| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Fund I, a series of Sherwani Capital, LP
|
D/A
|
|
|
IronNet, Inc.
|
8-K
|
|
|
OMNIQ Corp.
|
8-K
|
|
|
Fund I, a series of Semicolon Ventures Fund, LP
|
D/A
|
|
|
Capri Holdings Ltd
|
DEFA14A
|
|
|
deynes bettina alejandra
|
3
|
|
|
CARNIVAL PLC
|
3
|
Financial Statements
|
|
Riot Platforms, Inc.
|
DEFA14A
|
Financial Statements
|
|
Fund I, a series of Recursion Ventures, LP
|
D/A
|
|
|
Inscription Capital, LLC
|
13F-HR
|
|
|
Perennial Advisors, LLC
|
13F-HR
|
|
|
Proteus Series Feeder Fund I, LLC - Series 1A
|
D
|
|
|
Atwater Malick LLC
|
13F-HR
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
Xcel Wealth Management, LLC
|
13F-HR
|
|
|
Renew Residential, Inc.
|
D/A
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
QP-Karman Ventures Fund 1, LP
|
D/A
|
|
|
Karman Ventures Fund 1, LP
|
D/A
|
|
|
Moolec Science SA
|
6-K
|
|
|
Danial Ethan
|
4
|
|
|
RAD Investments LLC
|
4
|
|
|
Tax Free Target Maturity Fund for Puerto Rico Residents, Inc.
|
4
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Fund III, a series of Tokyo Black, LP
|
D/A
|
|
|
Heritage-Crystal Clean, Inc.
|
25-NSE
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Uranium Royalty Corp.
|
6-K
|
|
|
Fund III, a series of Green Eggs & Fam, LP
|
D/A
|
|
|
Cedar Brook Financial Partners, LLC
|
13F-HR
|
|
|
Jericho Capital Special Opportunities Ltd
|
D/A
|
|
|
Data Knights Acquisition Corp.
|
425
|
|
|
Stronghold Digital Mining, Inc.
|
4
|
Financial Statements
|
|
DOHERTY THOMAS B
|
4
|
|
|
Pacchia Thomas
|
4
|
|
|
Trowbridge Thomas R. IV
|
4
|
|
|
Data Knights Acquisition Corp.
|
8-K
|
|
|
AMERISERV FINANCIAL INC /PA/
|
8-K
|
Financial Statements
|
|
Mondee Holdings, Inc.
|
8-K
|
|
|
James Sarah
|
4
|
|
|
Beard Gregory A
|
4
|
|
|
Agarwal Indira
|
4
|
|
|
Fund I, a series of VEST Her, LP
|
D/A
|
|
|
Olink Holding AB
|
SC TO-C
|
Financial Statements
|
|
THERMO FISHER SCIENTIFIC INC.
|
SC TO-C
|
Financial Statements
|
|
Fathom Digital Manufacturing Corp
|
144
|
|
|
Chen Carey
|
144
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Separate Account No. 49B
|
N-4
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Manulife Private Credit Plus Fund
|
3
|
|
|
John Hancock Life & Health Insurance Co
|
3
|
|
|
Wieland James
|
4
|
|
|
Sterling Real Estate Trust
|
4
|
|
|
Accolade, Inc.
|
144
|
Financial Statements
|
|
Cavanaugh Robert N
|
144
|
|
|
Are You Filming Ltd Liability Co
|
D
|
|
|
Hunt Timothy
|
4
|
|
|
Ahura AI Inc.
|
D
|
|
|
Polovitz Mark
|
4
|
|
|
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA
|
S-3
|
|
|
Korsmo Michelle L.
|
4
|
|
|
Carlson Michael Paul
|
4
|
|
|
Scapa James Ralph
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
LQR House Inc.
|
8-K
|
|
|
THOMSEN JOEL S.
|
4
|
|
|
Dragonfly Energy Holdings Corp.
|
144
|
|
|
Marchetti John
|
144
|
|
|
JRS Investments LLC
|
4
|
|
|
Quinones Patricia Levine
|
4
|
|
|
VIRCO MFG CORPORATION
|
4
|
Financial Statements
|
|
New Hampshire Trust
|
13F-HR
|
|
|
JOHN HANCOCK LIFE INSURANCE CO USA
|
3
|
|
|
Gleave Damon
|
4
|
|
|
James R. Scapa Declaration of Trust
|
4
|
|
|
Christenson Ann L.
|
4
|
|
|
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA
|
POS AM
|
|
|
TMap, LLC
|
D/A
|
|
|
Victory Portfolios II
|
485BXT
|
|
|
S.E.E.D. Planning Group LLC
|
13F-HR
|
|
|
Wolf Lance
|
4
|
|
|
Rise Capital Liquid Token Fund, LP
|
D/A
|
|
|
Cottonwood Communities, Inc.
|
POS EX
|
|
|
Eagle Life Insurance Co
|
S-1
|
|
|
Equitable Financial Life Insurance Co
|
POS AM
|
|
|
MYMETICS CORP
|
SC 13E3
|
|
|
Hammes Gregory P.
|
4
|
|
|
Value Fund B, LLC
|
D
|
|
|
Hors d'Age I LLC
|
D
|
|
|
Cottonwood Communities, Inc.
|
424B3
|
|
|
QUIGLEY KENNETH K JR
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
H&F Executives XI-A, L.P.
|
D
|
|
|
EmpNia Inc.
|
D
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Thorne Healthtech, Inc.
|
4
|
|
|
Kirin Holdings Company, Ltd /FI
|
4
|
|
|
Heagy Eric J.
|
3
|
|
|
PFS Bancorp, Inc.
|
3
|
|
|
Legato Intelligence, Inc.
|
D
|
|
|
Separate Account No. 49B
|
N-8A
|
|
|
Starshot Fund I, L.P.
|
D/A
|
|
|
Tieman Dale R.
|
3
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
CreativeOne Wealth, LLC
|
13F-HR
|
|
|
H&F Executives XI, L.P.
|
D
|
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
DEFA14A
|
|
|
JOHNSON CHARLES B
|
5
|
|
|
FRANKLIN RESOURCES INC
|
5
|
Financial Statements
|
|
McEachnie Christopher
|
SC 13D
|
|
|
Caro Holdings Inc.
|
SC 13D
|
|
|
Noise Comms Ltd
|
SC 13D
|
|
|
McEachnie Christopher
|
3
|
|
|
Caro Holdings Inc.
|
3
|
|
|
NE1 UC, DST
|
D/A
|
|
|
Rennalls Meriesha
|
3
|
|
|
Novastream Therapeutics Inc.
|
D
|
|
|
Express Wages, LLC
|
D
|
|
|
Whetstone Capital, LP
|
D/A
|
|
|
Healthcare Business Resources, Inc.
|
8-K
|
|
|
VI-0708 Fund II, a series of AX-RN-Funds, LP
|
D
|
|
|
Brady James J. IV
|
3
|
|
|
VERDE BIO HOLDINGS, INC.
|
AW
|
|
|
HAWAIIAN TAX FREE TRUST
|
497
|
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
US BANCORP \DE\
|
8-K
|
Financial Statements
|
|
Brandt Jonathan F.
|
3
|
|
|
Friedenthal Financial
|
13F-HR
|
|
|
Kurkowski Cynthia L.
|
3
|
|
|
WhiteSpruce Fund LP
|
D/A
|
|
|
INTRUSION INC
|
8-K
|
|
|
Intrinsic Value Partners, LLC
|
13F-HR
|
|
|
Rooney Michael J.
|
3
|
|
|
Venator Materials PLC
|
144
|
Financial Statements
|
|
Stolle Russell R
|
144
|
|
|
HAWAIIAN TAX FREE TRUST
|
497K
|
|
|
Vaske Christopher J.
|
3
|
|
|
Blacklion New Growth Feeder, LLC
|
D/A
|
|
|
Goldman Sachs ETF Trust
|
497K
|
|
|
Biolexis Therapeutics Inc.
|
D
|
|
|
Blacklion New Growth Fund, LP
|
D/A
|
|
|
Goldman Sachs ETF Trust
|
497
|
|
|
Managed Portfolio Series
|
NPORT-P
|
|
|
Armbruster Capital Management, Inc.
|
13F-HR
|
|
|
Nuveen Global Cities REIT, Inc.
|
8-K
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Masterworks 280, LLC
|
1-U
|
|
|
JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK
|
3
|
|
|
Terrestrial Energy Inc.
|
D
|
|
|
BlueSpruce Opportunity Fund A LP
|
D/A
|
|
|
HPS ART Direct Lending Fund, SCSp
|
D
|
|
|
SILVER RANGE RESOURCES LTD
|
D
|
|
|
Riverview Trust Co
|
13F-HR
|
|
|
TRIO-TECH INTERNATIONAL
|
8-K
|
Financial Statements
|
|
TRIO-TECH INTERNATIONAL
|
PRE 14A
|
Financial Statements
|
|
B.O.S.S. Retirement Advisors, LLC
|
13F-HR
|
|
|
ON4 COMMUNICATIONS INC.
|
SEC STAFF ACTION
|
|
|
GREYSTONE LOGISTICS, INC.
|
8-K
|
|
|
Anchor Capital, L.P.
|
D/A
|
|
|
Thomas Ryan
|
3
|
|
|
Simply Good Foods Co
|
3
|
Financial Statements
|
|
Cross Staff Investments Inc
|
13F-HR
|
|
|
RGV 2 Pack Owner LLC
|
D
|
|
|
Bridge Core Parent Holdings LLC
|
D
|
|
|
Heflin Stuart E. Jr.
|
3
|
|
|
Rempart Asset Management Inc.
|
13F-HR
|
|
|
Principal Life Insurance Co Separate Account B
|
497
|
|
|
MENDELSON LAURANS A
|
144
|
|
|
HEICO CORP
|
144
|
Financial Statements
|
|
LEMENG HOLDINGS LTD
|
F-1/A
|
|
|
Nutex Health, Inc.
|
D
|
|
|
ADVOCATE GROUP LLC
|
13F-HR
|
|
|
NPL 5 Fund LP
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Cox Stephanie
|
4
|
|
|
ALLIANT ENERGY CORP
|
4
|
Financial Statements
|
|
Cognetivity Neurosciences Ltd.
|
D
|
|
|
Brandcil Inc.
|
C
|
|
|
SMC Corp/Japan
|
F-6EF
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6EF
|
|
|
OESTERREICHISCHE KONTROLLBANK AKTIENGESELLSCHAFT
|
FWP
|
|
|
Falotico Nancy Joy
|
4
|
|
|
Gaucho Group Holdings, Inc.
|
8-K
|
|
|
DENISON MINES CORP.
|
6-K
|
Financial Statements
|
|
GS FindMine LLC
|
D/A
|
|
|
Garcia Michael Dennis
|
4
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
iSHARES TRUST
|
CERT
|
|
|
Somerset Trust Co
|
13F-HR
|
|
|
Newport Roger K
|
4
|
|
|
OTOOLE THOMAS F
|
4
|
|
|
Veritiv Corp
|
8-K
|
Financial Statements
|
|
Heartwood Wealth Advisors LLC
|
13F-HR
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Stock Yards Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Morgan Stanley ETF Trust
|
CERT
|
|
|
ONEFUND Trust
|
485BXT
|
|
|
Heritage-Crystal Clean, Inc.
|
S-8 POS
|
Financial Statements
|
|
KIRR MARBACH & CO LLC /IN/
|
13F-HR
|
|
|
DAVIS MICHAEL A /
|
4
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
BlockMesa Houston, LLC
|
D
|
|
|
RIO TINTO LTD
|
6-K
|
|
|
RIO TINTO PLC
|
6-K
|
Financial Statements
|
|
Mulberri Inc.
|
D
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
ALMADEN MINERALS LTD
|
6-K
|
Financial Statements
|
|
JWCCC, LLC
|
C-U
|
|
|
AUTONATION, INC.
|
8-K
|
Financial Statements
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Voomi Supply Inc.
|
D
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
KIFU LLC
|
3
|
|
|
flooidCX Corp.
|
3
|
|
|
PE Premier Wellington Hadley Harbor Partners IV Onshore Feeder L.P.
|
D/A
|
|
|
Inpleo, Inc.
|
D/A
|
|
|
Corundum Group, Inc.
|
13F-HR
|
|
|
3P MEDIA-MYTHICAL GAMES LLC - C-1
|
D
|
|
|
Exchange Place: All Cap LP
|
D/A
|
|
|
RAINEY & RANDALL INVESTMENT MANAGEMENT INC.
|
13F-HR
|
|
|
COPART INC
|
D
|
Financial Statements
|
|
HARTFORD MUTUAL FUNDS II INC
|
DEFA14A
|
|
|
UNITED STATES ANTIMONY CORP
|
10-Q
|
Financial Statements
|
|
Invictus Apps, Inc.
|
D
|
|
|
Elevated Capital Advisors, LLC
|
13F-HR
|
|
|
OGF - Gilbert Investment, LLC
|
D
|
|
|
Lex Ferenda Litigation Funding Offshore Fund LP
|
D/A
|
|
|
Grover Vikram P
|
4
|
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
Hyperion Fund LLC
|
D/A
|
|
|
Genetron Holdings Limited/ADR
|
424B3
|
|
|
PE Premier Wellington Hadley Harbor Partners IV Offshore Feeder L.P.
|
D/A
|
|
|
LAX Food Hall, LLC
|
C-U
|
|
|
FT 11077
|
497J
|
|
|
LANDWIRTSCHAFTLICHE RENTENBANK
|
FWP
|
|
|
FT 11002
|
497J
|
|
|
Neitzel Julie
|
4
|
|
|
HEICO CORP
|
4
|
Financial Statements
|
|
Wasatch Cooperative Market, LCA
|
D
|
|
|
Heritage-Crystal Clean, Inc.
|
8-K
|
Financial Statements
|
|
SOLIGENIX, INC.
|
DEFA14A
|
Financial Statements
|
|
OLD SECOND BANCORP INC
|
8-K
|
Financial Statements
|
|
Inrive LLC
|
C-U
|
|
|
KC Mac N Co LLC
|
C-U
|
|
|
FT 11001
|
497J
|
|
|
Asahi Intecc Co., Ltd./ADR
|
F-6EF
|
|
|
Citibank,N.A./ADR
|
F-6EF
|
|
|
Tennican Elizabeth
|
4
|
|
|
Four Corners Property Trust, Inc.
|
4
|
|
|
Brat James L
|
4
|
|
|
MOODY JOHN S
|
4
|
|
|
Morgan Gerald R
|
4
|
|
|
Stewart Niccole
|
4
|
|
|
HANSEN DOUGLAS B
|
4
|
|
|
Bomvida Farms LLC
|
C-U
|
|
|
iCapital-Kayne Anderson Multifamily Fund, L.P.
|
D/A
|
|
|
Steele Toni S
|
4
|
|
|
1900 WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
Jemley Charles
|
4
|
|
|
Jesuele Barbara Angelica Faylona
|
4
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Lenehan William H
|
4
|
|
|
ED-0826 Fund I, a series of Trinity Ventures Funds, LP
|
D
|
|
|
Ogilvie Marran H.
|
4
|
|
|
Mike's Pizza Canton, LLC
|
C-U
|
|
|
MIAU MATTHEW
|
4
|
|
|
TD SYNNEX CORP
|
4
|
Financial Statements
|
|
FT 11032
|
487
|
|
|
Piscataqua Savings Bank
|
13F-HR
|
|
|
FT 11000
|
497J
|
|
|
FT 10999
|
497J
|
|
|
iCapital-BCP IX Offshore Access Fund, L.P.
|
D/A
|
|
|
MSI InvestCo, LLC
|
D/A
|
|
|
Triple T Fund LLC
|
D/A
|
|
|
ACUS InvestCo, LLC
|
D/A
|
|
|
TS InvestCo, LLC /DE/
|
D/A
|
|
|
Lex Ferenda Litigation Funding US Fund LP
|
D/A
|
|
|
Quattro Growth Fund LLC
|
D
|
|
|
Colbert Chris
|
4
|
|
|
NUSCALE POWER Corp
|
4
|
|
|
Utz John A.
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
LIVE OAK INVESTMENT, LLC
|
D
|
|
|
Stadler Tammy C.
|
4
|
|
|
Sauerland John P
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
Nuveen Global Cities REIT iCapital Offshore Access Fund SPC
|
D/A
|
|
|
Galaxy Payroll Group Ltd
|
F-1/A
|
|
|
CANNABIS SUISSE CORP.
|
10-Q
|
|
|
Kitowski Nicole M
|
4
|
|
|
PATRIOT INVESTMENT MANAGEMENT GROUP, INC.
|
13F-HR
|
|
|
CredibleMind Inc.
|
D/A
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
DeWitt Angie
|
4
|
|
