SEC Filings


2315
  
Company Name Form Type SEC Filings
WESTERN ASSET FUNDS INC NPORT-P
LEGG MASON PARTNERS VARIABLE EQUITY TRUST NPORT-P
LEGG MASON PARTNERS VARIABLE INCOME TRUST NPORT-P
Western Asset Diversified Income Fund NPORT-P
Legg Mason Global Asset Management Trust NPORT-P
NEW ALTERNATIVES FUND NPORT-P
Clarion Partners Real Estate Income Fund Inc. NPORT-P
WESTERN ASSET PREMIER BOND FUND NPORT-P
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. NPORT-P
LEGG MASON PARTNERS INCOME TRUST NPORT-P
Western Asset Mortgage Opportunity Fund Inc. NPORT-P
LEGG MASON PARTNERS INVESTMENT TRUST NPORT-P
LEGG MASON PARTNERS INSTITUTIONAL TRUST NPORT-P
Western Asset Investment Grade Income Fund Inc. NPORT-P
Federated Hermes Institutional Trust 24F-2NT
Quintos Karen H 144
LENNOX INTERNATIONAL INC 144 Financial Statements
BAILLIE GIFFORD FUNDS NPORT-P
Hyundai Auto Receivables Trust 2024-A ABS-EE
Omnissa Management Holdco LLC D
Alpha Financial Advisors, LLC N-PX
Illinois Municipal Retirement Fund N-PX
John Street Systematic Fund, L.P. D/A
Volkswagen Auto Loan Enhanced Trust 2023-2 10-D
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC 10-D
Plug & Play Financial Services Fund I, L.P. D/A
Chang John B. 144
COGENT COMMUNICATIONS HOLDINGS, INC. 144 Financial Statements
John Street Systematic Fund Ltd D/A
TSG Secondary Fund 5 LLC D
Volkswagen Auto Loan Enhanced Trust 2023-1 10-D
West Branch Capital LLC N-PX
Santori & Peters, Inc. N-PX
Pfann Oliver 4
LINDE PLC 4 Financial Statements
Murdock Michael N 144
RadNet, Inc. 144 Financial Statements
Volkswagen Auto Loan Enhanced Trust 2021-1 10-D
Jafroodi Scot R 4/A
INSTEEL INDUSTRIES INC 4/A Financial Statements
Ulrich Consultants & Investment Group, LLC N-PX
BUTLER NATIONAL CORP 8-K
Hyundai Auto Receivables Trust 2023-C ABS-EE
SIGNATUREFD, LLC N-PX
WCP Group LLC D
Pharmacosmos A/S SC TO-T
G1 Therapeutics, Inc. SC TO-T Financial Statements
La Plata Bancshares, Inc. D
Aft, Forsyth & Sober, LLC N-PX
SPDR GOLD TRUST FWP
Volkswagen Auto Lease Trust 2024-A 10-D
P2 Solar, Inc. 10-Q
Doma Holdings, Inc. 144
Smith Michael Alan 144
MORGAN STANLEY PATHWAY FUNDS N-14
Bleichroeder LP N-PX
Durbin Sean 4
York James R. 4
INSTEEL INDUSTRIES INC 4 Financial Statements
StrategX Elements Corp. D
KKR Asia Credit Opportunities Fund II SCSp D/A
Volkswagen Auto Lease Trust 2023-A 10-D
AFT, FORSYTH & COMPANY, INC. N-PX
Snell Kristi 4
YIELD10 BIOSCIENCE, INC. 4 Financial Statements
EDJY LLC D
NORRIS JOHN W III 144
Volkswagen Auto Lease Trust 2022-A 10-D
HENNESSY FUNDS TRUST 40-17G
XORTX Therapeutics Inc. 6-K
FOUNDATION INVESTMENT REAL ESTATE, INC 253G4
DUDLEY & SHANLEY, INC. N-PX
Hyundai Auto Receivables Trust 2023-B ABS-EE
AdvisorShares Trust NPORT-P
AQUILA FUNDS TRUST NPORT-P
Jafroodi Scot R 4
Columbia ETF Trust I 485BPOS
AltShares Trust N-PX
STONE DANIEL E. SC 13G/A
Scinai Immunotherapeutics Ltd. SC 13G/A Financial Statements
Alter Global - Alter Global SPV XXIII, LP D
FT 11659 487
Scotia Fondos, S.A. de C.V., Sociedad Operadora de Fondos de Inversion, Grupo Financiero Scotiabank Inverlat N-PX
ARBITRAGE FUNDS N-PX
JPMCC Commercial Mortgage Securities Trust 2019-COR4 10-D
Hyundai Auto Receivables Trust 2023-A ABS-EE
Moran Kevin P. 144
AlTi Global, Inc. 144
Krygier Christopher D 4
Global Water Resources, Inc. 4 Financial Statements
JPMCC Commercial Mortgage Securities Trust 2019-COR4 ABS-EE
L & S Advisors Inc N-PX
NEOGEN CORP S-8 Financial Statements
Tidal Trust III 8-A12B
Wagner Richard 4
FORBES J M & CO LLP N-PX
Agility Multi-Asset Income Fund NPORT-P
Federal Home Loan Bank of Pittsburgh 8-K
Tidal Trust II 497
MAINSAIL MANAGEMENT COMPANY, LLC N-PX
Federated Hermes Money Market Obligations Trust 24F-2NT
Altus Long Short Momentum Fund, LP D
Hyundai Auto Receivables Trust 2022-C ABS-EE
Clearwater Capital Advisors, LLC N-PX
BARCLAYS BANK PLC FWP
Nieuwoudt Stacy Durbin 4
Independence Contract Drilling, Inc. 4 Financial Statements
Sachs Adam David 144
Vicarious Surgical Inc. 144
ZRCN Inc. 8-K
Broz Steven 4
PROGRESSIVE CORP/OH/ 4 Financial Statements
Irrevocable Larson Family Investment Trust SCHEDULE 13G/A
COMSCORE, INC. SCHEDULE 13G/A Financial Statements
BALLARD ANDY 144
ETSY INC 144 Financial Statements
Forethought Variable Insurance Trust NPORT-P
KKR Asset-Based Income Fund NPORT-P
FIRST TRUST VARIABLE INSURANCE TRUST NPORT-P
Elise A.I. Technologies Corp. D
GOLDMAN SACHS TRUST 497K
Callahan Patrick K 4
NACE ANDREW B 4
KRONOS WORLDWIDE INC 4 Financial Statements
Investview, Inc. 8-K
TEM Distressed Real Estate Fund LLC D
Federal Home Loan Bank of New York 8-K
Feanny Tracy Ann 4
LATTICE SEMICONDUCTOR CORP 4 Financial Statements
World Omni Auto Receivables Trust 2024-C 8-K
WORLD OMNI AUTO RECEIVABLES LLC 8-K
VISTA CAPITAL PARTNERS, INC. N-PX
Chemomab Therapeutics Ltd. SC 13G
SPHERA FUNDS MANAGEMENT LTD. SC 13G
Frost Family of Funds N-PX
Luther Sherri R 4
Snyder Lila 144
PULTEGROUP INC/MI/ 144 Financial Statements
Tidal Trust II CERT
Burke Russell John 4
Life360, Inc. 4
TORRAY INVESTMENT PARTNERS LLC N-PX
Kindly MD, Inc. 8-K
Hyundai Auto Receivables Trust 2022-B ABS-EE
Fraser Andrew 3
Civeo Corp 3 Financial Statements
Stenberg Jon 4
CITIZENS, INC. 4 Financial Statements
Annis Gardner Whiting Capital Advisors, LLC N-PX
Mindset Wellness Holdings LLC D
SAGE FINANCIAL GROUP INC N-PX
CAMPBELL MOLLY 144
GRANITE CONSTRUCTION INC 144 Financial Statements
m funds Trust S-6
MVP LS FUND CDLXXIII LLC D/A
WOLTZ H O III 4
Heywell Corp D
Alpert Jordan M. 4
SUPERIOR GROUP OF COMPANIES, INC. 4 Financial Statements
JPMorgan Chase Financial Co. LLC 424B3
JPMORGAN CHASE & CO 424B3 Financial Statements
Variable Account AA 497J
Janus Henderson Biotech Innovation Master Fund Ltd 4
JANUS HENDERSON GROUP PLC 4 Financial Statements
ARCA biopharma, Inc. 4 Financial Statements
Beyond Loan 2 LLC D/A
ROCKWELL MEDICAL, INC. SCHEDULE 13G/A Financial Statements
Hyzon Motors Inc. SC 13D/A
HORIZON FUEL CELL TECHNOLOGIES PTE LTD SC 13D/A
SigFig Wealth Management, LLC N-PX
Advisors' Inner Circle Fund III N-PX
NELSON MARK JON 4
Shelter Mutual Insurance Co N-PX
United Bank N-PX
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC N-PX
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC N-PX
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC N-PX
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC N-PX
Elashmawi Esam 4
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc N-PX
Coombe Gary A 144
PROCTER & GAMBLE Co 144 Financial Statements
24NBFS CO-INVESTMENT LIMITED PARTNERSHIP D
Shelter Ins Retirement Plan N-PX
Purushothaman Balaji 144
Spinnaker ETF Series 485APOS
Kite Partners Fund 4, LLC D
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND NPORT-P
2023 ETF Series Trust NPORT-P
Padmanabhan Srikanth 4
CUMMINS INC 4 Financial Statements
Jejurikar Shailesh 144
J. L. Bainbridge & Co., Inc. N-PX
VELA Investment Management, LLC N-PX
Fenbo Holdings Ltd F-1/A
Hyundai Auto Receivables Trust 2022-A ABS-EE
Schulten Andre 144
Lovechio Joseph A 4
GIBRALTAR INDUSTRIES, INC. 4 Financial Statements
DaBreo Anthony 3
ERIE INDEMNITY CO 3 Financial Statements
HFG Wealth Management, LLC 13F-HR
LAUNCH Fund 4 DTW, LP D/A
Horizon Funds N-PX
ILS Fixed Horizon LLC 1-A/A
LAUNCH Fund 4, L.P. D/A
Kingdom Capital Fund 1 LLC D
SIT MUTUAL FUNDS INC NPORT-P
Simplify Exchange Traded Funds NPORT-P
SIT LARGE CAP GROWTH FUND INC NPORT-P
SEQUOIA FUND INC NPORT-P
SIT MID CAP GROWTH FUND INC NPORT-P
THIRD AVENUE VARIABLE SERIES TRUST NPORT-P
HPS Corporate Capital Solutions Fund 40-17G
Rad Technologies Inc. C-AR
HPS Corporate Lending Fund 40-17G
Hyundai Auto Receivables Trust 2021-C ABS-EE
EAGLE CAPITAL GROWTH FUND, INC. NPORT-P
EATON VANCE MUTUAL FUNDS TRUST NPORT-P
DEUTSCHE DWS TAX FREE TRUST 24F-2NT
UNION ASSET MANAGEMENT HOLDING AG N-PX
DEUTSCHE DWS SECURITIES TRUST 24F-2NT
DEUTSCHE DWS PORTFOLIO TRUST 24F-2NT
InMed Pharmaceuticals Inc. 8-K
DEUTSCHE DWS MUNICIPAL TRUST 24F-2NT
Union Investment Privatfonds GmbH N-PX
Hyundai Auto Receivables Trust 2021-B ABS-EE
REINHART PARTNERS, LLC. N-PX
Nissan Auto Receivables 2024-A Owner Trust ABS-EE
NISSAN AUTO RECEIVABLES Co II LLC ABS-EE
Gallacher Capital Management LLC N-PX
Five9, Inc. 8-K Financial Statements
Tidal Trust III 497K
Union Investment Institutional GmbH N-PX
BlackRock Broadway Fund, L.P. D/A
PG San Antonio OZ, L.P. D/A
Nissan Auto Receivables 2023-B Owner Trust ABS-EE
Cantor Equity Partners, Inc. SC 13G
MMCAP International Inc. SPC SC 13G
KCIC LIHTC Fund 11 LP D
3575 FUND LTD D/A
National Bank of Canada Global Finance 13F-NT
TRINITY BIOTECH PLC 6-K Financial Statements
BlackRock Systematic Total Alpha Fund LLC D/A
SHANAHAN WILLIAM S 4
Cyclo Therapeutics, Inc. 4
Corona George S 4
KELLY SERVICES INC 4 Financial Statements
Emerging Markets Alpha Fund Ltd. D/A
Spok Holdings, Inc 144 Financial Statements
WALLACE MICHAEL W 144
CONKLING WILLIAM 4
Triscari Thomas A. 4
Bright Mountain Media, Inc. 4
Wong Vivien 4
VanEck ETF Trust NPORT-P
Cross Shawn 4
VanEck VIP Trust NPORT-P
VanEck Funds NPORT-P
Pan Asia Opportunities Offshore Fund Ltd. D/A
Toig Randall M. 4
Riverside Ventures LIQ SPV, LP D
STRATTAN CE RICK 4
CENTRAL SECURITIES CORP NPORT-P Financial Statements
HARTFORD INVESTMENT MANAGEMENT CO N-PX
Control Medical Technology, Inc. D
Nissan Auto Receivables 2023-A Owner Trust ABS-EE
KAO MIN H 4
GARMIN LTD 4 Financial Statements
Fixed Income GlobalAlpha Offshore Fund Ltd. D/A
Sieger Markus 4
Federal Home Loan Bank of Boston 8-K
Municipal Employees' Retirement System of Michigan N-PX
Style Advantage Onshore, LLC D/A
Global Alpha Opportunities Fund Ltd. D/A
KILGORE LESLIE J 144
NETFLIX INC 144 Financial Statements
Schreiner James Alan 4
MKS INSTRUMENTS INC 4 Financial Statements
Hyundai Auto Receivables Trust 2021-A ABS-EE
Weinstein Boaz 4
Saba Capital Management, L.P. 4
PIONEER MUNICIPAL HIGH INCOME FUND, INC. 4
Knights of Columbus Asset Advisors LLC N-PX
BERKLEY W R CORP N-PX Financial Statements
Elektros, Inc. 1-SA
HESS JACK LEE 4
DONEGAL GROUP INC 4 Financial Statements
WAGNER DANIEL J 4
VIOZZI VINCENT ANTHONY 4
Cassady Schiller Wealth Management, LLC N-PX
Galaxy Liquid Crypto Fund, Ltd D/A
SPONIC DAVID WAYNE 4
Evenson Jeffrey W 144
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. 4
CORNING INC /NY 144 Financial Statements
Black Creek Investment Management Inc. N-PX
Queensland Holdings I, Inc. D
MILLER JEFFREY DEAN 4
Legacy Tower EB-5 Lender, LLC D/A