| Company Name |
Form Type |
SEC Filings |
|
|
|
|
NOMURA HOLDINGS INC
|
424B2
|
Financial Statements
|
|
Kiewiet Sean
|
4
|
|
|
Priority Technology Holdings, Inc.
|
4
|
Financial Statements
|
|
Absolute Shares Trust
|
497K
|
|
|
Heartland Bank & Trust Co
|
N-PX
|
|
|
Rathbones Group PLC
|
13F-HR
|
|
|
Pine Harbor Wealth Management, LLC
|
13F-HR
|
|
|
OPENSKY Capital Bent Tree Investor LLC
|
D
|
|
|
NATIONAL HEALTHCARE CORP
|
8-K
|
Financial Statements
|
|
Daiwa America Strategic Advisors Corp
|
13F-NT
|
|
|
Berry Corp
|
8-K
|
Financial Statements
|
|
Invesco DB Energy Fund
|
SC 13G/A
|
|
|
Invesco Ltd.
|
SC 13G/A
|
Financial Statements
|
|
Absolute Shares Trust
|
497
|
|
|
Resolution Capital Ltd
|
N-PX
|
|
|
WEIK CAPITAL MANAGEMENT
|
13F-HR
|
|
|
Eaton Vance Floating-Rate Income Trust
|
N-CEN
|
|
|
CBIZ Investment Advisory Services, LLC
|
13F-HR
|
|
|
Invesco Exchange-Traded Fund Trust II
|
SC 13G/A
|
|
|
FORWARD AIR CORP
|
10-Q
|
Financial Statements
|
|
Capital Group Completion Fund Series
|
497J
|
|
|
Hudson Bay Fund LP
|
D/A
|
|
|
INVESCO DB BASE METALS FUND
|
SC 13G/A
|
|
|
Capital Wealth Planning, LLC
|
13F-HR
|
|
|
BTG PACTUAL
|
13F-NT
|
|
|
RPD Fortress Fund LP
|
D/A
|
|
|
Labay Mark F.
|
144
|
|
|
Everi Holdings Inc.
|
144
|
Financial Statements
|
|
WIBBENMEYER NICHOLAS ANDREW
|
144
|
|
|
REGENCY CENTERS CORP
|
144
|
Financial Statements
|
|
Oldfield Partners LLP
|
13F-HR
|
|
|
Daiwa Capital Markets America Holdings Inc.
|
13F-NT
|
|
|
Rizing Tides Capital Investors LLC
|
D
|
|
|
Vadala Shawn
|
4
|
|
|
METTLER TOLEDO INTERNATIONAL INC/
|
4
|
Financial Statements
|
|
RXR Arden Digital Ventures Fund LP
|
D/A
|
|
|
Angeles Investment Advisors, LLC
|
13F-HR
|
|
|
Aditxt, Inc.
|
424B5
|
|
|
Invesco DB Precious Metals Fund
|
SC 13G/A
|
|
|
U.S. Energy Private Capital II LP
|
D/A
|
|
|
Lowenhar-Fisher Kate C.
|
144
|
|
|
BCWM, LLC
|
13F-HR
|
|
|
Hilltop National Bank
|
N-PX
|
|
|
BlackRock Funds IV
|
N-CEN
|
|
|
TAYLOR RANDY L
|
144
|
|
|
VALLEY FORGE INVESTMENT CONSULTANTS INC ADV
|
13F-HR
|
|
|
TACKETT DAVID I
|
4/A
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
4/A
|
|
|
Deerpath Evergreen Advantage
|
D
|
|
|
HAMILTON LANE ADVISORS LLC
|
N-PX
|
|
|
NorthEast Community Bancorp, Inc./MD/
|
10-Q
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
SC 13G/A
|
|
|
ANDREWS, LUCIA WEALTH MANAGEMENT LLC
|
N-PX
|
|
|
BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST
|
N-CEN
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL SERIES TRUST
|
N-CEN
|
|
|
BLACKROCK MUNICIPAL SERIES TRUST
|
N-CEN
|
|
|
BLACKROCK MUNICIPAL BOND FUND, INC.
|
N-CEN
|
|
|
Ironwood Multi-Strategy Fund LLC
|
SC TO-I/A
|
|
|
BLB&B Advisors, LLC
|
N-PX
|
|
|
EnvisionX Partners Fund, L.P.
|
D/A
|
|
|
WeRide Inc.
|
F-6
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6
|
|
|
BTG Pactual Asset Management S.A. DTVM
|
13F-NT
|
|
|
Ironwood Institutional Multi-Strategy Fund LLC
|
SC TO-I/A
|
|
|
Wing Yip Food Holdings Group Ltd
|
F-1/A
|
|
|
Hancock Park Corporate Income, Inc.
|
10-Q
|
|
|
Sony Group Corp
|
6-K
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H
|
497VPI
|
|
|
Columbia Seligman Premium Technology Growth Fund, Inc.
|
8-K
|
|
|
SPENCE ROBERT
|
144
|
|
|
Greenwich Wealth Management LLC
|
13F-HR
|
|
|
Abound Wealth Management
|
13F-HR
|
|
|
HONIG JONATHAN
|
SC 13G/A
|
|
|
GSE SYSTEMS INC
|
SC 13G/A
|
Financial Statements
|
|
ETF Series Solutions
|
485BXT
|
|
|
ANDERSON KERRII B
|
4
|
|
|
LABCORP HOLDINGS INC.
|
4
|
Financial Statements
|
|
Virios Therapeutics, Inc.
|
10-Q
|
Financial Statements
|
|
TACKETT DAVID I
|
5/A
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
5/A
|
|
|
Axcelus Financial Life Insurance Co Separate Account VL 225
|
D/A
|
|
|
PEARLMARK MEZZANINE REALTY PARTNERS VI-LFG, L.P.
|
D
|
|
|
Marble Harbor Investment Counsel, LLC
|
13F-HR
|
|
|
PROTECTIVE LIFE CORP
|
13F-HR
|
|
|
Walter Public Investments Inc.
|
13F-HR/A
|
|
|
Fairfield Financial Advisors, LTD
|
13F-HR
|
|
|
PEARLMARK MEZZANINE REALTY PARTNERS VI, L.P.
|
D
|
|
|
Modular Asian Macro Fund Ltd
|
D/A
|
|
|
Martin Investment Management, LLC
|
N-PX
|
|
|
PEARLMARK MEZZANINE REALTY PARTNERS VI FEEDER REIT, L.L.C.
|
D
|
|
|
FINANCIAL COUNSELORS INC
|
N-PX
|
|
|
THOMPSON SIEGEL & WALMSLEY LLC
|
N-PX
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
N-CSRS
|
|
|
PEARLMARK EQUITY PARTNERS II-B, L.L.C.
|
D
|
|
|
BROWN BROTHERS HARRIMAN & CO
|
13F-HR
|
|
|
Axcelus Financial Life Insurance Co Separate Account VL 224
|
D/A
|
|
|
Premier Fund Managers Ltd
|
N-PX
|
|
|
Axcelus Financial Life Assurance Co Separate Account VL220
|
D/A
|
|
|
CASTLE WEALTH MANAGEMENT LLC
|
N-PX
|
|
|
First Guaranty Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
Shoar Fund, LP
|
D
|
|
|
STIRLINGSHIRE BD LLC
|
X-17A-5
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
First Bancorp, Inc /ME/
|
10-Q
|
Financial Statements
|
|
BANK BRADESCO
|
6-K
|
Financial Statements
|
|
Destination Preservation LLC
|
C
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
24F-2NT
|
|
|
Harbert Stoneview Co-Investment I, L.P.
|
D/A
|
|
|
De Lisle Partners LLP
|
13F-HR
|
|
|
One Degree Advisors Inc
|
N-PX
|
|
|
Marquez Octavio
|
4
|
|
|
CNO Financial Group, Inc.
|
10-Q
|
Financial Statements
|
|
NYSE AMERICAN LLC
|
25-NSE
|
|
|
Trinity Place Holdings Inc.
|
25-NSE
|
Financial Statements
|
|
One Degree Advisors Inc
|
13F-HR
|
|
|
Fortune V Separate Account
|
N-PX
|
|
|
Axcelus Financial Life Insurance Co Separate Account VL 213
|
D/A
|
|
|
Lexeo Therapeutics, Inc.
|
SC 13G/A
|
|
|
EVENTIDE ASSET MANAGEMENT, LLC
|
SC 13G/A
|
|
|
Long Path Smaller Companies Fund, LP
|
D/A
|
|
|
GIV INVESTORS, LLC
|
D
|
|
|
Cadeler A/S
|
6-K
|
|
|
Lafayette Square USA, Inc.
|
8-K
|
|
|
Construction Partners, Inc.
|
10-Q
|
Financial Statements
|
|
102 Lancaster Partners LLC
|
D
|
|
|
INSIGHT 2811, INC.
|
N-PX
|
|
|
Arnold T L Jr
|
4
|
|
|
SOUTHSIDE BANCSHARES INC
|
4
|
Financial Statements
|
|
Bedell Frazier Investment Counselling, LLC
|
13F-HR
|
|
|
STUMBO KEVIN J
|
4/A
|
|
|
TC BioPharm
|
F-1/A
|
|
|
Track Group, Inc.
|
8-K
|
|
|
Fidelity Rutland Square Trust II
|
497K
|
|
|
WAYCROSS PARTNERS, LLC
|
13F-HR
|
|
|
Prairie Operating Co.
|
10-Q
|
|
|
Aon plc
|
8-K
|
Financial Statements
|
|
Leviticus Partners LP
|
SC 13G/A
|
|
|
APPLIED DNA SCIENCES INC
|
SC 13G/A
|
Financial Statements
|
|
Fidelity Rutland Square Trust II
|
497
|
|
|
Financiere des Professionnels - Fonds d,investissement inc.
|
13F-HR
|
|
|
Hirtle Callaghan Select Equity Fund III, LP
|
D/A
|
|
|
PROG Holdings, Inc.
|
8-K
|
|
|
Axcelus Financial Life Insurance Co Separate Account VL211
|
D/A
|
|
|
Briar Hall Management LLC
|
13F-HR
|
|
|
ORTHOPEDIATRICS CORP
|
8-K
|
Financial Statements
|
|
CENTRAL SECURITIES CORP
|
N-PX
|
Financial Statements
|
|
SECTORAL ASSET MANAGEMENT INC
|
N-PX
|
|
|
Track Group, Inc.
|
10-Q
|
|
|
LEVEL FOUR ADVISORY SERVICES, LLC
|
13F-HR
|
|
|
Axcelus Financial Life Insurance Co Separate Account VL 202
|
D/A
|
|
|
SECURED RETIREMENT ADVISORS, LLC
|
13F-HR
|
|
|
MA-0523 Fund II, a series of GreyMatter-SPV, LP
|
D
|
|
|
Jacobi Capital Management LLC
|
13F-HR
|
|
|
Forethought Life Insurance Co
|
S-1/A
|
|
|
STUMBO KEVIN J
|
5/A
|
|
|
PEOPLES FINANCIAL SERVICES CORP.
|
N-PX
|
Financial Statements
|
|
VO-0511 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Victory Capital Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
Pear Tree Funds
|
40-17G
|
|
|
STEMPOINT CAPITAL LP
|
13F-HR/A
|
|
|
Neumann Capital Management, LLC
|
13F-HR
|
|
|
OrbitalRx, Inc.
|
D
|
|
|
BCTC IV ASSIGNOR CORP
|
10-Q
|
|
|
Jumia Technologies AG
|
6-K
|
Financial Statements
|
|
Nikola Corp
|
8-K
|
Financial Statements
|
|
Springworks Farm Maine, Inc.
|
D
|
|
|
Theophilus Nicole B
|
4
|
|
|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
|
4
|
Financial Statements
|
|
Tibor Capital LP
|
D/A
|
|
|
Separate Account No. 70
|
497VPI
|
|
|
URBAN ONE, INC.
|
10-Q
|
Financial Statements
|
|
Equitable America Variable Account No.70A
|
497VPI
|
|
|
Separate Account No. 70
|
497VPU
|
|
|
Equitable America Variable Account No.70A
|
497VPU
|
|
|
Eos Energy Enterprises, Inc.
|
3
|
|
|
Nixon Gregory S.
|
3
|
|
|
WINSLOW ASSET MANAGEMENT INC
|
13F-HR
|
|
|
Winthrop Capital Management, LLC
|
13F-HR
|
|
|
Berkshire Bank
|
N-PX
|
|
|
BAUDE GROUP, LLC
|
C/A
|
|
|
Equitable America Variable Account No.70A
|
497
|
|
|
Separate Account No. 70
|
497
|
|
|
Acorda Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
JNL SERIES TRUST
|
PRE 14A
|
|
|
Allovir, Inc.
|
10-Q
|
Financial Statements
|
|
Infarinato Robert M.
|
3
|
|
|
Phio Pharmaceuticals Corp.
|
3
|
Financial Statements
|
|
PRECIGEN, INC.
|
8-K
|
Financial Statements
|
|
CompoSecure, Inc.
|
SC 13D/A
|
|
|
LLR EQUITY PARTNERS IV, L.P.
|
SC 13D/A
|
|
|
BF Garden Tax Credit Fund IV L.P.
|
10-Q
|
|
|
EVERFLOW EASTERN PARTNERS LP
|
10-Q
|
|
|
Silver Lake Technology Associates IV, L.P.
|
N-PX
|
|
|
Village Bank & Trust Financial Corp.
|
10-Q
|
|
|
Silver Lake Technology Associates III, L.P.
|
N-PX
|
|
|
SLTA SPV-2, L.P.
|
N-PX
|
|
|
Silver Lake Group, L.L.C.
|
N-PX
|
|
|
SLA Co-Invest, GP, L.L.C.
|
N-PX
|
|
|
Silver Lake West VoteCo, L.L.C.
|
N-PX
|
|
|
Silver Lake Technology Associates VI, L.P.
|
N-PX
|
|
|
Silver Lake Technology Associates V, L.P.
|
N-PX
|
|
|
Silver Lake Technology Associates V Marquee, L.P.
|
N-PX
|
|
|
Silver Lake Technology Associates III Cayman, L.P.
|
N-PX
|
|
|
Silver Lake Alpine Associates, L.P.
|
N-PX
|
|
|
D-MARKET Electronic Services & Trading
|
6-K
|
Financial Statements
|
|
JONES FINANCIAL COMPANIES LLLP
|
10-Q
|
|
|
UFP TECHNOLOGIES INC
|
10-Q
|
Financial Statements
|
|
Optimus Healthcare Services, Inc.
|
10-Q
|
|
|
Revance Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Uniplan Investment Counsel, Inc.
|
N-PX
|
|
|
META MATERIALS INC.
|
8-K
|
Financial Statements
|
|
UNITED GUARDIAN INC
|
8-K
|
Financial Statements
|
|
Future FinTech Group Inc.
|
8-K
|
Financial Statements
|
|
Musket David B
|
4
|
|
|
CAPRICOR THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
Jackson Real Assets Fund
|
N-23C3A
|
|
|
RM Domestic Partners II, LP
|
D
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
DEFA14A
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND
|
DEFA14A
|
|
|
NATIONAL MUTUAL FUNDS MANAGEMENT LTD
|
13F-HR/A
|
|
|
PALOMINO BONILLA LUIS MIGUEL
|
4
|
|
|
SOUTHERN COPPER CORP/
|
4
|
Financial Statements
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
CBAK Energy Technology, Inc.
|
8-K
|
Financial Statements
|
|
SANDY SPRING BANCORP INC
|
8-K
|
Financial Statements
|
|
MAMMOTH ENERGY SERVICES, INC.
|
8-K
|
Financial Statements
|
|
RM Domestic Partners, LP
|
D
|
|
|
Jackson Credit Opportunities Fund
|
N-23C3A
|
|
|
SPIRE INC
|
SC 13G/A
|
Financial Statements
|
|
AMERICAN CENTURY INVESTMENT MANAGEMENT INC
|
SC 13G/A
|
|
|
DXC Technology Co
|
S-8
|
Financial Statements
|
|
Calumet, Inc. /DE
|
8-K
|
|
|
Renasant Bank
|
13F-HR
|
|
|
Inspirato Inc
|
8-K
|
|
|
Loop Media, Inc.
|
8-K
|
Financial Statements
|
|
RM Domestic Partners III, LP
|
D
|
|
|
MSolar Manufacturing, LLC
|
D
|
|
|
Energy Transfer LP
|
424B3
|
Financial Statements
|
|
Nigel Stansfield
|
4
|
|
|
INTERFACE INC
|
4
|
Financial Statements
|
|
PATRIOT FINANCIAL PARTNERS GP, LP
|
13F-HR
|
|
|
Riverside Europe Fund VII, SCSp
|
D/A
|
|
|
Suzano S.A.
|
6-K
|
Financial Statements
|
|
Trutino Relative Value Rates Offshore Fund Ltd.
|
D/A
|
|
|
Vista Energy, S.A.B. de C.V.
|
6-K
|
Financial Statements
|
|
Soho House & Co Inc.
|
10-Q
|
Financial Statements
|
|
Telemark Asset Management, LLC
|
13F-HR
|
|
|
XPEL, Inc.
|
10-Q
|
|
|
RAPID MICRO BIOSYSTEMS, INC.
|
4
|
Financial Statements
|
|
Malloy Kirk
|
4
|
|
|
SANDY SPRING BANCORP INC
|
10-Q
|
Financial Statements
|
|
ARCA biopharma, Inc.
|
425
|
Financial Statements
|
|
Sun Mountain Investors, LP
|
D/A
|
|
|
Summit Midstream Corp
|
8-K
|
|
|
POSCO HOLDINGS INC.
|
6-K
|
Financial Statements
|
|
Oxford Lane Capital Corp.
|
424B3
|
Financial Statements
|
|
Sun Mountain Fund, LP
|
D/A
|
|
|
First Seacoast Bancorp, Inc.
|
10-Q
|
|
|
Summit Midstream Partners, LP
|
8-K
|
Financial Statements
|
|
Texas Roadhouse, Inc.
|
8-K
|
Financial Statements
|
|
Smart Share Global Ltd
|
6-K
|
Financial Statements
|
|
KPCB DGF II Associates, LLC
|
N-PX
|
|
|
Argo Group International Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
Essent Group Ltd.
|
4
|
Financial Statements
|
|
KASMAR ROY JAMES
|
4
|
|
|
CASSAVA SCIENCES INC
|
8-K/A
|
Financial Statements
|
|
FIRST FINANCIAL BANCORP /OH/
|
10-Q
|
Financial Statements
|
|
Dunhill Financial, LLC
|
13F-HR
|
|
|
FREYR Battery, Inc. /DE/
|
S-8
|
|
|
E.W. SCRIPPS Co
|
8-K
|
Financial Statements
|
|
SY-0509 Fund I, a series of Eun Youb Josh Lee Syndicate, LP
|
D
|
|
|
Getty Images Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
KPCB DGF II Associates, LLC
|
13F-HR
|
|
|
BREAD FINANCIAL HOLDINGS, INC.
|
8-K
|
|
|
Getty Images Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Proficient Auto Logistics, Inc
|
8-K
|
|
|
Leatt Corp
|
10-Q
|
|
|
TOYOTA MOTOR CORP/
|
6-K
|
Financial Statements
|
|
ANDINA BOTTLING CO INC
|
6-K
|
|
|
ENVESTNET, INC.
|
8-K
|
Financial Statements
|
|
AUDACY, INC.
|
8-K
|
|
|
Neuraxis, INC
|
10-Q
|
|
|
Hour Loop, Inc
|
10-Q
|
Financial Statements
|
|
ALGONQUIN POWER & UTILITIES CORP.
|
6-K
|
Financial Statements
|
|
STEVENS CAPITAL MANAGEMENT LP
|
13F-HR
|
|
|
Harari Eyal David
|
144
|
|
|
RADCOM LTD
|
144
|
Financial Statements
|
|
Neuraxis, INC
|
8-K
|
|
|
Hour Loop, Inc
|
8-K
|
Financial Statements
|
|
EVEREST GROUP, LTD.
|
8-K
|
Financial Statements
|
|
BIOLIFE SOLUTIONS INC
|
8-K/A
|
Financial Statements
|
|
UNITED STATES ANTIMONY CORP
|
10-Q
|
Financial Statements
|
|
ENDRA Life Sciences Inc.
|
8-K
|
Financial Statements
|
|
Rovin Capital Strategic Real Estate Fund, LLC
|
D
|
|
|
Monopar Therapeutics
|
10-Q
|
Financial Statements
|
|
P10, Inc.
|
424B3
|
Financial Statements
|
|
Monopar Therapeutics
|
8-K
|
Financial Statements
|
|
AlTi Global, Inc.
|
8-K
|
|
|
Stardust Power Inc.
|
S-1/A
|
|
