| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PERRY CHRISTOPHER JOHN
|
4
|
|
|
KALENKA ROBERT F
|
4
|
|
|
Gumbs Keir D
|
4
|
|
|
Gokey Timothy C
|
4
|
|
|
DESCHUTTER DOUGLAS RICHARD
|
4
|
|
|
BEEBE KEVIN L
|
144
|
|
|
SKYWORKS SOLUTIONS, INC.
|
144
|
Financial Statements
|
|
DALY RICHARD J
|
4
|
|
|
Carey Thomas P
|
4
|
|
|
MHR Acquisitions, Inc.
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2338
|
487
|
|
|
Cortez 2 LLC
|
D
|
|
|
Sbragia John
|
4
|
|
|
Priority Income Fund, Inc.
|
424B3
|
|
|
UBS AG
|
424B3
|
|
|
Hillesland Kevin
|
4
|
|
|
Cortez 1 LLC
|
D
|
|
|
Kramer Jeremy
|
144
|
|
|
DHT Holdings, Inc.
|
144
|
Financial Statements
|
|
AE FIRPTA Blocker, L.P.
|
D
|
|
|
Aligned Co-Invest Aggregator, L.P.
|
D
|
|
|
Allogene Therapeutics, Inc.
|
3
|
Financial Statements
|
|
Douglas Earl Martin
|
3
|
|
|
Mullet Matthew D.
|
4
|
|
|
CVS HEALTH Corp
|
8-K
|
Financial Statements
|
|
Adriatic Sea Holdco LLC
|
D
|
|
|
INTEGRATED RAIL & RESOURCES ACQUISITION CORP
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
NEIMAN FUNDS
|
N-PX
|
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
4
|
|
|
Stoner's Haven LLC
|
C
|
|
|
EQT Infrastructure VI
|
D/A
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Nuveen Core Plus Impact Fund
|
4
|
|
|
BLACKBAUD INC
|
144
|
Financial Statements
|
|
ELLIS GEORGE H
|
144
|
|
|
Nippon Xport Ventures, Inc.
|
3
|
|
|
Sacks Parente Golf, Inc.
|
3
|
|
|
Clearwater Capital Partners Direct Lending Opportunities Fund, L.P.
|
D/A
|
|
|
HARRISON STREET SOCIAL INFRASTRUCTURE FUND B, L.P.
|
D/A
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
Pepper Dorothy Lynn
|
3
|
|
|
Velocitas III LLC
|
D
|
|
|
Laser Photonics Corp
|
8-K
|
Financial Statements
|
|
GreenFig Micro Education, Inc.
|
D
|
|
|
SWS Partners
|
13F-HR/A
|
|
|
ASF IX Private Investors Offshore SICAV-RAIF S.C.Sp.
|
D/A
|
|
|
AIRGAIN INC
|
4
|
Financial Statements
|
|
SIMS JAMES K
|
4
|
|
|
Papadourakis Angelo Gregory
|
3
|
|
|
Liberty Media Corp
|
S-8
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
EQT Infrastructure VI
|
D/A
|
|
|
Ferris Michael Robert
|
3
|
|
|
GREENSPRING FUND INC
|
N-PX
|
|
|
HARRISON STREET SOCIAL INFRASTRUCTURE FUND A, L.P.
|
D/A
|
|
|
Churchill Capital Corp VI
|
4
|
|
|
Taconic Capital Advisors LP
|
4
|
|
|
Taconic Capital Advisors UK LLP
|
4
|
|
|
BROSENS FRANK
|
4
|
|
|
InkSpace Imaging, Inc.
|
D
|
|
|
Handy Steve
|
3
|
|
|
DigitSec, Inc.
|
D/A
|
|
|
Churchill Capital Corp VI
|
3
|
|
|
Taconic Capital Advisors LP
|
3
|
|
|
Taconic Capital Advisors UK LLP
|
3
|
|
|
BROSENS FRANK
|
3
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Summus Global, Inc.
|
D
|
|
|
Fund for Jobs Worth Owning, Inc.
|
D
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
JAMES ADVANTAGE FUNDS
|
N-PX
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Granite Peak Resources, LLC
|
SC 13D/A
|
|
|
American Clean Resources Group, Inc.
|
SC 13D/A
|
|
|
Yorihiro Akinobu
|
3
|
|
|
RIGGIERI ALBERT
|
144
|
|
|
AFLAC INC
|
144
|
Financial Statements
|
|
Jarman Victoria
|
4
|
|
|
PGIM Credit Income Fund
|
N-8A
|
|
|
Quinn Sean Edward
|
4
|
|
|
CIMPRESS plc
|
4
|
Financial Statements
|
|
TRIPLETT TIMOTHY
|
3
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
APPLIED OPTOELECTRONICS, INC.
|
8-K
|
Financial Statements
|
|
Schmitt Thomas
|
4
|
|
|
FORWARD AIR CORP
|
4
|
Financial Statements
|
|
Spinnaker ETF Series
|
485APOS
|
|
|
KISTNER WILLIAM G
|
4
|
|
|
Mansueto Joseph D
|
4
|
|
|
Morningstar, Inc.
|
4
|
Financial Statements
|
|
Hoge Brett Widney
|
3
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
Northern Lights Fund Trust
|
N-PX
|
|
|
VICUS CAPITAL
|
13F-HR
|
|
|
Mycotopia Therapies, Inc.
|
10-Q
|
|
|
Leech Ted A.
|
4
|
|
|
CAMPBELL GREGOR ALASDAIR
|
3
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497VPI
|
|
|
BANK OF NOVA SCOTIA
|
424B3
|
Financial Statements
|
|
SMITH GARY B
|
4
|
|
|
CIENA CORP
|
4
|
Financial Statements
|
|
New Found Gold Corp.
|
6-K
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497VPI
|
|
|
HARRISON STREET SOCIAL INFRASTRUCTURE FUND, L.P.
|
D/A
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
GlossGenius, Inc.
|
D
|
|
|
STEWART RICHARD ROSS
|
144
|
|
|
EAGLE MATERIALS INC
|
144
|
Financial Statements
|
|
Mercer Funds
|
485APOS
|
|
|
Guerrilla RF, Inc.
|
8-K
|
|
|
Foster` John
|
4
|
|
|
Bridge Builder Trust
|
N-PX
|
|
|
Victory Portfolios II
|
485BXT
|
|
|
SilverRock Resort Investment M LLC
|
D
|
|
|
Go To-U Inc.
|
D
|
|
|
Tarruella de Oriol Jose
|
144
|
|
|
Scorpio Tankers Inc.
|
144
|
Financial Statements
|
|
Greenhaven Road Capital Fund 1 Offshore, Ltd.
|
D/A
|
|
|
Beta Beta Co Ltd
|
D
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497
|
|
|
Armstrong Robert John Jr
|
4
|
|
|
ZEBRA TECHNOLOGIES CORP
|
4
|
Financial Statements
|
|
Patel Sagar A
|
4
|
|
|
KENNAMETAL INC
|
4
|
Financial Statements
|
|
PSHUH, LLC
|
D
|
|
|
ASPAC I Acquisition Corp.
|
10-Q
|
|
|
Healthy Green Group Holding Ltd
|
F-1/A
|
|
|
York Jakob
|
4
|
|
|
FITLIFE BRANDS, INC.
|
4
|
|
|
Adams Joseph C.
|
4
|
|
|
STRANGHOENER LAWRENCE W
|
4
|
|
|
THEATRE OF THE UNIMPRESSED LTD LIABILITY CO
|
D
|
|
|
PURESTREAM, LLC
|
ATS-N/CA
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Greenhaven Road Capital Fund 2, L.P.
|
D/A
|
|
|
Gasima Global Strategic Opportunities Fund LP
|
D/A
|
|
|
DeliveryDomain, Inc.
|
C
|
|
|
IndexIQ Active ETF Trust
|
485BXT
|
|
|
Jyong Biotech Ltd.
|
F-1
|
|
|
OT-0630 Gaingels Fund III, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
OT-0630 Gaingels Fund III AL Vehicle, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
Cyberstarts Opportunity Fund, L.P.
|
D/A
|
|
|
Farrell Michael J.
|
4
|
|
|
RESMED INC
|
4
|
Financial Statements
|
|
Mynaric AG
|
6-K
|
Financial Statements
|
|
Strategic Risk, LLC.
|
4
|
|
|
1847 Holdings LLC
|
4
|
Financial Statements
|
|
Idaho Copper Corp
|
8-K
|
|
|
Series Fund D, a series of UM Pre-IPO Portfolio Fund II LLC
|
D
|
|
|
GREENPOWER MOTOR Co INC.
|
6-K
|
|
|
Witt Marshall
|
4
|
|
|
TD SYNNEX CORP
|
4
|
Financial Statements
|
|
BE-0620 Gaingels Fund IV AL Vehicle, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
BE-0620 Gaingels Fund IV, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
NEOS ETF Trust
|
485BXT
|
|
|
Greenhaven Road Capital Partners Fund, L.P.
|
D/A
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497VPU
|
|
|
Durable Capital Partners LP
|
13F-HR/A
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497VPU
|
|
|
FT 10926
|
487
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Energous Corp
|
144
|
Financial Statements
|
|
MANNINA WILLIAM T
|
144
|
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
GoATL Economic Impact Pool, LLC
|
D
|
|
|
Eagle Bancorp Montana, Inc.
|
4
|
Financial Statements
|
|
MCCARVEL THOMAS J
|
4
|
|
|
Moore Jeffrey T.
|
4
|
|
|
PLUMAS BANCORP
|
4
|
Financial Statements
|
|
Ashmore Funds
|
N-PX
|
|
|
WUNNING STEVEN H
|
4
|
|
|
DNX PARTNERS IV, LP
|
D
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
UC At One II LLC
|
D
|
|
|
FARMERS & MERCHANTS BANCORP INC
|
8-K/A
|
Financial Statements
|
|
Hollywood Burger Holdings, Inc.
|
D/A
|
|
|
Pine Street Healthcare Holdings, LLC
|
D
|
|
|
SILVERBACK ASSET MANAGEMENT LLC
|
13F-HR/A
|
|
|
Skyline Champion Corp
|
8-K
|
Financial Statements
|
|
Capital Group International Equity ETF
|
N-1A/A
|
|
|
GoATL Economic Inclusion Fund, LP
|
D
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Martin Lorraine M
|
4
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
IVY FUNDS
|
497K
|
|
|
Capital Group Dividend Growers ETF
|
N-1A/A
|
|
|
IVY FUNDS
|
497
|
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
347 North Queen Street LLC
|
D
|
|
|
Pacific Oak Strategic Opportunity REIT, Inc.
|
8-K
|
|
|
LAMBERT WILLIAM M
|
4
|
|
|
Capital Group Core Balanced ETF
|
N-1A/A
|
|
|
Advantage Advisers Xanthus Fund, L.L.C.
|
NPORT-P
|
|
|
Crowl Ben
|
4
|
|
|
Stone Point Credit Corp
|
8-K
|
|
|
HEARTLAND GROUP INC
|
N-CSRS
|
|
|
SWEDISH EXPORT CREDIT CORP /SWED/
|
FWP
|
|
|
Warren Michael J.
|
4
|
|
|
MAXIMUS, INC.
|
4
|
Financial Statements
|
|
Marquez Octavio
|
4
|
|
|
DIEBOLD NIXDORF, Inc
|
4
|
Financial Statements
|
|
Moneda Carlyle CLO Debt Fund
|
D
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
LCR Strategic Minerals, LLC
|
D
|
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
N-PX
|
|
|
Manzone Albert
|
4
|
|
|
PERRIGO Co plc
|
4
|
Financial Statements
|
|
Cofer-Wildsmith Marina
|
4
|
|
|
Optimus Healthcare Services, Inc.
|
8-K
|
|
|
LUXUS VACATION PROPERTIES US LIMITED PARTNERSHIP
|
D
|
|
|
EAM Long-Only Emerging Markets Fund Delaware LP
|
D/A
|
|
|
Gunby Steven Henry
|
4
|
|
|
ARROW ELECTRONICS, INC.
|
4
|
Financial Statements
|
|
Harvey William J.
|
4
|
|
|
Qurate Retail, Inc.
|
8-K
|
Financial Statements
|
|
EAM Long-Only Emerging Markets Feeder Fund Ltd
|
D/A
|
|
|
Honda Auto Receivables 2023-3 Owner Trust
|
8-K
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
8-K
|
|
|
M FUND INC
|
N-PX
|
|
|
Kerin Andrew Charles
|
4
|
|
|
NELSON THOMAS C
|
4
|
|
|
YUM BRANDS INC
|
4
|
Financial Statements
|
|
TAUSCHER RANDALL
|
4
|
|
|
MARTIN MIDSTREAM PARTNERS L.P.
|
4
|
Financial Statements
|
|
BONDURANT ROBERT D
|
4
|
|
|
BOOTH CHRIS H
|
4
|
|
|
Shoup Scot A
|
4
|
|
|
MARTIN RUBEN S
|
4
|
|
|
Blue Heaven Coffee, Inc.
|
1-A POS
|
|
|
Taylor Sharon L
|
4
|
|
|
Lowe Carol P
|
4
|
|
|
Marvell Technology, Inc.
|
4
|
Financial Statements
|
|
Koopmans Chris
|
4
|
|
|
WILLIAMSBURG INVESTMENT TRUST
|
485APOS
|
|
|
VECTORMAX Corp
|
D
|
|
|
Davis Cindy L
|
4
|
|
|
WYTEC INTERNATIONAL INC
|
8-K
|
|
|
Honda Auto Receivables 2023-3 Owner Trust
|
424B5
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
424B5
|
|
|
Liberty Broadband Corp
|
8-K
|
Financial Statements
|
|
Piesik Margaret R.
|
4
|
|
|
GIT INVESTMENT SERVICES, INC.
|
X-17A-5
|
|
|
Hoge Stephen
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
PEACEABLE INVESTOR GROUP IV
|
D
|
|
|
Harrison Deborah Marriott
|
144
|
|
|
MARRIOTT INTERNATIONAL INC /MD/
|
144
|
Financial Statements
|
|
Egan-Jones Ratings Co
|
NRSRO-UPD
|
|
|
915 & Main, LLC
|
C-AR
|
|
|
ALVARADO JOSEPH
|
4
|
|
|
SalesVista Holding, LLC
|
D
|
|
|
WORLD ACCEPTANCE CORP
|
8-K
|
Financial Statements
|
|
GOLDENWELL BIOTECH, INC.
|
10-Q
|
|
|
Lord Abbett Special Situations Income Fund
|
N-PX
|
|
|
LORD ABBETT TRUST I
|
N-PX
|
|
|
ALLSPRING FUNDS TRUST
|
485APOS
|
|
|
LORD ABBETT SECURITIES TRUST
|
N-PX
|
|
|
LORD ABBETT SERIES FUND INC
|
N-PX
|
|
|
Schutte John
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
Mansfield Michael J.
|
4
|
|
|
LORD ABBETT RESEARCH FUND INC
|
N-PX
|
|
|
Saunier Edwin S
|
4
|
|
|
Craftsman Special Opportunities LP
|
D
|
|
|
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND
|
N-PX
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
LORD ABBETT MUNICIPAL INCOME FUND INC
|
N-PX
|
|
|
LORD ABBETT MID CAP STOCK FUND INC
|
N-PX
|
|
|
Lemonade Technology Inc.
|
D
|
|
|
Priebe Stephen M
|
4
|
|
|
LORD ABBETT INVESTMENT TRUST
|
N-PX
|
|
|
Bickel Paul J III
|
4
|
|
|
iCapital-KKR Global Impact II Access Fund, L.P.
|
D/A
|
|
|
SMG Industries Inc.
|
8-K
|
|
|
LORD ABBETT GLOBAL FUND INC
|
N-PX
|
|
|
LiveOak Select Fund I, L.P.
|
D
|
|
|
Lord Abbett Floating Rate High Income Fund
|
N-PX
|
|
|
STANSBERRY ASSET MANAGEMENT, LLC
|
13F-HR/A
|
|
|
Burr Erin
|
4
|
|
|
LORD ABBETT DEVELOPING GROWTH FUND, INC.
|
N-PX
|
|
|
La Lande Rashida
|
144
|
|
|
Kraft Heinz Co
|
144
|
Financial Statements
|
|
Lord Abbett Credit Opportunities Fund
|
N-PX
|
|
|
LORD ABBETT BOND DEBENTURE FUND INC
|
N-PX
|
|
|
Kay Edward William Jr.
|
4
|
|
|
Vuzix Corp
|
4
|
Financial Statements
|
|
LORD ABBETT AFFILIATED FUND INC
|
N-PX
|
|
|
ACKERMAN JOEL
|
4
|
|
|
CHAMPIONS ONCOLOGY, INC.
|
4
|
Financial Statements
|
|
Corriders Calvin
|
4
|
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
