| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Kuke Music Holding Ltd
|
NT 20-F
|
Financial Statements
|
|
LINCOLN LIFE & ANNUITY VARIABLE ANNUITY ACCOUNT H
|
497VPI
|
|
|
Managed Portfolio Series
|
497K
|
|
|
BENCHMARK 2019-B15 MORTGAGE TRUST
|
ABS-EE
|
|
|
Pershing Edward
|
4
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
4
|
|
|
SEQUOIA FUND INC
|
497K
|
|
|
BT New Century Fund LP
|
D/A
|
|
|
VARIABLE ANNUITY ACCOUNT A
|
497VPI
|
|
|
VARIABLE ANNUITY ACCOUNT A
|
497VPU
|
|
|
LABORATORY CORP OF AMERICA HOLDINGS
|
10-Q
|
Financial Statements
|
|
ETF Series Solutions
|
497J
|
|
|
AMERITAS VARIABLE SEPARATE ACCOUNT VA
|
497
|
|
|
Queen City Hotel Investors LLC
|
D
|
|
|
BANK 2017-BNK7
|
10-D
|
|
|
SECURITY LIFE SEPARATE ACCOUNT S-L1
|
N-VPFS
|
|
|
ETF Series Solutions
|
497K
|
|
|
VARIABLE ANNUITY ACCOUNT B
|
497VPU
|
|
|
WFRBS Commercial Mortgage Trust 2014-C20
|
10-D
|
|
|
Clough Global Equity Fund
|
4
|
|
|
Clough Charles JR
|
4
|
|
|
CARILLON ACCOUNT
|
497
|
|
|
CF 2019-CF2 Mortgage Trust
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C48
|
10-D
|
|
|
BANK 2017-BNK7
|
ABS-EE
|
|
|
Eastside Distilling, Inc.
|
10-K/A
|
Financial Statements
|
|
John Hancock Exchange-Traded Fund Trust
|
CERT
|
|
|
Burns Andrew Ronald
|
144
|
|
|
Bank of N.T. Butterfield & Son Ltd
|
144
|
Financial Statements
|
|
LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES
|
497VPI
|
|
|
CF 2019-CF2 Mortgage Trust
|
ABS-EE
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C48
|
ABS-EE
|
|
|
PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT
|
497VPU
|
|
|
JPMORGAN CHASE & CO
|
PX14A6G
|
Financial Statements
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
10-D
|
|
|
AMERITAS VARIABLE SEPARATE ACCOUNT VA-2
|
497
|
|
|
Eaton Corp plc
|
10-Q
|
Financial Statements
|
|
Voya PARTNERS INC
|
497K
|
|
|
Gateway Trust
|
497K
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-C38
|
10-D
|
|
|
BENCHMARK 2019-B12 MORTGAGE TRUST
|
ABS-EE
|
|
|
Viking Holdings Ltd
|
CERT
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
8-K
|
|
|
ELI LILLY & Co
|
10-Q
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2017-C38
|
ABS-EE
|
|
|
BANK 2017-BNK4
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C45
|
10-D
|
|
|
Paint Solutions International Ltd.
|
D
|
|
|
SECURITY LIFE SEPARATE ACCOUNT L1
|
N-VPFS
|
|
|
Solaris Resources Inc.
|
6-K
|
|
|
Allianz Variable Insurance Products Fund of Funds Trust
|
497K
|
|
|
Knight Cecil W. Jr
|
144
|
|
|
Building Hope Services, LLC
|
MA-A
|
|
|
CF 2019-CF1 Mortgage Trust
|
10-D
|
|
|
PENSKE AUTOMOTIVE GROUP, INC.
|
8-K
|
Financial Statements
|
|
BANK 2017-BNK4
|
ABS-EE
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C45
|
ABS-EE
|
|
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST
|
497K
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Neptune Securities Settlement Fund
|
4
|
|
|
Neptune Wellness Solutions Inc.
|
4
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
CF 2019-CF1 Mortgage Trust
|
ABS-EE
|
|
|
BANK 2021-BNK34
|
10-D
|
|
|
Central IL Portfolio, LLC
|
D
|
|
|
RTC Partners CPMA Fund, L.P.
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C37
|
10-D
|
|
|
Martin Harris UK Tour Ltd Liability Co
|
D
|
|
|
Schaubeck Patricia M
|
4
|
|
|
Dime Community Bancshares, Inc. /NY/
|
4
|
Financial Statements
|
|
BANK 2021-BNK34
|
ABS-EE
|
|
|
Talley Darrin L
|
4
|
|
|
EXXON MOBIL CORP
|
4
|
Financial Statements
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C37
|
ABS-EE
|
|
|
Motive InvestCloud Co-Investment II, LP
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2018-C47
|
10-D
|
|
|
TRIMAS CORP
|
10-Q
|
Financial Statements
|
|
FRANKLIN MUTUAL SERIES FUNDS
|
DEFA14A
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
ABS-EE
|
|
|
MAGFAST LLC
|
C/A
|
|
|
SECURITY LIFE SEPARATE ACCOUNT A1
|
N-VPFS
|
|
|
Enel Chile S.A.
|
20-F
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2018-C47
|
ABS-EE
|
|
|
Viking Holdings Ltd
|
8-A12B
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RC1
|
10-D
|
|
|
CD 2017-CD5 MORTGAGE TRUST
|
10-D
|
|
|
Grifols SA
|
6-K
|
Financial Statements
|
|
BERTOLET CAPITAL TRUST
|
485BPOS
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE TRUST 2021-C59
|
10-D
|
|
|
Clocr, Inc.
|
C-TR
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RC1
|
ABS-EE
|
|
|
CD 2017-CD5 MORTGAGE TRUST
|
ABS-EE
|
|
|
RYDEX VARIABLE TRUST
|
497K
|
|
|
Tidal Trust II
|
497K
|
|
|
BANK 2019-BNK16
|
10-D
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE TRUST 2021-C59
|
ABS-EE
|
|
|
STATE STREET INSTITUTIONAL FUNDS
|
497K
|
|
|
LOOMIS SAYLES FUNDS II
|
497K
|
|
|
Lumina Strategic Solutions Fund
|
D/A
|
|
|
STATE STREET INSTITUTIONAL FUNDS
|
497
|
|
|
CITIZENS & NORTHERN CORP
|
8-K
|
Financial Statements
|
|
BANK 2019-BNK16
|
ABS-EE
|
|
|
Innovative LRF LLC
|
D
|
|
|
Edgemode, Inc.
|
10-K/A
|
|
|
SCHWAB SUSAN C
|
144
|
|
|
CATERPILLAR INC
|
144
|
Financial Statements
|
|
Everything Blockchain, Inc.
|
NT 10-K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
10-D
|
|
|
SPDR SERIES TRUST
|
497K
|
|
|
MACROVIEW INVESTMENT MANAGEMENT LLC
|
13F-HR
|
|
|
United for Respect Education Fund
|
PX14A6G
|
|
|
Lumina Strategic Solutions Fund
|
D/A
|
|
|
Clocr, Inc.
|
C-AR
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
ABS-EE
|
|
|
Shark Wheel, Inc.
|
C-AR
|
|
|
SPDR SERIES TRUST
|
497
|
|
|
3M CO
|
IRANNOTICE
|
Financial Statements
|
|
DBX ETF TRUST
|
497
|
|
|
HomeTrust Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
FEDERAL SIGNAL CORP /DE/
|
10-Q
|
Financial Statements
|
|
3M CO
|
10-Q
|
Financial Statements
|
|
FIDELITY SELECT PORTFOLIOS
|
497J
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
497
|
|
|
INVESTORS CASH TRUST
|
497
|
|
|
CASH ACCOUNT TRUST
|
497
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS INCOME TRUST
|
497
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497
|
|
|
DEUTSCHE DWS TAX FREE TRUST
|
497
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
497
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
497
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
497
|
|
|
WAGMI 74 - WAGMI Master LLC
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2017-RB1
|
10-D
|
|
|
BANK 2021-BNK31
|
10-D
|
|
|
VERIZON COMMUNICATIONS INC
|
DEFA14A
|
Financial Statements
|
|
Lumina Strategic Solutions Fund
|
D/A
|
|
|
Guillaume Stephen J
|
4
|
|
|
CITIZENS FINANCIAL SERVICES INC
|
4
|
|
|
Atomera Inc
|
10-Q
|
Financial Statements
|
|
SANGAMO THERAPEUTICS, INC
|
8-K
|
Financial Statements
|
|
ZEBRA TECHNOLOGIES CORP
|
10-Q
|
Financial Statements
|
|
HOULIHAN LOKEY, INC.
|
424B7
|
Financial Statements
|
|
Avery Dennison Corp
|
10-Q
|
Financial Statements
|
|
Lanvin Group Holdings Ltd
|
6-K
|
|
|
Burns John
|
144
|
|
|
LSB INDUSTRIES, INC.
|
144
|
Financial Statements
|
|
TSS, Inc.
|
DEF 14A
|
|
|
MDxHealth SA
|
20-F
|
Financial Statements
|
|
CEMENTOS PACASMAYO SAA
|
20-F
|
Financial Statements
|
|
INCYTE CORP
|
10-Q
|
Financial Statements
|
|
SCHMID Group N.V.
|
NT 20-F
|
|
|
TILLY'S, INC.
|
ARS
|
Financial Statements
|
|
TD SYNNEX CORP
|
S-8 POS
|
Financial Statements
|
|
Archer-Daniels-Midland Co
|
10-Q
|
Financial Statements
|
|
LifePlan Financial, LLC
|
13F-HR
|
|
|
Robinhood Markets, Inc.
|
8-K
|
Financial Statements
|
|
Immunome Inc.
|
8-K
|
Financial Statements
|
|
Inmune Bio, Inc.
|
8-K
|
|
|
RF Acquisition Corp.
|
425
|
|
|
Silynxcom Ltd.
|
20-F
|
|
|
ERC Communities 1, Inc.
|
253G2
|
|
|
XTL BIOPHARMACEUTICALS LTD
|
6-K
|
Financial Statements
|
|
RF Acquisition Corp.
|
8-K
|
|
|
Feng Weiting
|
4
|
|
|
Golden Matrix Group, Inc.
|
4
|
|
|
Mega Matrix Corp.
|
DEF 14A
|
|
|
Complete Solaria, Inc.
|
8-K
|
|
|
EGNOTOVICH CYNTHIA M
|
4
|
|
|
HEXCEL CORP /DE/
|
4
|
Financial Statements
|
|
Neo-Concept International Group Holdings Ltd
|
NT 20-F
|
|
|
NLS Pharmaceutics Ltd.
|
NT 20-F
|
|
|
Plutonian Acquisition Corp.
|
8-K
|
|
|
STEWART RICHARD ROSS
|
144
|
|
|
KIRBY CORP
|
144
|
Financial Statements
|
|
ALGER PORTFOLIOS
|
497J
|
|
|
DOUGLAS DYNAMICS, INC
|
10-Q
|
Financial Statements
|
|
TFS Financial CORP
|
8-K
|
Financial Statements
|
|
Seaberg Karen
|
144
|
|
|
MGP INGREDIENTS INC
|
144
|
Financial Statements
|
|
ESGL Holdings Ltd
|
NT 20-F
|
|
|
Evogene Ltd.
|
6-K
|
Financial Statements
|
|
Waterstone Financial, Inc.
|
8-K
|
Financial Statements
|
|
Roan Holdings Group Co., Ltd.
|
NT 20-F
|
|
|
9F Inc.
|
NT 20-F
|
Financial Statements
|
|
CITRINE GLOBAL, CORP.
|
SEC STAFF ACTION
|
|
|
DAVIS SERIES INC
|
497K
|
|
|
Restaurant Brands International Inc.
|
PX14A6G
|
Financial Statements
|
|
STATE STREET INSTITUTIONAL INVESTMENT TRUST
|
497
|
|
|
Chen Katy
|
144
|
|
|
KIMBERLY CLARK CORP
|
144
|
Financial Statements
|
|
PGIM USCDF SCSp LP
|
D/A
|
|
|
PGIM Real Estate U.S. Core Debt Fund PF SCSp
|
D/A
|
|
|
PGIM Real Estate U.S. Core Debt Fund, L.P.
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25
|
10-D
|
|
|
DAVIS SERIES INC
|
497J
|
|
|
Bartrum Thomas
|
144
|
|
|
Privia Health Group, Inc.
|
144
|
Financial Statements
|
|
Clipper Funds Trust
|
497K
|
|
|
OSI SYSTEMS INC
|
10-Q
|
Financial Statements
|
|
AEA Elyson LLC
|
D
|
|
|
ZenniHome Holdings Inc.
|
C-AR
|
|
|
Restaurant Brands International Inc.
|
10-Q
|
Financial Statements
|
|
Vitru Ltd
|
20-F
|
Financial Statements
|
|
Findlay Park Partners LLP
|
13F-HR
|
|
|
Clipper Funds Trust
|
497J
|
|
|
AuguStar Variable Account A
|
497VPU
|
|
|
Consolidated Portfolio Review Corp
|
13F-HR
|
|
|
Lodestone Wealth Management LLC
|
13F-HR
|
|
|
Fifth Third Auto Trust 2023-1
|
10-D
|
|
|
Fifth Third Holdings Funding, LLC
|
10-D
|
|
|
List Alan
|
144
|
|
|
PRECISION BIOSCIENCES INC
|
144
|
Financial Statements
|
|
Morris Matthew Shawn
|
144
|
|
|
Shim Sam Sang-Koo
|
4
|
|
|
MetroCity Bankshares, Inc.
|
4
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C7
|
10-D
|
|
|
Thompson Capital Management, LLC
|
13F-NT
|
|
|
MANOR INVESTMENT FUNDS INC
|
485BPOS
|
|
|
J.W. COLE ADVISORS, INC.
|
13F-HR
|
|
|
MUTUAL FUND SERIES TRUST
|
DEF 14A
|
|
|
Dean Lia
|
144
|
|
|
CAPITAL ONE FINANCIAL CORP
|
144
|
Financial Statements
|
|
Griffith Kimberly L
|
3
|
|
|
WESBANCO INC
|
3
|
Financial Statements
|
|
Stephenson & Company, Inc.
|
13F-HR
|
|
|
AuguStar Variable Account A
|
497
|
|
|
TRINITY BIOTECH PLC
|
20-F
|
Financial Statements
|
|
Mingus Lori L.S.
|
144
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C16
|
10-D
|
|
|
Project 23rd Century Ltd
|
D
|
|
|
Osberg Matthew J
|
4
|
|
|
APOGEE ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
253G2
|
|
|
Cutter & CO Brokerage, Inc.
|
13F-HR
|
|
|
Astor Investment Management LLC
|
13F-HR
|
|
|
GMO TRUST
|
485APOS
|
|
|
MH ELITE PORTFOLIO OF FUNDS TRUST
|
485BPOS
|
|
|
LOOMIS SAYLES FUNDS I
|
497K
|
|
|
SBL VARIABLE ANNUITY ACCOUNT XI
|
497VPI
|
|
|
Vaughan Therese M
|
4
|
|
|
WEST BANCORPORATION INC
|
4
|
Financial Statements
|
|
Superstate Short Duration US Government Securities Fund, a series of Superstate Asset Trust
|
D/A
|
|
|
GPS Wealth Strategies Group, LLC
|
13F-HR
|
|
|
SECURITY LIFE SEPARATE ACCOUNT S-A1
|
N-VPFS
|
|
|
SCHWAB STRATEGIC TRUST
|
497J
|
|
|
Wells Fargo Commercial Mortgage Trust 2013-LC12
|
10-D
|
|
|
SBL VARIABLE ANNUITY ACCOUNT XI
|
497VPU
|
|
|
National Legal & Policy Center
|
PX14A6G
|
|
|
Vivid Seats Inc.
|
EFFECT
|
|
|
Heritage Insurance Holdings, Inc.
|
EFFECT
|
Financial Statements
|
|
CEMTREX INC
|
EFFECT
|
Financial Statements
|
|
Symetra Life Insurance Co
|
EFFECT
|
|
|
Aadi Bioscience, Inc.
|
EFFECT
|
|
|
FT 11418
|
EFFECT
|
|
|
IMMUNIC, INC.
|
EFFECT
|
Financial Statements
|
|
MONOGRAM ORTHOPAEDICS INC
|
EFFECT
|
|
|
Ontrak, Inc.
|
EFFECT
|
|
|
Enliven Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
Athene Annuity & Life Co
|
EFFECT
|
|
|
CANTOR FITZGERALD INFRASTRUCTURE FUND
|
EFFECT
|
|
|
Teucrium Commodity Trust
|
EFFECT
|
|
|
UNIVERSAL HEALTH REALTY INCOME TRUST
|
EFFECT
|
|
|
EXELON CORP
|
EFFECT
|
Financial Statements
|
|
POTOMAC ELECTRIC POWER CO
|
EFFECT
|
|
|
COMMONWEALTH EDISON Co
|
EFFECT
|
|
|
Jushi Holdings Inc.
|
EFFECT
|
|
|
MSP Recovery, Inc.
|
EFFECT
|
|
|
Viking Holdings Ltd
|
EFFECT
|
|
|
aShareX Fine Art, LLC
|
QUALIF
|
|
|
ABVC BIOPHARMA, INC.
|
EFFECT
|
|
|
HARDING BRIAN E
|
4
|
|
|
Ultra Clean Holdings, Inc.
|
4
|
Financial Statements
|
|
McKibben Jeffrey L.
|
4
|
|
|
Cook Christopher S
|
4
|
|
|
Palfrey Jamie J.
|
4
|
|
|
Cho Paul Yoonku
|
4
|
|
|
Savage Sheri
|
4
|
|
|
Bentinck Bill
|
4
|
|
|
Scholhamer James P
|
4
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
ASA Gold & Precious Metals Ltd
|
SC 13D/A
|
Financial Statements
|
|
Kovaleski Paul
|
4
|
|
|
PRICESMART INC
|
4
|
Financial Statements
|
|
INCLUSIVE CAPITAL PARTNERS, L.P.
|
144
|
|
|
Strategic Education, Inc.
|
144
|
Financial Statements
|
|
Jacques Rachelle Suzanne
|
4
|
|
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Akari Therapeutics Plc
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4
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Financial Statements
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HILDEBRANDT JOHN D
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4
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|
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ICEBERY LTD
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4
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|
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Hao Xinyan
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4
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GigaCloud Technology Inc
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4
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Financial Statements
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