| Company Name |
Form Type |
SEC Filings |
|
|
|
|
DCM Ventures China Turbo Fund, L.P.
|
144
|
|
|
VCP FUND II HERON CO-INVEST, LP
|
D
|
|
|
BMO 2023-C6 Mortgage Trust
|
8-K
|
|
|
Northern Lights Fund Trust
|
NPORT-P
|
|
|
DCM Hybrid RMB Fund, L.P.
|
144
|
|
|
Samsara Inc.
|
4
|
Financial Statements
|
|
BOSTROM SUSAN L
|
4
|
|
|
O'Meara Maeve
|
4
|
|
|
Copart Private Foundation
|
144
|
|
|
COPART INC
|
144
|
Financial Statements
|
|
Aviv Pharma Inc.
|
D
|
|
|
Biswas Sanjit
|
4
|
|
|
Estrella Immunopharma, Inc.
|
424B3
|
|
|
Spence William B.
|
144
|
|
|
Bicket John
|
4
|
|
|
Bluestein Ventures Fund III, L.P.
|
D/A
|
|
|
RHODES WILLIAM C III
|
4
|
|
|
AUTOZONE INC
|
4
|
Financial Statements
|
|
BlueRiver Acquisition Corp.
|
S-4/A
|
|
|
Arrow ETF Trust
|
NPORT-P
|
|
|
Arrow Investments Trust
|
NPORT-P
|
|
|
Young Christopher H.
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B3
|
Financial Statements
|
|
Two Roads Shared Trust
|
NPORT-P
|
|
|
Starboard Investment Trust
|
485BPOS
|
|
|
FATE THERAPEUTICS INC
|
SC 13D/A
|
Financial Statements
|
|
Redmile Group, LLC
|
SC 13D/A
|
|
|
Dunham Funds
|
497K
|
|
|
Kumar Dinesh M.
|
144
|
|
|
Alignment Healthcare, Inc.
|
144
|
Financial Statements
|
|
Bruhlmann Christian
|
3
|
|
|
Onconetix, Inc.
|
3
|
Financial Statements
|
|
Southwest Gas Holdings, Inc.
|
4
|
Financial Statements
|
|
Moran Thomas E.
|
4
|
|
|
TOCQUEVILLE TRUST
|
NPORT-P
|
|
|
OTX Investment Fund, L.P.
|
D/A
|
|
|
Keyarch Acquisition Corp
|
DEF 14A
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
NPORT-P
|
|
|
SCHUMACHER JURGEN WALTER
|
4
|
|
|
SCIENTIFIC INDUSTRIES INC
|
4
|
|
|
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS
|
N-CSR
|
|
|
ETF Managers Group Commodity Trust I
|
8-K
|
|
|
PaySoko Systems, Inc.
|
D/A
|
|
|
Dunham Funds
|
497
|
|
|
Cudahy Theresa Ellen
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
TEO FOODS INC
|
10-Q
|
|
|
CONLEY E RENAE
|
4
|
|
|
Cytosorbents Corp
|
8-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-LC25
|
10-D
|
|
|
Ellenbogen Michael
|
4
|
|
|
Evolv Technologies Holdings, Inc.
|
4
|
Financial Statements
|
|
VANGUARD MUNICIPAL BOND FUNDS
|
N-CSR
|
|
|
Arcellx, Inc.
|
8-K
|
Financial Statements
|
|
Williams Julie M.
|
4
|
|
|
Fortune Brands Innovations, Inc.
|
4
|
Financial Statements
|
|
Grissom Sheri
|
4
|
|
|
Liu Xiaobin
|
4
|
|
|
GULF RESOURCES, INC.
|
4
|
Financial Statements
|
|
Wichterman Troy
|
4
|
|
|
BIOLIFE SOLUTIONS INC
|
4
|
Financial Statements
|
|
Jiang Shitong
|
4
|
|
|
Zou Yang
|
4
|
|
|
Miao Naihui
|
4
|
|
|
ETF Managers Group Commodity Trust I
|
424B3
|
|
|
Ma Shengwei
|
4
|
|
|
Global Gas Corp
|
8-K
|
|
|
Li Min
|
4
|
|
|
Wang Dongshan
|
4
|
|
|
Datta Sanjay
|
4
|
|
|
Upstart Holdings, Inc.
|
4
|
Financial Statements
|
|
Daily Paul M
|
4
|
|
|
Schachinger Joseph R.
|
4
|
|
|
Hyperion Companies, Inc.
|
D
|
|
|
USD Partners LP
|
144
|
Financial Statements
|
|
Wood Jeffrey P.
|
144
|
|
|
Fleming Daniel W.
|
144
|
|
|
Credo Technology Group Holding Ltd
|
144
|
Financial Statements
|
|
Ideal Elect Ltd
|
144
|
|
|
KE Holdings Inc.
|
144
|
Financial Statements
|
|
Data Storage Corp
|
8-K
|
|
|
Barry John F
|
4
|
|
|
PROSPECT CAPITAL CORP
|
4
|
Financial Statements
|
|
Moody Village Towers DST
|
D/A
|
|
|
Yorston Gregory Gerald
|
144
|
|
|
GFL Environmental Inc.
|
144
|
Financial Statements
|
|
Damon Doneene K
|
4
|
|
|
REDWOOD TRUST INC
|
4
|
|
|
Timperley Amy L.
|
4
|
|
|
Haller Karen S
|
4
|
|
|
Ruisanchez Carlos
|
4
|
|
|
Teno Andrew
|
4
|
|
|
Dorchester Credit Secondaries
|
D/A
|
|
|
Thornton Leslie T
|
4
|
|
|
Linginfelter Henry P
|
4
|
|
|
Sharma Ruby
|
4
|
|
|
Upfront Secondary I, L.P.
|
D
|
|
|
Stefani Robert J
|
4
|
|
|
Brown Justin L
|
4
|
|
|
Edgewise Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Fox Jonathan C
|
4
|
|
|
Evans Andrew W
|
4
|
|
|
Fire Canyon Barbeque LLC
|
C/A
|
|
|
Thoman A. Randall
|
4
|
|
|
Debora Horvath D
|
4
|
|
|
MOORE JOHN R
|
4
|
|
|
MARIUCCI ANNE L
|
4
|
|
|
Lewis-Raymond Jane
|
4
|
|
|
Dorchester Credit Secondaries VI, L.P.
|
D/A
|
|
|
MAINSAIL INCENTIVE PROGRAM, LLC
|
144
|
|
|
Brilliant Earth Group, Inc.
|
144
|
Financial Statements
|
|
Airship AI Holdings, Inc.
|
8-K
|
|
|
Russell Alan J
|
4
|
|
|
Colvin Lori L
|
4
|
|
|
Gabe Randall P.
|
4
|
|
|
Mainsail Co-Investors III, L.P.
|
144
|
|
|
RSE Collection, LLC
|
1-U
|
|
|
VANGUARD EXPLORER FUND
|
N-CSR
|
|
|
Aimfinity Investment Corp. I
|
425
|
|
|
Mainsail Partners III, L.P.
|
144
|
|
|
PROCTOR GEORGANNE
|
4
|
|
|
Mannix Erin
|
4
|
|
|
Gitlab Inc.
|
4
|
Financial Statements
|
|
Sutherland Vanessa Allen
|
144
|
|
|
Phillips 66
|
144
|
Financial Statements
|
|
VISION SENSING ACQUISITION CORP.
|
8-K
|
|
|
Pantheon Sonik LP
|
D
|
|
|
HARBOR DIVERSIFIED, INC.
|
8-K
|
|
|
Townsquare Media, Inc.
|
8-K
|
Financial Statements
|
|
Cano Health, Inc.
|
3
|
|
|
Flaton Carol
|
3
|
|
|
Ferrari Patricia
|
3
|
|
|
TANGER INC.
|
S-8
|
Financial Statements
|
|
DPL INC
|
8-K
|
|
|
DAYTON POWER & LIGHT CO
|
8-K
|
|
|
Golan Lior
|
4
|
|
|
Taboola.com Ltd.
|
4
|
Financial Statements
|
|
Chang Mike F
|
144
|
|
|
ALPHA & OMEGA SEMICONDUCTOR Ltd
|
144
|
Financial Statements
|
|
KUBICEK GREG H
|
4
|
|
|
Kaspi.kz JSC/ADR
|
F-6
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6
|
|
|
Aimfinity Investment Corp. I
|
8-K
|
|
|
Noll Shaun
|
SC 13D/A
|
|
|
DIRTT ENVIRONMENTAL SOLUTIONS LTD
|
SC 13D/A
|
|
|
Stedham Adam H
|
4
|
|
|
VerifyMe, Inc.
|
4
|
|
|
Bergonzi Adam T.
|
4
|
|
|
Blackstone Floating Rate Enhanced Income Fund
|
24F-2NT
|
|
|
BOEHNING THOMAS W.
|
144
|
|
|
AGILITI, INC. \DE
|
144
|
Financial Statements
|
|
AZUL SA
|
20-F/A
|
Financial Statements
|
|
Van Strydonck, Gerald E.
|
4
|
|
|
VACCINEX, INC.
|
4
|
Financial Statements
|
|
Snowflake Inc.
|
4
|
Financial Statements
|
|
Slootman Frank
|
4
|
|
|
Smart Powerr Corp.
|
8-K
|
Financial Statements
|
|
Alarm.com Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Liquidia Corp
|
S-3/A
|
Financial Statements
|
|
Ads-Tec Energy Public Ltd Co
|
6-K
|
|
|
Grewal Paul
|
4
|
|
|
Coinbase Global, Inc.
|
4
|
Financial Statements
|
|
22nd Century Group, Inc.
|
8-K
|
Financial Statements
|
|
BioSig Technologies, Inc.
|
8-K
|
Financial Statements
|
|
MIMEDX GROUP, INC.
|
8-K
|
|
|
SHINECO, INC.
|
8-K
|
|
|
Alaunos Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
PRE 14A
|
|
|
Cavalry Fund I LP
|
SC 13G
|
|
|
Biodexa Pharmaceuticals Plc
|
SC 13G
|
|
|
DatChat, Inc.
|
8-K
|
|
|
Grupo Aval Acciones Y Valores S.A.
|
6-K
|
Financial Statements
|
|
Tenor Opportunity Master Fund, Ltd.
|
4
|
|
|
Shah Robin
|
4
|
|
|
Revelstone Capital Acquisition Corp.
|
4
|
|
|
TENOR CAPITAL MANAGEMENT Co., L.P.
|
4
|
|
|
Johnston John Joseph
|
4
|
|
|
MAXCYTE, INC.
|
4
|
|
|
Enviva Inc.
|
8-K
|
Financial Statements
|
|
Hawkins Patrick H.
|
4
|
|
|
TITAN PHARMACEUTICALS INC
|
8-K
|
Financial Statements
|
|
HAWKINS INC
|
4
|
Financial Statements
|
|
Annexon, Inc.
|
4
|
Financial Statements
|
|
Satter Muneer A
|
4
|
|
|
Murray Amy Y
|
4
|
|
|
AMERICAN FINANCIAL GROUP INC
|
4
|
Financial Statements
|
|
Gillis Michelle A
|
4
|
|
|
WELLTOWER INC.
|
8-K
|
Financial Statements
|
|
Merle Denise M
|
144
|
|
|
WEYERHAEUSER CO
|
144
|
Financial Statements
|
|
Pauls Matthew
|
144
|
|
|
Savara Inc
|
144
|
Financial Statements
|
|
Ehrsam Frederick Ernest III
|
4
|
|
|
SIFCO INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
Kintz Samuel
|
4
|
|
|
Enliven Therapeutics, Inc.
|
4
|
Financial Statements
|
|
HUYA Inc.
|
SC 13G
|
Financial Statements
|
|
Point72 Hong Kong Ltd
|
SC 13G
|
|
|
Crockett Thomas Andrew
|
4
|
|
|
KalVista Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
My Racehorse CA LLC
|
1-A POS
|
|
|
SRIVARU Holding Ltd
|
20-F
|
|
|
Nash William D
|
4
|
|
|
CARMAX INC
|
4
|
Financial Statements
|
|
Daniels Jon G
|
4
|
|
|
VHCP Management EG, LLC
|
3
|
|
|
Venrock Healthcare Capital Partners EG, L.P.
|
3
|
|
|
VHCP Co-Investment Holdings III, LLC
|
3
|
|
|
VHCP Management III, LLC
|
3
|
|
|
Venrock Healthcare Capital Partners III, L.P.
|
3
|
|
|
Shah Nimish P
|
3
|
|
|
Koh Bong Y
|
3
|
|
|
KalVista Pharmaceuticals, Inc.
|
3
|
Financial Statements
|
|
PECP VI-M, L.P.
|
D
|
|
|
O'Rear Keith
|
144
|
|
|
Hellum Erik
|
144
|
|
|
Townsquare Media, Inc.
|
144
|
Financial Statements
|
|
Griffin Highline Capital LLC
|
D
|
|
|
Martin Ryan
|
144
|
|
|
Fathom Digital Manufacturing Corp
|
144
|
|
|
PO-0810 Fund I, a series of Frontierspace VC, LP
|
D
|
|
|
ProtoKinetix, Inc.
|
D
|
|
|
WASHINGTON TRUST BANCORP INC
|
8-K
|
|
|
Natixis Funds Trust IV
|
497
|
|
|
GA-1102 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
Benchmark 2023-V2 Mortgage Trust
|
10-D
|
|
|
McCauley Tim
|
4
|
|
|
Chefs' Warehouse, Inc.
|
4
|
Financial Statements
|
|
BESSETTE DIANE J
|
4
|
|
|
LENNAR CORP /NEW/
|
4
|
Financial Statements
|
|
RIVERPARK FUNDS TRUST
|
497K
|
|
|
WILLIS CHARLES F IV
|
144
|
|
|
WILLIS LEASE FINANCE CORP
|
144
|
Financial Statements
|
|
Krysler P. Kevan
|
144
|
|
|
Pure Storage, Inc.
|
144
|
Financial Statements
|
|
Snowflake Inc.
|
144
|
Financial Statements
|
|
Slootman Frank
|
144
|
|
|
PERRY CHRISTOPHER JOHN
|
144
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
144
|
Financial Statements
|
|
LASANTA PEDRO J
|
4
|
|
|
Pharma-Bio Serv, Inc.
|
4
|
|
|
Benchmark 2023-V2 Mortgage Trust
|
ABS-EE
|
|
|
Greenbird Intelligence Fund, LLC Series N - SpaceX
|
D
|
|
|
Sullivan William M
|
144
|
|
|
Privia Health Group, Inc.
|
144
|
Financial Statements
|
|
Surdykowski Andrew J
|
4
|
|
|
Intercontinental Exchange, Inc.
|
4
|
Financial Statements
|
|
Pfeifer Andrea
|
144
|
|
|
AC Immune SA
|
144
|
Financial Statements
|
|
Natixis Funds Trust II
|
497
|
|
|
Hydr8 Us LLC
|
C
|
|
|
Weber Dustin
|
144
|
|
|
Altus Power, Inc.
|
144
|
|
|
Swayze Eric
|
144
|
|
|
IONIS PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Alphabet Inc.
|
144
|
Financial Statements
|
|
WALKER JOHN KENT
|
144
|
|
|
Lyft, Inc.
|
4
|
Financial Statements
|
|
BLACKWOOD-KAPRAL LISA
|
4
|
|
|
Lee Joshua C.
|
4
|
|
|
Origin Materials, Inc.
|
4
|
|
|
Omnisight, Inc.
|
D
|
|
|
Axonic International Fund, LP
|
40-APP/A
|
|
|
Axonic Private Credit Master Fund I, LP
|
40-APP/A
|
|
|
Axonic Commercial Real Estate Debt Master Fund, LP
|
40-APP/A
|
|
|
Axonic Credit Opportunities Master Fund, LP
|
40-APP/A
|
|
|
Axonic Structured Opportunities Master Fund, LP
|
40-APP/A
|
|
|
Axonic Multifamily Bridge Master Fund, LP
|
40-APP/A
|
|
|
Axonic Multifamily Bridge Fund, LP
|
40-APP/A
|
|
|
Axonic Commercial Real Estate Fund II, LP
|
40-APP/A
|
|
|
Axonic Alternative Income Fund
|
40-APP/A
|
|
|
Axonic Special Opportunities SBL Master Fund, LP
|
40-APP/A
|
|
|
Axonic Residential Mortgage Fund LP
|
40-APP/A
|
|
|
Axonic Capital LLC
|
40-APP/A
|
|
|
Castelli Jeff
|
144
|
|
|
AMICUS THERAPEUTICS, INC.
|
144
|
Financial Statements
|
|
Plavan Matthew T
|
4
|
|
|
VPC Impact Acquisition Holdings Sponsor, LLC
|
144
|
|
|
Bakkt Holdings, Inc.
|
144
|
|
|
Hull Anthony E
|
144
|
|
|
CARROLS RESTAURANT GROUP, INC.
|
144
|
Financial Statements
|
|
Riley Richard J.
|
4
|
|
|
SMITH WILLIAM W JR
|
4
|
|
|
SMITH MICRO SOFTWARE, INC.
|
4
|
Financial Statements
|
|
Quanex Building Products CORP
|
4
|
Financial Statements
|
|
DAVIS SUSAN F
|
4
|
|
|
VOYAGEUR TAX FREE FUNDS
|
485BPOS
|
|
|
Edwards Kenneth E.
|
144
|
|
|
SilverSun Technologies, Inc.
|
144
|
Financial Statements
|
|
908 Devices Inc.
|
144
|
Financial Statements
|
|
Griffith Joseph H. IV
|
144
|
|
|
Ison Fork Coal Opportunity Fund, L.P.
|
D
|
|
|
VOYAGEUR INTERMEDIATE TAX FREE FUNDS
|
485BPOS
|
|
|
Avitabile Daniel M.
|
4
|
|
|
Bissell John
|
4
|
|
|
FLASCHEN DAVID J S
|
144
|
|
|
PAYCHEX INC
|
144
|
Financial Statements
|
|
JACKSON DARREN R
|
4
|
|
|
WOLFSPEED, INC.
|
4
|
|
|
Mironova Anastasia G.
|
4
|
|
