SEC Filings


3321
  
Company Name Form Type SEC Filings
Nicoya Fund LLC D/A
Expedia Group, Inc. 10-Q Financial Statements
RED RIVER BANCSHARES INC 10-Q Financial Statements
HARTLINE INVESTMENT CORP/ 13F-HR
Velocigro Inc. D/A
AV Institutional Fund, LP D
KINDER MORGAN, INC. 8-K Financial Statements
Curaleaf Holdings, Inc. 6-K
WeRevive Equity Income Fund, LLC D
Northern Lights Fund Trust IV N-CSR
CG BBBB, LLC D
FIRST COMMONWEALTH FINANCIAL CORP /PA/ 10-Q Financial Statements
Northern Lights Fund Trust 40-17F1
RESIDEO TECHNOLOGIES, INC. 10-Q Financial Statements
Sharecare, Inc. 10-Q
Sylvamo Corp 8-K
VA-0108 Fund III, a series of Roll Up Vehicles, LP D
WisdomTree, Inc. 8-K Financial Statements
Akero Therapeutics, Inc. 8-K Financial Statements
Genesis Fortune Ltd 13F-HR
Yum China Holdings, Inc. 8-K Financial Statements
Acurx Pharmaceuticals, Inc. 8-K Financial Statements
PROKIDNEY CORP. 8-K
Tempest Therapeutics, Inc. 144 Financial Statements
TRUSTCO BANK CORP N Y 10-Q Financial Statements
STOCK YARDS BANK & TRUST CO 13F-HR
Thrive Capital Management, LLC 13F-HR
MILL POINT AFFILIATES FUND III, L.P. D
Russell Grimaldi 3
Horizon Kinetics Holding Corp 3
Colchis RBLF L.P. D/A
AREC Debt Fund, LP D/A
ARVEST TRUST CO N A 13F-HR
Benefitbay Inc. D/A
Acorda Therapeutics, Inc. POS AM Financial Statements
BARCLAYS BANK PLC 424B2
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND N-CEN
Rewst Inc. D
HERITAGE FINANCIAL CORP /WA/ 10-Q Financial Statements
PUTNAM OHIO TAX EXEMPT INCOME FUND N-CEN
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND N-CEN
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND N-CEN
SevenBridge Financial Group, LLC 13F-HR
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/ N-CEN
PUTNAM FUNDS TRUST N-CEN
c7 Long-Short Fund LP D/A
Ellington Financial Inc. 10-Q Financial Statements
PUTNAM ARIZONA TAX EXEMPT INCOME FUND N-CEN
Rose Laurence 144
Real Brokerage Inc 144
LUTS & GREENLEIGH GROUP, INC 13F-HR
Lutz Jennifer 144
Simpson Manufacturing Co., Inc. 144 Financial Statements
Kesslen Jay H 3
Perissos Private Wealth Management, LLC N-PX
Medical Care Technologies Inc. 1-A
TRUST FOR PROFESSIONAL MANAGERS CERT
Themes ETF Trust 485BXT
Delta Accumulation, LLC 13F-HR/A
Capitol Series Trust N-CSRS/A
Pershing Edward 4
PROVECTUS BIOPHARMACEUTICALS, INC. 4
NHIT: HIGH YIELD FULL DISCRETION TRUST D/A
Consensus Cloud Solutions, Inc. SC 13G/A
JANUS HENDERSON GROUP PLC SC 13G/A Financial Statements
Colchis RBLF Ltd. D/A
MCBRADY MATTHEW R 144
AXON ENTERPRISE, INC. 144
DAVIS MICHAEL A / 4
CYANOTECH CORP 4 Financial Statements
Boundary Creek Advisors LP 13F-HR
Columbia Funds Series Trust II N-CEN
Goosehead Insurance, Inc. SC 13G/A Financial Statements
WASATCH ADVISORS LP SC 13G/A
Treasure Coast Financial Planning N-PX
Hudson Value Partners, LLC N-PX
FOXO TECHNOLOGIES INC. D
Lobetti Charles Burns III 144
Healthcare Integrated Technologies Inc. 144
AMG Pantheon Credit Solutions Fund 4
Kinne Keitha L. 4
Rosenthal Brent D 3
Novosel Stephanie 3
PNC FINANCIAL SERVICES GROUP, INC. 3 Financial Statements
Fletcher Steven C. 4
LEE ENTERPRISES, Inc 4 Financial Statements
COLUMBIA FUNDS SERIES TRUST I N-CEN
Connect Invest II LLC 1-A/A
Iroquois Valley Farmland REIT, PBC 1-A POS
Advisors' Inner Circle Fund III 485APOS
Pioneer Municipal High Income Opportunities Fund, Inc. PREC14A
Pacira BioSciences, Inc. 8-K Financial Statements
Heritage Hill Equity Fund II, LLC D
Allied Corp. D/A
Mazzeo Catherine M 3
Avantor, Inc. SC 13G/A Financial Statements
Southwest Gas Holdings, Inc. 3 Financial Statements
DODGE & COX SC 13G/A
Kapoor Rohit 144
ExlService Holdings, Inc. 144 Financial Statements
Williams Alun 3
Context Capital Management, LLC 13F-HR
BofA Finance LLC 424B2
BANK OF AMERICA CORP /DE/ 424B2 Financial Statements
Wealth Alliance 13F-HR
Cosner Financial Group, LLC N-PX
PIONEER MUNICIPAL HIGH INCOME FUND, INC. PREC14A
BRADLEY FOSTER & SARGENT INC/CT 13F-HR
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. PREC14A
MILLIGAN GEORGE D 4
UNITED FIRE GROUP INC 4 Financial Statements
HUDSON TECHNOLOGIES INC /NY 10-Q Financial Statements
GoodFinch Signature Solar Partners, LLC D
DecisionPoint Financial, LLC 13F-HR
Social Impact Solar LLC D
First Savings Financial Group, Inc. 10-Q Financial Statements
Herndon Mark 3
CP OVERTURE I-A, L.P. D/A
MANOR INVESTMENT FUNDS INC 497
CP OVERTURE I, L.P. D/A
Moolec Science SA 6-K
MUTUAL OF AMERICA LIFE INSURANCE CO 13F-NT
Monroe Capital Income Plus Corp 10-Q
Brennan Alice C 3
Financial & Tax Architects, LLC 13F-HR
FS Bancorp, Inc. 10-Q Financial Statements
MSS Series Trust 497
QUINBROOK D
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 13F-HR
Domain Solaris Fund, LP D/A
Vivo Management, Inc. D
STATE STREET INSTITUTIONAL INVESTMENT TRUST 485BPOS
BBCMS Mortgage Trust 2024-C28 FWP
Barclays Commercial Mortgage Securities LLC FWP
Tharimmune, Inc. 10-Q Financial Statements
Pathfinder Multifamily Opportunity Fund IX, L.P. D/A
Karat Packaging Inc. 10-Q Financial Statements
Lumbard & Kellner, LLC 13F-HR
BTG Pactual Global Asset Management Ltd 13F-NT
IMPACT BIOMEDICAL INC. S-1/A
D'Amico Raphael 4
PHX MINERALS INC. 4 Financial Statements
Foresight Global Investors, Inc. 13F-HR
Oldfather Financial Services, LLC N-PX
GTIF Private Investors Offshore SICAV-RAIF S.A. D/A
USCA All Terrain Fund NPORT-P
Cranbrook Wealth Management, LLC 13F-HR
NewtekOne, Inc. 10-Q Financial Statements
KALM Therapeutics, Inc. D
BANCPLUS CORP 10-Q
L & S Advisors Inc 13F-HR
CoJax Oil & Gas Corp 10-Q
Kiromic Biopharma, Inc. 10-Q Financial Statements
AXXCESS WEALTH MANAGEMENT, LLC 13F-HR
Excelerate Energy, Inc. 10-Q Financial Statements
Fairway Wealth LLC 13F-HR
Chaac Sidecar,L.P. Series 18 D
Firestone Capital Management 13F-HR
ETF Series Solutions N-CSR
BlueDrive Global Investors LLP N-PX
Garden Stage Ltd F-1
Sragovicz Adam 3
Intellicheck, Inc. 3 Financial Statements
Blue Owl Real Estate Net Lease Property Fund D/A
KAYNE ANDERSON CAPITAL ADVISORS LP 13F-HR
QS Energy, Inc. 10-Q
DENISON MINES CORP. 6-K Financial Statements
Blue Owl Real Estate Net Lease Property Fund D/A
Harbor Island Capital LLC N-PX
THC Therapeutics, Inc. 10-Q
Terry Katharine 144
Skyward Specialty Insurance Group, Inc. 144
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ FWP Financial Statements
BIP Ventures Evergreen BDC 10-Q
Blue Owl Real Estate Net Lease Property Fund LP D/A
Quantum S LLC D/A
TRUST FOR PROFESSIONAL MANAGERS 8-A12B
Sound Financial Bancorp, Inc. 4 Financial Statements
Stewart Laura Lee 4
UBS AG 424B2
PATRIOT NATIONAL BANCORP INC 10-Q Financial Statements
ADTRAN Holdings, Inc. 10-Q Financial Statements
CATALYST PHARMACEUTICALS, INC. 144 Financial Statements
INGENITO GARY 144
biote Corp. 424B3
Javelin Asset Receiving Limited Partnership ABS-15G
Texas Capital Funds Trust 485BXT
Datum One Series Trust 497J
SmartRent, Inc. 144 Financial Statements
Haldeman Lucas Merwan 144
Denali Capital Acquisition Corp. SC 13G
METEORA CAPITAL, LLC SC 13G
METEORA CAPITAL, LLC SC 13G/A
TLGY ACQUISITION CORP SC 13G/A
Constant Guidance Financial LLC 13F-HR
Mountain & Co. I Acquisition Corp. SC 13G/A
VIASAT INC 10-Q Financial Statements
Sharecare, Inc. S-8
BlueRiver Acquisition Corp. SC 13G/A
Murphy Timothy F. 4
GIBRALTAR INDUSTRIES, INC. 4 Financial Statements
RPO LLC 13F-HR
Swindle, Patrick D. 144
CoreCivic, Inc. 144 Financial Statements
Eboxchain, Inc. D
ROCKLAND TRUST CO N-PX
ACURA PHARMACEUTICALS, INC NT 10-Q
Square Enix Holdings Co., Ltd. D/A
Zernick Thomas Gerard 4
BayFirst Financial Corp. 4
McKim Scott Joseph 4
Oliver Robin Leigh 4
Tudor Rhonda S 4
Peregrine Asset Advisers, Inc. N-PX
DUDLEY CAPITAL MANAGEMENT, LLC N-PX
PT Independence Energy Holdings LLC SC 13D/A
Crescent Energy Co SC 13D/A
ABSOLUTE CAPITAL MANAGEMENT, LLC 13F-HR
BY-1027 Fund I, a series of Gold Dragon Ventures, LP D
Brisk Labs Corp. D
DUDLEY CAPITAL MANAGEMENT, LLC 13F-HR
Andalusian Credit Company, LLC 10-Q
Strategic Realty Trust, Inc. 10-Q
USCA All Terrain Fund 40-24B2
Stellus Private Credit BDC 10-Q
Tidal Trust III CERT
Airsculpt Technologies, Inc. 10-Q Financial Statements
AFL CIO HOUSING INVESTMENT TRUST 497
CORPAY, INC. 10-Q Financial Statements
KIDOZ INC. 6-K
Snaps Ventures Inc. D
Microvast Holdings, Inc. 10-Q
Waterstone Innovations Group, Inc. D
Roundview Capital LLC 13F-HR
PITNEY BOWES INC /DE/ 10-Q Financial Statements
COOPER/HAIMS ADVISORS, LLC 13F-HR
Broderick Michael T 4
MONRO, INC. 4 Financial Statements
UC Asset LP 1-K/A
BANK OF MONTREAL /CAN/ FWP Financial Statements
GEOSPACE TECHNOLOGIES CORP 10-Q Financial Statements
Hyundai HK Lease, LLC ABS-15G
TRAVELZOO 10-Q Financial Statements
Tulenko Stephen T 144
MOODYS CORP /DE/ 144 Financial Statements
Sky Investment Group LLC N-PX
Aufman Associates Inc 13F-HR
CAPITAL CITY TRUST CO/FL 13F-HR
OKABENA INVESTMENT SERVICES INC 13F-HR
Safeguard Investment Advisory Group, LLC N-PX
Hidden Creek, LLC D
ALLIANCEBERNSTEIN L.P. SC 13G
ARCBEST CORP /DE/ SC 13G Financial Statements
CENTRAL BANK & TRUST CO N-PX
Norwood Investment Partners, LP 13F-HR
ALTI PRIVATE EQUITY ACCESS & COMMITMENTS FUND SC TO-I/A
TCG Advisory Services, LLC 13F-HR
BAROMETER CAPITAL MANAGEMENT INC. 13F-HR
Paradis Paul 144
Sezzle Inc. 144
FORTITUDE LIFE INSURANCE & ANNUITY CO 10-Q
McLaughlin Shawn Patrick 4
Burke & Herbert Financial Services Corp. 4
JVSPAC Acquisition Corp. 10-Q
J.P. Morgan Acceptance Corp II ABS-15G
Great Lakes Retirement, Inc. 13F-HR
Artemis Wealth Advisors, LLC N-PX
Takaroa LLC D
FloSpine Holdings, Inc. D
Fidelity Wise Origin Bitcoin Fund 10-Q
Columbia SIG CV, L.P. D
C.C. U.S. Private Equity Fund III, LP D
26North BDC, Inc. 10-Q
Bank of Marin 13F-HR
SCHWAB STRATEGIC TRUST CERT
Dimensional Ireland Ltd 13F-NT
EASTERLY INVESTMENT PARTNERS LLC N-PX
DSS AMERICAFIRST QUANTITATIVE FUNDS 497
Fort Vancouver Investment Management, LLC 13F-HR
ARIEL INVESTMENT TRUST N-30B-2
J.P. Morgan Real Estate Income Trust, Inc. 8-K
DARDEN RESTAURANTS INC DEFA14A Financial Statements
Dimensional Fund Advisors Pte. Ltd. 13F-NT
LEE SPENCER S 4
CHEMED CORP 4 Financial Statements
Framework Ventures Offshore Fund IV L.P. D
MFS INVESTMENT MANAGEMENT CANADA LTD 13F-NT
INTRUST BANK NA N-PX
Carbon Zero Technologies International Inc. F-1/A
Bulldog Investors, LLP 13F-HR
Two Sigma Risk Premia Enhanced Cayman Fund, Ltd. D/A
VLSN LLC D
Embrace Change Acquisition Corp. DEFA14A
Dimensional Fund Advisors Ltd. 13F-NT
MFS Investment Management CO 13F-NT
GREENWOODS INVESTMENTS SG PTE. LTD. 13F-NT
KAHN BROTHERS GROUP INC SC 13G/A
VOXX International Corp SC 13G/A Financial Statements
Cresco Labs Inc. S-8
Martinez Melquiades R. 4