| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Batture Group LLC
|
D
|
|
|
Populus Media, Inc.
|
D
|
|
|
Oxbridge Partners, L.P.
|
D/A
|
|
|
SEPARATE ACCOUNT FP
|
497VPI
|
|
|
FRANKLIN TAX FREE TRUST
|
NPORT-P
|
|
|
Orbit Co-Invest A-1 LLC
|
4
|
|
|
Altchem Ltd
|
4
|
|
|
RVL Pharmaceuticals plc
|
4
|
Financial Statements
|
|
AMERICAN CENTURY ETF TRUST
|
497
|
|
|
CCRC ESH SUNBELT PORTFOLIO LLC
|
D
|
|
|
Beachcomber Campus Edge LLC
|
D
|
|
|
KINGDOM RESOURCES INC
|
D
|
|
|
LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA
|
13F-HR
|
|
|
ALLSPRING FUNDS TRUST
|
497J
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
FRANKLIN STRATEGIC SERIES
|
NPORT-P
|
|
|
Franklin California Tax Free Income Fund
|
NPORT-P
|
|
|
FRANKLIN MUNICIPAL SECURITIES TRUST
|
NPORT-P
|
|
|
TEMPLETON FUNDS
|
NPORT-P
|
|
|
TEMPLETON CHINA WORLD FUND
|
NPORT-P
|
|
|
TEMPLETON EMERGING MARKETS FUND
|
NPORT-P
|
|
|
TEMPLETON GLOBAL SMALLER COMPANIES FUND
|
NPORT-P
|
|
|
TEMPLETON GLOBAL INVESTMENT TRUST
|
NPORT-P
|
|
|
FRANKLIN UNIVERSAL TRUST
|
NPORT-P
|
|
|
FRANKLIN NEW YORK TAX FREE INCOME FUND
|
NPORT-P
|
|
|
TEMPLETON GROWTH FUND INC
|
NPORT-P
|
|
|
BANK OF HAWAII CORP
|
8-K
|
Financial Statements
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Platinum Red Fox CD Principals, L.P.
|
D
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND
|
NPORT-P
|
|
|
TORTOISE ENERGY INFRASTRUCTURE CORP
|
NPORT-P
|
Financial Statements
|
|
Tortoise Midstream Energy Fund, Inc.
|
NPORT-P
|
|
|
TORTOISE ENERGY INDEPENDENCE FUND, INC.
|
NPORT-P
|
|
|
TORTOISE PIPELINE & ENERGY FUND, INC.
|
NPORT-P
|
|
|
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
|
NPORT-P
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Chernick Rose M
|
144
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
144
|
Financial Statements
|
|
BEENEXT ASIA FUND2 LP
|
D
|
|
|
Linktory Inc.
|
8-K
|
|
|
YHB Investment Advisors, Inc.
|
13F-HR
|
|
|
Aspect UCITS Funds PLC - Aspect Diversified Trends Fund
|
D/A
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Fidelity Rutland Square Trust II
|
N-CSRS
|
|
|
Armor Investment Advisors, LLC
|
13F-HR
|
|
|
DW WYOMING 3 LP
|
D
|
|
|
REGENT II A SERIES OF VUVP FUND LLC
|
D
|
|
|
MOBIVITY HOLDINGS CORP.
|
DEF 14C
|
|
|
Ally Bridge Group Global Life Science Capital Partners V, L.P.
|
D/A
|
|
|
ONCOLYTICS BIOTECH INC
|
6-K
|
Financial Statements
|
|
Cedar Mountain Advisors, LLC
|
13F-HR
|
|
|
Ford Credit Auto Lease Trust 2023-B
|
10-D
|
|
|
Impossible Kicks Holding Company, Inc.
|
D
|
|
|
HANTZ FINANCIAL SERVICES, INC.
|
X-17A-5
|
|
|
Ford Credit Auto Lease Trust 2023-A
|
10-D
|
|
|
Mercedes-Benz Auto Receivables Trust 2023-1
|
10-D
|
|
|
Ford Credit Auto Lease Trust 2022-A
|
10-D
|
|
|
Interop Ventures Fund 1 LP
|
D
|
|
|
FIDELITY UNION STREET TRUST
|
N-CSR
|
|
|
Ford Credit Auto Lease Trust 2021-B
|
10-D
|
|
|
Mercedes-Benz Auto Receivables Trust 2022-1
|
10-D
|
|
|
FIDELITY INCOME FUND /MA/
|
N-CSR
|
|
|
Mercedes-Benz Auto Receivables Trust 2021-1
|
10-D
|
|
|
Sowa Financial Group, Inc.
|
13F-HR
|
|
|
Fidelity Commonwealth Trust II
|
N-CSR
|
|
|
RANGER FUNDS INVESTMENT TRUST
|
24F-2NT
|
|
|
CARDEROCK CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Hodgson Curtis Drew
|
144
|
|
|
Legacy Housing Corp
|
144
|
Financial Statements
|
|
FIDELITY ADVISOR SERIES II
|
N-CSR
|
|
|
PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT
|
497VPU
|
|
|
Egan-Jones Ratings Co
|
NRSRO-UPD
|
|
|
Mercedes-Benz Auto Receivables Trust 2020-1
|
10-D
|
|
|
Fidelity Merrimack Street Trust
|
N-CSR
|
|
|
NIXON PEABODY TRUST CO
|
13F-HR
|
|
|
Adamo Claudine
|
144
|
|
|
COSTCO WHOLESALE CORP /NEW
|
144
|
Financial Statements
|
|
Kore Infrastructure, LLC
|
D
|
|
|
FIDELITY SALEM STREET TRUST
|
N-CSR
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
Mercedes-Benz Auto Lease Trust 2023-A
|
10-D
|
|
|
PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT
|
497VPI
|
|
|
Connolly Sarah T.
|
13F-HR
|
|
|
FIDELITY PURITAN TRUST
|
N-CSR
|
|
|
PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT
|
497
|
|
|
FIDELITY UNION STREET TRUST II
|
N-CSR
|
|
|
Mercedes-Benz Auto Lease Trust 2021-B
|
10-D
|
|
|
Jamshidi Shahsavar Mahmood
|
4
|
|
|
BrightRock Gold Corp
|
4
|
|
|
Financial Guidance Group, Inc.
|
13F-HR
|
|
|
Endurus - Traditions, LLC
|
D
|
|
|
Putnam ETF Trust
|
DEFA14A
|
|
|
Putnam Target Date Funds
|
DEFA14A
|
|
|
PUTNAM FUNDS TRUST
|
DEFA14A
|
|
|
PUTNAM INVESTMENT FUNDS
|
DEFA14A
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
DEFA14A
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
DEFA14A
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
DEFA14A
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM VARIABLE TRUST
|
DEFA14A
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
DEFA14A
|
|
|
PUTNAM HIGH YIELD FUND
|
DEFA14A
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
DEFA14A
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
DEFA14A
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
DEFA14A
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM INCOME FUND
|
DEFA14A
|
|
|
GEORGE PUTNAM BALANCED FUND
|
DEFA14A
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
DEFA14A
|
|
|
PUTNAM MONEY MARKET FUND
|
DEFA14A
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
DEFA14A
|
|
|
Moreno Evelyn V
|
13F-HR
|
|
|
Guggenheim Active Allocation Fund
|
4
|
|
|
Brock-Kyle Angela
|
4
|
|
|
AmeriCredit Automobile Receivables Trust 2023-2
|
ABS-EE
|
|
|
Jiuzi Holdings, Inc.
|
6-K
|
|
|
Fidelity Central Investment Portfolios LLC
|
N-CSR
|
|
|
BAXTER BROS INC
|
13F-HR
|
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
FIDELITY GARRISON STREET TRUST
|
N-CSR
|
|
|
ACME UNITED CORP
|
8-K
|
Financial Statements
|
|
Rosenbaum Jay D.
|
13F-HR
|
|
|
FIDELITY COVINGTON TRUST
|
N-CSR
|
|
|
Cloudweb, Inc.
|
10-Q
|
|
|
FIDELITY ADVISOR SERIES I
|
N-CSR
|
|
|
MSP Fund IV, L.P.
|
D/A
|
|
|
Daimler Trucks Retail Trust 2023-1
|
10-D
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
AmeriCredit Automobile Receivables Trust 2023-1
|
ABS-EE
|
|
|
Esquire Financial Holdings, Inc.
|
8-K
|
Financial Statements
|
|
KEY Investment Partners Fund II LP
|
D/A
|
|
|
Fresenius Vascular Care Henderson ASC, LLC
|
D
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Injectsure, Inc.
|
D
|
|
|
AmeriCredit Automobile Receivables Trust 2022-2
|
ABS-EE
|
|
|
Putnam ETF Trust
|
N-CSR
|
|
|
FT 11021
|
487
|
|
|
TFC Financial Management, Inc.
|
13F-HR
|
|
|
FT 11037
|
487
|
|
|
FT 11017
|
487
|
|
|
Vorsheck Elizabeth A
|
4
|
|
|
FT 11016
|
487
|
|
|
COHEN LAWRENCE B
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
FT 11012
|
487
|
|
|
AmeriCredit Automobile Receivables Trust 2022-1
|
ABS-EE
|
|
|
Texo Energy #6, LP
|
D
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
AmeriCredit Automobile Receivables Trust 2021-3
|
ABS-EE
|
|
|
Eubel Brady & Suttman Mutual Fund Trust
|
24F-2NT
|
|
|
AmeriCredit Automobile Receivables Trust 2021-2
|
ABS-EE
|
|
|
MANOR INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
VEXT SCIENCE, INC.
|
D
|
|
|
Daimler Trucks Retail Trust 2022-1
|
10-D
|
|
|
Guru App Factory Corp
|
S-1/A
|
|
|
Mass General Brigham, Inc
|
13F-HR
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
N-CSR
|
|
|
AmeriCredit Automobile Receivables Trust 2021-1
|
ABS-EE
|
|
|
Equitable America Variable Account K
|
497
|
|
|
Voskuil Steven E
|
144
|
|
|
HERSHEY CO
|
144
|
Financial Statements
|
|
Putnam Target Date Funds
|
N-CSR
|
|
|
SEPARATE ACCOUNT FP
|
497
|
|
|
AmeriCredit Automobile Receivables Trust 2020-3
|
ABS-EE
|
|
|
AmeriCredit Automobile Receivables Trust 2020-2
|
ABS-EE
|
|
|
Marquie Group, Inc.
|
10-Q
|
|
|
Apax Credit Opportunities SCSp
|
D
|
|
|
PUTNAM FUNDS TRUST
|
N-CSR
|
|
|
AmeriCredit Automobile Receivables Trust 2020-1
|
ABS-EE
|
|
|
Durable Capital Onshore Fund LP
|
D/A
|
|
|
AmeriCredit Automobile Receivables Trust 2019-3
|
ABS-EE
|
|
|
Honda Auto Receivables 2023-4 Owner Trust
|
ABS-15G
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
ABS-15G
|
|
|
Origin Agritech LTD
|
6-K
|
Financial Statements
|
|
ABS OFFSHORE SPC
|
D/A
|
|
|
Solarcore I, A Series of Republic Master Fund, LP
|
D
|
|
|
AmeriCredit Automobile Receivables Trust 2019-2
|
ABS-EE
|
|
|
SCHMIDT DARRYL
|
4
|
|
|
BANCFIRST CORP /OK/
|
4
|
Financial Statements
|
|
Tri-State Generation & Transmission Association, Inc.
|
8-K
|
|
|
PUTNAM FUNDS TRUST
|
N-CSRS
|
|
|
OmniLit Acquisition Corp.
|
425
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
N-CSR
|
|
|
Segall Bryant & Hamill Trust
|
497J
|
|
|
CARNIVAL PLC
|
4
|
Financial Statements
|
|
WEISENBURGER RANDALL J
|
4
|
|
|
ABS Emerging Markets LP
|
D/A
|
|
|
CARNIVAL CORP
|
4
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
N-CSRS
|
|
|
ABS Emerging Markets Strategic Portfolio, LP
|
D/A
|
|
|
PUTNAM INVESTMENT FUNDS
|
N-CSR
|
|
|
ABS Limited Partnership
|
D/A
|
|
|
Monte Mark David
|
4
|
|
|
Fundrise Income Real Estate Fund, LLC
|
4
|
|
|
Ford Credit Auto Owner Trust 2023-B
|
10-D
|
|
|
Masterworks Vault 4, LLC
|
1-U
|
|
|
Ford Credit Auto Owner Trust 2023-A
|
10-D
|
|
|
Maven Strategic Opportunities Fund, LP - Sabre Series
|
D
|
|
|
Ford Credit Auto Owner Trust 2022-D
|
10-D
|
|
|
Unicycive Therapeutics, Inc.
|
8-K
|
|
|
BEAR CREEK DEBT WAREHOUSE, LLC
|
D
|
|
|
Ford Credit Auto Owner Trust 2022-C
|
10-D
|
|
|
Taste Labs, Inc
|
C/A
|
|
|
Busey Trust CO
|
13F-HR
|
|
|
Ford Credit Auto Owner Trust 2022-B
|
10-D
|
|
|
GTIS Qualified Opportunity Zone Fund II LLC
|
D/A
|
|
|
FIDELITY CALIFORNIA MUNICIPAL TRUST
|
N-CSRS
|
|
|
Ford Credit Auto Owner Trust 2022-A
|
10-D
|
|
|
Crown Capital Fund, LLC
|
D/A
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
ABS ALPHA LTD
|
D/A
|
|
|
Ford Credit Auto Owner Trust 2021-A
|
10-D
|
|
|
Ford Credit Auto Owner Trust 2020-C
|
10-D
|
|
|
Council of Europe Development Bank
|
18-K/A
|
|
|
High Tide Inc.
|
6-K
|
|
|
FIDELITY SALEM STREET TRUST
|
N-CSRS
|
|
|
CIGNA INVESTMENTS INC /NEW
|
13F-HR
|
|
|
Ford Credit Auto Owner Trust 2020-B
|
10-D
|
|
|
BORNEMAN J RALPH JR
|
4
|
|
|
Fidelity Commonwealth Trust II
|
N-CSRS
|
|
|
FIDELITY CALIFORNIA MUNICIPAL TRUST II
|
N-CSRS
|
|
|
SIERRA BANCORP
|
8-K
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2020-A
|
10-D
|
|
|
Booth Richard Whitaker
|
4
|
|
|
BOYD WATTERSON ASSET MANAGEMENT LLC/OH
|
13F-HR
|
|
|
AGENUS INC
|
4
|
Financial Statements
|
|
ARMEN GARO H
|
4
|
|
|
Lifeloc Technologies, Inc
|
8-K/A
|
|
|
FIDELITY SELECT PORTFOLIOS
|
N-CSRS
|
|
|
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT M
|
485BXT
|
|
|
FIDELITY CONCORD STREET TRUST
|
N-CSRS
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
N-CSRS
|
|
|
Copeland Capital Management, LLC
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Suncoast Equity Management
|
13F-HR
|
|
|
Miles Christen Brooke
|
4
|
|
|
RGC RESOURCES INC
|
4
|
Financial Statements
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
RMR Wealth Builders
|
13F-HR
|
|
|
Oliver Lawrence T.
|
4
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
Aristotle Funds Series Trust
|
497J
|
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
BNY Mellon Investment Funds VI
|
NPORT-P
|
|
|
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
|
NPORT-P
|
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
NPORT-P
|
|
|
BNY Mellon Strategic Funds, Inc.
|
NPORT-P
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Arrow Investments Trust
|
24F-2NT
|
|
|
Biophytis SA
|
6-K
|
Financial Statements
|
|
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
|
NPORT-P
|
|
|
BNY MELLON FUNDS TRUST
|
NPORT-P
|
|
|
Janzaruk Matthew W.
|
4
|
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
Jejurikar Shailesh
|
4
|
|
|
Gaming & Leisure Properties, Inc.
|
8-K/A
|
Financial Statements
|
|
BNY Mellon Advantage Funds, Inc.
|
NPORT-P
|
|
|
BNY MELLON MUNICIPAL FUNDS, INC.
|
NPORT-P
|
|
|
BNY Mellon Investment Funds IV, Inc.
|
NPORT-P
|
|
|
BNY Mellon Municipal Bond Funds, Inc.
|
NPORT-P
|
|
|
HOME FEDERAL BANK OF TENNESSEE
|
13F-HR
|
|
|
UNIFIED SERIES TRUST
|
NPORT-P
|
|
|
KOSS CORP
|
8-K
|
Financial Statements
|
|
Topping Kenneth A
|
3
|
|
|
Eaton Vance Floating-Rate Opportunities Fund
|
3
|
|
|
Eaton Vance Short Duration Diversified Income Fund
|
3
|
|
|
EATON VANCE SENIOR INCOME TRUST
|
3
|
|
|
EATON VANCE SENIOR FLOATING RATE TRUST
|
3
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
3
|
|
|
Eaton Vance National Municipal Opportunities Trust
|
3
|
|
|
BNY Mellon New York Tax Exempt Bond Fund, Inc.
|
NPORT-P
|
|
|
EATON VANCE MUNICIPAL INCOME TRUST
|
3
|
|
|
HYDRO ONE INC
|
6-K
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Eaton Vance Municipal Income 2028 Term Trust
|
3
|
|
|
COMMONWEALTH EQUITY SERVICES, LLC
|
13F-HR
|
|
|
BNY MELLON CALIFORNIA AMT-FREE MUNICIPAL BOND FUND, INC.
|
NPORT-P
|
|
|
BNY Mellon Intermediate Municipal Bond Fund, Inc.
|
NPORT-P
|
|
|
BNY Mellon Investment Funds III
|
NPORT-P
|
|
|
EATON VANCE MUNICIPAL BOND FUND
|
3
|
|
|
EATON VANCE LTD DURATION INCOME FUND
|
3
|
|
|
Eaton Vance Floating-Rate Income Trust
|
3
|
|
|
Cavalier Investments, LLC
|
13F-HR
|
|
|
Anghami Inc
|
D
|
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
NPORT-P
|
|
|
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
NPORT-P
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
3
|
|
