N-CEN
|
|
|
HARTFORD MUTUAL FUNDS II INC
|
DEFA14A
|
|
|
Tucker Aaron
|
4
|
|
|
Souders Donald E. Jr.
|
4
|
|
|
Elevation Series Trust
|
497J
|
|
|
Patel Raj
|
4
|
|
|
Maricondo Peter E
|
4
|
|
|
Bayh Evan
|
4
|
|
|
Marathon Petroleum Corp
|
4
|
Financial Statements
|
|
DEAS NOLAND RONE JR
|
3
|
|
|
DONEGAL GROUP INC
|
3
|
Financial Statements
|
|
Energea Portfolio 2 LLC
|
1-A
|
|
|
Western Acquisition Ventures Corp.
|
SC 13G/A
|
|
|
ALPHA CAPITAL ANSTALT
|
SC 13G/A
|
|
|
Gross Mary E.
|
4
|
|
|
WILLIAM BLAIR FUNDS
|
40-17G
|
|
|
Histogen Inc.
|
15-12G
|
|
|
John Hancock Hedged Equity & Income Fund
|
4
|
|
|
ATHENA GOLD CORP
|
8-K
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Puerto Rico Opportunity Zone Fund, LP
|
D/A
|
|
|
Distefano Laura B.
|
4
|
|
|
Ark 21Shares Bitcoin ETF
|
8-A12B
|
|
|
Data Vault Holdings Inc.
|
D/A
|
|
|
GL-Direct CMP, LP
|
D
|
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
PSM Capital Fund III, LLC
|
D
|
|
|
Elements Ventures Group Inc.
|
S-1/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497
|
|
|
WealthUnion Ventures XIII A Series of WealthUnion Ventures LLC
|
D
|
|
|
TOMASKY SUSAN
|
4
|
|
|
Powell Dina H.
|
4
|
|
|
EXXON MOBIL CORP
|
4
|
Financial Statements
|
|
LHS V Private Equity Partners LP
|
D
|
|
|
Brill Steven D.
|
4
|
|
|
Global Water Resources, Inc.
|
4
|
Financial Statements
|
|
GoldenTree High Yield Value Fund Offshore PLC
|
D/A
|
|
|
McMurdo Matthew Charles
|
3
|
|
|
MINIM, INC.
|
3
|
|
|
Simply Good Foods Co
|
10-Q
|
Financial Statements
|
|
Lazar David E.
|
3
|
|
|
Iyengar Vijay K
|
4
|
|
|
INCYTE CORP
|
4
|
Financial Statements
|
|
BARTH CARIN MARCY
|
4
|
|
|
GROUP 1 AUTOMOTIVE INC
|
4
|
Financial Statements
|
|
Goldman Sachs Trust II
|
N-CSR
|
|
|
Ben-Tzvi Avraham
|
3
|
|
|
MIZELL STEVEN
|
4
|
|
|
True Medicine Inc.
|
D
|
|
|
ONCOLYTICS BIOTECH INC
|
6-K
|
Financial Statements
|
|
MSD Investment Corp.
|
8-K
|
|
|
Sacchetti Courtney E
|
4
|
|
|
Bankwell Financial Group, Inc.
|
4
|
Financial Statements
|
|
Vibe Capital Fund III LP
|
D
|
|
|
Pereira Lincoln
|
4
|
|
|
Chivily Christine
|
4
|
|
|
199 Capital Partners LP
|
D
|
|
|
Invesco Exchange-Traded Fund Trust II
|
SC 13G
|
|
|
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
|
SC 13G
|
|
|
Levine Jonathan L
|
3/A
|
|
|
Global Water Resources, Inc.
|
3/A
|
Financial Statements
|
|
Gruseke Christopher R
|
4
|
|
|
QUINN STEPHEN D
|
4
|
|
|
Global Water Resources, Inc.
|
4/A
|
Financial Statements
|
|
LEVINE WILLIAM S
|
4/A
|
|
|
CNG 2023 VEHICLES IV, LLC
|
D
|
|
|
Julie Products Inc.
|
D
|
|
|
Alter Eco Holdings, LLC
|
D
|
|
|
McNeill Matt
|
4
|
|
|
STANBROOK STEVEN P
|
4
|
|
|
SHAPARD ROBERT S
|
4
|
|
|
TAPLIN BRITTON T
|
4
|
|
|
Robinson Lori Jean
|
4
|
|
|
RANKIN MATTHEW M
|
4
|
|
|
CARMOLA JOHN J
|
4
|
|
|
MINERALS TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
SZEWS CHARLES L
|
4
|
|
|
Fox Road Investments LLC
|
D
|
|
|
RANKIN ELIZABETH B
|
4
|
|
|
FEDER FRANKLIN
|
4
|
|
|
DALRYMPLE JOHN S III
|
4
|
|
|
Clark Christopher
|
4
|
|
|
Grove Collaborative Holdings, Inc.
|
4
|
|
|
PITTMAN CAROLYN K
|
4
|
|
|
Rucker Kim K.W.
|
4
|
|
|
Taylor Anne
|
4
|
|
|
iSHARES TRUST
|
N-CSRS
|
|
|
22NW Fund, LP
|
D/A
|
|
|
Valkyrie Bitcoin Fund
|
8-A12B
|
|
|
Wright MaryAnn
|
4
|
|
|
iSHARES TRUST
|
N-CSR
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
GALANTE EDWARD G
|
4
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
SC 13G
|
|
|
DAVIS SERIES INC
|
N-MFP2
|
|
|
Transcode Therapeutics, Inc.
|
DEFA14A
|
Financial Statements
|
|
COHEN JONATHAN Z
|
4
|
|
|
Fessenden Daniel J.
|
4
|
|
|
TOMPKINS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Kentucky First Federal Bancorp
|
8-K
|
|
|
Greenfield Bancorporation, Ltd.
|
D
|
|
|
HENNESSY FUNDS TRUST
|
N-CSR
|
|
|
YUMA AI Inc.
|
D
|
|
|
Duke Energy Carolinas, LLC
|
424B5
|
|
|
BUNCH CHARLES E
|
4
|
|
|
VAN TREASE SANDRA
|
4
|
|
|
ENTERPRISE FINANCIAL SERVICES CORP
|
4
|
Financial Statements
|
|
Granite Ridge Resources, Inc.
|
424B3
|
|
|
RPC Pharma Ltd
|
SC 13D/A
|
|
|
Akari Therapeutics Plc
|
SC 13D/A
|
Financial Statements
|
|
Advisors Disciplined Trust 2191
|
497
|
|
|
Putnam ETF Trust
|
497J
|
|
|
Valkyrie ETF Trust II
|
485BXT
|
|
|
Eastside Distilling, Inc.
|
8-K
|
Financial Statements
|
|
Granite Ridge Resources, Inc.
|
8-K
|
|
|
FF Disposal LLC
|
D/A
|
|
|
Equitybee 22-99886, a Series of Equitybee cFund Master LLC
|
D
|
|
|
Kopa Market Angel SPV 2 Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
LARKIN BRIAN
|
4
|
|
|
DYNATRONICS CORP
|
4
|
Financial Statements
|
|
HOLTZ DAVID B
|
4
|
|
|
Saunier Edwin S
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
Lento Salvatore Jr.
|
4
|
|
|
Skillz Inc.
|
4
|
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
SC 13D/A
|
|
|
GARCIA PELAYO FREDERIC
|
144
|
|
|
INTER PARFUMS INC
|
144
|
Financial Statements
|
|
Al Khayyal Abdulaziz Fahd
|
4
|
|
|
Hamilton James C
|
144
|
|
|
KLOSTERMAN SCOTT
|
4
|
|
|
AmateMint Group LLC May 2023 a Series of CGF2021 LLC
|
D
|
|
|
Compass Wealth Management LLC
|
13F-HR
|
|
|
Priebe Stephen M
|
4
|
|
|
Ward R Scott
|
4
|
|
|
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
|
4
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Lightside Capital Abode Nov-23 a Series of CGF2021 LLC
|
D
|
|
|
Powell Dina H.
|
3
|
|
|
EXXON MOBIL CORP
|
3
|
Financial Statements
|
|
ENRIGHT ERIN S.
|
4
|
|
|
Crosslink Offshore Emerging Growth Fund, Ltd.
|
D/A
|
|
|
702 LLC
|
D
|
|
|
MAHONEY RICHARD S.
|
4
|
|
|
SYNOPSYS INC
|
4
|
Financial Statements
|
|
Cambria ETF Trust
|
497K
|
|
|
SANTI PHILIPPE
|
144
|
|
|
Nintee, Inc.
|
D/A
|
|
|
Food Co Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
BSV Fund X LLC
|
D/A
|
|
|
FT 11225
|
487
|
|
|
BARD ASSOCIATES INC
|
SC 13G/A
|
|
|
LGL GROUP INC
|
SC 13G/A
|
Financial Statements
|
|
FT 11175
|
487
|
|
|
Provco Ventures 1 LP
|
4
|
|
|
FT 11232
|
487
|
|
|
LREP IX Co-Invest LP
|
D
|
|
|
LREP IX Co-Invest Offshore
|
D
|
|
|
enCore Energy Corp.
|
6-K
|
|
|
Crown Electrokinetics Corp.
|
SC 13G/A
|
|
|
MLM Managed Futures Fund, LP
|
D/A
|
|
|
FLORNESS DANIEL L
|
4
|
|
|
FASTENAL CO
|
4
|
Financial Statements
|
|
ESSIG STUART
|
4
|
|
|
WISECUP REYNE K
|
4
|
|
|
Mobilicom Ltd
|
SC 13G/A
|
|
|
Heise Rita J.
|
4
|
|
|
Crosslink Wolverine Fund, L.P.
|
D/A
|
|
|
SATTERLEE SCOTT
|
4
|
|
|
Baker Brian D.
|
4
|
|
|
Johnson Daniel L.
|
4
|
|
|
Peoples Bank/KS
|
13F-HR
|
|
|
Perez Santiago
|
4
|
|
|
ITRON, INC.
|
4
|
Financial Statements
|
|
HSU Hsenghung Sam
|
4
|
|
|
LECHLEITER RICHARD A
|
4
|
|
|
Nielsen Sarah N
|
4
|
|
|
LUNDQUIST NICHOLAS J
|
4
|
|
|
Eastman Stephen L.
|
4
|
|
|
Harbor Custom Development, Inc.
|
SC 13G/A
|
Financial Statements
|
|
LEYDEN TIMOTHY M
|
4
|
|
|
UNIFIED SERIES TRUST
|
N-CSR
|
|
|
Ancius Michael J
|
4
|
|
|
Ocean Power Technologies, Inc.
|
DFAN14A
|
Financial Statements
|
|
Paragon Technologies, Inc.
|
DFAN14A
|
|
|
Quarshie Irene Ayeley
|
4
|
|
|
FALCONSTOR SOFTWARE INC
|
SC 13G/A
|
|
|
Navy Capital Green Management, LLC
|
SC 13D/A
|
|
|
CLS Holdings USA, Inc.
|
SC 13D/A
|
|
|
Drazkowski William Joseph
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BXT
|
|
|
Mirchandani Sanjay
|
4
|
|
|
Lewis Holden
|
4
|
|
|
Herde Carl G
|
4
|
|
|
Miller Charles S.
|
4
|
|
|
Mao Yibing
|
4
|
|
|
MARRIOTT INTERNATIONAL INC /MD/
|
4
|
Financial Statements
|
|
Broersma Anthony Paul
|
4
|
|
|
Tremblay Diana D
|
4
|
|
|
Data Storage Corp
|
SC 13G/A
|
|
|
DelSanto Anne
|
4
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
4
|
Financial Statements
|
|
Coinpicks Capital LP
|
D/A
|
|
|
Oas Noelle Joan
|
4
|
|
|
Lande Jerome J.
|
4
|
|
|
Jansen James C
|
4
|
|
|
Wilson Daniel G.
|
4
|
|
|
iRhythm Technologies, Inc.
|
4
|
Financial Statements
|
|
Soderberg John Lewis
|
4
|
|
|
Grover Vikram P
|
4
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
4
|
|
|
Lisowski Sheryl Ann
|
4
|
|
|
J&T Global Express Limited/ADR
|
F-6EF
|
|
|
Citibank,N.A./ADR
|
F-6EF
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Reeder David
|
144
|
|
|
Watts Jeffery Michael
|
4
|
|
|
TORGOW GARY
|
4
|
|
|
DTE ENERGY CO
|
4
|
Financial Statements
|
|
JAEHNERT FRANK M
|
4
|
|
|
Bickel Paul J III
|
4
|
|
|
Hilton Grand Vacations Inc.
|
8-K
|
Financial Statements
|
|
Holiday Inn Club Vacations Inc
|
ABS-15G
|
|
