| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Oaktree Strategic Credit Fund
|
8-K
|
|
|
Oatly Group AB
|
SC 13G/A
|
Financial Statements
|
|
Oberto David J.
|
4
|
|
|
Odden George
|
4
|
|
|
Odyssey Health, Inc.
|
8-K
|
|
|
OmniLit Acquisition Corp.
|
424B3
|
|
|
OmniLit Acquisition Corp.
|
S-4/A
|
|
|
On Holding AG
|
6-K
|
Financial Statements
|
|
Oncocyte Corp
|
8-K
|
Financial Statements
|
|
One Fin Capital Offshore Ltd.
|
D/A
|
|
|
OneWater Marine Inc.
|
4
|
Financial Statements
|
|
Ontrak, Inc.
|
S-1/A
|
|
|
Oomi Inc.
|
C
|
|
|
OrbiMed Advisors Ltd
|
144
|
|
|
Orchard Therapeutics plc
|
8-K
|
Financial Statements
|
|
Orchard Therapeutics plc
|
DEFA14A
|
Financial Statements
|
|
Orchard Therapeutics plc
|
DEFA14C
|
Financial Statements
|
|
Orgenesis Inc.
|
8-K
|
Financial Statements
|
|
Orlowsky Peter
|
4
|
|
|
Orthofix Medical Inc.
|
8-K
|
Financial Statements
|
|
Otis Gallery LLC
|
1-U
|
|
|
Outlook Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Owens David
|
4
|
|
|
Owl Creek Asset Management, L.P.
|
4
|
|
|
P2P Global Inc.
|
D/A
|
|
|
PALISADE BIO, INC.
|
4
|
|
|
PANACEA LIFE SCIENCES HOLDINGS, INC.
|
8-K
|
|
|
PARK AEROSPACE CORP
|
8-K
|
Financial Statements
|
|
PARNASSUS FUNDS
|
N-CEN/A
|
|
|
PARNASSUS INCOME FUNDS
|
N-CEN/A
|
|
|
PARNASSUS INCOME FUNDS
|
NPORT-P/A
|
|
|
PARTS iD, Inc.
|
8-K
|
|
|
PATHWARD FINANCIAL, INC.
|
8-K
|
Financial Statements
|
|
PATTERSON COMPANIES, INC.
|
144
|
Financial Statements
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
N-MFP2
|
|
|
PCIH Series 11 a series of Piedmont Capital Investment Holdi
|
D
|
|
|
PCM FUND, INC.
|
40-17G
|
|
|
PCT LTD
|
8-K
|
|
|
PFREUNDSCHUH PETER P.
|
4
|
|
|
PFS FUNDS
|
N-CSR
|
|
|
PGIM Private Credit Fund
|
40-17G
|
|
|
PGIM Private Real Estate Fund, Inc.
|
40-17G
|
|
|
PHAXIAM Therapeutics S.A.
|
6-K
|
Financial Statements
|
|
PHILLIPS JR CHARLES E
|
4
|
|
|
PIMCO Access Income Fund
|
40-17G
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
40-17G
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
40-17G
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
40-17G
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
40-17G
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
SC 13G/A
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
40-17G
|
|
|
PIMCO California Flexible Municipal Income Fund
|
40-17G
|
|
|
PIMCO Capital Solutions BDC Corp.
|
40-17G
|
|
|
PIMCO Dynamic Income Fund
|
40-17G
|
|
|
PIMCO Dynamic Income Opportunities Fund
|
40-17G
|
|
|
PIMCO ETF Trust
|
40-17G
|
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
40-17G
|
|
|
PIMCO Equity Series
|
40-17G
|
|
|
PIMCO Equity Series VIT
|
40-17G
|
|
|
PIMCO FUNDS
|
40-17G
|
|
|
PIMCO Flexible Credit Income Fund
|
40-17G
|
|
|
PIMCO Flexible Emerging Markets Income Fund
|
40-17G
|
|
|
PIMCO Flexible Municipal Income Fund
|
40-17G
|
|
|
PIMCO Flexible Real Estate Income Fund
|
40-17G
|
|
|
PIMCO Flexible Real Estate Income Fund
|
SC 13D/A
|
|
|
PIMCO Global StocksPLUS & Income Fund
|
40-17G
|
|
|
PIMCO HIGH INCOME FUND
|
40-17G
|
|
|
PIMCO INCOME STRATEGY FUND
|
40-17G
|
|
|
PIMCO Income Strategy Fund II
|
40-17G
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
40-17G
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
40-17G
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
40-17G
|
|
|
PIMCO Managed Accounts Trust
|
40-17G
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
40-17G
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
SC 13G/A
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
40-17G
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
SC 13G/A
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
40-17G
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
SC 13G/A
|
|
|
PIMCO STRATEGIC INCOME FUND, INC.
|
40-17G
|
|
|
PIMCO VARIABLE INSURANCE TRUST
|
40-17G
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
N-CSR
|
|
|
PIONEER MONEY MARKET TRUST
|
N-MFP2
|
|
|
PITNEY BOWES INC /DE/
|
4
|
Financial Statements
|
|
PLAIC Variable Annuity Account S
|
497
|
|
|
PLAIC Variable Annuity Account S
|
497VPI
|
|
|
PLAIC Variable Annuity Account S
|
497VPU
|
|
|
PLAN INVESTMENT FUND INC
|
N-MFP2
|
|
|
PLBY Group, Inc.
|
8-K
|
|
|
PLICO Variable Annuity Account S
|
497
|
|
|
PLICO Variable Annuity Account S
|
497VPI
|
|
|
PLICO Variable Annuity Account S
|
497VPU
|
|
|
PLOTIFY FINANCIAL, INC.
|
D
|
|
|
POET TECHNOLOGIES INC.
|
6-K
|
|
|
POLK DENNIS
|
4
|
|
|
PRIAC VARIABLE CONTRACT ACCOUNT A
|
497
|
|
|
PRIAC VARIABLE CONTRACT ACCOUNT A
|
N-30B-2
|
|
|
PRINCIPAL FUNDS, INC.
|
N-MFP2
|
|
|
PROSPECT CAPITAL CORP
|
POS EX
|
Financial Statements
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
AW
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
4
|
|
|
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497VPU
|
|
|
PRUCO LIFE OF NEW JERSEY FLEXIBLE PREMIUM VARIABLE ANNUITY A
|
497
|
|
|
PRUCO LIFE OF NEW JERSEY FLEXIBLE PREMIUM VARIABLE ANNUITY A
|
497VPU
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
497J
|
|
|
PRYOR JULIETTE WILLIAMS
|
4
|
|
|
PSQ Holdings, Inc.
|
4
|
|
|
PUTNAM INVESTMENT FUNDS
|
N-MFP2
|
|
|
PUTNAM MONEY MARKET FUND
|
N-MFP2
|
|
|
PUTNAM VARIABLE TRUST
|
N-MFP2
|
|
|
Pacific Airport Group
|
6-K
|
Financial Statements
|
|
Pacifiko.com, Inc.
|
D
|
|
|
Pagaya Technologies Ltd.
|
6-K
|
|
|
Pahuja Anupam
|
4
|
|
|
Palmer Square Opportunistic Income Fund
|
N-CSR
|
|
|
Panchal Dr. Chandra
|
3
|
|
|
Pankaj Rajesh
|
144
|
|
|
Pantelick Steven
|
4
|
|
|
Papadopoulos Didier
|
4
|
|
|
Patch Brand, LLC
|
D/A
|
|
|
Patel Snehal
|
4
|
|
|
Paulson Richard A.
|
4
|
|
|
Paylocity Holding Corp
|
8-K
|
Financial Statements
|
|
Pello Jason H.
|
4/A
|
|
|
Perception Capital Corp. II
|
425
|
|
|
Perfect Panorama LLC
|
D
|
|
|
Perfect Solutions Group, Inc.
|
SC 14F1
|
|
|
PermRock Royalty Trust
|
4
|
|
|
Pershing Edward
|
4
|
|
|
Peterson Wealth Advisors, LLC
|
13F-HR
|
|
|
Pilot Davis III
|
4
|
|
|
Pioneer Series Trust IV
|
N-CSR
|
|
|
Pitbull TopCo, LLC
|
D
|
|
|
Pleasant Lake Onshore Feeder Fund LP
|
4
|
|
|
Pleasant Lake Partners LLC
|
4
|
|
|
Point72 Asset Management, L.P.
|
SC 13G
|
|
|
Polestar Automotive Holding UK PLC
|
6-K
|
|
|
Polus Special Situations Fund
|
D
|
|
|
Portman Ridge Finance Corp
|
3
|
Financial Statements
|
|
Portman Ridge Finance Corp
|
3/A
|
Financial Statements
|
|
Portman Ridge Finance Corp
|
4
|
Financial Statements
|
|
Power Sustainable Infrastructure Credit Fund I
|
D/A
|
|
|
Power Sustainable Infrastructure Credit Fund I
|
D/A
|
|
|
Power Sustainable Infrastructure Credit Fund I
|
D/A
|
|
|
Preczn Inc.
|
D
|
|
|
Preservation Equity Fund 3, L.P.
|
D
|
|
|
Priority Technology Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Processa Pharmaceuticals, Inc.
|
DEF 14A
|
|
|
Processa Pharmaceuticals, Inc.
|
DEFA14A
|
|
|
Profit Investment Management, LLC
|
13F-HR
|
|
|
Prosper Funding LLC
|
424B3
|
|
|
Provco Ventures 1 LP
|
4
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Prudential Government Money Market Fund, Inc.
|
497J
|
|
|
PubMatic, Inc.
|
4
|
|
|
QP WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
QS Energy, Inc.
|
8-K
|
|
|
QUEENSLAND TREASURY CORP
|
18-K/A
|
|
|
QUINN STEPHEN D
|
4
|
|
|
Quad-Cities Investment Group, LLC
|
13F-HR
|
|
|
Quad/Graphics, Inc.
|
3
|
Financial Statements
|
|
Quad/Graphics, Inc.
|
8-K
|
Financial Statements
|
|
Quetta Acquisition Corp
|
8-A12B
|
|
|
Qureshi Fawwad
|
3
|
|
|
RA CAPITAL MANAGEMENT, L.P.
|
SC 13G
|
|
|
RAKIN KEVIN
|
4
|
|
|
RAYMUND STEVEN A
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
RED ROBIN GOURMET BURGERS INC
|
4
|
Financial Statements
|
|
RED ROBIN GOURMET BURGERS INC
|
SC 13G/A
|
Financial Statements
|
|
REGENERON PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
RENAIS SPIRITS LTD
|
D
|
|
|
RENN Fund, Inc.
|
4
|
|
|
RESMED INC
|
ARS
|
Financial Statements
|
|
RESMED INC
|
DEF 14A
|
Financial Statements
|
|
RESMED INC
|
DEFA14A
|
Financial Statements
|
|
RESOURCE CONSULTING GROUP INC
|
13F-HR
|
|
|
RGC RESOURCES INC
|
SC 13D
|
Financial Statements
|
|
RIVERA EFRAIN
|
3
|
|
|
ROBOTTI ROBERT
|
4
|
|
|
ROGAN TIMOTHY E
|
144
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
RSH Depositor, LLC
|
ABS-15G
|
|
|
RUNKEL JOHN F JR
|
4
|
|
|
RUPP CHRIS
|
4
|
|
|
RXO, Inc.
|
4
|
|
|
RYDER SYSTEM INC
|
4
|
Financial Statements
|
|
RYDEX SERIES FUNDS
|
N-MFP2
|
|
|
RYDEX VARIABLE TRUST
|
N-MFP2
|
|
|
Race Geoff
|
4
|
|
|
Ralph Bartel 2005 Trust
|
4
|
|
|
Randolph Co Inc
|
13F-HR
|
|
|
ReNew Energy Global plc
|
S-8
|
|
|
ReShape Lifesciences Inc.
|
8-K
|
Financial Statements
|
|
Red Oak Capital Fund II, LLC
|
1-U
|
|
|
Red Oak Capital Fund II, LLC
|
1-U/A
|
|
|
Red Oak Capital Fund IV, LLC
|
1-U
|
|
|
Red Oak Capital Fund IV, LLC
|
1-U/A
|
|
|
Red Oak Capital Fund V, LLC
|
1-U
|
|
|
Red Oak Capital Fund V, LLC
|
1-U/A
|
|
|
Redwood Galloway Alton Darby Creek Road OH P1 LLC
|
D
|
|
|
Redwood Subsidiary Holdings, LLC
|
ABS-15G
|
|
|
Reelitz Kalani
|
4
|
|
|
Reffkin Robert L.
|
4
|
|
|
Remer Eric Richard
|
4
|
|
|
Renesas Electronics Corp
|
SC TO-T/A
|
|
|
Repertoire Master Fund LP
|
3/A
|
|
|
Repertoire Master Fund LP
|
4
|
|
|
Repertoire Partners LP
|
3
|
|
|
Repertoire Partners LP
|
4
|
|
|
Ressio Inc.
|
D
|
|
|
Retireful, LLC
|
13F-HR
|
|
|
Rexing Rick
|
4
|
|
|
Rhino Page Road Owner LLC
|
D
|
|
|
Rhodes Kevin H
|
4
|
|
|
RiceBran Technologies
|
4
|
Financial Statements
|
|
Rinn James
|
4
|
|
|
Rippel Douglas Richard
|
4
|
|
|
Robins Jonathan
|
3
|
|
|
Robinson Douglas A.
|
144
|
|
|
Roblox Corp
|
144
|
Financial Statements
|
|
Roots Real Estate Investment Community I, LLC
|
1-U
|
|
|
Roots Real Estate Investment Community I, LLC
|
253G2
|
|
|
Rosenberg Eric
|
3
|
|
|
Rosenthal Brent David
|
4
|
|
|
Rowe Zane
|
144
|
|
|
Rubin Marc R
|
4
|
|
|
Runway Growth Finance Corp.
|
8-K
|
Financial Statements
|
|
SAFEGUARD SCIENTIFICS INC
|
8-K
|
Financial Statements
|
|
SAFEGUARD SCIENTIFICS INC
|
DEFA14A
|
Financial Statements
|
|
SAFEGUARD SCIENTIFICS INC
|
PRE 14A
|
Financial Statements
|
|
SAFEGUARD SCIENTIFICS INC
|
SC 13E3
|
Financial Statements
|
|
SAMPLE JOHN G JR
|
4
|
|
|
SANDERS MORRIS HARRIS LLC
|
13F-HR
|
|
|
SANDRIDGE ENERGY INC
|
3
|
Financial Statements
|
|
SANDSTORM GOLD LTD
|
6-K
|
|
|
SANTANDER DRIVE AUTO RECEIVABLES LLC
|
305B2
|
|
|
SANTANDER DRIVE AUTO RECEIVABLES LLC
|
424H
|
|
|
SANTANDER DRIVE AUTO RECEIVABLES LLC
|
ABS-EE
|
|
|
SANTANDER DRIVE AUTO RECEIVABLES LLC
|
FWP
|
|
|
SARATOGA ADVANTAGE TRUST
|
N-MFP2
|
|
|
SBI AI&Blockchain Investment LPS
|
SC 13G/A
|
|
|
SCHOLASTIC CORP
|
8-K
|
Financial Statements
|
|
SCHWAB ANNUITY PORTFOLIOS
|
40-17G
|
|
|
SCHWAB CAPITAL TRUST
|
40-17G
|
|
|
SCHWAB INVESTMENTS
|
40-17G
|
|
|
SCOTT RYAN M.
|
4
|
|
|
SEALSQ Corp
|
424B3
|
|
|
SEI INSTITUTIONAL INVESTMENTS TRUST
|
497
|
|
|
SEI INSTITUTIONAL INVESTMENTS TRUST
|
497K
|
|
|
SELECTED AMERICAN SHARES INC
|
40-17G
|
|
|
SELECTED INTERNATIONAL FUND, INC
|
40-17G
|
|
|
SEMrush Holdings, Inc.
|
4
|
Financial Statements
|
|
SEPARATE ACCOUNT N OF RELIASTAR LIFE
|
497
|
|
|
SEQUANS COMMUNICATIONS
|
SC 13E3/A
|
Financial Statements
|
|
SEQUANS COMMUNICATIONS
|
SC 14D9/A
|
Financial Statements
|
|
SEQUANS COMMUNICATIONS
|
SC TO-T/A
|
Financial Statements
|
|
SHAH JAISIM
|
4
|
|
|
SHERMAN JEFFREY W
|
3
|
|
|
SHERMAN JEFFREY W
|
4
|
|
|
SIONIX CORP
|
SC 13G/A
|
|
|
SKK Access Income Fund
|
SC TO-I
|
|
|
SMA RELATIONSHIP TRUST
|
DEF 14A
|
|
|
SMITH IAN F
|
4
|
|
|
SMITH MATTHEW K
|
4
|
|
|
SO V Vero & I-Drive Co-Invest, LLC
|
D
|
|
|
SOLENO THERAPEUTICS INC
|
SC 13G
|
Financial Statements
|
|
SOUTHEAST AIRPORT GROUP
|
6-K
|
Financial Statements
|
|
SP Plus Corp
|
8-K
|
Financial Statements
|
|
SP Plus Corp
|
DEFA14A
|
Financial Statements
|
|
SP-0725 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
SPECIALE INVEST GROWTH FUND I
|
D
|
|
|
SPIRE INC
|
8-K/A
|
Financial Statements
|
|
SR Townhomes Property, LLC
|
D
|
|
|
STAHL MURRAY
|
4
|
|
|
STANDARD LITHIUM LTD.
|
6-K
|
|
|
STARTENGINE CROWDFUNDING, INC.
|
253G2
|
|
|
STATE OF QUEENSLAND AUSTRALIA
|
18-K/A
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
SUNCOR ENERGY INC
|
6-K
|
Financial Statements
|
|
SYNOPSYS INC
|
4
|
Financial Statements
|
|
SYSCO CORP
|
ARS
|
Financial Statements
|
|
SYSCO CORP
|
DEF 14A
|
Financial Statements
|
|
SYSCO CORP
|
DEFA14A
|
Financial Statements
|
|
Saba Capital Management, L.P.
|
PREC14A
|
|
|
Sage Partners Alpha 1 L.P.
|
D/A
|
|
|
Saleo, Inc.
|
D
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Samsara Inc.
|
4
|
Financial Statements
|
|
Sanborn Joseph
|
4
|
|
|
Sanchez Robert
|
4
|
|
|
Santander Drive Auto Receivables Trust 2023-5
|
424H
|
|
|
Santander Drive Auto Receivables Trust 2023-5
|
ABS-EE
|
|
|
Santander Drive Auto Receivables Trust 2023-5
|
FWP
|
|
