| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Sear Steven M
|
144
|
|
|
DELTA AIR LINES, INC.
|
144
|
Financial Statements
|
|
Jabbar Valerie L.
|
4
|
|
|
JLLX Townlake of Coppell, DST
|
D/A
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
FEDERATED HERMES INSURANCE SERIES
|
485BPOS
|
|
|
OAK FAMILY ADVISORS, LLC
|
13F-HR
|
|
|
Kirkoswald Global Emerging Markets Fund, a sub-fund of Kirkoswald Funds ICAV
|
D/A
|
|
|
CarMax Auto Owner Trust 2024-2
|
8-K
|
|
|
CARMAX AUTO FUNDING LLC
|
8-K
|
|
|
STRATS
|
8-K
|
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
497VPU
|
|
|
HARVEY INVESTMENT CO LLC
|
13F-HR
|
|
|
Ram Ranjana
|
4
|
|
|
Priority Technology Holdings, Inc.
|
4
|
Financial Statements
|
|
Fidelity Rutland Square Trust II
|
NPORT-P
|
|
|
Stellar Wealth Partners India Fund I, LP
|
D/A
|
|
|
FIDELITY SELECT PORTFOLIOS
|
NPORT-P
|
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
497VPI
|
|
|
FIDELITY SALEM STREET TRUST
|
NPORT-P
|
|
|
FIDELITY INCOME FUND /MA/
|
NPORT-P
|
|
|
Fidelity Merrimack Street Trust
|
NPORT-P
|
|
|
FIDELITY CONCORD STREET TRUST
|
NPORT-P
|
|
|
FIDELITY SUMMER STREET TRUST
|
NPORT-P
|
|
|
Kolibri Global Energy Inc.
|
6-K
|
|
|
NBT Capital Management, Inc
|
13F-NT
|
|
|
SIT MUTUAL FUNDS II INC
|
24F-2NT
|
|
|
Master Trust
|
40-17G
|
|
|
UBS Series Funds
|
40-17G
|
|
|
PACE SELECT ADVISORS TRUST
|
40-17G
|
|
|
UBS INVESTMENT TRUST
|
40-17G
|
|
|
SMA RELATIONSHIP TRUST
|
40-17G
|
|
|
Avalon Worldwide, Ltd.
|
D/A
|
|
|
ThermoGenesis Holdings, Inc.
|
8-K
|
|
|
Adcock Mary Ellen
|
4
|
|
|
HARTZ CHARLES SCOTT
|
4
|
|
|
Avalon Global Partners, LLC
|
D/A
|
|
|
4Thought Financial Group Inc.
|
13F-HR
|
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
485BPOS
|
|
|
INDEPENDENCE VARIABLE LIFE SEPARATE ACCOUNT
|
N-VPFS
|
|
|
1900 WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
Hagen Thomas B
|
4
|
|
|
DEUTSCHE DWS INVESTMENTS VIT FUNDS
|
485BPOS
|
|
|
Voya INVESTORS TRUST
|
485BPOS
|
|
|
Voya VARIABLE PRODUCTS TRUST
|
485BPOS
|
|
|
Voya VARIABLE INSURANCE TRUST
|
485BPOS
|
|
|
Tema ETF Trust
|
N-CEN
|
|
|
DEUTSCHE DWS VARIABLE SERIES I
|
485BPOS
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
485BPOS
|
|
|
Slate B&S, LLC
|
D
|
|
|
Cox Jeremy
|
144
|
|
|
Hewlett Packard Enterprise Co
|
144
|
Financial Statements
|
|
Avawatz Company, Inc
|
C/A
|
|
|
SEI INSTITUTIONAL MANAGED TRUST
|
NPORT-P/A
|
|
|
Fidelity Central Investment Portfolios LLC
|
NPORT-P
|
|
|
FIDELITY COVINGTON TRUST
|
NPORT-P
|
|
|
Hagen Jonathan Hirt
|
4
|
|
|
FIDELITY ADVISOR SERIES II
|
NPORT-P
|
|
|
Advisors Disciplined Trust 2224
|
497J
|
|
|
FIDELITY MT VERNON STREET TRUST
|
NPORT-P
|
|
|
LEVY ALAN J
|
4
|
|
|
INTUITIVE SURGICAL INC
|
4
|
Financial Statements
|
|
UBS FUNDS
|
40-17G
|
|
|
FIDELITY COURT STREET TRUST
|
NPORT-P
|
|
|
FIDELITY COMMONWEALTH TRUST
|
NPORT-P
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
NPORT-P
|
|
|
FIDELITY ADVISOR SERIES I
|
NPORT-P
|
|
|
FIDELITY PURITAN TRUST
|
NPORT-P
|
|
|
Transphorm, Inc.
|
144
|
|
|
MCFARLAND KATHARINA G.
|
144
|
|
|
Waypoint Wealth Partners Inc.
|
13F-HR
|
|
|
FIDELITY ADVISOR SERIES IV
|
NPORT-P
|
|
|
FIDELITY UNION STREET TRUST
|
NPORT-P
|
|
|
VIRTUS ASSET TRUST
|
485BPOS
|
|
|
Protective NY COLI VUL
|
497VPU
|
|
|
Ameri Metro, Inc.
|
8-K
|
|
|
STRATS SM TRUST FOR Goldman Sachs Cap I SEC SERIES 2005-3
|
8-K
|
|
|
Smith Anglin Financial, LLC
|
13F-HR
|
|
|
FIDELITY FINANCIAL TRUST
|
NPORT-P
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
24F-2NT
|
|
|
FIDELITY CALIFORNIA MUNICIPAL TRUST
|
NPORT-P
|
|
|
Simplicity Wealth,LLC
|
13F-HR
|
|
|
FIDELITY GARRISON STREET TRUST
|
NPORT-P
|
|
|
Protective NY COLI VUL
|
497VPI
|
|
|
Archford Capital Strategies, LLC
|
13F-HR
|
|
|
Microvast Holdings, Inc.
|
8-K
|
|
|
Heritage Wealth Fund LLC
|
D
|
|
|
NI-1126 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
CALIFORNIA FIRST LEASING CORP
|
NPORT-P
|
|
|
STRATS
|
10-D
|
|
|
C2M SECURITIES, LLC
|
X-17A-5/A
|
|
|
NBT BANK N A /NY
|
13F-HR
|
|
|
Karrmann Sandra R
|
144
|
|
|
KIMBERLY CLARK CORP
|
144
|
Financial Statements
|
|
Protective NY COLI VUL
|
485BPOS
|
|
|
SEPARATE ACCOUNT U OF VENERABLE INSURANCE & ANNUITY Co
|
N-VP
|
|
|
Comrit Investments 1, LP
|
SC TO-T
|
|
|
Moody National REIT II, Inc.
|
SC TO-T
|
|
|
OKEANOS SPV 122, LP
|
D
|
|
|
NEWSOM RICHARD W
|
4
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
4
|
|
|
Apaly Health, Inc.
|
D
|
|
|
TrojAI, Inc.
|
D
|
|
|
EquityZen Growth Technology Fund LLC - Series 1893
|
D
|
|
|
Inmune Bio, Inc.
|
4/A
|
|
|
Moss David J
|
4/A
|
|
|
BNY MELLON MUNICIPAL FUNDS, INC.
|
N-CSRS
|
|
|
Yuhasz Chad William
|
3
|
|
|
Gatos Silver, Inc.
|
3
|
Financial Statements
|
|
Fundrise Growth Tech Fund, LLC
|
497AD
|
|
|
STRATS
|
8-K
|
|
|
Ramos Paula
|
144
|
|
|
Tesi Raymond Joseph
|
4/A
|
|
|
Protective COLI VUL
|
497VPU
|
|
|
Lowdell Mark William
|
4/A
|
|
|
Juda Scott
|
4/A
|
|
|
Aquiline Credit Opportunities Fund II Ins. Feeder L.P.
|
D
|
|
|
STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4
|
8-K
|
|
|
LVPAI GROUP Ltd
|
10-K
|
|
|
Funicular Funds, LP
|
SC 13G
|
|
|
GEE Group Inc.
|
SC 13G
|
Financial Statements
|
|
Protective COLI VUL
|
497VPI
|
|
|
STRATS
|
10-D
|
|
|
First Fiduciary Investment Counsel, Inc.
|
13F-HR
|
|
|
ZIETLOW HANS K
|
4
|
|
|
HMN FINANCIAL INC
|
4
|
Financial Statements
|
|
Legg Mason Global Asset Management Trust
|
485BPOS
|
|
|
Utz Mark E
|
4
|
|
|
Assure Holdings Corp.
|
DEFR14A
|
|
|
JLLX Taunton Distribution Center, DST
|
D/A
|
|
|
World Funds Trust
|
485BXT
|
|
|
SHANNON WENDY S
|
4
|
|
|
Greystone Monticello Funding LLC Series SH-68
|
D
|
|
|
Polaris Capital Management, LLC
|
13F-HR
|
|
|
Protective COLI VUL
|
485BPOS
|
|
|
Oeth David
|
4
|
|
|
Launchpoint Electric Propulsion Solutions, Inc.
|
D
|
|
|
Farmers & Merchants Bancshares, Inc.
|
8-K
|
|
|
Butts Williams Barbara
|
4
|
|
|
Greystone Monticello Funding SH-73-B LLC
|
D
|
|
|
VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE
|
497VPU
|
|
|
Borgman Sequoya S
|
4
|
|
|
Axim Planning & Wealth
|
13F-HR
|
|
|
Federated Hermes World Investment Series, Inc.
|
NPORT-P
|
|
|
BRANDYWINE OPERATING PARTNERSHIP, L.P.
|
10-Q
|
|
|
BRANDYWINE REALTY TRUST
|
10-Q
|
|
|
Greystone Monticello Funding SH-67-B LLC
|
D
|
|
|
BARCLAYS PLC
|
6-K
|
Financial Statements
|
|
Bolton Jeffrey
|
4
|
|
|
SEI Structured Credit Fund, LP
|
SC TO-I/A
|
|
|
VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE
|
497VPI
|
|
|
McKinney Cassandra M.
|
144
|
|
|
COMERICA INC /NEW/
|
144
|
Financial Statements
|
|
Bishop Pamela
|
4
|
|
|
Keene & Associates, Inc.
|
13F-HR
|
|
|
Bowhead India Fund
|
D/A
|
|
|
West Street Private Credit Offshore LP
|
D/A
|
|
|
Federated Hermes Total Return Series, Inc.
|
NPORT-P
|
|
|
EDENOR
|
20-F
|
Financial Statements
|
|
WIN ADVISORS, INC
|
13F-HR
|
|
|
SEPARATE ACCOUNT B OF VENERABLE INSURANCE & ANNUITY Co
|
N-VP
|
|
|
Federated Hermes Total Return Government Bond Fund
|
NPORT-P
|
|
|
VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE
|
485BPOS
|
|
|
RCF Opportunities Fund II L.P.
|
D/A
|
|
|
BLACKROCK FUNDS
|
NPORT-P
|
|
|
Zhang Financial LLC
|
13F-HR
|
|
|
Federated Hermes Short-Term Government Trust
|
NPORT-P
|
|
|
Federated Hermes Premier Municipal Income Fund
|
NPORT-P
|
|
|
Oxford Park Income Fund, Inc.
|
SC TO-I/A
|
|
|
BLACKROCK SUSTAINABLE BALANCED FUND, INC.
|
NPORT-P
|
|
|
BLACKROCK LARGE CAP FOCUS GROWTH FUND, INC.
|
NPORT-P
|
|
|
BLACKROCK LARGE CAP SERIES FUNDS, INC.
|
NPORT-P
|
|
|
BLACKROCK SERIES, INC.
|
NPORT-P
|
|
|
BlackRock Capital Appreciation Fund, Inc.
|
NPORT-P
|
|
|
BlackRock Funds II
|
NPORT-P
|
|
|
FRC, INC.
|
D
|
|
|
Wolff Financial Management LLC
|
13F-HR
|
|
|
Federated Hermes Municipal Securities Income Trust
|
NPORT-P
|
|
|
HAWTHORN BANCSHARES, INC.
|
8-K
|
Financial Statements
|
|
Bogota Financial Corp.
|
8-K
|
|
|
Family Legacy, Inc.
|
13F-HR
|
|
|
OGB8, Inc.
|
D
|
|
|
OVC Fund 5 LLC
|
D
|
|
|
Federated Hermes Managed Pool Series
|
NPORT-P
|
|
|
Verity & Verity, LLC
|
13F-HR
|
|
|
SIX TWELVE VENTURE PARTNERS SERIES 3 LP
|
D
|
|
|
Federated Hermes International Series, Inc.
|
NPORT-P
|
|
|
Eagle Bancorp Montana, Inc.
|
8-K
|
Financial Statements
|
|
Federated Hermes Investment Series Funds, Inc.
|
NPORT-P
|
|
|
SOL Capital Management CO
|
13F-HR
|
|
|
Carter Multifamily Growth & Income Fund IV, LLC
|
D
|
|
|
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT
|
13F-HR
|
|
|
Federated Hermes Intermediate Municipal Trust
|
NPORT-P
|
|
|
FC Domus Brickell JV, LLC
|
D
|
|
|
Landmark Wealth Management, LLC
|
13F-HR
|
|
|
Federated Hermes Institutional Trust
|
NPORT-P
|
|
|
SOUTHEAST AIRPORT GROUP
|
6-K
|
Financial Statements
|
|
VERDE BIO HOLDINGS, INC.
|
425
|
|
|
BLACKROCK FUNDS
|
485BPOS
|
|
|
Musket David B
|
4
|
|
|
CAPRICOR THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
HANCOCK JOHN VARIABLE LIFE ACCOUNT U
|
497VPU
|
|
|
Intergy Private Wealth, LLC
|
13F-HR
|
|
|
Tricopian, Inc.
|
C-AR
|
|
|
PROVINCE OF BRITISH COLUMBIA
|
18-K/A
|
|
|
Federated Hermes Income Securities Trust
|
NPORT-P
|
|
|
Regen BioPharma Inc
|
424B3
|
|
|
PRIVATE TRUST CO NA
|
13F-HR
|
|
|
HANCOCK JOHN VARIABLE LIFE ACCOUNT S
|
497VPU
|
|
|
Regen BioPharma Inc
|
10-Q
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2303
|
24F-2NT
|
|
|
Elite Wealth Management, Inc.
|
13F-HR
|
|
|
Federated Hermes High Yield Trust
|
NPORT-P
|
|
|
INNOVATIVE FOOD HOLDINGS INC
|
DEF 14A
|
|
|
ADVISORS SERIES TRUST
|
485BPOS
|
|
|
OZ-0308 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
Federated Hermes Global Allocation Fund
|
NPORT-P
|
|
|
Monteagle Funds
|
NPORT-P
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Federated Hermes Fixed Income Securities, Inc.
|
NPORT-P
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Southern Bayou Investors 2, LLC
|
D
|
|
|
Lattice Capital Management, LLC
|
13F-HR
|
|
|
Datesh LuAnn
|
4
|
|
|
Evotec SE
|
6-K
|
Financial Statements
|
|
Kore Roofing, LLC
|
D
|
|
|
Federated Hermes ETF Trust
|
NPORT-P
|
|
|
Federated Hermes Equity Income Fund, Inc.
|
NPORT-P
|
|
|
Voya PARTNERS INC
|
N-14
|
|
|
Voya INVESTORS TRUST
|
N-14
|
|
|
Anabaptist Savings & Loans International
|
D/A
|
|
|
Voya PARTNERS INC
|
485BPOS
|
|
|
Federated Hermes Equity Funds
|
NPORT-P
|
|
|
Curet Myriam
|
4
|
|
|
Beanstox Inc.
|
C-AR
|
|
|
HANCOCK JOHN VARIABLE LIFE ACCOUNT UV/
|
497VPU
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Federated Hermes Adviser Series
|
NPORT-P
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Lotus Garden NY LLC
|
C-U
|
|
|
Vorsheck Elizabeth A
|
4
|
|
|
HANCOCK JOHN VARIABLE LIFE ACCOUNT V
|
497VPU
|
|
|
LGIMA Long Duration US Government/Credit Fund, LLC
|
D/A
|
|
|
LEAVELL INVESTMENT MANAGEMENT, INC.
|
13F-HR
|
|
|
JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B
|
497VPU
|
|
|
Krilogy Financial LLC
|
13F-HR
|
|
|
JOHN HANCOCK LIFE INSURANCE CO
|
497VPU
|
|
|
Brighthouse Variable Annuity Account C
|
497
|
|
|
Legal & General MSCI EAFE Fund, LLC
|
D/A
|
|
|
PSI Advisors, LLC
|
13F-HR
|
|
|
Hennerberg Gary
|
3
|
|
|
BIOREGENX, INC.
|
3
|
|
|
BOEING CO
|
10-Q
|
Financial Statements
|
|
FC Oyo JV LLC
|
D
|
|
|
Federated Hermes Adjustable Rate Securities Trust
|
NPORT-P
|
|
|
Cape Infinite Prosperity LLC
|
D
|
|
|
BALL Corp
|
8-K
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2299
|
24F-2NT
|
|
|
Hampton Storage Investors II, LLC
|
D
|
|
|
FGF Nota SPV, LP
|
D
|
|
|
TIMBERLAND BANCORP INC
|
8-K
|
Financial Statements
|
|
FIDELITY D & D BANCORP INC
|
8-K
|
Financial Statements
|
|
Gaming & Leisure Properties, Inc.
|
8-K
|
Financial Statements
|
|
BEDDOW CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
PATTON ALBERTSON MILLER GROUP, LLC
|
13F-HR
|
|
|
Maryknoll Sisters of St. Dominic, Inc.
|
PX14A6G
|
|
|
JPMORGAN CHASE & CO
|
PX14A6G
|
Financial Statements
|
|
BNY Mellon Municipal Bond Funds, Inc.
|
N-CSRS
|
|
|
Bird Suzanne
|
3
|
|
|
WAGMI 78 - WAGMI Master LLC
|
D
|
|
|
NATIONAL SECURITY VARIABLE ACCOUNT L
|
N-VPFS
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2298
|
24F-2NT
|
|
|
Flenorl Rose J.
|
4
|
|
|
RENASANT CORP
|
4
|
Financial Statements
|
|
Suggs Sean M.
|
4
|
|
|
Clark Donald JR
|
4
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
HEYER RICHARD
|
4
|
|
|
DALE ALBERT J III
|
4
|
|
|
Engel Connie L
|
4
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT - I
|
485BPOS
|
|
|
MCGRAW EDWARD ROBINSON
|
4
|
|
|
HOLLAND NEAL A JR
|
4
|
|
|
CREEKMORE JOHN
|
4
|
|
|
Cambridge Investment Research Advisors, Inc.
|
13F-HR
|
|
|
Butler Gary D.
|
4
|
|
|
FOY JOHN
|
4
|
|
|
Deer Jill V
|
4
|
|
|
Donnelly James O
|
4
|
|
|
NORWOOD FINANCIAL CORP
|
4
|
Financial Statements
|
|
AuguStar Variable Account R
|
N-VPFS
|
|
|
JOHN HANCOCK LIFE INSURANCE CO
|
497VPU
|
|
|
Doran Robert
|
3
|
|
|
Jinxin Technology Holding Co
|
F-6
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6
|
|
|
Gordian Advisors LLC
|
13F-HR
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2297
|
24F-2NT
|
|
|
Quadrature Capital Ltd
|
13F-HR/A
|
|
|
OCA SCGE 1.1.2022 LLC
|
D/A
|
|
|
OCM MUTUAL FUND
|
NPORT-P
|
|
