| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Oil-Dri Corp of America
|
8-K
|
Financial Statements
|
|
Okazaki Jason A
|
4
|
|
|
Oliver Lawrence T.
|
4
|
|
|
Olo Inc.
|
4
|
Financial Statements
|
|
Olson Jon A
|
4
|
|
|
On Holding AG
|
6-K
|
Financial Statements
|
|
Oncternal Therapeutics, Inc.
|
4
|
|
|
One Perfect, Inc.
|
C-U
|
|
|
Opendoor Technologies Inc.
|
4
|
|
|
OppenheimerFunds, Inc.
|
4
|
|
|
OrbiMed Capital GP VI LLC
|
4
|
|
|
Orlando Matthew
|
4
|
|
|
Orta John
|
4
|
|
|
Ostin Technology Group Co., Ltd.
|
6-K
|
Financial Statements
|
|
Otter Tail Corp
|
8-K
|
Financial Statements
|
|
Owen Mary
|
4
|
|
|
Owen Taryn R
|
4
|
|
|
Oxford Lane Capital Corp.
|
N-2/A
|
Financial Statements
|
|
Oxford Park Income Fund, Inc.
|
40-APP/A
|
|
|
Oxford Park Income Fund, Inc.
|
424B3
|
|
|
Oxford Park Management, LLC
|
40-APP/A
|
|
|
Oxford Square Capital Corp.
|
8-K
|
Financial Statements
|
|
Oxford Square Capital Corp.
|
N-23C-2
|
Financial Statements
|
|
P3 Health Partners Inc.
|
4/A
|
|
|
PAGLIUCA STEPHEN G
|
4
|
|
|
PANAMA REPUBLIC OF
|
18-K/A
|
|
|
PATRICK INDUSTRIES INC
|
4
|
Financial Statements
|
|
PATRIOT NATIONAL BANCORP INC
|
4
|
Financial Statements
|
|
PC2 Real Estate Securities Fund LP
|
D/A
|
|
|
PCM FUND, INC.
|
3
|
|
|
PDS Parent, Inc.
|
D/A
|
|
|
PEAY BRIAN
|
4
|
|
|
PENSKE AUTOMOTIVE GROUP, INC.
|
8-K
|
Financial Statements
|
|
PEOPLES BANCORP INC
|
4
|
Financial Statements
|
|
PEOPLES BANCORP INC
|
4/A
|
Financial Statements
|
|
PERMA FIX ENVIRONMENTAL SERVICES INC
|
4
|
Financial Statements
|
|
PFM FINANCIAL ADVISORS LLC
|
MA-I
|
|
|
PGIM ETF TRUST
|
40-17G
|
|
|
PGIM Global High Yield Fund, Inc.
|
40-17G
|
|
|
PGIM High Yield Bond Fund, Inc.
|
40-17G
|
|
|
PGIM Short Duration High Yield Opportunities Fund
|
40-17G
|
|
|
PHI Group, Inc./DE
|
S-1
|
|
|
PICKERING GRANT
|
4
|
|
|
PILNICK GARY H
|
4
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
3
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
SC 13G/A
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
3
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
N-2
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
SC 13G/A
|
|
|
PIMCO HIGH INCOME FUND
|
3
|
|
|
PIMCO HIGH INCOME FUND
|
SC 13G/A
|
|
|
PIMCO INCOME STRATEGY FUND
|
3
|
|
|
PIMCO INCOME STRATEGY FUND
|
N-2
|
|
|
PIMCO INCOME STRATEGY FUND
|
SC 13G/A
|
|
|
PIMCO Income Strategy Fund II
|
3
|
|
|
PIMCO Income Strategy Fund II
|
SC 13G/A
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
SC 13G/A
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
SC 13G/A
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
SC 13G/A
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
SC 13G/A
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
SC 13G/A
|
|
|
PITNEY BOWES INC /DE/
|
4
|
Financial Statements
|
|
PITTMAN CAROLYN K
|
4
|
|
|
PIXELWORKS, INC
|
8-K
|
Financial Statements
|
|
PLEXUS CORP
|
4
|
Financial Statements
|
|
PLUG POWER INC
|
4
|
Financial Statements
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
4
|
Financial Statements
|
|
PNC LIHTC Fund 90, LLC
|
D
|
|
|
POLK DENNIS
|
4
|
|
|
POPULAR, INC.
|
4
|
Financial Statements
|
|
PORCELAIN MICHAEL
|
4
|
|
|
PRATT GREGORY A
|
4
|
|
|
PRECISION DRILLING Corp
|
6-K
|
Financial Statements
|
|
PRENDERGAST FRANKLYN G
|
4
|
|
|
PRIAC VARIABLE CONTRACT ACCOUNT A
|
497
|
|
|
PROCORE TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
PROSHARES TRUST
|
485BXT
|
|
|
PROTHENA CORP PUBLIC LTD CO
|
144
|
Financial Statements
|
|
PROTHENA CORP PUBLIC LTD CO
|
4
|
Financial Statements
|
|
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 16
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 18
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 4
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 6
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 7
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 8
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
40-17G
|
|
|
PRUDENTIAL JENNISON BLEND FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL JENNISON SMALL CO FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL NATIONAL MUNI FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL SECTOR FUNDS, INC.
|
40-17G
|
|
|
PRUDENTIAL SERIES FUND
|
40-17G
|
|
|
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL WORLD FUND, INC.
|
40-17G
|
|
|
PRUDENTIALS GIBRALTAR FUND
|
40-17G
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
4
|
Financial Statements
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
8-K
|
Financial Statements
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
DEFA14A
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
DEFA14A
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
DEFA14A
|
|
|
PUTNAM FUNDS TRUST
|
DEFA14A
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
DEFA14A
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM HIGH YIELD FUND
|
DEFA14A
|
|
|
PUTNAM INCOME FUND
|
DEFA14A
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
DEFA14A
|
|
|
PUTNAM INVESTMENT FUNDS
|
DEFA14A
|
|
|
PUTNAM INVESTMENT FUNDS
|
N-CEN
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
DEFA14A
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
DEFA14A
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM MONEY MARKET FUND
|
DEFA14A
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
DEFA14A
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM PREMIER INCOME TRUST
|
N-CEN
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
DEFA14A
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
DEFA14A
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
N-CEN
|
|
|
PUTNAM VARIABLE TRUST
|
DEFA14A
|
|
|
Pacific Community Holdings-VI A, LP
|
D/A
|
|
|
Pagaya Technologies Ltd.
|
F-3
|
|
|
PagerDuty, Inc.
|
4
|
Financial Statements
|
|
Palantir Technologies Inc.
|
4
|
Financial Statements
|
|
Palmer Thomas Ronald
|
4
|
|
|
Pantelick Steven
|
144
|
|
|
Papadopoulos Didier
|
144
|
|
|
Parsons Erin
|
4
|
|
|
Patel Hiteshkumar R.
|
4
|
|
|
Path Spirit LTD
|
4
|
|
|
Pattiz Keith M
|
4
|
|
|
Pavewise, Inc.
|
D
|
|
|
PaxMedica, Inc.
|
4
|
Financial Statements
|
|
Paylocity Holding Corp
|
4
|
Financial Statements
|
|
Pech Cedric
|
4
|
|
|
Peiffer Garry L.
|
4
|
|
|
Pelham Capital Ltd.
|
SC 13G/A
|
|
|
PennyMac Financial Services, Inc.
|
4
|
Financial Statements
|
|
Penumbra Inc
|
4
|
Financial Statements
|
|
Perez Santiago
|
4
|
|
|
Perry Kirk
|
4
|
|
|
Pertz Douglas A
|
4
|
|
|
Peterson Adam K
|
4
|
|
|
Peterson Karl Mr.
|
4
|
|
|
Philosophy Capital Partners, LP
|
D/A
|
|
|
Phipps Jason
|
4
|
|
|
Phunware, Inc.
|
8-K
|
|
|
Pitbull TopCo, LLC
|
D/A
|
|
|
Pizzo Peter J. III
|
4
|
|
|
Planet Fitness, Inc.
|
4
|
Financial Statements
|
|
Platzer Peter
|
4
|
|
|
Pointon Nicholas
|
144
|
|
|
Polaris Inc.
|
4
|
Financial Statements
|
|
Poor Vincent
|
4
|
|
|
Porcheron Anthony
|
3
|
|
|
Poretti Adrian
|
4
|
|
|
Porteous William
|
4
|
|
|
Poseidon Co-Investment Holdings, LP
|
D
|
|
|
Power & Digital Infrastructure Acquisition II Corp.
|
425
|
|
|
Power & Digital Infrastructure Acquisition II Corp.
|
8-K
|
|
|
Praxis Precision Medicines, Inc.
|
PRE 14A
|
Financial Statements
|
|
Predictive Oncology Inc.
|
4
|
|
|
Pressman Jason
|
4
|
|
|
Prime Movers Growth GP I LLC
|
144
|
|
|
Prime Movers Lab GP I LLC
|
144
|
|
|
Primech Holdings Ltd
|
8-A12B
|
|
|
Primis Financial Corp.
|
3
|
|
|
Primis Financial Corp.
|
8-K
|
|
|
Prince Matthew
|
144
|
|
|
Pritchard Marc S.
|
4
|
|
|
Progyny, Inc.
|
4
|
Financial Statements
|
|
Prosky Danny
|
4
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Prudential Government Money Market Fund, Inc.
|
40-17G
|
|
|
PubMatic, Inc.
|
144
|
|
|
Public Rec Co.
|
D
|
|
|
Purev Tseren
|
3
|
|
|
Purushothaman Balaji
|
4
|
|
|
Purvis Tom E.
|
4
|
|
|
Putnam ETF Trust
|
DEFA14A
|
|
|
Putnam Target Date Funds
|
DEFA14A
|
|
|
Putnam Target Date Funds
|
N-CEN
|
|
|
QUEST DIAGNOSTICS INC
|
4
|
Financial Statements
|
|
Quandes Fund Ltd.
|
D/A
|
|
|
Quandes US Feeder Fund LP
|
D/A
|
|
|
Quanta Alpha Partners, LP
|
D/A
|
|
|
Quanterix Corp
|
4
|
Financial Statements
|
|
Quantix Active Inflation Partners LP
|
D/A
|
|
|
QuantumScape Corp
|
144
|
Financial Statements
|
|
Quarles Gregory James
|
4
|
|
|
Quartz Investors LP
|
D
|
|
|
Quest Resource Holding Corp
|
4
|
Financial Statements
|
|
Quest Water Global, Inc.
|
8-K
|
|
|
RADCO - 4450 East Washington PHX, LP
|
D
|
|
|
RADCO - Cottages at Reserve South, LP
|
D
|
|
|
RAGHAVAN PRABHAKAR
|
4
|
|
|
RANGER FUNDS INVESTMENT TRUST
|
N-CSR/A
|
|
|
RANKIN ALFRED M ET AL
|
4
|
|
|
RANKIN CHLOE O
|
4
|
|
|
RANKIN CLAIBORNE R
|
4
|
|
|
RANKIN CORBIN
|
4
|
|
|
RANKIN THOMAS T
|
4
|
|
|
RANKIN VICTOIRE G
|
4
|
|
|
RAPT Therapeutics, Inc.
|
4
|
Financial Statements
|
|
RATHKE FRANCES G
|
4
|
|
|
RATNER JAMES A
|
4
|
|
|
RBC FUNDS TRUST
|
N-MFP2
|
|
|
RE-0912 Fund I, a series of Climate Capital Seed, LP
|
D
|
|
|
RE/MAX Holdings, Inc.
|
4
|
Financial Statements
|
|
RECUPERO ANTHONY J
|
4
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
RECURSION PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
REGIONAL HEALTH PROPERTIES, INC
|
ARS
|
Financial Statements
|
|
REGIONAL HEALTH PROPERTIES, INC
|
DEF 14A
|
Financial Statements
|
|
REGIONAL HEALTH PROPERTIES, INC
|
DEFA14A
|
Financial Statements
|
|
REGIONS FINANCIAL CORP
|
3
|
Financial Statements
|
|
REGIONS FINANCIAL CORP
|
4
|
Financial Statements
|
|
RELMADA THERAPEUTICS, INC.
|
8-K
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
RENASANT CORP
|
CERT
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
RENOVARO BIOSCIENCES INC.
|
DEFA14A
|
Financial Statements
|
|
REPLICEL LIFE SCIENCES INC.
|
6-K
|
|
|
RESMED INC
|
4
|
Financial Statements
|
|
RESOURCES CONNECTION, INC.
|
10-Q
|
|
|
RESOURCES CONNECTION, INC.
|
8-K
|
|
|
REVIVA PHARMACEUTICALS HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
REVIVA PHARMACEUTICALS HOLDINGS, INC.
|
ARS
|
Financial Statements
|
|
REVIVA PHARMACEUTICALS HOLDINGS, INC.
|
DEF 14A
|
Financial Statements
|
|
REZVAN MITRA
|
4
|
|
|
RGC RESOURCES INC
|
4
|
Financial Statements
|
|
RICHARDSON DAVID JEFFREY
|
4
|
|
|
RICHTER GLENN R
|
4
|
|
|
RING TIMOTHY M
|
4
|
|
|
RITE AID CORP
|
8-K
|
Financial Statements
|
|
RIVERSOURCE ACCOUNT F
|
497J
|
|
|
RIVERSOURCE VARIABLE ACCOUNT 10
|
497J
|
|
|
RIVERSOURCE VARIABLE ANNUITY ACCOUNT
|
497J
|
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
497J
|
|
|
ROKU, INC
|
4
|
Financial Statements
|
|
ROSENBERG SHELI Z
|
4
|
|
|
ROUBIN GARY S
|
4
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
RPM INTERNATIONAL INC/DE/
|
10-Q
|
Financial Statements
|
|
RPM INTERNATIONAL INC/DE/
|
8-K
|
Financial Statements
|
|
RREEF Core Plus Residential Fund LP
|
D
|
|
|
RREEF Property Trust, Inc.
|
424B3
|
|
|
RTX Corp
|
4
|
|
|
RUSSO PATRICIA F
|
4
|
|
|
RYSAVY JIRKA
|
4
|
|
|
Rackspace Technology, Inc.
|
8-K
|
Financial Statements
|
|
Rad Technologies Inc.
|
C
|
|
|
Radoff Bradley Louis
|
SC 13D/A
|
|
|
Rainey John D
|
4
|
|
|
Rakuten Medical, Inc.
|
D/A
|
|
|
Raman Sundar G.
|
4
|
|
|
Rand Alison S.
|
3
|
|
|
Rand Alison S.
|
4
|
|
|
Ranpak Holdings Corp.
|
4
|
|
|
Rao Veena
|
4
|
|
|
ReTo Eco-Solutions, Inc.
|
424B5
|
Financial Statements
|
|
ReTo Eco-Solutions, Inc.
|
6-K
|
Financial Statements
|
|
Red Cat Holdings, Inc.
|
4
|
Financial Statements
|
|
Red Electrica Corporacion SA/ADR
|
F-6 POS
|
|
|
Redford Alison
|
4
|
|
|
Rehrig Paul
|
4
|
|
|
Reinhart James G.
|
4
|
|
|
Reliance Global Group, Inc.
|
8-K
|
|
|
Reliance Global Group, Inc.
|
DEF 14A
|
|
|
Reliance Global Group, Inc.
|
DEFA14A
|
|
|
Remagine Ventures II, L.P.
|
D
|
|
|
Renesas Electronics Corp
|
SC TO-T/A
|
|
|
RenovoRx, Inc.
|
4
|
|
|
Renterra Inc.
|
D
|
|
|
Resnik Josh
|
4
|
|
|
Rhino HealthTech, Inc.
|
D/A
|
|
|
Rice Julie J.
|
4
|
|
|
Richardson John M
|
4
|
|
|
Rider Michael J
|
4
|
|
|
Ritchie Garth
|
144
|
|
|
Rito Group Corp.
|
REVOKED
|
|
|
Rivian Automotive, Inc. / DE
|
8-K
|
Financial Statements
|
