| Company Name |
Form Type |
SEC Filings |
|
|
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
iShares, Inc.
|
NPORT-P
|
|
|
BlackRock Funds IV
|
NPORT-P
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL SERIES TRUST
|
NPORT-P
|
|
|
BLACKROCK MUNICIPAL BOND FUND, INC.
|
NPORT-P
|
|
|
Bird Joseph S. Jr.
|
3
|
|
|
BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST
|
NPORT-P
|
|
|
BLACKROCK MUNICIPAL SERIES TRUST
|
NPORT-P
|
|
|
AuguStar Variable Account D
|
N-VPFS
|
|
|
FIRST FINANCIAL BANKSHARES INC
|
8-K
|
Financial Statements
|
|
Source Capital Credit Opportunities V, LP
|
D
|
|
|
Davis Morris A.
|
144
|
|
|
AGNC Investment Corp.
|
144
|
Financial Statements
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
PREFERRED CAPITAL PRIVATE EQUITY FUND, LLC - PE FUND 1
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2296
|
24F-2NT
|
|
|
Flashpoint Co-investment Alpha a series of Flashpoint Co-investment Platform LLC
|
D
|
|
|
FT 11416
|
487
|
|
|
FT 11415
|
487
|
|
|
FT 11414
|
487
|
|
|
FT 11417
|
487
|
|
|
FT 11486
|
487
|
|
|
NATIONAL SECURITY VARIABLE ACCOUNT N
|
N-VPFS
|
|
|
ShiftPixy, Inc.
|
8-K
|
Financial Statements
|
|
FT 11420
|
487
|
|
|
Christopher J. Hasenberg, Inc
|
13F-HR
|
|
|
STEEL DYNAMICS INC
|
8-K
|
Financial Statements
|
|
Three North Capital Partners, LP
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2295
|
24F-2NT
|
|
|
AuguStar Variable Account B
|
N-VPFS
|
|
|
Columbia Funds Series Trust II
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
497
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497
|
|
|
Voya EQUITY TRUST
|
NPORT-P
|
|
|
ABSOLUTE INVESTMENT ADVISERS, LLC
|
13F-HR
|
|
|
Infinitas Capital SPV II a series of Infinitas Capital Master LLC
|
D
|
|
|
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST
|
485APOS
|
|
|
Azotto Technology, LLC
|
1-A/A
|
|
|
Tap Systems Inc.
|
C/A
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
NPORT-P
|
|
|
DEUTSCHE DWS TAX FREE TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
NPORT-P
|
|
|
DWS MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
NPORT-P
|
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
NPORT-P
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
NPORT-P
|
|
|
Heirloom Wealth Management
|
13F-HR
|
|
|
INTEGRATED RAIL & RESOURCES ACQUISITION CORP
|
4/A
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
4/A
|
|
|
BRIGHTHOUSE SEPARATE ACCOUNT A
|
N-VP
|
|
|
Spartan Storage Debt Fund II, LLC
|
D
|
|
|
Wilshire Holdings Trust
|
3
|
|
|
Correnti Salvatore
|
4
|
|
|
Decaffe Republic
|
C/A
|
|
|
Flower Turbines, Inc.
|
C/A
|
|
|
AuguStar Variable Account A
|
N-VPFS
|
|
|
Summit Financial, LLC
|
13F-HR
|
|
|
OCA TF Segregated Portfolio
|
D/A
|
|
|
K5 Tech Fund I, LP - Ventures III
|
D
|
|
|
Athletic Capital SPV 1 LLC
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2294
|
24F-2NT
|
|
|
CONNELL EUGENE C
|
4
|
|
|
IAG Wealth Partners, LLC
|
13F-HR
|
|
|
JARA Trust
|
3
|
|
|
SCALE, a series of ALEXTAR VC, LLC
|
D
|
|
|
Ineffable Ventures Leal LLC
|
D
|
|
|
lnicio Inc.
|
D
|
|
|
Simplify Exchange Traded Funds
|
DEFR14C
|
|
|
Columbia ETF Trust I
|
497
|
|
|
Columbia ETF Trust II
|
497
|
|
|
Bastrop4 Sai Investments, LLC
|
D
|
|
|
ARBITRAGE FUNDS
|
NPORT-P
|
|
|
AltShares Trust
|
NPORT-P
|
|
|
SEPARATE ACCOUNT VL II OF TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO
|
N-VPFS
|
|
|
Libertas Trust
|
3
|
|
|
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
|
NPORT-P
|
|
|
ALBERT D MASON INC
|
13F-HR
|
|
|
JOHN HANCOCK LIFE INSURANCE CO
|
497VPI
|
|
|
Pale Blue Earth, Inc
|
C/A
|
|
|
Vellar Special Opportunities Fund LLC - Series 22
|
D/A
|
|
|
Roma Green Finance Ltd
|
S-8
|
|
|
Advisors Disciplined Trust 2211
|
RW
|
|
|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
|
10-Q
|
Financial Statements
|
|
SEPARATE ACCOUNT FIVE OF TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO
|
N-VPFS
|
|
|
SEPARATE ACCOUNT A OF VENERABLE INSURANCE & ANNUITY Co
|
N-VP
|
|
|
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
|
NPORT-P
|
|
|
Federated Hermes Short-Term Government Trust
|
N-CSR
|
|
|
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
|
NPORT-P
|
|
|
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
|
NPORT-P
|
|
|
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC
|
NPORT-P
|
|
|
SEPARATE ACCOUNT VL I OF TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO
|
N-VPFS
|
|
|
RIVERSOURCE OF NEW YORK VARIABLE ANNUITY ACCOUNT
|
485BPOS
|
|
|
AB MUNICIPAL INCOME FUND II
|
NPORT-P
|
|
|
AB PORTFOLIOS
|
NPORT-P
|
|
|
AB CORE OPPORTUNITIES FUND, INC.
|
NPORT-P
|
|
|
AB Active ETFs, Inc.
|
NPORT-P
|
|
|
AB MUNICIPAL INCOME FUND, INC.
|
NPORT-P
|
|
|
AB CAP FUND, INC.
|
NPORT-P
|
|
|
AB TRUST
|
NPORT-P
|
|
|
AB GLOBAL RISK ALLOCATION FUND, INC.
|
NPORT-P
|
|
|
AB EQUITY INCOME FUND INC
|
NPORT-P
|
|
|
SCHOTT Pharma AG & Co. KGaA/ADR
|
F-6EF
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6EF
|
|
|
Haas Bradley J.
|
4
|
|
|
LEVI STRAUSS & CO
|
4
|
Financial Statements
|
|
BORNEMAN J RALPH JR
|
4
|
|
|
GENERAL DYNAMICS CORP
|
10-Q
|
Financial Statements
|
|
NovAccess Global Inc.
|
10-K/A
|
|
|
BML Capital Management, LLC
|
13F-HR/A
|
|
|
Epoch Student Housing DST
|
D
|
|
|
Naxos Holdings LLC
|
D
|
|
|
Legal & General MSCI Canada Fund, LLC
|
D/A
|
|
|
Onfolio Holdings, Inc
|
8-K
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Adams Sherri
|
3
|
|
|
Adia Nutrition, Inc.
|
1-A/A
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
SCHWAB INVESTMENTS
|
NPORT-P
|
|
|
SCHWAB STRATEGIC TRUST
|
NPORT-P
|
|
|
SCHWAB CAPITAL TRUST
|
NPORT-P
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
NPORT-P
|
|
|
Columbia Funds Series Trust II
|
NPORT-P
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
NPORT-P
|
|
|
Federated Hermes ETF Trust
|
N-CSR
|
|
|
Managed Portfolio Series
|
NPORT-P
|
|
|
EAGLE CAPITAL GROWTH FUND, INC.
|
NPORT-P
|
|
|
Bespoke Extracts, Inc.
|
4
|
|
|
FEINSOD MICHAEL
|
4
|
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
253G2
|
|
|
NICHOLAS FINANCIAL INC
|
8-K
|
Financial Statements
|
|
GS Mortgage Securities Trust 2018-GS10
|
ABS-EE
|
|
|
DELAWARE GROUP EQUITY FUNDS V
|
NPORT-P
|
|
|
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
|
NPORT-P
|
|
|
DELAWARE GROUP EQUITY FUNDS II
|
NPORT-P
|
|
|
GrowGeneration Corp.
|
8-K
|
|
|
PREN I LP
|
D
|
|
|
Pomona Investment Fund
|
N-CSR/A
|
|
|
WAGMI 71 - WAGMI Master LLC
|
D/A
|
|
|
Bump 'n Grind LLC
|
C/A
|
|
|
ONTARIO PROVINCE OF
|
18-K/A
|
|
|
NASSAU EMPLOYEE COINVEST FUND II LLC
|
D
|
|
|
Brighthouse Separate Account Eleven for Variable Annuities
|
497
|
|
|
NatWest Group plc
|
F-N
|
Financial Statements
|
|
WASATCH FUNDS TRUST
|
497
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
AT-0314 Fund I, a series of Riverside Ventures, LP
|
D
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
485BPOS
|
|
|
MFS SERIES TRUST XIII
|
NPORT-P
|
|
|
MFS SERIES TRUST X
|
NPORT-P
|
|
|
MASSACHUSETTS INVESTORS GROWTH STOCK FUND
|
NPORT-P
|
|
|
MFS SERIES TRUST IV
|
NPORT-P
|
|
|
MFS SERIES TRUST II
|
NPORT-P
|
|
|
Buttonwood Financial Advisors Inc.
|
13F-HR
|
|
|
Ineffable Ventures CargoSeer LLC
|
D
|
|
|
Brighthouse Variable Annuity Account B
|
497
|
|
|
Bowe Patrick E.
|
4
|
|
|
Andersons, Inc.
|
4
|
Financial Statements
|
|
ANDERSON MICHAEL J
|
4
|
|
|
Vari Richard Alexander
|
4
|
|
|
MainStreet Bancshares, Inc.
|
4
|
|
|
First Pacific Financial
|
13F-HR
|
|
|
Douglas Gary A.
|
4
|
|
|
Spoke Sciences, Inc.
|
D
|
|
|
GARMIN LTD
|
DEFA14A
|
Financial Statements
|
|
VanEck Merk Gold Trust
|
FWP
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
GARMIN LTD
|
DEF 14A
|
Financial Statements
|
|
DELAWARE LIFE VARIABLE ACCOUNT F
|
N-VPFS
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT G
|
N-VPFS
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT I
|
N-VPFS
|
|
|
KEYPORT VARIABLE ACCOUNT A/MA
|
N-VPFS
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT L
|
N-VPFS
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT E
|
N-VPFS
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT D
|
N-VPFS
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT C
|
N-VPFS
|
|
|
KMA VARIABLE ACCOUNT
|
N-VPFS
|
|
|
KEYPORT VARIABLE ACCOUNT I
|
N-VPFS
|
|
|
TOUCHSTONE VARIABLE SERIES TRUST
|
485BPOS
|
|
|
Blair Rainer
|
144
|
|
|
DANAHER CORP /DE/
|
144
|
Financial Statements
|
|
LUCORE GEORGE R
|
4
|
|
|
GARMIN LTD
|
ARS
|
Financial Statements
|
|
FiTran Fund LP
|
D/A
|
|
|
MUELLER INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
Nano Magic Inc.
|
8-K
|
|
|
WATERFRONT CP SELECT OFFSHORE FUND LTD.
|
D/A
|
|
|
Longreach Capital Partners 4 - JPY, L.P.
|
D
|
|
|
PROFFITT & GOODSON INC
|
13F-HR
|
|
|
Greenpro Capital Corp.
|
8-K
|
Financial Statements
|
|
Carmichael Hill & Associates, Inc.
|
13F-HR
|
|
|
Photozou Holdings, Inc.
|
8-K
|
|
|
Parcion Private Wealth LLC
|
13F-HR
|
|
|
RAYMOND JAMES TRUST CO. OF NH
|
13F-HR
|
|
|
IronCore Labs, Inc.
|
D
|
|
|
SIT MUTUAL FUNDS INC
|
40-24B2
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
40-24B2
|
|
|
SIT MUTUAL FUNDS II INC
|
40-24B2
|
|
|
SIT MID CAP GROWTH FUND INC
|
40-24B2
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
40-24B2
|
|
|
Franklin BSP Capital Corp
|
8-K
|
|
|
Discovering Heaven LLC
|
C-TR
|
|
|
T. Rowe Price Tax-Free High Yield Fund, Inc.
|
N-CSR
|
|
|
T. Rowe Price Tax-Exempt Money Fund, Inc.
|
N-CSR
|
|
|
TIAA REAL ESTATE ACCOUNT
|
8-K
|
|
|
T. Rowe Price State Tax-Free Funds, Inc.
|
N-CSR
|
|
|
Acquired Capital Fund I LP
|
D
|
|
|
RAYMOND JAMES TRUST N.A.
|
13F-HR
|
|
|
Prisby Michael P
|
4
|
|
|
ISABELLA BANK Corp
|
4
|
|
|
DATASEA INC.
|
DEFA14A
|
Financial Statements
|
|
FIDELITY SELECT PORTFOLIOS
|
485BPOS
|
|
|
FT 11390
|
497J
|
|
|
FT 11389
|
497J
|
|
|
Orca Investment Management, LLC
|
13F-HR
|
|
|
FT 11388
|
497J
|
|
|
FIDELITY CALIFORNIA MUNICIPAL TRUST II
|
485BPOS
|
|
|
MAG SILVER CORP
|
6-K
|
Financial Statements
|
|
T. Rowe Price Tax-Free Short-Intermediate Fund, Inc.
|
N-CSR
|
|
|
Retail Opportunity Investments Partnership, LP
|
10-Q
|
|
|
RETAIL OPPORTUNITY INVESTMENTS CORP
|
10-Q
|
Financial Statements
|
|
Greylin Investment Management, Inc
|
13F-HR
|
|
|
North Ridge Wealth Advisors, Inc.
|
13F-HR
|
|
|
T. Rowe Price Tax-Free Income Fund, Inc.
|
N-CSR
|
|
|
KEB ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Westchester Capital Hudson Valley Partners, L.P.
|
D/A
|
|
|
MFA WEALTH ADVISORS, LLC
|
13F-HR
|
|
|
FIDELITY SALEM STREET TRUST
|
485BPOS
|
|
|
Freedom Day Solutions, LLC
|
13F-HR
|
|
|
FIDELITY CONCORD STREET TRUST
|
485BPOS
|
|
|
GDS Wealth Management
|
13F-HR
|
|
|
Wells Trecaso Financial Group, LLC
|
13F-HR
|
|
|
Dechtman Wealth Management, LLC
|
13F-HR/A
|
|
|
Deterrence Defense, Inc.
|
D
|
|
|
Ackerman Capital Advisors, LLC
|
13F-HR
|
|
|
Masterworks, LLC
|
D
|
|
|
CHILDRESS CAPITAL ADVISORS, LLC
|
13F-HR
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
485BPOS
|
|
|
Avitas Wealth Management LLC
|
13F-HR
|
|
|
Fidelity Rutland Square Trust II
|
485BPOS
|
|
|
KINDER MORGAN, INC.
|
144/A
|
Financial Statements
|
|
MORGAN MICHAEL C
|
144/A
|
|
|
T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc.
|
N-CSR
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
ALLY AUTO RECEIVABLES TRUST 2024-1
|
10-D
|
|
|
Ally Auto Assets LLC
|
10-D
|
|
|
Columbia ETF Trust I
|
497K
|
|
|
ALLY AUTO RECEIVABLES TRUST 2023-1
|
10-D
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-3
|
10-D
|
|
|
ALLY AUTO RECEIVABLES TRUST 2022-2
|
10-D
|
|
|
Ally Auto Receivables Trust 2022-1
|
10-D
|
|
|
FIDELITY CALIFORNIA MUNICIPAL TRUST
|
485BPOS
|
|
|
John Hancock Funds II
|
N-CSRS
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
485BPOS
|
|
|
Buller Richard E
|
144
|
|
|
Celcuity Inc.
|
144
|
Financial Statements
|
|
PRF Fund II, LP
|
D/A
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
485BPOS
|
|
|
Spire Wealth Management
|
13F-HR
|
|
|
T. Rowe Price Multi-Sector Account Portfolios, Inc.
|
N-CSR
|
|
|
Costello Asset Management, INC
|
13F-HR
|
|
|
Invesco Real Estate Income Trust Inc.
|
ARS
|
|
|
WESTERN ASSET FUNDS INC
|
485BPOS
|
|
|
T. Rowe Price Tax-Efficient Funds, Inc.
|
N-CSR
|
|
|
STANDARD LITHIUM LTD.
|
6-K
|
|
|
Cubic Asset Management, LLC
|
13F-HR
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
Hudson Brian Arden Sr.
|
4
|
|
|
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
|
NPORT-P
|
|
|
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND
|
NPORT-P
|
|
|
TORTOISE ENERGY INDEPENDENCE FUND, INC.
|
NPORT-P
|
|
|
TORTOISE PIPELINE & ENERGY FUND, INC.
|
NPORT-P
|
|
|
Tortoise Midstream Energy Fund, Inc.
|
NPORT-P
|
|
|
TORTOISE ENERGY INFRASTRUCTURE CORP
|
NPORT-P
|
Financial Statements
|
|
JOHN HANCOCK LIFE INSURANCE CO
|
497J
|
|
|
NEUBERGER BERMAN EQUITY FUNDS
|
NPORT-P
|
|
|
Neuberger Berman ETF Trust
|
NPORT-P
|
|
|
Eaton Vance Floating-Rate Income Trust
|
NPORT-P
|
|
|
EATON VANCE MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
EATON VANCE GROWTH TRUST
|
NPORT-P
|
|
|
Eaton Vance Floating-Rate Opportunities Fund
|
NPORT-P
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
Princeton Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
HSBC GLOBAL ASSET MANAGEMENT
|
13F-NT
|
|
|
BofA Finance LLC
|
FWP
|
|
|
OptimizeRx Corp
|
4
|
Financial Statements
|
|
FEBBO WILLIAM J
|
4
|
|
|
GPWM LLC
|
13F-HR
|
|
|
Besch Doug
|
4
|
|
|
Odence-Ford Marion
|
4
|
|
|
HSBC SECURITIES USA INC
|
13F-NT
|
|
|
Stelmakh Edward
|
4
|
|
|
JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK SEPARATE ACCOUNT B
|
497J
|
|
|
JUNIATA VALLEY FINANCIAL CORP
|
8-K
|
|
