| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
|
N-30D
|
|
|
PINKERTON JOHN H
|
4
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C24
|
10-D
|
|
|
Benchmark 2023-B39 Mortgage Trust
|
10-D
|
|
|
Citigroup Commercial Mortgage Trust 2022-GC48
|
ABS-EE
|
|
|
Inland Real Estate Income Trust, Inc.
|
8-K
|
|
|
Packebush Steven L
|
4
|
|
|
Benchmark 2023-B39 Mortgage Trust
|
ABS-EE
|
|
|
FINANCIAL INVESTORS TRUST
|
NPORT-P
|
|
|
DELANEY PETER B
|
4
|
|
|
ASCELLA BIOSYSTEMS, INC.
|
D
|
|
|
SMITH CLARENCE EDWARD
|
4
|
|
|
ProtoKinetix, Inc.
|
4
|
|
|
JPMCC Commercial Mortgage Securities Trust 2017-JP5
|
10-D
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
8-K
|
|
|
CANAAN LEE M
|
4
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
N-CSR
|
|
|
Alcohol Free Beverage Inc.
|
C
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C23
|
10-D
|
|
|
JPMCC Commercial Mortgage Securities Trust 2017-JP5
|
ABS-EE
|
|
|
BEHRMAN MARK T
|
4
|
|
|
Cohen & Steers Low Duration Preferred & Income Fund, Inc.
|
N-CSRS
|
|
|
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
|
NPORT-P
|
|
|
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
|
N-CSR
|
|
|
Amplify ETF Trust
|
NPORT-P
|
|
|
JAMES ADVANTAGE FUNDS
|
497
|
|
|
Cohen & Steers Alternative Income Fund, Inc.
|
N-CSR
|
|
|
Physician 360, Inc.
|
D
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C22
|
10-D
|
|
|
Federal Home Loan Bank of New York
|
8-K/A
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
ROYAL BANK OF CANADA
|
424B5
|
Financial Statements
|
|
Cohen & Steers Alternative Income Fund, Inc.
|
NPORT-P
|
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
NPORT-P
|
|
|
Cohen & Steers Low Duration Preferred & Income Fund, Inc.
|
NPORT-P
|
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
N-CSR
|
|
|
BNY Mellon Investment Funds II, Inc.
|
497
|
|
|
BNY Mellon Investment Funds IV, Inc.
|
497
|
|
|
BNY Mellon Investment Funds I
|
497
|
|
|
BNY Mellon Investment Funds III
|
497
|
|
|
IPC Alternative Real Estate Income Trust, Inc.
|
8-K
|
|
|
Campbell Lisa F
|
4
|
|
|
F&M BANK CORP
|
4
|
|
|
Wilcox McClelland W
|
4
|
|
|
Hanover Bancorp, Inc. /NY
|
4
|
Financial Statements
|
|
ZIZZA SALVATORE J
|
4
|
|
|
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
|
4
|
|
|
BMO 2023-5C1 Mortgage Trust
|
10-D
|
|
|
COMMUNITY BANCORP /VT
|
8-K
|
|
|
WFRBS Commercial Mortgage Trust 2013-C13
|
10-D
|
|
|
Enovix Corp
|
3/A
|
|
|
Malchow Joseph Ian
|
3/A
|
|
|
BMO 2023-5C1 Mortgage Trust
|
ABS-EE
|
|
|
LA-1120 Fund I, a series of Interplay Alpha, LP
|
D
|
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2014-C20
|
10-D
|
|
|
Spinnaker ETF Series
|
485BXT
|
|
|
GUTMANN BERNARD
|
3/A
|
|
|
Catholic Responsible Investments Funds
|
NPORT-P
|
|
|
D'Amico Raphael
|
4
|
|
|
McCamish Mark Anthony
|
144
|
|
|
AVADEL PHARMACEUTICALS PLC
|
144
|
Financial Statements
|
|
STEPHENS CHAD L
|
4
|
|
|
BANCO SANTANDER CHILE
|
6-K
|
Financial Statements
|
|
ATHENA GOLD CORP
|
8-K
|
|
|
WFRBS Commercial Mortgage Trust 2013-C11
|
10-D
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
N-CSR
|
|
|
JPMBB Commercial Mortgage Securities Trust 2013-C12
|
10-D
|
|
|
GCM Grosvenor Advance Feeder Fund II, L.P.
|
D
|
|
|
CEMTREX INC
|
10-K
|
Financial Statements
|
|
PRUDENTIAL WORLD FUND, INC.
|
N-CSR
|
|
|
NewStream Energy Technologies Group Inc
|
8-K
|
|
|
Carolina Lithotripsy, A Ltd Partnership
|
D
|
|
|
Advisors' Inner Circle Fund III
|
NPORT-P
|
|
|
Frost Family of Funds
|
NPORT-P
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
GCM Grosvenor Advance Fund II, L.P.
|
D
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
N-CSR
|
|
|
ADVISORS' INNER CIRCLE FUND
|
NPORT-P
|
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2013-LC11
|
10-D
|
|
|
Pioneer Series Trust VI
|
497
|
|
|
Pioneer Series Trust IV
|
497
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
497
|
|
|
PIONEER SERIES TRUST II
|
497
|
|
|
PIONEER SERIES TRUST X
|
497
|
|
|
PIONEER SERIES TRUST VII
|
497
|
|
|
PIONEER HIGH YIELD FUND
|
497
|
|
|
PIONEER SERIES TRUST XIV
|
497
|
|
|
PIONEER SERIES TRUST VIII
|
497
|
|
|
PIONEER EQUITY INCOME FUND
|
497
|
|
|
PIONEER MID CAP VALUE FUND
|
497
|
|
|
PIONEER BOND FUND /DE/
|
497
|
|
|
PIONEER SERIES TRUST XI
|
497
|
|
|
PIONEER FUND /MA/
|
497
|
|
|
CITIGROUP INC
|
424B8
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B8
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
N-CSR
|
|
|
Russell Kevin A.
|
4
|
|
|
ARC Medical Inc.
|
D/A
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 16
|
N-CSR
|
|
|
Grover Vikram P
|
4/A
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
4/A
|
|
|
FundVantage Trust
|
POS AMI
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C29
|
10-D
|
|
|
Benchmark 2023-V4 Mortgage Trust
|
10-D
|
|
|
ATRION CORP
|
8-K
|
Financial Statements
|
|
Benchmark 2023-V4 Mortgage Trust
|
ABS-EE
|
|
|
Eco Bright Future, Inc.
|
1-U
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C27
|
10-D
|
|
|
Benchmark 2018-B5 Mortgage Trust
|
10-D
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
ETF Series Solutions
|
NPORT-P
|
|
|
Benchmark 2018-B5 Mortgage Trust
|
ABS-EE
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
PIONEER SERIES TRUST XII
|
497K
|
|
|
iANTHUS CAPITAL HOLDINGS, INC.
|
8-K
|
|
|
BT Brands, Inc.
|
DEF 14A
|
|
|
Blackstone Secured Trust Ltd
|
D/A
|
|
|
PE-1114 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
Blackstone Secured Trust Feeder LP
|
D/A
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C26
|
10-D
|
|
|
STANDARD MEASURE LLC
|
D
|
|
|
Playing For Doubles Fund 1, LP
|
D/A
|
|
|
Pretred, Inc.
|
D
|
|
|
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC.
|
N-CSR
|
|
|
Goldman Sachs ETF Trust
|
485BXT
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
N-CSR
|
|
|
Grover Vikram P
|
4
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
4
|
|
|
Verizon Owner Trust 2020-B
|
15-15D
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C25
|
10-D
|
|
|
PIONEER SHORT TERM INCOME FUND
|
497K
|
|
|
WFRBS Commercial Mortgage Trust 2014-C21
|
10-D
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
N-CSR
|
|
|
North Oak Investment REIT, LLC
|
D
|
|
|
Sudo Biosciences, Inc.
|
D
|
|
|
PREDEX
|
N-23C3A
|
|
|
JPMCC Commercial Mortgage Securities Trust 2016-JP4
|
10-D
|
|
|
TRANSAMERICA FUNDS
|
497K
|
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2013-C10
|
10-D
|
|
|
Gaingels NopSec 2023 LLC
|
D
|
|
|
JPMCC Commercial Mortgage Securities Trust 2016-JP4
|
ABS-EE
|
|
|
CRP LDF REIT VIII, LLC
|
D
|
|
|
TRANSAMERICA FUNDS
|
497
|
|
|
Betaworks Ventures 3.0, LP
|
D
|
|
|
WFRBS Commercial Mortgage Trust 2014-C19
|
10-D
|
|
|
First Guaranty Bancshares, Inc.
|
D
|
Financial Statements
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
10-D
|
|
|
RiverNorth Flexible Municipal Income Fund II, Inc.
|
4
|
|
|
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
4
|
|
|
HARDING LOEVNER FUNDS INC
|
N-CSR
|
|
|
Pioneer Series Trust III
|
497K
|
|
|
Starwood Real Estate Income Trust, Inc.
|
8-K
|
|
|
BENCHMARK 2021-B31 MORTGAGE TRUST
|
ABS-EE
|
|
|
TREVENA INC
|
8-K
|
Financial Statements
|
|
Astria Therapeutics, Inc.
|
S-3/A
|
|
|
CRP VAF4 REIT I, LLC
|
D
|
|
|
JPMDB Commercial Mortgage Securities Trust 2017-C7
|
10-D
|
|
|
RIVERNORTH OPPORTUNITIES FUND, INC.
|
4
|
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2012-C6
|
10-D
|
|
|
JPMDB Commercial Mortgage Securities Trust 2017-C7
|
ABS-EE
|
|
|
PIONEER SERIES TRUST X
|
497K
|
|
|
BENCHMARK 2021-B27 MORTGAGE TRUST
|
10-D
|
|
|
Thrivent ETF Trust
|
24F-2NT
|
|
|
BENCHMARK 2021-B27 MORTGAGE TRUST
|
ABS-EE
|
|
|
Pioneer Series Trust V
|
497K
|
|
|
SMC Entertainment, Inc.
|
8-K
|
|
|
BNY Mellon Investment Funds VI
|
497
|
|
|
BNY Mellon Advantage Funds, Inc.
|
497
|
|
|
BNY Mellon Investment Funds V, Inc.
|
497
|
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
497
|
|
|
BNY MELLON INDEX FUNDS, INC.
|
497
|
|
|
BNY MELLON NEW JERSEY MUNICIPAL BOND FUND, INC.
|
497
|
|
|
BNY MELLON RESEARCH GROWTH FUND, INC.
|
497
|
|
|
Angel Oak Funds Trust
|
NPORT-P
|
|
|
Angel Oak Strategic Credit Fund
|
NPORT-P
|
|
|
Angel Oak Financial Strategies Income Term Trust
|
NPORT-P
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
HSG Alliance A
|
D
|
|
|
BofA Finance LLC
|
FWP
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
BENCHMARK 2021-B23 MORTGAGE TRUST
|
10-D
|
|
|
Pure Parent, LLC
|
D/A
|
|
|
Pzena Focused Credit Opportunities Fund, LP
|
D
|
|
|
BENCHMARK 2021-B23 MORTGAGE TRUST
|
ABS-EE
|
|
|
Stripe VenCap Dec 2023 a Series of Venley Capital Fund LLC
|
D
|
|
|
PERRITT FUNDS INC
|
NPORT-P
|
|
|
Variant Alternative Income Fund
|
NPORT-P
|
|
|
PRINCIPAL FUNDS, INC.
|
N-CSR
|
|
|
PRIAC VARIABLE CONTRACT ACCOUNT A
|
497
|
|
|
PERRY CHRISTOPHER JOHN
|
4
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
BENCHMARK 2020-B19 MORTGAGE TRUST
|
10-D
|
|
|
WD D1 Kofre Nov 2023 a Series of CGF2021 LLC
|
D
|
|
|
JPMCC Commercial Mortgage Securities Trust 2017-JP7
|
10-D
|
|
|
Invesco Unit Trusts Taxable Income Series 640
|
497J
|
|
|
JPMBB Commercial Mortgage Securities Trust 2013-C14
|
10-D
|
|
|
Invesco Unit Trusts Taxable Income Series 634
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 570
|
497J
|
|
|
BENCHMARK 2020-B19 MORTGAGE TRUST
|
ABS-EE
|
|
|
Invesco Unit Trusts Taxable Income Series 526
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 524
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 454
|
497J
|
|
|
JPMCC Commercial Mortgage Securities Trust 2017-JP7
|
ABS-EE
|
|
|
Forestar Group Inc.
|
4
|
Financial Statements
|
|
BARTOK DANIEL C
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 452
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 417
|
497J
|
|
|
Binns Philip
|
4
|
|
|
AGILENT TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
MEP-Lit SpaceX SPV a Series of CGF2021 LLC
|
D
|
|
|
Apple iSports Group, Inc.
|
10-Q
|
|
|
Van Kampen Unit Trusts Taxable Income Series 415
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 412
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 411
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 347
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 346
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 344
|
497J
|
|
|
STEWARD FUNDS, INC.
|
N-CSRS
|
|
|
BD Ventures VAC I LLC
|
D
|
|
|
Van Kampen Unit Trusts Taxable Income Series 335
|
497J
|
|
|
FINN Nov 2023 a Series of CGF2021 LLC
|
D
|
|
|
Van Kampen Unit Trusts Taxable Income Series 280
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 279
|
497J
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
10-D
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 44
|
497J
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 17
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1351
|
497J
|
|
|
NATIONAL STEEL CO
|
6-K
|
Financial Statements
|
|
Invesco Unit Trusts, Municipal Series 1341
|
497J
|
|
|
Folius Fond Relationship SPV LLC
|
D
|
|
|
Invesco Unit Trusts, Municipal Series 1340
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1336
|
497J
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
ABS-EE
|
|
|
Invesco Unit Trusts, Municipal Series 1303
|
497J
|
|
|
Becker Capital & Finance LLC
|
MA-I/A
|
|
|
Invesco Unit Trusts, Municipal Series 1301
|
497J
|
|
|
DOEREN MAYHEW CAPITAL ADVISORS, LLC
|
X-17A-5
|
|
|
EEM Ursa I Aggregator, LLC
|
D
|
|
|
Invesco Unit Trusts, Municipal Series 1300
|
497J
|
|
|
Mars Acquisition Corp.
|
10-K
|
|
|
Invesco Unit Trusts, Municipal Series 1271
|
497J
|
|
|
Upkeep Inc. Jul 2023 a Series of CGF2021 LLC
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7
|
10-D
|
|
|
Klein Michael S
|
144
|
|
|
ICAD INC
|
144
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-C32
|
10-D
|
|
|
FI-1125 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Energem Corp
|
S-4/A
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7
|
ABS-EE
|
|
|
Coastal Home Title, LLC
|
D
|
|
|
Rise Town East Partners, LLC
|
D
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE TRUST 2015-P2
|
10-D
|
|
|
GSBackers Apex Fund I a Series of CGF2021 LLC
|
D
|
|
|
Prime Set Group II, LLC
|
D
|
|
|
CARILLON SERIES TRUST
|
N-CSR
|
|
|
Dalrymple Philip
|
4
|
|
|
Independence Contract Drilling, Inc.
|
4
|
Financial Statements
|
|
OFG BANCORP
|
S-8
|
Financial Statements
|
|
Homegrown Growth LLC - Series Switchyards 2
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2014-LC16
|
10-D
|
|
|
BuildClub, Inc.
|
C/A
|
|
|
GSBackers Mon Ami Fund I a Series of CGF2021 LLC
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS1
|
10-D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
PCA Berkshire Fund XI
|
D
|
|
|
Berkshire Fund XI Strategic Executives Fund
|
D
|
|
|
PIONEER CORE TRUST I
|
POS AMI
|
|
|
COWBOY CLEAN FUELS, LLC
|
D
|
|
|
ZAS Syndicate ComeBack Mobility a Series of CGF2021 LLC
|
D
|
|
|
Gallegos John A. Jr.
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C27
|
10-D
|
|
|
Grandeur Peak Global Trust
|
497
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
Vitality Mealogic Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
Resurgens II Co-Invest B, L.P.
|
D
|
|
|
Edgewater Capital Partners V, LP
|
D/A
|
|
|
Phoenix Holdings Ltd.
|
SC 13G/A
|
|
|
ICL Group Ltd.
|
SC 13G/A
|
Financial Statements
|
|
Oak Hill Capital Partners VI
|
D/A
|
|
|
Bodem Barbara W.
|
4
|
|
|
BIOMARIN PHARMACEUTICAL INC
|
4
|
Financial Statements
|
|
Listed Funds Trust
|
497K
|
|
|
WFRBS Commercial Mortgage Trust 2014-C20
|
10-D
|
|
|
PIONEER SHORT TERM INCOME FUND
|
485BPOS
|
|
|
Platinum Credit Opportunities Feeder
|
D/A
|
|
|
Oak Hill Capital Partners VI
|
D/A
|
|
|
Sow Modular, Inc
|
D
|
|
|
BENCHMARK 2019-B15 MORTGAGE TRUST
|
10-D
|
|
|
PIONEER SERIES TRUST XII
|
485BPOS
|
|
|
Oak Hill Capital Partners VI
|
D/A
|
|
|
CHOYCE PHILIP A
|
4
|
|
|
KAMADA LTD
|
SC 13G/A
|
Financial Statements
|
|
EA Series Trust
|
N-CSR
|
|
|
Bodem Barbara W.
|
3
|
|
|
BIOMARIN PHARMACEUTICAL INC
|
3
|
Financial Statements
|
|
IS-1114 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
BENCHMARK 2019-B15 MORTGAGE TRUST
|
ABS-EE
|
|
