| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SYNCHRONOSS TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
RahRah Solutions, LLC
|
D
|
|
|
Somersault Ventures Fund I, LP
|
D/A
|
|
|
Torrent Gold Inc.
|
D
|
|
|
Felton Benjamin
|
4
|
|
|
PORTLAND GENERAL ELECTRIC CO /OR/
|
4
|
Financial Statements
|
|
Feinstein Norman
|
4
|
|
|
Priority Private Care Management, Inc.
|
D
|
|
|
Lavelle Opportunity Fund V LP
|
D
|
|
|
AdvisorShares Trust
|
24F-2NT
|
|
|
Haleon plc
|
6-K
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Hasenstab Michael J
|
3
|
|
|
PUTNAM PREMIER INCOME TRUST
|
3
|
|
|
Priority Income Fund, Inc.
|
N-CEN
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Brightwater Advisory LLC
|
N-PX
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
3
|
|
|
A.R.T. INTERNATIONAL INVESTORS
|
D/A
|
|
|
North Haven Direct Lending Fund L.P.
|
D/A
|
|
|
PUTNAM MASTER INTERMEDIATE INCOME TRUST
|
3
|
|
|
North Haven Direct Lending Fund Offshore L.P.
|
D/A
|
|
|
Sage Holdco Inc.
|
D
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
3
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
CANNABIS SUISSE CORP.
|
10-K
|
|
|
ETF Opportunities Trust
|
N-CEN
|
|
|
VN Capital Fund C, L.P.
|
D/A
|
|
|
Stronghouse Solutions Holdings, LLC
|
D
|
|
|
Dunbar David A.
|
4
|
|
|
STANDEX INTERNATIONAL CORP/DE/
|
4
|
Financial Statements
|
|
ATW Partners Opportunities Management, LLC
|
SC 13G
|
|
|
Workhorse Group Inc.
|
SC 13G
|
Financial Statements
|
|
BIGBEE PAUL
|
4
|
|
|
CAVCO INDUSTRIES INC.
|
4
|
Financial Statements
|
|
MVP Opportunity Fund VI LLC Series 24F
|
D
|
|
|
Peachtree Alternative Strategies Fund
|
SC TO-I/A
|
|
|
Carvana Auto Receivables Trust 2024-P2
|
10-D
|
|
|
DEMCHAK WILLIAM S
|
144
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
144
|
Financial Statements
|
|
22nd Century Group, Inc.
|
8-K
|
Financial Statements
|
|
Carvana Auto Receivables Trust 2022-P3
|
10-D
|
|
|
UBS AG
|
424B3
|
|
|
Slick LRF LLC
|
D
|
|
|
TRANSAMERICA FUNDS
|
497K
|
|
|
Sabens Andrea
|
144
|
|
|
Lantheus Holdings, Inc.
|
144
|
Financial Statements
|
|
TRANSAMERICA FUNDS
|
497
|
|
|
Carvana Auto Receivables Trust 2022-P2
|
10-D
|
|
|
Equalize Community Development Fund
|
40-17G
|
|
|
FS Credit Income Fund
|
4
|
|
|
Forman Michael C.
|
4
|
|
|
Hillis Dustin Michael
|
5
|
|
|
Healthcare Integrated Technologies Inc.
|
5
|
|
|
Mesirow Private Equity Secondary Fund I, L.P.
|
D
|
|
|
Homebase Automation, LLC
|
D
|
|
|
Carvana Auto Receivables Trust 2022-P1
|
10-D
|
|
|
MFS SERIES TRUST XII
|
DEF 14A
|
|
|
MFS SERIES TRUST XI
|
DEF 14A
|
|
|
MFS SERIES TRUST XVII
|
DEF 14A
|
|
|
MFS SERIES TRUST VI
|
DEF 14A
|
|
|
MFS SERIES TRUST VIII
|
DEF 14A
|
|
|
MFS SERIES TRUST II
|
DEF 14A
|
|
|
MFS SERIES TRUST I
|
DEF 14A
|
|
|
MFS SERIES TRUST X
|
DEF 14A
|
|
|
MFS SERIES TRUST XV
|
DEF 14A
|
|
|
MFS MUNICIPAL SERIES TRUST
|
DEF 14A
|
|
|
MFS SERIES TRUST XIII
|
DEF 14A
|
|
|
MFS SERIES TRUST VII
|
DEF 14A
|
|
|
MFS SERIES TRUST III
|
DEF 14A
|
|
|
MFS SERIES TRUST V
|
DEF 14A
|
|
|
MASSACHUSETTS INVESTORS TRUST
|
DEF 14A
|
|
|
MASSACHUSETTS INVESTORS GROWTH STOCK FUND
|
DEF 14A
|
|
|
MFS SERIES TRUST IX
|
DEF 14A
|
|
|
MFS SERIES TRUST IV
|
DEF 14A
|
|
|
MFS SERIES TRUST XVI
|
DEF 14A
|
|
|
HILLTOP SECURITIES INC.
|
MA-I/A
|
|
|
Mesirow Private Equity Co-Investment Fund IX, L.P.
|
D
|
|
|
Carvana Auto Receivables Trust 2021-P4
|
10-D
|
|
|
AP Electric INC.
|
D
|
|
|
FRONTIER FUNDS, INC.
|
N-CEN/A
|
|
|
TRANSAMERICA SERIES TRUST
|
497K
|
|
|
MFS VARIABLE INSURANCE TRUST III
|
DEF 14A
|
|
|
MFS VARIABLE INSURANCE TRUST
|
DEF 14A
|
|
|
MFS VARIABLE INSURANCE TRUST II
|
DEF 14A
|
|
|
Mag Magna Corp
|
10-Q
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BXT
|
|
|
Carvana Auto Receivables Trust 2021-P3
|
10-D
|
|
|
TRANSAMERICA SERIES TRUST
|
497
|
|
|
Eastside Distilling, Inc.
|
S-3
|
Financial Statements
|
|
Pacific Wealth Strategies Group, Inc.
|
N-PX
|
|
|
Alignment Healthcare, Inc.
|
144
|
Financial Statements
|
|
KONOWIECKI JOSEPH S
|
144
|
|
|
PROVINCE OF BRITISH COLUMBIA
|
18-K/A
|
|
|
Principal Real Estate Income Fund
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Carvana Auto Receivables Trust 2021-P2
|
10-D
|
|
|
Impossible Kicks Holding Company, Inc.
|
1-A-W
|
|
|
Carvana Auto Receivables Trust 2021-P1
|
10-D
|
|
|
DTE Electric Securitization Funding II LLC
|
10-D
|
|
|
Perpetual Americas Funds Trust
|
N-CEN
|
|
|
Carvana Auto Receivables Trust 2021-N3
|
10-D
|
|
|
Simplify Exchange Traded Funds
|
N-CEN
|
|
|
Sparks Martin Randolph
|
4
|
|
|
NBT BANCORP INC
|
4
|
Financial Statements
|
|
Farmland Capital Group, LLC
|
D
|
|
|
BuildClub, Inc.
|
C/A
|
|
|
Robinson V Daniel II
|
4
|
|
|
Carvana Auto Receivables Trust 2021-N2
|
10-D
|
|
|
CHAMPIONS ONCOLOGY, INC.
|
10-Q
|
Financial Statements
|
|
American Funds U.S. Small & Mid Cap Equity Fund
|
40-17G
|
|
|
Capital Group Completion Fund Series
|
40-17G
|
|
|
Carvana Auto Receivables Trust 2021-N1
|
10-D
|
|
|
Ross Acquisition Corp II
|
DEFA14A
|
|
|
Crescat Portfolio Management LLC
|
SC 13D/A
|
|
|
Timberline Resources Corp
|
SC 13D/A
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
N-CEN
|
|
|
Carvana Auto Receivables Trust 2020-P1
|
10-D
|
|
|
Troluce Veridian Onshore Fund, LP
|
D
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
470 LAFAYETTE FUNDING L.P.
|
D
|
|
|
Tidal Trust III
|
485BPOS
|
|
|
CORPORATE SPONSORED VUL SEPARATE ACCOUNT I
|
497VPI
|
|
|
CORPORATE SPONSORED VUL SEPARATE ACCOUNT I
|
497VPU
|
|
|
Highlands One Evolv, Ltd Liability Co
|
D
|
|
|
Abbott Swati Bargotra
|
144
|
|
|
ENSIGN GROUP, INC
|
144
|
Financial Statements
|
|
Samson Rock Capital LLP
|
N-PX
|
|
|
XDemics Corp
|
D/A
|
|
|
King David Lee
|
144
|
|
|
CORPORATE SPONSORED VUL SEPARATE ACCOUNT I
|
497
|
|
|
Accordant ODCE Index Fund
|
N-CEN
|
|
|
WAGMI 123 - WAGMI Master LLC
|
D
|
|
|
Sanofi
|
6-K
|
Financial Statements
|
|
WAECHTER THOMAS H
|
4
|
|
|
NETGEAR, INC.
|
4
|
Financial Statements
|
|
Rise Highland Park - Ascending Avenue LLC
|
D
|
|
|
Crescat Portfolio Management LLC
|
4
|
|
|
Timberline Resources Corp
|
4
|
|
|
Morales Vincent J
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
WAGMI 81 - WAGMI Master LLC
|
D
|
|
|
ROASTING PLANT INC
|
D/A
|
|
|
KNAVISH TIMOTHY M
|
4
|
|
|
PINEHURST PARTNERS LP
|
D/A
|
|
|
Emo Capital Corp.
|
1-K
|
|
|
Foulkes Anne M.
|
4
|
|
|
Zero-Gravity Holdings, Inc.
|
C
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497
|
|
|
CRESS CREEK CAPITAL, LLC
|
D/A
|
|
|
Braun Kevin D.
|
4
|
|
|
WAGMI 126 - WAGMI Master LLC
|
D
|
|
|
Roberts III Chris
|
4
|
|
|
TOG Alpha Fund I, LLC
|
D/A
|
|
|
PITTENGER & ANDERSON INC
|
N-PX
|
|
|
NOVO GUILLERMO
|
4
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Nally Michael
|
4
|
|
|
MasterBrand, Inc.
|
144
|
|
|
Young Mark A.
|
144
|
|
|
Gifford Gerard H
|
4
|
|
|
CROWN HOLDINGS, INC.
|
4
|
Financial Statements
|
|
PRECISION POINT HOLDINGS LLC
|
D
|
|
|
LIGOCKI KATHLEEN
|
4
|
|
|
Dimensional ETF Trust
|
497K
|
|
|
LAMACH MICHAEL W
|
4
|
|
|
CHECK POINT SOFTWARE TECHNOLOGIES LTD
|
6-K
|
Financial Statements
|
|
Heminger Gary R.
|
4
|
|
|
Riemann Computing Inc.
|
1-A-W
|
|
|
JOHNSON CHARLES B
|
4
|
|
|
FRANKLIN RESOURCES INC
|
4
|
Financial Statements
|
|
Bay Padel LLC
|
D/A
|
|
|
Healey Melanie
|
4
|
|
|
HCP SPECIAL OPPORTUNITIES OFFSHORE FEEDER FUND, L.P.
|
D/A
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
SC 13D/A
|
|
|
OneCourt Technologies, Inc.
|
D/A
|
|
|
Marshall Jolene Lau
|
144
|
|
|
SMARTSHEET INC
|
144
|
Financial Statements
|
|
Velaric TAE SAFE a series of Velaric Capital LLC
|
D
|
|
|
Axium Infrastructure Canada II
|
D/A
|
|
|
Fortmann Kathy Lynn
|
4
|
|
|
TCM Tactical Opportunities Fund III LP
|
D
|
|
|
REPUBLIC OF COLOMBIA
|
18-K
|
|
|
FT 11665
|
487
|
|
|
Cohen & Steers Real Assets Fund, Inc.
|
497
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Layer3 SPV a series of Atomizer LLC
|
D
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
Copperwood Energy Offshore LP
|
D/A
|
|
|
Copperwood Energy Fund LP
|
D/A
|
|
|
AxInfra US II LP
|
D/A
|
|
|
TVC XLIII a series of The Venture Collective Holdings LLC
|
D
|
|
|
DigitalBridge AI Infrastructure A, LP
|
D
|
|
|
Voci Christopher Anthony
|
144
|
|
|
DXC Technology Co
|
144
|
Financial Statements
|
|
Breeze Daniel
|
4
|
|
|
ROYAL GOLD INC
|
4
|
Financial Statements
|
|
Stern Jacques
|
144
|
|
|
Global Blue Group Holding AG
|
144
|
|
|
HCP SPECIAL OPPORTUNITIES FUND, L.P.
|
D/A
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Forester Co-investment, L.P.
|
D/A
|
|
|
Growth Ops I - Iron Pine Ventures Co-Invest Fund LLC
|
D
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
424B3
|
|
|
Six Circles Trust
|
485BXT
|
|
|
Block15 LP
|
D
|
|
|
Cole Matthew
|
4
|
|
|
LITTELFUSE INC /DE
|
4
|
Financial Statements
|
|
Marston Ree Vantage SPV, a series of Atomizer LLC
|
D
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
SENVEST PARTNERS, LTD.
|
D/A
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
POS EX
|
|
|
Segall Bryant & Hamill Trust
|
N-CSRS/A
|
|
|
BingEx Limited/ADR
|
F-6
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6
|
|
|
Lansing Street Real Estate Fund LLC - Series AR
|
D
|
|
|
Marvion Inc.
|
8-K
|
|
|
HCP GLOBAL INVESTMENT FUND-A, L.P.
|
D/A
|
|
|
Oakmark International Equity L.P.
|
D/A
|
|
|
Motif Innovations, Inc.
|
D
|
|
|
AGC Opportunities Fund II, LP - AGC GROQ Series 1
|
D
|
|
|
Investment Managers Series Trust
|
N-CEN
|
|
|
SOTS Development Ltd Liability Co
|
D/A
|
|
|
JANUS INVESTMENT FUND
|
N-CEN
|
|
|
Tomkiel Melissa M.
|
4
|
|
|
Blade Air Mobility, Inc.
|
4
|
|
|
Cohen Amir
|
4
|
|
|
Heyburn William A.
|
4
|
|
|
WIESENTHAL ROBERT S
|
4
|
|
|
Wunsch Scott M
|
4
|
|
|
Oakmark Global Equity L.P.
|
D/A
|
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
SKK Access Income Fund
|
N-CEN
|
|
|
Zint William C
|
4
|
|
|
DELUXE CORP
|
4
|
Financial Statements
|
|
ShiftPixy, Inc.
|
PRE 14A
|
Financial Statements
|
|
Investcorp Employee Co-Investment Program Incentive Limited Partnership
|
D
|
|
|
HCP GLOBAL INVESTMENT FUND, L.P.
|
D/A
|
|
|
OVERSTONE ASSOCIATED Ltd
|
D
|
|
|
ADVANCED SERIES TRUST
|
497K
|
|
|
Direxion Shares ETF Trust
|
497K
|
|
|
NEXPOINT FUNDS I
|
N-CEN
|
|
|
SENVEST PARTNERS LP
|
D/A
|
|
|
Avvenire Electric Vehicle International Corp.
|
253G2
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
JNL SERIES TRUST
|
497K
|
|
|
Direxion Shares ETF Trust
|
497
|
|
|
Gabelli ETFs Trust
|
485BPOS
|
|
|
O'Neil Carl James
|
144
|
|
|
IBEX Ltd
|
144
|
Financial Statements
|
|
TV Ammo, Inc.
|
D
|
|
|
Telesat Corp
|
6-K
|
|
|
Sustainable Composites LLC
|
D
|
|
|
Arista Highland Park, LLC
|
D
|
|
|
AMERICAN CENTURY ETF TRUST
|
40-17G
|
|
|
AMERICAN CENTURY GROWTH FUNDS, INC.
|
40-17G
|
|
|
AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC.
|
40-17G
|
|
|
AMERICAN CENTURY VARIABLE PORTFOLIOS II INC
|
40-17G
|
|
|
AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC
|
40-17G
|
|
|
AMERICAN CENTURY INVESTMENT TRUST
|
40-17G
|
|
|
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
|
40-17G
|
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
40-17G
|
|
|
AMERICAN CENTURY WORLD MUTUAL FUNDS INC
|
40-17G
|
|
|
AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC.
|
40-17G
|
|
|
AMERICAN CENTURY VARIABLE PORTFOLIOS INC
|
40-17G
|
|
|
AMERICAN CENTURY GOVERNMENT INCOME TRUST
|
40-17G
|
|
|
AMERICAN CENTURY TARGET MATURITIES TRUST
|
40-17G
|
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
40-17G
|
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
40-17G
|
|
|
AMERICAN CENTURY MUTUAL FUNDS, INC.
|
40-17G
|
|
|
MEXCO ENERGY CORP
|
8-K
|
Financial Statements
|
|
EA Series Trust
|
485BPOS
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
497
|
|
|
DEUTSCHE DWS INSTITUTIONAL FUNDS
|
497
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS INCOME TRUST
|
497
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497
|
|
|
DEUTSCHE DWS TAX FREE TRUST
|
497
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
497
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
497
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
497
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Mission Produce, Inc.
|
144
|
Financial Statements
|
|
Taylor Family Investments, LLC
|
144
|
|
|
WVP EMERGING MANAGER PRIVATE FUND, LLC - SAPIR VENTURE PARTNERS II SERIES
|
D/A
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
MedVector Corp
|
C-U
|
|
|
ADVANCED SERIES TRUST
|
497
|
|
|
BofA Finance LLC
|
FWP
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
HCP China Capital Appreciation Fund, L.P.
|
D/A
|
|
|
Breathe BioMedical Inc.
|
F-1/A
|
|
|
PineBridge Global Emerging Markets Partners II, L.P.
|
144
|
|
|
MAC Alpha Capital Global Fund, LP
|
D/A
|
|
