SEC Filings


2375
  
Company Name Form Type SEC Filings
HARBOR FUNDS 485BXT
RIVER GLOBAL INVESTORS LLP 13F-HR
CMWA Capital Appreciation Fund LLC D/A
Advisors Disciplined Trust 2212 487
SEVEN & I HOLDINGS CO LTD F-6 POS
BANK OF NEW YORK / ADR DIVISION F-6 POS
FYRFLY Venture Partners Fund III, L.P. D/A
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND N-MFP2
HH&L Acquisition Co. SC 13G
NGL Energy Partners LP SC 13G Financial Statements
NATURAL RESOURCE PARTNERS LP SC 13G/A Financial Statements
GENESIS ENERGY LP SC 13G Financial Statements
RADIAN GROUP INC SC 13G Financial Statements
CEDAR FAIR L P SC 13G Financial Statements
MARCUS CORP SC 13G Financial Statements
JPMORGAN CHASE & CO SC 13G Financial Statements
JPMORGAN CHASE & CO SC 13G/A Financial Statements
BLUM HOLDINGS, INC. 8-K
Niderno Allison G 144
HARTFORD FINANCIAL SERVICES GROUP, INC. 144 Financial Statements
Kerntke Otto McGlone Wealth Management Group 13F-HR
FT 11311 S-6
NavPoint Financial, Inc. 13F-HR
Paymentus Holdings, Inc. SC 13G/A Financial Statements
SOS Ltd SC 13G/A
Luminate Capital Corp. D
NTV ASSET MANAGEMENT LLC 13F-HR
Connecticut Wealth Management, LLC 13F-HR
Hemsey Rene 144
Brean Asset Backed Securities LLC ABS-15G
EDDLEMAN ROY T SC 13G/A
REPLIGEN CORP SC 13G/A Financial Statements
Alpine Acquisition Corp. SC 13G/A
Larsen Kenneth A 4
BANNER CORP 4 Financial Statements
Cash Megan Anne 4
RB GLOBAL INC. 4 Financial Statements
Avidian Wealth Solutions, LLC 13F-HR
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA 13F-NT
ONESPAWORLD HOLDINGS Ltd SC 13G/A
UBS Real Estate Securities Inc. ABS-15G
Van Leeuwen & Company, LLC 13F-HR/A
Linqto Liquidshares LLC D
Reliance Global Group, Inc. SC 13G/A
DEUTSCHE BANK AKTIENGESELLSCHAFT 424B2 Financial Statements
Hartford Funds Exchange-Traded Trust 497J
Avalon Trust Co 13F-HR
Alan B Lancz & Associates, Inc. 13F-HR
NATIONAL BANK OF CANADA /FI/ 13F-HR
Qomolangma Acquisition Corp. SC 13G/A
OIL STATES INTERNATIONAL, INC SC 13G Financial Statements
Allianz Fund Investments, Inc. 13F-NT
SSF Settlement Finance LLC ABS-15G
Morgan Stanley ETF Trust CERT
PI-0525 Fund II, a series of Shor Capital, LP D
Allianz Investment Management U.S. LLC 13F-HR
COMMERCE BANCSHARES INC /MO/ 8-K Financial Statements
STONEBRIAR COMMERCIAL FINANCE LLC ABS-15G
SINNOTT ROBERT A 4
USANA HEALTH SCIENCES INC 4 Financial Statements
Cartiga, LLC ABS-15G
STONEBRIAR COMMERCIAL FINANCE CANADA INC., A BC Corp ABS-15G
Nerdy Inc. SC 13G/A
Spire Wealth Management 13F-HR
Noot Walter 4
CLIFFORD SWAN INVESTMENT COUNSEL LLC 13F-HR
ENDEAVOR FOUNDATION, INC. 5
CENTRAL SECURITIES CORP 5 Financial Statements
LOANCORE CAPITAL MARKETS LLC ABS-15G
RBC FUNDS TRUST N-MFP2
Neidig Brent 4
HSBC FUNDS N-MFP2
Frey Daniel S. 144
TRAVELERS COMPANIES, INC. 144 Financial Statements
NexPoint Hughes DST D/A
Mulham David Mulham 4
AllGen Financial Advisors, Inc. 13F-HR
Metis Global Partners, LLC 13F-HR
CITIZENSSELECT FUNDS N-MFP2
Notman Tali 4
ICEFALL TOPCO, INC. D
Macuga Daniel A. 4
Pacific Ventures Group, Inc. 8-K
NKCFO LLC 13F-HR
Covalto Ltd. RW
GENERAL MONEY MARKET FUND, INC. N-MFP2
Inertial Labs Inc. D
Jones Paul A. 4
UBS AG 424B2
BNY MELLON VARIABLE INVESTMENT FUND N-MFP2
Gallacher Capital Management LLC 13F-HR
Rollins Financial 13F-HR
Cryomass Technologies, Inc. 8-K
BNY Mellon Strategic Funds, Inc. N-CEN
Certares Real Estate Holdings II LP D
DREYFUS TREASURY SECURITIES CASH MANAGEMENT N-MFP2
Bolt Biotherapeutics, Inc. 5 Financial Statements
Yonehiro Grant 5
IIEKKING G DOUG 4
Managed Portfolio Series N-CSR
Dreyfus Treasury Obligations Cash Management N-MFP2
Perez Edith A. 5
Budnick Shannon 4
Stock Yards Bancorp, Inc. 4 Financial Statements
Schatzman Randall C 5
Valley Brook Capital Group, Inc. 13F-HR
Motorsport Games Inc. 8-K Financial Statements
DREYFUS CASH MANAGEMENT N-MFP2
Guest Kevin 4
HOF 2022-1 Depositor LLC ABS-15G
Federal Home Loan Bank of Boston 8-K
CARRIER GLOBAL Corp 10-K
TITAN PARTNERSHIP, L.P. D/A
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS N-MFP2
Foukas Joshua 4
FAIRHOLME FUNDS INC N-CEN
Prescient Capital Alternative Fixed Income Fund, LLC Series Eleven D/A
Prescient Capital Alternative Fixed Income Fund, LLC Series Twelve D/A
Prescient Capital Alternative Fixed Income Fund, LLC Series Ten D/A
Prescient Capital Alternative Fixed Income Fund, LLC Series Nine D/A
Prescient Capital Alternative Fixed Income Fund, LLC Series Seven D/A
Prescient Capital Alternative Fixed Income Fund, LLC Series Eight D/A
Prescient Capital Alternative Fixed Income Fund, LLC D/A
KIDD WILMOT H 5
Channing Capital Management, LLC 13F-HR
FT 11243 487
Dreyfus Institutional Reserves Funds N-MFP2
Brown Jim 4
ARES STRATEGIC INCOME FUND SC 13G
PARTNERS CAPITAL INVESTMENT GROUP, LLP SC 13G
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS N-MFP2
Wells Richard J. 13F-NT
HOF 2020-2 Depositor LLC ABS-15G
FIDELITY PHILLIPS STREET TRUST N-CEN
O'Meara Brien P. 144
PULTEGROUP INC/MI/ 144 Financial Statements
Schoor Kalman 13F-NT
Sizzle Acquisition Corp. DEFA14A
Bilt Technologies, Inc. D
BNY MELLON FUNDS TRUST N-MFP2
Elishis Isser 13F-NT
FIDELITY ADVISOR SERIES I N-CEN
FIDELITY CONCORD STREET TRUST N-CEN
FIDELITY COURT STREET TRUST II N-CEN
FIDELITY MT VERNON STREET TRUST N-CEN
FIDELITY SALEM STREET TRUST N-CEN
FIDELITY FINANCIAL TRUST N-CEN
FIDELITY COURT STREET TRUST N-CEN
FIDELITY COMMONWEALTH TRUST N-CEN
FIDELITY ADVISOR SERIES IV N-CEN
Intelligence Driven Advisers, LLC 13F-HR
HOF I 2020-1 Depositor LLC ABS-15G
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS N-MFP2
Waterton Global Resource Management, Inc. 13F-HR
GREATAMERICA FINANCIAL SERVICES Corp ABS-15G
DOHENY ASSET MANAGEMENT /CA 13F-HR
Evergreen Venture Partners Ltd. 13F-HR
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND N-MFP2
Accretive Wealth Partners, LLC 13F-HR
Prestige Financial Services ABS-15G
Kevorkian Eric G 4
BOSTON PROPERTIES INC 4 Financial Statements
LABELLE MICHAEL E 4
BOSTON PROPERTIES LTD PARTNERSHIP 4
Walsh Michael R. 4
LINDE DOUGLAS T 4
GENERAL MUNICIPAL MONEY MARKET FUNDS, INC. N-MFP2
KOOP BRYAN J 4
Commercial Equipment Finance 2021-A LLC ABS-15G
Garesche Donna D 4
Stroman John J 4
DIEHL RODNEY 4
Beacon Harbor Wealth Advisors, Inc. 13F-HR
THOMAS OWEN D 4
Blue Gate Sanford Investors, LLC D
PESTER ROBERT E 4
BIRCH CREEK CREDIT VALUE FUND, LP D/A
Spann Hilary J. 4
Avid Acceptance, LLC ABS-15G
NewRez LLC ABS-15G
Dreyfus Institutional Liquidity Funds N-MFP2
Topalian Leon J 144
NUCOR CORP 144 Financial Statements
Otteni Peter V 4
Linares Carlos G. 144
ENERGIZER HOLDINGS, INC. 10-Q Financial Statements
Canaery Jan 2024 a Series of CGF2021 LLC D
Shell plc 6-K
Flutter Entertainment plc 8-K
Shellpoint Mortgage Acceptance LLC ABS-15G
Loanstar Technologies, Inc. D
Concentrum Wealth Management 13F-HR
SRS Capital Advisors, Inc. 13F-HR
Moximed Jan 2024 a Series of Warren Point Funds LLC D
JACKSON NATIONAL ASSET MANAGEMENT LLC 13F-NT
CUMMINS INC 425 Financial Statements
Mengucci John S 4
CACI INTERNATIONAL INC /DE/ 4 Financial Statements
GRV SPV a Series of CGF2021 LLC D
RE-0117 Fund I, a series of AngelList Quant Fund Direct Investments, LP D
LOS ANGELES CAPITAL MANAGEMENT LLC 13F-HR
Point 406 Ventures Opportunities Fund III, L.P. D
Quantum FinTech Acquisition Corp SC 13G/A
MILLER WEALTH ADVISORS, LLC 13F-HR
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV N-MFP2
Shaheen Gabriel 144
STEEL DYNAMICS INC 144 Financial Statements
PSQ Holdings, Inc. SC 13G/A
NATIXIS ADVISORS, L.P. 13F-HR
Synthetaic, Inc. D
MASSMUTUAL PREMIER FUNDS N-MFP2
Newton Michael B 4
BenePass, Inc. D
UNITED STATES STEEL CORP DEFA14A Financial Statements
FASTENAL CO 10-K Financial Statements
Class IV Fund, LP D/A
DoorDarshi India Fund, LP D/A
South State Advisory, Inc. 13F-NT
BENJAMIN EDWARDS INC 13F-HR
NatWest Group plc 6-K Financial Statements
Federal Home Loan Bank of Indianapolis 8-K
Federal Home Loan Bank of Topeka 8-K
MML Series Investment Fund II N-MFP2
ASIAN DEVELOPMENT BANK DSTRBRPT
Pineapple Energy Inc. SC 13G/A
SouthState Bank, National Association 13F-NT
BENJAMIN F. EDWARDS & COMPANY, INC. 13F-HR
SouthState Corp 13F-HR Financial Statements
Running Oak Capital LLC 13F-HR
Solot Edwin Lee SC 13G/A
Sensus Healthcare, Inc. SC 13G/A Financial Statements
Eightco Holdings Inc. SC 13G/A
Texas Pacific Land Corp 4
STAHL MURRAY 4
HORIZON KINETICS ASSET MANAGEMENT LLC 4
Emblem55 Catch Health Sep 2023 a Series of CGF2021 LLC D
TIAA-CREF LIFE FUNDS N-MFP2
Twain Financial Partners Holding LLC ABS-15G
TIAA-CREF FUNDS N-MFP2
AFR Lynx IMB Sep 2023 a Series of CGF2021 LLC D
PHINIA INC. 4/A
Anderson Todd L 4/A
Silver 8 Partners, LP D/A
Smart Money Group LLC 13F-HR
Perfecto Secure Income Fund, LLC D/A
COLLEGE RETIREMENT EQUITIES FUND N-MFP2
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND N-CEN
HASSENFELD ALAN G SC 13G/A
HASBRO, INC. SC 13G/A Financial Statements
Upside Feb 2023 a Series of CGF2021 LLC D
Hymers III R. Leslie 144
MAJESTIC OIL & GAS 144
FundVantage Trust 497
SGV Orlando LLC D
AMALGAMATED BANK 13F-HR
Mulvaney Timothy J 4
RGC RESOURCES INC 4 Financial Statements
MUELLER INDUSTRIES INC 8-K Financial Statements
DVC Alkira SPV Conv-C a Series of CGF2021 LLC D
SoFi Technologies, Inc. 144 Financial Statements
Lavet Robert S 144
Mulvaney Timothy J 3
RGC RESOURCES INC 3 Financial Statements
GENERAL MONEY MARKET FUND, INC. N-CEN
Summit Global Investments 13F-HR
Antartica Ventures Rocasol SPV a Series of CGF2021 LLC D
Aveo Capital Partners, LLC 13F-HR
Ambienta Sustainable Credit Opportunities S.C.A. SICAV-RAIF D/A
VanEck Merk Gold Trust FWP
LANE KATHERINE ANNE 144
HUBBELL INC 144 Financial Statements
Westover Capital Advisors, LLC 13F-HR
LEVIN CAPITAL STRATEGIES, L.P. 13F-HR
GE HealthCare Technologies Inc. 8-K/A
Foose Brice SC 13G/A
Eldridge Investment Advisors, Inc. 13F-HR
INVIVO THERAPEUTICS HOLDINGS CORP. SC 13G/A Financial Statements
SANTANDER UK GROUP HOLDINGS PLC 6-K
Ambienta Sustainable Credit Opportunities, SCSp D/A
Perfecto Mortgage Income Fund, LLC D/A
PennyMac Corp. ABS-15G
Gavea Fund Ltd. D/A
Manhattan Crossing Alliance SPV1 a Series of CGF2021 LLC D
HSBC HOLDINGS PLC 6-K Financial Statements
DE MAYNADIER PATRICK D 144
O'SULLIVAN KIERAN M 144
CTS CORP 144 Financial Statements
Skorpios Trust 13F-HR
AMERICAN BEACON SELECT FUNDS N-MFP2
GENERAL MUNICIPAL MONEY MARKET FUNDS, INC. N-CEN
Backbone II a Series of Backbone NC LLC D
Novo Integrated Sciences, Inc. SC 13G/A
MINISTRY PARTNERS INVESTMENT COMPANY, LLC 424B3
MARINUS PHARMACEUTICALS, INC. SC 13G Financial Statements
Montis Financial, LLC 13F-HR
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST N-MFP2
SAFETY INSURANCE GROUP INC SC 13G/A Financial Statements
VICTORY CAPITAL MANAGEMENT INC SC 13G/A
RGP Income Fund, LP D/A
RELX PLC 6-K Financial Statements