| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BROADWOOD PARTNERS, L.P.
|
13F-NT
|
|
|
COATUE OFFSHORE MASTER FUND LP
|
13F-NT
|
|
|
Baker Avenue Asset Management, LP
|
13F-HR
|
|
|
Theleme Partners LLP
|
13F-HR
|
|
|
Allianz Global Investors UK Ltd
|
13F-NT
|
|
|
MAPLELANE CAPITAL, LLC
|
13F-HR
|
|
|
Coatue Long Only Offshore Master Fund Ltd
|
13F-NT
|
|
|
BROADWOOD CAPITAL INC
|
13F-HR
|
|
|
Allianz Asset Management GmbH
|
13F-HR
|
|
|
SECOND ACT THEATRICAL CAPITAL LLC
|
C/A
|
|
|
Atlas OCM Holdings, LLC
|
13F-NT
|
|
|
Benefit Street Partners LLC
|
13F-HR
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Kayne Anderson NextGen Energy & Infrastructure, Inc.
|
SC 13D/A
|
|
|
Annandale Capital, LLC
|
13F-HR
|
|
|
Stoneleigh Partners, LP
|
13F-NT
|
|
|
NEEDHAM EMERGING GROWTH PARTNERS LP
|
13F-NT
|
|
|
L & S Advisors Inc
|
13F-HR
|
|
|
Oaktree Fund Advisors, LLC
|
13F-HR
|
|
|
Southport Management Limited Partnership
|
13F-NT
|
|
|
NXT Energy Solutions Inc.
|
6-K
|
|
|
Total Fund Solution
|
497K
|
|
|
Total Fund Solution
|
485BPOS
|
|
|
SOUTHPORT MANAGEMENT, L.L.C.
|
13F-HR
|
|
|
COATUE KONA III LP
|
13F-NT
|
|
|
Granby Capital Management, LLC
|
13F-HR
|
|
|
KETTLE HILL CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Kosmin Fund Ltd
|
13F-NT
|
|
|
Needham Aggressive Growth Fund
|
13F-NT
|
|
|
Invesco Unit Trusts Series 2322
|
S-6
|
|
|
Adelphi Capital LLP
|
13F-HR
|
|
|
Invesco Unit Trusts Series 2321
|
S-6
|
|
|
Bizma Investimentos Ltda
|
13F-HR
|
|
|
Alcentra Ltd
|
13F-HR
|
|
|
Invesco Unit Trusts Series 2320
|
S-6
|
|
|
Coatue Growth Fund IV LP
|
13F-NT
|
|
|
Invesco Unit Trusts Series 2319
|
S-6
|
|
|
Invesco Unit Trusts Series 2318
|
S-6
|
|
|
PFS INVESTMENTS INC.
|
13F-HR
|
|
|
BROOKFIELD Corp /ON/
|
6-K
|
|
|
OAKTREE CAPITAL MANAGEMENT LP
|
13F-HR
|
|
|
SFMG, LLC
|
13F-HR
|
|
|
qPULA Trading Management LP
|
13F-HR
|
|
|
Berkshire Partners Holdings LLC
|
13F-NT
|
|
|
Turiya Advisors Asia Ltd
|
13F-HR
|
|
|
Burke & Boyer, Inc.
|
C
|
|
|
Coatue FinTech Fund I LP
|
13F-NT
|
|
|
tru Independence LLC
|
13F-HR
|
|
|
Bain Capital Public Equity, LP
|
13F-HR
|
|
|
Berkshire Partners LLC
|
13F-HR
|
|
|
I.G.Y. Ltd
|
13F-HR
|
|
|
NEEDHAM INVESTMENT MANAGEMENT LLC
|
13F-HR
|
|
|
140 Summer Partners Master Fund LP
|
13F-NT
|
|
|
BPSP, L.P.
|
13F-NT
|
|
|
COOPER CAPITAL INVESTMENTS LLC
|
D
|
|
|
PATRIOT NATIONAL BANCORP INC
|
8-K
|
Financial Statements
|
|
V B S Exchange Pty Ltd
|
SC 13G/A
|
|
|
Rise Gold Corp.
|
SC 13G/A
|
|
|
Coatue CT 103 LLC
|
13F-NT
|
|
|
140 Summer Partners LP
|
13F-HR
|
|
|
Rossmore Private Capital
|
13F-HR
|
|
|
Sunriver Management LLC
|
13F-HR
|
|
|
Stellus Capital Investment Corp
|
8-K
|
Financial Statements
|
|
Pivotal Investment Corp III
|
8-K
|
|
|
Sitio Royalties Corp.
|
POSASR
|
|
|
Stockbridge Partners LLC
|
13F-HR
|
|
|
Archon Capital Management LLC
|
13F-HR
|
|
|
ENERGY CO OF PARANA
|
6-K
|
Financial Statements
|
|
Bleichroeder LP
|
13F-HR
|
|
|
Echo Street Capital Management LLC
|
13F-HR
|
|
|
EDENBROOK LONG ONLY VALUE FUND, LP
|
13F-NT
|
|
|
Coatue CT 93 LLC
|
13F-NT
|
|
|
Tekne Long Only Master Fund, L.P.
|
13F-NT
|
|
|
WAVEDANCER, INC.
|
8-K
|
|
|
Kezar Life Sciences, Inc.
|
8-K
|
Financial Statements
|
|
Bain Capital Public Equity Management II, LLC
|
13F-HR
|
|
|
Tekne Master Fund, L.P.
|
13F-NT
|
|
|
INDUS PARTNERS, LLC
|
13F-NT
|
|
|
Edenbrook Capital, LLC
|
13F-HR
|
|
|
Data Knights Acquisition Corp.
|
425
|
|
|
Data Knights Acquisition Corp.
|
8-K
|
|
|
Coatue Asia Fund LP
|
13F-NT
|
|
|
Tekne Capital Management, LLC
|
13F-HR
|
|
|
INDUS CAPITAL PARTNERS, LLC
|
13F-HR
|
|
|
ICAHN ENTERPRISES L.P.
|
8-K
|
Financial Statements
|
|
HARBERT FUND ADVISORS, INC.
|
13F-HR
|
|
|
Regis Acquisition Inc.
|
13F-HR
|
|
|
180 Life Sciences Corp.
|
424B4
|
|
|
Nucleo Master Fundo De Investimento De Acoes
|
13F-NT
|
|
|
HHM Wealth Advisors, LLC
|
13F-HR
|
|
|
Bain Capital Credit, LP
|
13F-HR
|
|
|
Conifer Management, L.L.C.
|
13F-HR
|
|
|
NUCLEO CAPITAL LTDA.
|
13F-HR
|
|
|
LFL Advisers, LLC
|
13F-HR
|
|
|
COATUE MANAGEMENT LLC
|
13F-HR
|
|
|
Bridgeline Digital, Inc.
|
10-Q
|
|
|
Corre Partners Management, LLC
|
13F-HR
|
|
|
Wishbone Management, LP
|
13F-HR
|
|
|
BRX Global LP
|
13F-HR
|
|
|
Laidlaw Wealth Management LLC
|
13F-HR
|
|
|
Chieftain Capital Management, Inc.
|
13F-HR
|
|
|
Hyperion Capital Advisors LP
|
13F-HR
|
|
|
Galaxy Gaming, Inc.
|
10-Q
|
|
|
THOMA BRAVO, L.P.
|
13F-HR
|
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
Ruane, Cunniff & Goldfarb L.P.
|
13F-HR
|
|
|
Hall Capital Partners LLC
|
13F-NT
|
|
|
Sofi Newby III Joint Venture
|
D
|
|
|
INVENIO WEALTH PARTNERS LLC
|
13F-HR
|
|
|
MCI, LC
|
SC 13D/A
|
|
|
Startek, Inc.
|
SC 13D/A
|
Financial Statements
|
|
BNY MELLON INVESTMENT PORTFOLIOS
|
N-CSRS
|
|
|
Manulife Investment Management
|
13F-NT
|
|
|
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO
|
13F-HR
|
|
|
PFW Advisors LLC
|
13F-HR
|
|
|
Lead Edge Capital Management, LLC
|
13F-HR
|
|
|
MCINTYRE FREEDMAN & FLYNN INVESTMENT ADVISERS INC
|
13F-HR
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Amundi
|
13F-NT
|
|
|
NEXT CENTURY GROWTH INVESTORS LLC
|
13F-HR
|
|
|
Circle Energy, Inc./NV
|
10-Q
|
|
|
Coyni, Inc.
|
10-Q
|
|
|
Clark Capital Management Group, Inc.
|
13F-HR
|
|
|
Hamilton Beach Brands Holding Co
|
SC 13D/A
|
Financial Statements
|
|
RANKIN ALFRED M ET AL
|
SC 13D/A
|
|
|
Sentinel Energy Services Inc.
|
10-Q
|
|
|
INHERENT GROUP GP, LLC
|
13F-NT
|
|
|
Lighthouse Investment Partners, LLC
|
13F-HR
|
|
|
HPS Corporate Lending Fund
|
10-Q
|
|
|
CHINA CHANGJIANG MINING & NEW ENERGY COMPANY, LTD.
|
10-Q
|
|
|
Clean Vision Corp
|
NT 10-Q
|
|
|
Sphera Global Healthcare GP Ltd.
|
13F-NT
|
|
|
TenCore Partners, LP
|
13F-HR
|
|
|
Medpace Holdings, Inc.
|
144
|
Financial Statements
|
|
Kraft Robert O.
|
144
|
|
|
GOBI CAPITAL LLC
|
13F-HR
|
|
|
Mitrano Richard J.
|
144
|
|
|
Frequency Therapeutics, Inc.
|
144
|
Financial Statements
|
|
North Rock Capital Management, LLC
|
13F-NT
|
|
|
SOCIETE GENERALE GESTION
|
13F-NT
|
|
|
INHERENT GROUP, LP
|
13F-HR
|
|
|
zeroRISC Inc.
|
D
|
|
|
FORESTER FUNDS INC
|
NPORT-P
|
|
|
Mythos Ventures Fund I, L.P.
|
D
|
|
|
GUARDIAN CAPITAL ADVISORS LP
|
13F-HR
|
|
|
Williams Cameron E.
|
4
|
|
|
BIO KEY INTERNATIONAL INC
|
4
|
Financial Statements
|
|
Wealth Dimensions Group, Ltd.
|
13F-HR
|
|
|
Valley National Bank
|
13F-NT
|
|
|
Lion Point Capital, LP
|
13F-HR
|
|
|
Blosil Dominic
|
144
|
|
|
Traeger, Inc.
|
144
|
Financial Statements
|
|
VALLEY FINANCIAL MANAGEMENT, INC.
|
13F-HR
|
|
|
IO Biotech, Inc.
|
SC 13G/A
|
Financial Statements
|
|
HBM Healthcare Investments
|
SC 13G/A
|
|
|
Desch Susanne
|
3
|
|
|
Blackstone Private Equity Strategies Fund L.P.
|
3
|
|
|
AMUNDI HONG KONG LTD
|
13F-NT
|
|
|
Loose Christopher R.
|
144
|
|
|
PAR CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
IO Biotech, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Lundbeckfond Invest A/S
|
SC 13D/A
|
|
|
JLL Income Property Trust, Inc.
|
10-Q
|
|
|
SPHERA FUNDS MANAGEMENT LTD.
|
13F-HR
|
|
|
CANTOR FITZGERALD & CO.
|
13F-NT
|
|
|
SEVEN EIGHT CAPITAL, LP
|
13F-HR
|
|
|
Worthen Britton M.
|
144
|
|
|
Nikola Corp
|
144
|
Financial Statements
|
|
CANTOR FITZGERALD INVESTMENT ADVISORS L.P.
|
13F-NT
|
|
|
Duquesne Family Office LLC
|
13F-HR
|
|
|
Starwood Capital Group Management, L.L.C.
|
13F-HR
|
|
|
Stark Focus Group, Inc.
|
10-Q
|
|
|
Cantor Fitzgerald Europe
|
13F-NT
|
|
|
LandX 3, LLC
|
D
|
|
|
CANTOR FITZGERALD SECURITIES
|
13F-NT
|
|
|
AMUNDI AUSTRIA GMBH
|
13F-NT
|
|
|
APPYEA, INC
|
10-Q
|
|
|
KBI Global Investors Ltd
|
13F-NT
|
|
|
BROWN CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
HIGHBRIDGE CAPITAL MANAGEMENT LLC
|
13F-HR/A
|
|
|
Smith Group Asset Management, LLC
|
13F-NT
|
|
|
ADW Capital Management, LLC
|
13F-HR
|
|
|
NEWMARK GROUP, INC.
|
13F-HR
|
Financial Statements
|
|
GUARDIAN CAPITAL LP
|
13F-HR
|
|
|
MANULIFE INVESTMENT MANAGEMENT
|
13F-NT
|
|
|
LINCOLN NATIONAL LIFE INSURANCE CO /IN/
|
POS AM
|
|
|
Pensionmark Financial Group, LLC
|
13F-HR
|
|
|
SoFi Lending Corp.
|
ABS-15G
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
Pointe Capital Management LLC
|
13F-HR
|
|
|
CANTOR FITZGERALD, L. P.
|
13F-HR
|
|
|
HANTZ FINANCIAL SERVICES, INC.
|
13F-HR
|
|
|
Amundi Singapore Ltd
|
13F-NT
|
|
|
Investment Managers Series Trust II
|
N-PX
|
|
|
Advantage Platform, Inc.
|
D
|
|
|
Flow State Investments, L.P.
|
13F-HR
|
|
|
ValueAct Capital Management, L.P.
|
13F-NT
|
|
|
BioCorRx Inc.
|
10-Q
|
|
|
AMUNDI ASSET MANAGEMENT US, INC.
|
13F-NT
|
|
|
University of Pittsburgh - Of the Commonwealth System of Higher Education
|
13F-HR
|
|
|
CHINA PHARMA HOLDINGS, INC.
|
10-Q
|
Financial Statements
|
|
AvidHrt Inc
|
D
|
|
|
US Alliance Corp
|
10-Q
|
|
|
TGS ASA
|
D
|
|
|
Sezzle Inc.
|
424B3
|
|
|
Mudrick Capital Management, L.P.
|
13F-HR
|
|
|
UBS OCONNOR LLC
|
13F-HR/A
|
|
|
RYVYL Inc.
|
10-Q
|
|
|
Loncor Gold Inc.
|
6-K
|
|
|
SAVA Capital Inc.
|
D/A
|
|
|
ACK Asset Management LLC
|
13F-HR
|
|
|
Itau USA Asset Management Inc.
|
13F-NT
|
|
|
Clifford Group, LLC
|
13F-HR
|
|
|
Varde Management, L.P.
|
13F-HR
|
|
|
Black Bird Biotech, Inc.
|
NT 10-Q
|
|
|
CAMPBELL STRATEGIC ALLOCATION FUND LP
|
10-Q
|
|
|
Vawter Financial, Ltd.
|
13F-HR
|
|
|
Manulife Investment Management
|
13F-NT
|
|
|
HPS Sustainability & Energy Transition Fund, L.P.
|
D
|
|
|
Fairmount Funds Management LLC
|
13F-HR
|
|
|
Charles Carroll Financial Partners, LLC
|
13F-HR
|
|
|
Lucchino David L.
|
144
|
|
|
Sio Capital Management, LLC
|
13F-HR
|
|
|
SAXON ASSET SECURITIES CO
|
ABS-15G
|
|
|
Amundi
|
13F-HR
|
|
|
Morgan Stanley Mortgage Capital Holdings LLC
|
ABS-15G
|
|
|
Route One Investment Company, L.P.
|
13F-HR
|
|
|
Sigyn Therapeutics, Inc.
|
10-Q
|
|
|
Castillo Sanchez Mejorada Enrique
|
144
|
|
|
SOUTHERN COPPER CORP/
|
144
|
Financial Statements
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
HILTON MICHAEL W
|
4
|
|
|
Global Mofy Metaverse Ltd
|
F-1/A
|
|
|
WCG Wealth Advisors LLC
|
13F-HR
|
|
|
HPS Sustainability & Energy Transition Fund Feeder, L.P.
|
D
|
|
|
GOLDEN GATE PRIVATE EQUITY, INC.
|
13F-HR
|
|
|
PUTNAM ARIZONA TAX EXEMPT INCOME FUND
|
N-CEN
|
|
|
Seabert Brett P
|
4
|
|
|
Rocky Mountain Chocolate Factory, Inc.
|
4
|
Financial Statements
|
|
Private Portfolio Partners LLC
|
13F-HR
|
|
|
Sharp Capital Gestora de Recursos Ltda.
|
13F-HR
|
|
|
GHASEMIAN SHAHRAM
|
3
|
|
|
STEADFAST CAPITAL MANAGEMENT LP
|
13F-HR
|
|
|
CENTRUS ENERGY CORP
|
3
|
Financial Statements
|
|
Barnes Stephen H.
|
4
|
|
|
Berry Corp
|
4
|
Financial Statements
|
|
Hunter Danielle E.
|
4
|
|
|
EnCap Flatrock Midstream Fund III, L.P.
|
13F-HR
|
|
|
Hound Partners, LLC
|
13F-HR
|
|
|
TRENT TAMMY M
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
SYMMETRY PEAK MANAGEMENT LLC
|
13F-HR
|
|
|
HPS Offshore Sustainability & Energy Transition Fund, SCSp
|
D
|
|
|
Daly James M
|
144
|
|
|
HALOZYME THERAPEUTICS, INC.
|
144
|
Financial Statements
|
|
JOHNSON STARLETTE B
|
4
|
|
|
Forum Multifamily Real Estate Investment Trust, Inc.
|
D
|
|
|
Go Go Buyers, Inc.
|
10-Q
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Capital Impact Advisors, LLC
|
13F-HR
|
|
|
ANCORA TRUST
|
NPORT-P
|
|
|
LSV Special Opportunities Domestic Fund VII-A, L.P.
|
D
|
|
|
PUTNAM INVESTMENT MANAGEMENT LLC
|
13F-NT
|
|
|
Indaba Capital Management, L.P.
|
13F-HR
|
|
|
IMAC Holdings, Inc.
|
NT 10-Q
|
|
|
Cavanaugh Robert N
|
4
|
|
|
Commonwealth Income & Growth Fund VI
|
10-Q
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
QVT Financial LP
|
13F-HR
|
|
|
Kuczinski Anthony J
|
4
|
|
|
Cano Health, Inc.
|
SC 13D/A
|
|
|
Skyward Specialty Insurance Group, Inc.
|
4
|
|
|
STERNLICHT BARRY S
|
SC 13D/A
|
|
|
Prosight Management, LP
|
13F-HR/A
|
|
|
Protagenic Therapeutics, Inc.\new
|
10-Q
|
|
|
Wealthquest Corp
|
13F-HR
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
CAMPBELL FUND TRUST
|
10-Q
|
|
|
PTASINSKI CHRISTINA
|
4
|
|
|
Huber James C.
|
3
|
|
|
LQR House Inc.
|
3
|
|
|
Gyrodyne, LLC
|
3
|
|
|
LOEB JAN H
|
3
|
|
|
Rokos Global Macro Fund II LP
|
D/A
|
|
|
MIDDLEFIELD BANC CORP
|
10-Q
|
Financial Statements
|
|
SINGH RAJEEV
|
4
|
|
|
AR-0711 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
COOPER CREEK PARTNERS MANAGEMENT LLC
|
13F-HR
|
|
|
PUTNAM INVESTMENTS LLC
|
13F-HR
|
|
|
PINEAPPLE, INC.
|
NT 10-Q
|
|
|
Commonwealth Income & Growth Fund VII, LP
|
NT 10-Q
|
|
|
NETWORK-1 TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
|
13F-NT
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-PX
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
MASTERMIND, INC.
|
10-Q
|
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