| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Newstead Jennifer
|
144
|
|
|
Newton Latondra
|
4
|
|
|
NexPoint Life Sciences II DST
|
D/A
|
|
|
NextPower360 Co.
|
C/A
|
|
|
Niagara Income Opportunities Fund
|
N-2
|
|
|
Niagara Income Opportunities Fund
|
N-8A
|
|
|
Norman Daun
|
4
|
|
|
Northern Lights Fund Trust IV
|
485BPOS
|
|
|
Northern Lights Fund Trust IV
|
CERT
|
|
|
Northwest Mills & Specialty Grains SPC
|
D/A
|
|
|
Nutanix, Inc.
|
144
|
Financial Statements
|
|
Nutex Health, Inc.
|
SC 13G/A
|
|
|
O CONNOR KEVIN J
|
144
|
|
|
O'Shaughnessy Lizbeth S
|
4
|
|
|
OASIS Term Liquidity Fund LLC
|
D/A
|
|
|
OCEANEERING INTERNATIONAL INC
|
144
|
Financial Statements
|
|
ODYSSEY MARINE EXPLORATION INC
|
144
|
Financial Statements
|
|
OFFICE PROPERTIES INCOME TRUST
|
8-K
|
|
|
ONCOLYTICS BIOTECH INC
|
6-K
|
Financial Statements
|
|
ONECONNECT FINANCIAL TECHNOLOGY CO., LTD.
|
6-K
|
Financial Statements
|
|
ONEOK INC /NEW/
|
144
|
Financial Statements
|
|
ONEOK INC /NEW/
|
8-K
|
Financial Statements
|
|
ONEOK INC /NEW/
|
S-8
|
Financial Statements
|
|
OP-0907 Fund I, a series of PF AL, LP
|
D
|
|
|
ORAMED PHARMACEUTICALS INC.
|
8-K
|
Financial Statements
|
|
ORGANIGRAM HOLDINGS INC.
|
6-K
|
|
|
Ocean Capital LLC
|
PREC14A
|
|
|
Oliger Christy J.
|
4
|
|
|
Oliver Daniel Jr
|
4
|
|
|
Omega Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Opa Group LP
|
D/A
|
|
|
Otis Collection LLC
|
1-SA
|
|
|
Otis Gallery LLC
|
1-SA
|
|
|
Otonomo Technologies Ltd.
|
25-NSE
|
|
|
Outshine Ventures SPV I - Outshine Ventures Holdings LLC
|
D/A
|
|
|
Overland Advantage
|
10-12G
|
|
|
Ovintiv Inc.
|
8-K
|
|
|
Owl Creek Asset Management, L.P.
|
4
|
|
|
P/E Capital DAO LLC
|
D
|
|
|
P/E Capital DAO LLC
|
D/A
|
|
|
PACE SELECT ADVISORS TRUST
|
NPORT-P
|
|
|
PANAMA REPUBLIC OF
|
18-K
|
|
|
PARK DAVID X
|
4
|
|
|
PARSHALL B LYNNE
|
144
|
|
|
PATHWARD FINANCIAL, INC.
|
4
|
Financial Statements
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
NPORT-P
|
|
|
PCM FUND, INC.
|
8-K
|
|
|
PDD Holdings Inc.
|
144
|
Financial Statements
|
|
PEIREZ JOSHUA L
|
4
|
|
|
PELOTON INTERACTIVE, INC.
|
8-K
|
Financial Statements
|
|
PENN Entertainment, Inc.
|
4
|
Financial Statements
|
|
PFD MANAGEMENT FUND 1008, LLC
|
D
|
|
|
PFS FUNDS
|
24F-2NT
|
|
|
PGIM Global High Yield Fund, Inc.
|
NPORT-P
|
|
|
PGIM High Yield Bond Fund, Inc.
|
NPORT-P
|
|
|
PGIM Short Duration High Yield Opportunities Fund
|
NPORT-P
|
|
|
PHAXIAM Therapeutics S.A.
|
6-K
|
Financial Statements
|
|
PHINIA INC.
|
4
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
424B3
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
8-K
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
424B3
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
8-K
|
|
|
PIMCO HIGH INCOME FUND
|
424B3
|
|
|
PIMCO HIGH INCOME FUND
|
8-K
|
|
|
PIMCO INCOME STRATEGY FUND
|
424B3
|
|
|
PIMCO INCOME STRATEGY FUND
|
8-K
|
|
|
PIMCO Income Strategy Fund II
|
424B3
|
|
|
PIMCO Income Strategy Fund II
|
8-K
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
NPORT-P
|
|
|
PIONEER BOND FUND /DE/
|
24F-2NT
|
|
|
PIONEER EQUITY INCOME FUND
|
NPORT-P
|
|
|
PIONEER HIGH YIELD FUND
|
NPORT-P
|
|
|
PIONEER MID CAP VALUE FUND
|
NPORT-P
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
NPORT-P
|
|
|
PIONEER SERIES TRUST VII
|
NPORT-P
|
|
|
PITTERS RON
|
4
|
|
|
PLIANT THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
POTENTIA WORKFORCE LLC
|
D
|
|
|
PPG INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
PREDEX
|
40-17G
|
|
|
PROCORE TECHNOLOGIES, INC.
|
144
|
Financial Statements
|
|
PROCTER & GAMBLE Co
|
11-K
|
Financial Statements
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
485APOS
|
|
|
PROGRESS SOFTWARE CORP /MA
|
8-K
|
Financial Statements
|
|
PROSHARES TRUST
|
485BPOS
|
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
PROVEN Group, Inc.
|
1-SA
|
|
|
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC.
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
NPORT-P
|
|
|
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC.
|
NPORT-P
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
PRUDENTIAL SERIES FUND
|
N-14
|
|
|
PSOF LO Mesa Side Car, LLC
|
D
|
|
|
PSYCHECEUTICAL BIOSCIENCE, INC.
|
C
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
3
|
Financial Statements
|
|
PUMA BIOTECHNOLOGY, INC.
|
8-K
|
Financial Statements
|
|
PUTNAM FUNDS TRUST
|
485BPOS
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
PV Nano Cell, Ltd.
|
6-K
|
|
|
Pacira BioSciences, Inc.
|
8-K
|
Financial Statements
|
|
Packard Row LP, LLC
|
D
|
|
|
Packard Row PE, LLC
|
D
|
|
|
Padilla Hector A
|
4
|
|
|
Paglia Lou
|
4
|
|
|
Paramount Gold Nevada Corp.
|
10-K
|
Financial Statements
|
|
Patni Rajiv
|
4
|
|
|
Pattabhiraman Arun
|
144
|
|
|
Patten Jarrod M
|
4
|
|
|
Paul Seema
|
4
|
|
|
Pegasus Digital Mobility Acquisition Corp.
|
425
|
|
|
Pegasus Digital Mobility Acquisition Corp.
|
8-K
|
|
|
Pegasus TopCo B.V.
|
F-4
|
|
|
Peraso Inc.
|
8-K
|
|
|
Permian Resources Corp
|
144
|
Financial Statements
|
|
Permian Resources Corp
|
424B3
|
Financial Statements
|
|
Pershing Square SPARC Holdings, Ltd./DE
|
S-1/A
|
|
|
Phathom Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
PhenixFIN Corp
|
4
|
Financial Statements
|
|
Phillip Street Middle Market Lending Fund LLC
|
8-K
|
|
|
Phoenix Semiconductor Corp
|
D
|
|
|
Pichai Sundar
|
4
|
|
|
Pioneer Bancorp, Inc./MD
|
10-K
|
|
|
Pioneer Diversified High Income Fund, Inc.
|
NPORT-P
|
|
|
Pioneer ILS Bridge Fund
|
NPORT-P
|
|
|
Pioneer ILS Interval Fund
|
NPORT-P
|
|
|
Pioneer Municipal High Income Opportunities Fund, Inc.
|
NPORT-P
|
|
|
Pioneer Series Trust IV
|
NPORT-P
|
|
|
Pioneer Series Trust VI
|
NPORT-P
|
|
|
Pisgah Hospitality, LLC
|
D
|
|
|
PlayAGS, Inc.
|
4
|
Financial Statements
|
|
Pleasant Lake Onshore Feeder Fund LP
|
4
|
|
|
Pleasant Lake Partners LLC
|
4
|
|
|
Polinsky David
|
4
|
|
|
Pombier Samantha
|
4
|
|
|
Pompa Valerie
|
144
|
|
|
Pompa Valerie
|
4
|
|
|
Popular High Grade Fixed-Income Fund, Inc.
|
24F-2NT
|
|
|
Popular Income Plus Fund, Inc.
|
24F-2NT
|
|
|
Precidian ETFs Trust
|
485BXT
|
|
|
Premier Macy Management Holdings, LLC
|
SC 13G/A
|
|
|
Presidio Property Trust, Inc.
|
8-K
|
|
|
Prime Movers Growth Fund I LP
|
4
|
|
|
Prime Movers Lab Fund I LP
|
4
|
|
|
Principal Real Asset Fund
|
N-23C3A
|
|
|
Private Shares Fund
|
40-17G
|
|
|
Prosper Funding LLC
|
424B3
|
|
|
Proust John
|
4
|
|
|
Ptak Stash
|
4
|
|
|
Puerto Rico Residents Tax-Free Fund VI, Inc.
|
PREC14A
|
|
|
Pulmonx Corp
|
4
|
Financial Statements
|
|
Putnam Target Date Funds
|
N-CSR/A
|
|
|
Pyxis Oncology, Inc.
|
4
|
Financial Statements
|
|
QUAKER INVESTMENT TRUST
|
24F-2NT
|
|
|
QUANTUM CORP /DE/
|
8-K
|
|
|
Quad TGS CV, L.P.
|
D
|
|
|
Quadvantage Technology, Inc.
|
D
|
|
|
Quanergy Systems, Inc.
|
424B3
|
|
|
Quantum-Si Inc
|
3
|
|
|
Quantum-Si Inc
|
4
|
|
|
Quest Resource Holding Corp
|
4
|
Financial Statements
|
|
Quinones Patricia Levine
|
4
|
|
|
RADIANT LOGISTICS, INC
|
4
|
Financial Statements
|
|
RAICH JEFFREY
|
4
|
|
|
RAMASWAMI RAJIV
|
144
|
|
|
RAPID MICRO BIOSYSTEMS, INC.
|
8-K
|
Financial Statements
|
|
RAYVEN PROPERTIES, LLC
|
1-SA
|
|
|
REATA PHARMACEUTICALS INC
|
25-NSE
|
Financial Statements
|
|
REATA PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
REATA PHARMACEUTICALS INC
|
8-K
|
Financial Statements
|
|
REATA PHARMACEUTICALS INC
|
POSASR
|
Financial Statements
|
|
REATA PHARMACEUTICALS INC
|
S-8 POS
|
Financial Statements
|
|
REATA PHARMACEUTICALS INC
|
SC 13D/A
|
Financial Statements
|
|
REEFWORKS LLC
|
D
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
RENASANT CORP
|
8-A12B
|
Financial Statements
|
|
RENASANT CORP
|
8-K
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
REPLIGEN CORP
|
8-K
|
Financial Statements
|
|
REST EZ Inc.
|
10-Q
|
|
|
REST EZ Inc.
|
8-K
|
|
|
RH
|
8-K
|
Financial Statements
|
|
RM Opportunity Trust
|
497
|
|
|
ROSE MATTHEW K
|
4
|
|
|
ROSE WILLIAM
|
4
|
|
|
ROSE WILLIAM
|
SC 13D/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
RSE Innovation, LLC
|
1-A POS
|
|
|
Radoff Bradley Louis
|
DFAN14A
|
|
|
Rafael Holdings, Inc.
|
4
|
Financial Statements
|
|
Rap Guide Media LLC
|
D
|
|
|
Red Oak Capital Fund VI, LLC
|
1-SA
|
|
|
Redfern Downtown Opportunity Fund II, LLC
|
D
|
|
|
Redfern Downtown, LLC
|
D
|
|
|
Redstone Income Fund, LP
|
D/A
|
|
|
Reflect Ventures
|
D
|
|
|
Regan Andrew
|
3
|
|
|
Relativity6, Inc.
|
D
|
|
|
Replay Bio-A a Series of What If Ventures Master LLC
|
D
|
|
|
Rickert Matthew William
|
4
|
|
|
Rise Gold Corp.
|
4
|
|
|
Rise Gold Corp.
|
8-K
|
|
|
Roadzen Inc.
|
8-K
|
|
|
Roblox Corp
|
144
|
Financial Statements
|
|
Rock William
|
4
|
|
|
RockFence Royals LLC
|
D
|
|
|
Rocket Lab USA, Inc.
|
8-K
|
|
|
Rogers Christopher Byron
|
4
|
|
|
Roivant Sciences Ltd.
|
4
|
|
|
Roivant Sciences Ltd.
|
424B5
|
|
|
Roivant Sciences Ltd.
|
8-K
|
|
|
Ronai Abraham
|
4
|
|
|
Rose Geoffrey Beran
|
4
|
|
|
Rosemont Equity Investment Fund LP
|
D/A
|
|
|
Rosner Elimelech
|
4
|
|
|
Rossi Alexander R.
|
4
|
|
|
Ruff Shamim
|
4
|
|
|
Runa Digital Partners, LP
|
D/A
|
|
|
Ryder Steven
|
4
|
|
|
S&T BANCORP INC
|
4
|
Financial Statements
|
|
SAF Ares Corporate Opportunities Fund VII, L.P.
|
D/A
|
|
|
SAF Lexington Capital Partners X, L.P.
|
D/A
|
|
|
SAMUELI HENRY
|
4
|
|
|
SC Castlerock SS, LP
|
D
|
|
|
SC Lakeline, LP
|
D
|
|
|
SCANSOURCE, INC.
|
8-K
|
Financial Statements
|
|
SCHWAB CAPITAL TRUST
|
497
|
|
|
SCHWAB CAPITAL TRUST
|
497K
|
|
|
SEALSQ Corp
|
6-K
|
|
|
SELECTA BIOSCIENCES INC
|
4
|
Financial Statements
|
|
SHAH CAPITAL MANAGEMENT
|
SC 13D/A
|
|
|
SHAR JONATHAN
|
4
|
|
|
SHEPARD GREGORY M
|
4
|
|
|
SIGNET JEWELERS LTD
|
4
|
Financial Statements
|
|
SIMON JOSEPH
|
4
|
|
|
SIRIUS XM HOLDINGS INC.
|
425
|
Financial Statements
|
|
SIRIUS XM HOLDINGS INC.
|
8-K
|
Financial Statements
|
|
SIRIUS XM HOLDINGS INC.
|
SC 13D/A
|
Financial Statements
|
|
SK ecoplant Co., Ltd.
|
4
|
|
|
SMARTSHEET INC
|
4
|
Financial Statements
|
|
SMITH SCOTT THOMAS
|
144
|
|
|
SOBBA JOHN
|
4
|
|
|
SOISTMAN FRANCIS S JR
|
4
|
|
|
SOLENO THERAPEUTICS INC
|
8-K
|
Financial Statements
|
|
SOUTHERN CALIFORNIA EDISON Co
|
424B2
|
|
|
SOUTHERN CALIFORNIA EDISON Co
|
FWP
|
|
|
SPANGENBERG ERICH
|
3
|
|
|
SPARKMAN RICKY D
|
4
|
|
|
SPARTA COMMERCIAL SERVICES, INC.
|
10-Q/A
|
|
|
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
|
NPORT-P
|
|
|
SPECIAL OPPORTUNITIES FUND, INC.
|
40-17G
|
|
|
SPECTRUM PHARMACEUTICALS INC
|
POS AM
|
Financial Statements
|
|
SPECTRUM PHARMACEUTICALS INC
|
S-8 POS
|
Financial Statements
|
|
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
SSGA Active Trust
|
24F-2NT
|
|
|
STAHL MURRAY
|
4
|
|
|
STAR GROUP, L.P.
|
8-K
|
Financial Statements
|
|
STEEL PARTNERS HOLDINGS L.P.
|
144
|
Financial Statements
|
|
STEEL PARTNERS HOLDINGS L.P.
|
4
|
Financial Statements
|
|
STEELCASE INC
|
4
|
Financial Statements
|
|
SULLIVAN GODFREY
|
4
|
|
|
SUNAMERICA SERIES TRUST
|
NPORT-P
|
|
|
SWEDISH EXPORT CREDIT CORP /SWED/
|
FWP
|
|
|
SWK Holdings Corp
|
S-1/A
|
|
|
SYMETRA SEPARATE ACCOUNT SL
|
497
|
|
|
SYNAPTICS Inc
|
4
|
Financial Statements
|
|
SYNOVUS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Sadot Group Inc.
|
8-K
|
Financial Statements
|
|
Salesforce, Inc.
|
144
|
Financial Statements
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Samaha Eli
|
4
|
|
|
Samjo Management, LLC
|
4
|
|
|
Samsara Inc.
|
144
|
Financial Statements
|
|
Sangster David
|
144
|
|
|
Sarah Smith Fund QP, LP - A3
|
D/A
|
|
|
Sarah Smith Fund, LP - A3
|
D/A
|
|
|
Scammahorn Gene
|
4
|
|
|
Scanlan Jacqueline
|
3
|
|
|
Scardino Kimberly R
|
4
|
|
|
Schindler Philipp
|
4
|
|
|
Schlesinger Allyson Katz
|
4
|
|
|
Schlossman Robert
|
4
|
|
|
Scholars Row KC LLC
|
D
|
|
|
Scilex Holding Co
|
424B3
|
|
|
Scilex Holding Co
|
8-K
|
|
|
Scilex Holding Co
|
SC 13D/A
|
|
|
SeaStar Medical Holding Corp
|
424B3
|
|
|
SeaStar Medical Holding Corp
|
8-K
|
|
|
Seaberg Karen
|
144
|
|
|
Seage Santiago
|
3
|
|
|
Seaport Global Acquisition II Corp.
|
425
|
|
|
SenesTech, Inc.
|
S-8
|
Financial Statements
|
|
Sentinel BITCO, LLC
|
D
|
|
|
Seritage Growth Properties
|
8-K
|
Financial Statements
|
|
Seven Hills Realty Trust
|
8-K
|
|
|
Shapiro David T
|
4
|
|
|
Sharett Anthony M.
|
4
|
|
|
SharpLink Gaming Ltd.
|
DEF 14A
|
|
