| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MAHONEY JOHN
|
4
|
|
|
LAKE SHORE BANCORP, INC.
|
8-K
|
Financial Statements
|
|
Fund 1 Investments, LLC
|
SC 13D/A
|
|
|
Citi Trends Inc
|
SC 13D/A
|
Financial Statements
|
|
Davis Brian
|
4
|
|
|
HOME BANCSHARES INC
|
4
|
Financial Statements
|
|
Kunkel Julie T.
|
4
|
|
|
HashiCorp, Inc.
|
8-K
|
Financial Statements
|
|
SecureWorks Corp
|
4
|
Financial Statements
|
|
Gagnon Neil
|
4
|
|
|
SAHARA REAL ESTATE CREDIT FUND II, LP
|
D
|
|
|
BlackRock Science & Technology Term Trust
|
DEFC14A
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN
|
N-VP
|
|
|
Mativ Holdings, Inc.
|
S-8
|
|
|
Levy Tara Walpert
|
4
|
|
|
MOHAN RAJENDRA M
|
4
|
|
|
Next Thing Technologies, Inc
|
1-K
|
|
|
Fitzjohn David Roy
|
4
|
|
|
REGIONS FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
Netcapital Inc.
|
8-K
|
|
|
Lal Rohit
|
4
|
|
|
NEVRO CORP
|
8-K
|
Financial Statements
|
|
T. Rowe Price New Income Fund, Inc.
|
NPORT-P
|
|
|
Klohn Steve
|
4
|
|
|
Guardian Variable Products Trust
|
485BPOS
|
|
|
Trust for Advised Portfolios
|
N-CEN
|
|
|
GoodRx Holdings, Inc.
|
DEF 14A
|
Financial Statements
|
|
Global Engine Group Holding Ltd
|
F-1/A
|
|
|
NeoGames S.A.
|
25-NSE
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
DeNinno David L
|
144
|
|
|
VARIABLE ANNUITY LIFE INSURANCE CO SEPARATE ACCOUNT A
|
485BPOS
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
DEFC14A
|
|
|
ZALICO VARIABLE ANNUITY ACCOUNT C
|
N-VPFS
|
|
|
urban-gro, Inc.
|
DEFA14A
|
Financial Statements
|
|
Arena Group Holdings, Inc.
|
425
|
Financial Statements
|
|
COLUMBIA ACORN TRUST
|
497K
|
|
|
TURNER M TERRY
|
144
|
|
|
BRF S.A.
|
6-K
|
Financial Statements
|
|
PINNACLE FINANCIAL PARTNERS INC
|
144
|
Financial Statements
|
|
Arena Group Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Voigt Paul
|
4
|
|
|
INNOVATE Corp.
|
4
|
|
|
Baglino Andrew D
|
144
|
|
|
Tesla, Inc.
|
144
|
Financial Statements
|
|
Mativ Holdings, Inc.
|
8-K
|
|
|
NOVAGOLD RESOURCES INC
|
8-K
|
Financial Statements
|
|
GLAZER AVRAM A
|
4
|
|
|
Sena Michael J.
|
4
|
|
|
Genius Group Ltd
|
6-K
|
Financial Statements
|
|
GFELLER WARREN H
|
4
|
|
|
Inlet Private Wealth, LLC
|
13F-HR
|
|
|
LAFAYETTE ENERGY CORP.
|
S-1/A
|
|
|
TECK RESOURCES LTD
|
6-K
|
Financial Statements
|
|
NORTHWESTERN MUTUAL VARIABLE LIFE ACCOUNT
|
485BPOS
|
|
|
TRUE Private Wealth Advisors
|
13F-HR
|
|
|
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST
|
DEFC14A
|
|
|
Bakkt Holdings, Inc.
|
8-K
|
|
|
Pineiro Antonio
|
4
|
|
|
Crane Co
|
8-K
|
Financial Statements
|
|
Mates Sharon
|
4
|
|
|
Intra-Cellular Therapies, Inc.
|
4
|
Financial Statements
|
|
PO-0329 Fund I, a series of Measured Capital Management, LP
|
D
|
|
|
Kowalski Kendall A
|
4
|
|
|
FRANKLIN MUTUAL SERIES FUNDS
|
485BPOS
|
|
|
Ballengee James H.
|
4
|
|
|
Vivakor, Inc.
|
4
|
Financial Statements
|
|
BlackRock Private Credit Fund
|
8-K
|
|
|
Warby Parker Inc.
|
ARS
|
Financial Statements
|
|
Khan Najat
|
3
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
3
|
Financial Statements
|
|
BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD
|
6-K
|
Financial Statements
|
|
BMO 2024-5C4 Mortgage Trust
|
FWP
|
|
|
Princeton Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
BMO Commercial Mortgage Securities LLC
|
FWP
|
|
|
BlackRock Capital Allocation Term Trust
|
DEFC14A
|
|
|
ZALICO VARIABLE SEPARATE ACCOUNT
|
N-VPFS
|
|
|
Landos Biopharma, Inc.
|
DEFM14A
|
Financial Statements
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
DEFA14A
|
Financial Statements
|
|
MINERALS TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
urban-gro, Inc.
|
DEF 14A
|
Financial Statements
|
|
SMARTFINANCIAL INC.
|
8-K
|
Financial Statements
|
|
2seventy bio, Inc.
|
ARS
|
|
|
GRANT JAY R
|
4
|
|
|
Trade Desk, Inc.
|
4
|
Financial Statements
|
|
South Thomas A
|
4
|
|
|
NORTHERN TRUST CORP
|
4
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
Dryvebox, Inc.
|
C-TR
|
|
|
JONES DALE E
|
3
|
|
|
ROLLINS INC
|
3
|
Financial Statements
|
|
TUTOR PERINI CORP
|
10-Q
|
Financial Statements
|
|
NEWMARKET CORP
|
8-K
|
Financial Statements
|
|
VSE CORP
|
8-K
|
Financial Statements
|
|
Banco Santander
|
6-K
|
Financial Statements
|
|
Norwood Felicia F
|
4
|
|
|
Elevance Health, Inc.
|
4
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Pomel Olivier
|
4
|
|
|
Datadog, Inc.
|
4
|
Financial Statements
|
|
ZALICO VARIABLE ANNUITY SEPARATE ACCOUNT
|
N-VPFS
|
|
|
Hagerty, Inc.
|
144
|
|
|
KAUFFMAN ROBERT I
|
144
|
|
|
TORONTO DOMINION BANK
|
424B3
|
Financial Statements
|
|
BlackRock Health Sciences Term Trust
|
DEFC14A
|
|
|
Surgery Partners, Inc.
|
ARS
|
Financial Statements
|
|
Warby Parker Inc.
|
DEFA14A
|
Financial Statements
|
|
Schenkein Laura
|
4
|
|
|
Aesthetic Medical International Holdings Group Ltd
|
6-K
|
Financial Statements
|
|
Northwestern Mutual Variable Life Account II
|
485BPOS
|
|
|
FourQ Technologies Inc.
|
C-AR
|
|
|
AGNICO EAGLE MINES LTD
|
6-K
|
Financial Statements
|
|
2seventy bio, Inc.
|
DEFA14A
|
|
|
BlackRock Innovation & Growth Term Trust
|
DEFC14A
|
|
|
Summit Therapeutics Inc.
|
DEF 14A
|
Financial Statements
|
|
urban-gro, Inc.
|
10-K/A
|
Financial Statements
|
|
Thirteen Partners Direct SPV 5, LLC
|
D
|
|
|
QUARTIERI MICHAEL
|
4
|
|
|
NewLake Capital Partners, Inc.
|
DEFA14A
|
|
|
Apollo Origination Partnership
|
D
|
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
DEFC14A
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
DEFC14A
|
|
|
GOLFdistrict Inc.
|
D
|
|
|
CASELLA WASTE SYSTEMS INC
|
8-K
|
Financial Statements
|
|
Omnitek Engineering Corp
|
4
|
|
|
PALUMBO JOHN M
|
4
|
|
|
2seventy bio, Inc.
|
DEF 14A
|
|
|
MCCABE ROBERT A JR
|
144
|
|
|
Strategic Education, Inc.
|
S-3ASR
|
Financial Statements
|
|
Jacobson Samantha
|
4
|
|
|
Forge Global Holdings, Inc.
|
ARS
|
|
|
Touchstone ETF Trust
|
485BPOS
|
|
|
Surgery Partners, Inc.
|
DEFA14A
|
Financial Statements
|
|
GOOD GAMING, INC.
|
8-K
|
|
|
State Street Navigator Securities Lending Trust
|
POS AMI
|
|
|
TALOS ENERGY INC.
|
8-K
|
Financial Statements
|
|
Kraken Crypto SPV, a series of Riverside Ventures Self-Advised, LP
|
D
|
|
|
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC.
|
DEFC14A
|
|
|
JPMORGAN CHASE & CO
|
DEFA14A
|
Financial Statements
|
|
Boos Wayne W
|
SC 13D/A
|
|
|
Soluna Holdings, Inc
|
SC 13D/A
|
|
|
UBS AG
|
F-3
|
|
|
Maley David M
|
4
|
|
|
ClearSign Technologies Corp
|
4
|
Financial Statements
|
|
CareDx, Inc.
|
S-8
|
Financial Statements
|
|
MSS Series Trust
|
NPORT-P
|
|
|
Brand Engagement Network Inc.
|
424B3
|
|
|
Aesthetic Medical International Holdings Group Ltd
|
20-F
|
Financial Statements
|
|
Surgery Partners, Inc.
|
DEF 14A
|
Financial Statements
|
|
Warby Parker Inc.
|
DEF 14A
|
Financial Statements
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
DEFC14A
|
|
|
NewLake Capital Partners, Inc.
|
DEF 14A
|
|
|
Primis Financial Corp.
|
8-K
|
|
|
Ellis Brian W
|
4
|
|
|
DANAHER CORP /DE/
|
4
|
Financial Statements
|
|
Series Portfolios Trust
|
485BPOS
|
|
|
AMERICAN VANGUARD CORP
|
DEF 14A
|
Financial Statements
|
|
Blair Rainer
|
4
|
|
|
Maley David M
|
3
|
|
|
ClearSign Technologies Corp
|
3
|
Financial Statements
|
|
Yale Transaction Finders, Inc.
|
8-K
|
|
|
FOREIGN TRADE BANK OF LATIN AMERICA, INC.
|
20-F
|
Financial Statements
|
|
BROWN HYATT J
|
4
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
N-VP
|
|
|
BROWN & BROWN, INC.
|
4
|
Financial Statements
|
|
BW LPG Ltd
|
SEC STAFF ACTION
|
|
|
HTLF Bank
|
13F-HR
|
|
|
Forge Global Holdings, Inc.
|
DEFA14A
|
|
|
Conn Lance
|
4
|
|
|
CHARTER COMMUNICATIONS, INC. /MO/
|
4
|
Financial Statements
|
|
Lazar David E.
|
4
|
|
|
OPGEN INC
|
4
|
Financial Statements
|
|
ExcelFin Acquisition Corp.
|
8-K
|
|
|
SPRUCE POWER HOLDING CORP
|
8-K/A
|
|
|
WESTLAKE CORP
|
8-K
|
Financial Statements
|
|
Enphase Energy, Inc.
|
144
|
Financial Statements
|
|
GOMO STEVEN J
|
144
|
|
|
Dynamic Shares Trust
|
S-1/A
|
|
|
Pulse Biosciences, Inc.
|
S-3/A
|
Financial Statements
|
|
IonQ, Inc.
|
ARS
|
|
|
Lexaria Bioscience Corp.
|
SC 13D/A
|
|
|
GXO Logistics, Inc.
|
FWP
|
|
|
Creci Ventures Fund I, LP
|
D
|
|
|
AMERICAN REBEL HOLDINGS INC
|
8-K/A
|
|
|
Forge Global Holdings, Inc.
|
DEF 14A
|
|
|
Surrett Byron
|
4
|
|
|
United Parks & Resorts Inc.
|
4
|
Financial Statements
|
|
Allbirds, Inc.
|
ARS
|
Financial Statements
|
|
AUTONATION, INC.
|
8-K
|
Financial Statements
|
|
Kiselak Tomas
|
4
|
|
|
Fairmount Funds Management LLC
|
4
|
|
|
Fairmount Healthcare Fund II L.P.
|
4
|
|
|
Harwin Peter Evan
|
4
|
|
|
Spyre Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Pucci Paolo
|
4
|
|
|
WEST PHARMACEUTICAL SERVICES INC
|
4
|
Financial Statements
|
|
Zinterhofer Eric Louis
|
4
|
|
|
ULTRA SERIES FUND
|
485BPOS
|
|
|
Quantum Computing Inc.
|
8-K
|
|
|
IonQ, Inc.
|
DEFA14A
|
|
|
SEACOAST BANKING CORP OF FLORIDA
|
8-K
|
Financial Statements
|
|
CASTLE BIOSCIENCES INC
|
4
|
Financial Statements
|
|
MAETZOLD DEREK J
|
4
|
|
|
Capital Investment Advisory Services, LLC
|
13F-HR
|
|
|
Synchrony Financial
|
10-Q
|
Financial Statements
|
|
Goodman Kim C
|
4
|
|
|
Zarmi Sigal
|
4
|
|
|
HashiCorp, Inc.
|
4
|
Financial Statements
|
|
IONIS PHARMACEUTICALS INC
|
ARS
|
Financial Statements
|
|
Xerox Holdings Corp
|
DEFA14A
|
Financial Statements
|
|
Taylor George Anthony
|
4
|
|
|
Digital Brands Group, Inc.
|
8-K
|
|
|
Tattooed Chef, Inc.
|
8-K
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
485BPOS
|
|
|
Maier Gary S
|
4
|
|
|
NML VARIABLE ANNUITY ACCT C OF NORTHWESTERN MUT LIFE INS CO
|
485BPOS
|
|
|
Gem Industries Group, Inc.
|
1-A/A
|
|
|
Vaxcyte, Inc.
|
4
|
|
|
PICKERING GRANT
|
4
|
|
|
Oxford Finance Credit Fund III LP
|
ABS-15G
|
|
|
IONIS PHARMACEUTICALS INC
|
DEFA14A
|
Financial Statements
|
|
Rush Street Interactive, Inc.
|
ARS
|
|
|
IonQ, Inc.
|
DEF 14A
|
|
|
CSB Bancorp, Inc.
|
8-K
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
40-17F2
|
|
|
Organon & Co.
|
ARS
|
|
|
Michels Douglas A
|
4
|
|
|
IONIS PHARMACEUTICALS INC
|
DEF 14A
|
Financial Statements
|
|
Finazzo Christopher L.
|
4
|
|
|
Rush Street Interactive, Inc.
|
DEF 14A
|
|
|
Crinetics Pharmaceuticals, Inc.
|
ARS
|
Financial Statements
|
|
ProMIS Neurosciences Inc.
|
ARS
|
|
|
STATE STREET MASTER FUNDS
|
POS AMI
|
|
|
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
|
NPORT-P
|
|
|
Antero Midstream Corp
|
ARS
|
Financial Statements
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
NPORT-P
|
|
|
GeoPark Ltd
|
6-K
|
Financial Statements
|
|
LAI GOLDMAN MYLA
|
4
|
|
|
KAISER ALUMINUM CORP
|
10-Q
|
Financial Statements
|
|
Cloudflare, Inc.
|
4
|
Financial Statements
|
|
Ledbetter Carl
|
4
|
|
|
Bain Capital Life Sciences Opportunities III, LP
|
SC 13G
|
|
|
Century Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
AgWiki, Inc.
|
C-AR
|
|
|
Gray Edward Patrick
|
4
|
|
|
Bank7 Corp.
|
4
|
Financial Statements
|
|
Blackbird Foods, Inc.
|
C
|
|
|
ANTERO RESOURCES Corp
|
ARS
|
Financial Statements
|
|
Dold Christopher
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Crinetics Pharmaceuticals, Inc.
|
DEFA14A
|
Financial Statements
|
|
GoDaddy Inc.
|
ARS
|
Financial Statements
|
|
Guardant Health, Inc.
|
ARS
|
Financial Statements
|
|
MANULIFE FINANCIAL CORP
|
6-K
|
Financial Statements
|
|
NML VARIABLE ANNUITY ACCOUNT B
|
485BPOS
|
|
|
Lockhart Stephen H
|
4
|
|
|
Mod Tech Labs Inc.
|
C-TR
|
|
|
Crinetics Pharmaceuticals, Inc.
|
DEF 14A
|
Financial Statements
|
|
OP Bancorp
|
8-K
|
Financial Statements
|
|
FS VARIABLE SEPARATE ACCOUNT
|
485BPOS
|
|
|
TEGNA INC
|
8-K
|
Financial Statements
|
|
NORFOLK SOUTHERN CORP
|
DEFA14A
|
Financial Statements
|
|
Business First Bancshares, Inc.
|
425
|
Financial Statements
|
|
Whiston William E.
|
4
|
|
|
WEBSTER FINANCIAL CORP
|
4
|
Financial Statements
|
|
NERDWALLET, INC.
|
10-Q
|
Financial Statements
|
|
MORRIS CHRISTOPHER DANIEL
|
4
|
|
|
Business First Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
City Catt, Inc.
|
C-W
|
|
|
TCW Rescue Financing Fund II Notes LP
|
D
|
|
|
GRANITE CONSTRUCTION INC
|
ARS
|
Financial Statements
|
|
Swanson Marc
|
4
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
NPORT-P
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
NPORT-P
|
|
|
FIRST TRUST ENERGY INFRASTRUCTURE FUND
|
NPORT-P
|
|
|
Appgate, Inc.
|
SC 13D/A
|
|
|
Magnetar Financial LLC
|
SC 13D/A
|
|
|
HWH International Inc.
|
8-K
|
|
|
Biofrontera Inc.
|
8-K
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
NPORT-P
|
|
|
Atomera Inc
|
8-K
|
Financial Statements
|
|
FIRST TRUST ENERGY INCOME & GROWTH FUND
|
NPORT-P
|
|
|
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
|
NPORT-P
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
NPORT-P
|
|
|
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
|
NPORT-P
|
|
|
Red Violet, Inc.
|
ARS
|
Financial Statements
|
|
Valentin Gapontsev Trust I
|
4
|
|
|
IPG PHOTONICS CORP
|
4
|
Financial Statements
|
|
FIRSTENERGY CORP
|
10-Q
|
Financial Statements
|
|
SPDR SERIES TRUST
|
485BPOS
|
|
|
Mediloq, Inc.
|
C-AR
|
|
|
AB GLOBAL REAL ESTATE INVESTMENT FUND INC
|
NPORT-P
|
|
|
GoDaddy Inc.
|
DEFA14A
|
Financial Statements
|
|
Edge Capital VII, LLC
|
D
|
|
|
ON24 INC.
|
DEFA14A
|
Financial Statements
|
|
GRANITE CONSTRUCTION INC
|
DEFA14A
|
Financial Statements
|
|
States Lauren
|
4
|
|
|
Hanna John Walter JR
|
3
|
|
|
CareDx, Inc.
|
3
|
Financial Statements
|
|
VARIABLE ANNUITY ACCOUNT SEVEN
|
485BPOS
|
|
