| Company Name |
Form Type |
SEC Filings |
|
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
DEF 14A
|
Financial Statements
|
|
Gamida Cell Ltd.
|
SC 13G
|
Financial Statements
|
|
Stonepine Capital Management, LLC
|
SC 13G
|
|
|
Touchstone ETF Trust
|
497
|
|
|
TOUCHSTONE FUNDS GROUP TRUST
|
497
|
|
|
Touchstone ETF Trust
|
497K
|
|
|
TOUCHSTONE FUNDS GROUP TRUST
|
497K
|
|
|
HADEED CHARLES P
|
144
|
|
|
TRANSCAT INC
|
144
|
Financial Statements
|
|
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
|
N-PX
|
|
|
Dobbins Robert Travis
|
144
|
|
|
VALVOLINE INC
|
144
|
Financial Statements
|
|
FRANKLIN LTD DURATION INCOME TRUST
|
N-PX
|
|
|
Insight Select Income Fund
|
NPORT-P
|
|
|
SPDR S&P MIDCAP 400 ETF TRUST
|
NPORT-P
|
|
|
ADVISORS SERIES TRUST
|
N-PX
|
|
|
Redwood Peak Opportunities Fund, L.P.
|
D/A
|
|
|
RENN Fund, Inc.
|
4
|
|
|
TEMPLETON DEVELOPING MARKETS TRUST
|
N-PX
|
|
|
Tax-Managed International Equity Portfolio
|
N-PX
|
|
|
Short Duration Inflation-Protected Income Portfolio
|
N-PX
|
|
|
5-to-15 Year Laddered Municipal Bond Portfolio
|
N-PX
|
|
|
Global Income Builder Portfolio
|
N-PX
|
|
|
Global Macro Capital Opportunities Portfolio
|
N-PX
|
|
|
Global Macro Absolute Return Advantage Portfolio
|
N-PX
|
|
|
Global Opportunities Portfolio
|
N-PX
|
|
|
Stock Portfolio
|
N-PX
|
|
|
International Income Portfolio
|
N-PX
|
|
|
Emerging Markets Local Income Portfolio
|
N-PX
|
|
|
Tax-Managed Value Portfolio
|
N-PX
|
|
|
TAX MANAGED SMALL CAP PORTFOLIO
|
N-PX
|
|
|
EATON VANCE FLOATING RATE PORTFOLIO/MA
|
N-PX
|
|
|
Tax-Managed Multi-Cap Growth Portfolio
|
N-PX
|
|
|
Core Bond Portfolio
|
N-PX
|
|
|
TAX-MANAGED GROWTH PORTFOLIO
|
N-PX
|
|
|
SENIOR DEBT PORTFOLIO
|
N-PX
|
|
|
HIGH INCOME OPPORTUNITIES PORTFOLIO
|
N-PX
|
|
|
Global Macro Portfolio
|
N-PX
|
|
|
GREATER INDIA PORTFOLIO
|
N-PX
|
|
|
UBS AG
|
FWP
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
NPORT-P
|
|
|
Franklin Alternative Strategies Funds
|
N-PX
|
|
|
VOSB Acquisition Corp I
|
RW WD
|
|
|
NORTH CAROLINA CAPITAL MANAGEMENT TRUST
|
485BPOS
|
|
|
FIDELITY HASTINGS STREET TRUST
|
485BPOS
|
|
|
Acadian Sustainable Global Equity Fund, LLC
|
D/A
|
|
|
SPARROW FUNDS
|
N-PX
|
|
|
Transportation & Logistics Systems, Inc.
|
POS AM
|
|
|
FRANKLIN MUNICIPAL SECURITIES TRUST
|
N-PX
|
|
|
STRATS
|
10-D
|
|
|
Crescent Point Energy Corp.
|
6-K
|
Financial Statements
|
|
AEGIS FUNDS
|
N-PX
|
|
|
HARKEN CAPITAL SECURITIES, LLC
|
X-17A-5
|
|
|
Redwood Peak Opportunities Fund
|
D/A
|
|
|
FRANKLIN MUTUAL SERIES FUNDS
|
N-PX
|
|
|
Robinson Kenneth B.
|
144
|
|
|
STRATS
|
10-D
|
|
|
Madson Patrick Joseph
|
4
|
|
|
NICOLET BANKSHARES INC
|
4
|
Financial Statements
|
|
Sarcevic Ademir
|
144
|
|
|
STANDEX INTERNATIONAL CORP/DE/
|
144
|
Financial Statements
|
|
Strategic Trust
|
485BXT
|
|
|
NEEDHAM FUNDS INC
|
N-PX
|
|
|
TEMPLETON EMERGING MARKETS INCOME FUND
|
N-PX
|
|
|
JPMDB Commercial Mortgage Securities Trust 2020-COR7
|
10-D
|
|
|
BRANDES INVESTMENT TRUST
|
NPORT-P
|
|
|
FRANKLIN VALUE INVESTORS TRUST
|
N-PX
|
|
|
SurgiBox Inc.
|
D
|
|
|
Prime Number Acquisition I Corp.
|
425
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
CH-0718 Fund I, a series of Evergreen Mountain Ventures, LP
|
D
|
|
|
Franklin California Tax Free Trust
|
N-PX
|
|
|
JPMDB Commercial Mortgage Securities Trust 2020-COR7
|
ABS-EE
|
|
|
Prime Number Acquisition I Corp.
|
8-K
|
|
|
STRATS
|
8-K
|
|
|
Denny Michael B.
|
4
|
|
|
FIRST FINANCIAL BANKSHARES INC
|
4
|
Financial Statements
|
|
BioSig Technologies, Inc.
|
8-K
|
Financial Statements
|
|
ANDERSON RENEE R
|
144
|
|
|
CORE MOLDING TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
FIDELITY SALEM STREET TRUST
|
485BPOS
|
|
|
ROYCE CAPITAL FUND
|
N-PX
|
|
|
ROYCE MICRO-CAP TRUST, INC.
|
N-PX
|
|
|
ROYCE FUND
|
N-PX
|
|
|
Invesco Exchange-Traded Self-Indexed Fund Trust
|
485BXT
|
|
|
Pear Tree Funds
|
40-17G
|
|
|
Kelly Jason R
|
144
|
|
|
Franklin Floating Rate Master Trust
|
N-PX
|
|
|
ROYCE GLOBAL VALUE TRUST, INC.
|
N-PX
|
|
|
STRATS SM TRUST FOR Goldman Sachs Cap I SEC SERIES 2005-3
|
8-K
|
|
|
CURTIS GEORGE L
|
4
|
|
|
CLEAN HARBORS INC
|
4
|
Financial Statements
|
|
ROYCE VALUE TRUST, INC.
|
N-PX
|
|
|
GR-1206 Fund I, a series of HyperGuap, LP
|
D
|
|
|
GR-1206 Fund I AL Vehicle, a series of HyperGuap, LP
|
D
|
|
|
STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4
|
8-K
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
NPORT-P
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
NPORT-P
|
|
|
Redwood Peak Opportunities Master Fund, L.P.
|
D/A
|
|
|
Amplify ETF Trust
|
DEL AM
|
|
|
STRATS
|
8-K
|
|
|
Poleg Tamir
|
144
|
|
|
Real Brokerage Inc
|
144
|
|
|
ARF ERISA Feeder, LLC
|
D/A
|
|
|
FEDERATED HERMES CORE TRUST
|
N-CSR
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
NPORT-P
|
|
|
FIDELITY MT VERNON STREET TRUST
|
497J
|
|
|
Hodgson Curtis Drew
|
4
|
|
|
HENCHEL GREGORY J
|
144
|
|
|
Advisors Disciplined Trust 2186
|
487
|
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
10-D
|
|
|
Federated Hermes Adviser Series
|
497K
|
|
|
SP-0504 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
abrdn Palladium ETF Trust
|
S-3/A
|
|
|
Clear Wave Delivery Systems LLC
|
D
|
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
ABS-EE
|
|
|
FIDELITY CHARLES STREET TRUST
|
497
|
|
|
Calamos Antetokounmpo Sustainable Equities Trust
|
NPORT-P
|
|
|
Sauerland John P
|
144
|
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
NPORT-P
|
|
|
WOODS DONALD JEFFREY
|
3
|
|
|
Jet.AI Inc.
|
3
|
|
|
DIAMOND HILL FUNDS
|
N-CSRS
|
|
|
Voya Separate Portfolios Trust
|
24F-2NT
|
|
|
Grace Acres RAL LLC
|
D
|
|
|
CALAMOS ADVISORS TRUST/IL
|
NPORT-P
|
|
|
Variable Insurance Products Fund V
|
497
|
|
|
BANK OF SOUTH CAROLINA CORP
|
8-K
|
Financial Statements
|
|
WISCONSIN CAPITAL FUNDS INC
|
N-PX
|
|
|
Jones Regina
|
144
|
|
|
Baker Hughes Holdings LLC
|
144
|
|
|
RAD Philadelphia SPV, LLC
|
D
|
|
|
LEGACY FRONTIER APARTMENTS LP LLC
|
D/A
|
|
|
High Tide Inc.
|
6-K
|
|
|
Potosi Peak Impact Fund II LP
|
D
|
|
|
WANGER ADVISORS TRUST
|
NPORT-P
|
|
|
COLUMBIA FUNDS VARIABLE INSURANCE TRUST
|
NPORT-P
|
|
|
Columbia Funds Variable Series Trust II
|
NPORT-P
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
NPORT-P
|
|
|
TRI-CONTINENTAL CORP
|
NPORT-P
|
Financial Statements
|
|
Integra Resources Corp.
|
SC 13G
|
|
|
Columbia ETF Trust II
|
NPORT-P
|
|
|
Equinox Partners Investment Management LLC
|
SC 13G
|
|
|
COLUMBIA ACORN TRUST
|
NPORT-P
|
|
|
Hamilton Lane Private Assets Fund
|
NPORT-P
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
NPORT-P
|
|
|
Columbia ETF Trust I
|
NPORT-P
|
|
|
Columbia Seligman Premium Technology Growth Fund, Inc.
|
NPORT-P
|
|
|
EUROPEAN EQUITY FUND, INC / MD
|
NPORT-P
|
|
|
NEW GERMANY FUND INC
|
NPORT-P
|
|
|
Voya EQUITY TRUST
|
24F-2NT
|
|
|
Che Austin
|
144
|
|
|
CULP INC
|
ARS
|
Financial Statements
|
|
Advisors Disciplined Trust 2195
|
487
|
|
|
CULP INC
|
DEF 14A
|
Financial Statements
|
|
BRADSHAW STANLEY J
|
4
|
|
|
FIRST BUSEY CORP /NV/
|
4
|
Financial Statements
|
|
Forrest Roderick M.
|
4
|
|
|
OSI Capital Management LLC
|
4
|
|
|
Turchiaro Tivin
|
4
|
|
|
Halliday Edward Neil
|
4
|
|
|
WOCAP Global Opportunity Investment Partners, L.P.
|
4
|
|
|
NEXTNAV INC.
|
4
|
|
|
Tidal Trust II
|
497K
|
|
|
Morgan Stanley ETF Trust
|
NPORT-P
|
|
|
Invesco Unit Trusts Taxable Income Series 559
|
485BPOS
|
|
|
Invesco Unit Trusts Taxable Income Series 501
|
485BPOS
|
|
|
Invesco Unit Trusts Taxable Income Series 465
|
485BPOS
|
|
|
Invesco Unit Trusts Taxable Income Series 449
|
485BPOS
|
|
|
VanEck ETF Trust
|
497
|
|
|
Invesco Unit Trusts Taxable Income Series 443
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 394
|
485BPOS
|
|
|
Westlake Chemical Partners LP
|
4
|
Financial Statements
|
|
Kenner Andrew
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 390
|
485BPOS
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
Van Kampen Unit Trusts Taxable Income Series 389
|
485BPOS
|
|
|
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
N-PX
|
|
|
VanEck ETF Trust
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 384
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 322
|
485BPOS
|
|
|
EAGLE FINANCIAL SERVICES INC
|
8-K
|
|
|
Van Kampen Unit Trusts Taxable Income Series 320
|
485BPOS
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
VAN KAMPEN UNIT TRUSTS TAXABLE INCOME SERIES 60
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1359
|
485BPOS
|
|
|
TORTOISE ENERGY INFRASTRUCTURE CORP
|
N-PX
|
Financial Statements
|
|
Invesco Unit Trusts, Municipal Series 1334
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1333
|
485BPOS
|
|
|
Invesco Unit Trusts, Municipal Series 1316
|
485BPOS
|
|
|
Federated Hermes Short-Intermediate Duration Municipal Trust
|
N-CSR
|
|
|
Invesco Unit Trusts, Municipal Series 1291
|
485BPOS
|
|
|
TORTOISE PIPELINE & ENERGY FUND, INC.
|
N-PX
|
|
|
Series Portfolios Trust
|
N-PX
|
|
|
Invesco Unit Trusts, Municipal Series 1256
|
485BPOS
|
|
|
Ecofin Tax-Exempt Private Credit Fund, Inc.
|
N-PX
|
|
|
Mid-Southern Bancorp, Inc.
|
15-12G
|
Financial Statements
|
|
Michael 1925 LLC
|
D/A
|
|
|
Sutherland Paul Howard
|
4
|
|
|
GAIA, INC
|
4
|
Financial Statements
|
|
AB Commercial Real Estate Private Debt Fund, LLC
|
4
|
|
|
Gellert Edward
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
|
NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VII
|
NPORT-P
|
|
|
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
|
NPORT-P
|
|
|
Krane Shares Trust
|
485BXT
|
|
|
Private Shares Fund
|
N-PX
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND V
|
NPORT-P
|
|
|
FIRST TRUST VARIABLE INSURANCE TRUST
|
NPORT-P
|
|
|
Tesoro Thomas
|
144
|
|
|
STANDARD MOTOR PRODUCTS, INC.
|
144
|
Financial Statements
|
|
Everett Stephanie Winn
|
4
|
|
|
CHART INDUSTRIES INC
|
4
|
Financial Statements
|
|
ARIEL INVESTMENT TRUST
|
NPORT-P
|
|
|
Barnes Melody C
|
144
|
|
|
Booz Allen Hamilton Holding Corp
|
144
|
Financial Statements
|
|
Torchio Louis J
|
4
|
|
|
Northwest Bancshares, Inc.
|
4
|
Financial Statements
|
|
LEGG MASON PARTNERS INCOME TRUST
|
N-CSRS
|
|
|
Brogan Marguerite
|
4
|
|
|
Federated Hermes Adviser Series
|
485BPOS
|
|
|
This Little Pig LLC
|
C/A
|
|
|
Aristotle Funds Series Trust
|
497
|
|
|
INVICTUS PRIVATE WEALTH, LLC
|
13F-HR
|
|
|
Federated Hermes Equity Income Fund, Inc.
|
N-PX
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
485BXT
|
|
|
EUROPEAN INVESTMENT BANK
|
424B5
|
|
|
Gordon Peter
|
4
|
|
|
ArrowMark Global Opportunity Fund V Offshore, LP
|
D
|
|
|
EUROPEAN INVESTMENT BANK
|
FWP
|
|
|
Halfday Tonics Inc.
|
D
|
|
|
017 - Series of IPOSharks Venture Master Fund, LLC
|
D/A
|
|
|
Jackpot 16 Card Game, Inc.
|
D
|
|
|
BuildClub, Inc.
|
C/A
|
|
|
JAPAN SMALLER CAPITALIZATION FUND INC
|
N-PX
|
|
|
ITC ORTHO CO-INVEST A, LP
|
D
|
|
|
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
|
N-PX
|
|
|
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND
|
N-PX
|
|
|
House Hack, Inc
|
1-A/A
|
|
|
Federated Hermes Equity Funds
|
N-PX
|
|
|
Pilgrim Global ICAV
|
D/A
|
|
|
Advanced Health Intelligence Ltd
|
6-K
|
|
|
Bogota Financial Corp.
|
4
|
|
|
Masterson John J.
|
4
|
|
|
Tortoise Midstream Energy Fund, Inc.
|
N-PX
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
N-CSRS
|
|
|
Crawford Capital Partners, LP
|
D/A
|
|
|
ABH Holdco, Inc.
|
C/A
|
|
|
AB Commercial Real Estate Private Debt Fund, LLC
|
8-K
|
|
|
HENNESSY FUNDS TRUST
|
AW
|
|
|
TORTOISE ENERGY INDEPENDENCE FUND, INC.
|
N-PX
|
|
|
TRxADE HEALTH, INC
|
8-K
|
|
|
RIVERPARK FUNDS TRUST
|
40-17G
|
|
|
Amerant Bancorp Inc.
|
CERT
|
Financial Statements
|
|
MO-0724 Fund I, a series of Zero Prime Ventures, LP
|
D/A
|
|
|
MOVADO GROUP INC
|
10-Q
|
Financial Statements
|
|
3360 Frankford LLC
|
C
|
|
|
Keith R. Alexandra
|
4
|
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
McDowell Robert J
|
4
|
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
4
|
Financial Statements
|
|
FRONTIER FUNDS, INC.
|
497
|
|
|
Integra Resources Corp.
|
6-K
|
|
|
LAUDER JANE
|
4
|
|
|
ArrowMark Global Opportunity Fund V, LP
|
D
|
|
|
Collaborative Investment Series Trust
|
N-PX/A
|
|
|
Drayman Michal
|
144
|
|
|
Perion Network Ltd.
|
144
|
Financial Statements
|
|
Apollo Global Management, Inc.
|
CERT
|
Financial Statements
|
|
International General Insurance Holdings Ltd.
|
SC TO-I/A
|
Financial Statements
|
|
International General Insurance Holdings Ltd.
|
SC 13E3/A
|
Financial Statements
|
|
Sadot Group Inc.
|
8-K
|
Financial Statements
|
|
ACTELIS NETWORKS INC
|
10-Q
|
Financial Statements
|
|
LEUTHOLD FUNDS INC
|
N-PX
|
|
|
Insight Acquisition Corp. /DE
|
DEF 14A
|
|
|
Esperion Therapeutics, Inc.
|
S-8
|
Financial Statements
|
|
Martin Lorraine M
|
4
|
|
|
KENNAMETAL INC
|
4
|
Financial Statements
|
|
International General Insurance Holdings Ltd.
|
6-K
|
Financial Statements
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-PX
|
|
|
WUNNING STEVEN H
|
4
|
|
|
All Africa Delaware Feeder LP
|
D/A
|
|
|
Troika Media Group, Inc.
|
8-K
|
|
|
SONO TEK CORP
|
8-K
|
|
|
Federated Hermes ETF Trust
|
N-PX
|
|
|
40 HEWLETT LLC
|
D
|
|
|
i-80 Gold Corp.
|
6-K
|
|
|
John Hancock Exchange-Traded Fund Trust
|
485BPOS
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
Tharby Linda M
|
4
|
|
|
KORU Medical Systems, Inc.
|
4
|
|
|
DOLLAR TREE, INC.
|
10-Q
|
Financial Statements
|
|
Rocky Mountain Chocolate Factory, Inc.
|
8-K
|
Financial Statements
|
|
BIOXYTRAN, INC
|
8-K
|
|
|
T-Mobile US, Inc.
|
8-K
|
Financial Statements
|
|
SmartTrust 626
|
487
|
|
