| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Poland Daniel L
|
4
|
|
|
Policinski Christopher J.
|
4
|
|
|
Polomski Stanley
|
4
|
|
|
Porch Group, Inc.
|
4
|
|
|
Porter Andre T
|
4
|
|
|
Power & Chandler Self Storage Partners, LLC
|
D
|
|
|
Power & Digital Infrastructure Acquisition II Corp.
|
S-4/A
|
|
|
Prado Becerra Jose Luis
|
4
|
|
|
Prana Housing Preservation Fund, L.P.
|
D/A
|
|
|
Praxis Precision Medicines, Inc.
|
8-K
|
Financial Statements
|
|
Pribor Jeffrey
|
144
|
|
|
Prime Impact Acquisition I
|
25-NSE
|
|
|
Prime Meridian Holding Co
|
8-K
|
|
|
Prime Meridian NPL LLC
|
D/A
|
|
|
Primerica, Inc.
|
4
|
Financial Statements
|
|
Princeton Everest Fund
|
4
|
|
|
Priority Income Fund, Inc.
|
424B3
|
|
|
Priority Income Fund, Inc.
|
POS EX
|
|
|
ProFrac Holding Corp.
|
8-K
|
Financial Statements
|
|
ProSomnus, Inc.
|
D
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
DEF 14A
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
DEFA14A
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Ptak Stash
|
4
|
|
|
Puerto Rico Residents Tax-Free Fund VI, Inc.
|
DEFA14A
|
|
|
Pure Green Franchise Corp
|
C-U
|
|
|
Purushothaman Balaji
|
144
|
|
|
Pyxis Tankers Inc.
|
6-K
|
Financial Statements
|
|
QUAGLIO KENNETH L
|
4
|
|
|
QUALCOMM INC/DE
|
144
|
Financial Statements
|
|
QUALCOMM INC/DE
|
4
|
Financial Statements
|
|
QVT Financial LP
|
4
|
|
|
Quanterix Corp
|
4
|
Financial Statements
|
|
Quantum Expeditions, Inc
|
C
|
|
|
Quesada Frank Carlos
|
4
|
|
|
Quincey James
|
4
|
|
|
Quinones Patricia Levine
|
4
|
|
|
Qureshi Rima
|
4
|
|
|
RAFAEL BETSY
|
144
|
|
|
RAGHAVAN PRABHAKAR
|
144
|
|
|
RAJAN RAJEEV BASHYAM
|
4
|
|
|
RANGER FUNDS INVESTMENT TRUST
|
N-CSR
|
|
|
RAYMOND JAMES FINANCIAL INC
|
4
|
Financial Statements
|
|
RAYONIER ADVANCED MATERIALS INC.
|
8-K
|
Financial Statements
|
|
RBC FUNDS TRUST
|
497
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
RECURSION PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
REED DAVID A
|
4
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
REINSURANCE GROUP OF AMERICA INC
|
8-K
|
Financial Statements
|
|
RELIF Special LP, SCSp
|
D/A
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
RENOVARO BIOSCIENCES INC.
|
10-K
|
Financial Statements
|
|
RENOVARO BIOSCIENCES INC.
|
425
|
Financial Statements
|
|
RENOVARO BIOSCIENCES INC.
|
8-K
|
Financial Statements
|
|
RENTOKIL INITIAL PLC /FI
|
6-K
|
|
|
REPLIGEN CORP
|
8-K
|
Financial Statements
|
|
RESMED INC
|
144
|
Financial Statements
|
|
REVELATION BIOSCIENCES, INC.
|
3
|
|
|
REVELATION BIOSCIENCES, INC.
|
4
|
|
|
REVELATION BIOSCIENCES, INC.
|
8-K
|
|
|
RIBEAU SIDNEY A
|
4
|
|
|
RICHO ANNA
|
4
|
|
|
RICKS THOMAS G
|
4
|
|
|
RIGGS RORY B
|
4
|
|
|
RIO TINTO LTD
|
6-K
|
|
|
RIO TINTO PLC
|
6-K
|
Financial Statements
|
|
RITOTA JOHN
|
4
|
|
|
RIVERSOURCE ACCOUNT F
|
485BPOS
|
|
|
RIVERSOURCE ACCOUNT F
|
N-VPFS/A
|
|
|
RIVERSOURCE ACCOUNT SBS
|
N-VPFS/A
|
|
|
RIVERSOURCE VARIABLE ACCOUNT 10
|
485BPOS
|
|
|
RIVERSOURCE VARIABLE ACCOUNT 10
|
N-VPFS/A
|
|
|
RIVERSOURCE VARIABLE ACCOUNT FOR SMITH BARNEY
|
N-VPFS/A
|
|
|
RIVERSOURCE VARIABLE ANNUITY ACCOUNT
|
485BPOS
|
|
|
RIVERSOURCE VARIABLE ANNUITY ACCOUNT
|
N-VPFS/A
|
|
|
RIVERSOURCE VARIABLE ANNUITY ACCOUNT 1
|
N-VPFS/A
|
|
|
RIVERSOURCE VARIABLE ANNUITY FUND A
|
N-VPFS/A
|
|
|
RIVERSOURCE VARIABLE ANNUITY FUND B
|
N-VPFS/A
|
|
|
RIVERSOURCE VARIABLE LIFE ACCOUNT
|
N-VPFS/A
|
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
485BPOS
|
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
N-VPFS/A
|
|
|
ROBERTSON RUSSEL C
|
4
|
|
|
ROBOTTI ROBERT
|
4
|
|
|
ROCKET PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
ROCKET PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
ROCKWELL AUTOMATION, INC
|
144
|
Financial Statements
|
|
ROCKWELL AUTOMATION, INC
|
4
|
Financial Statements
|
|
ROGERS ALEXANDER H
|
144
|
|
|
ROGERS ALEXANDER H
|
4
|
|
|
ROKU, INC
|
144
|
Financial Statements
|
|
ROMNEY RONNA
|
4
|
|
|
RONDINONE RALPH
|
4
|
|
|
ROSENZWEIG ISRAEL
|
4/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
ROYAL GOLD INC
|
8-K
|
Financial Statements
|
|
RPC INC
|
8-K
|
Financial Statements
|
|
RYAN UNA S
|
4
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Rabun Daniel Wayne
|
4
|
|
|
Radius Global Infrastructure, Inc.
|
15-12G
|
|
|
Ragauss Peter A
|
4
|
|
|
Rahe Maribeth S
|
4
|
|
|
Rainey John D
|
144
|
|
|
Rainmaker Worldwide Inc.
|
8-K
|
|
|
Ralhan Sameer
|
3
|
|
|
Ralph Bartel 2005 Trust
|
4
|
|
|
Ramdev Niharika
|
4
|
|
|
Randolph Diane
|
4
|
|
|
ReDisco Corporation, Inc.
|
C/A
|
|
|
Real Brokerage Inc
|
6-K
|
|
|
Realterm Europe Logistics Income Feeder Fund, SCSp
|
D/A
|
|
|
Realterm Europe Logistics Income Fund, SCSp
|
D/A
|
|
|
Recovering Bro Inc.
|
C/A
|
|
|
Redett John C.
|
3
|
|
|
Redwood Digital Fund I, LP
|
D/A
|
|
|
Regan Timothy
|
144
|
|
|
Regen BioPharma Inc
|
424B3
|
|
|
Reinhart James G.
|
144
|
|
|
Reisin Richard
|
3
|
|
|
Relay Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
Remer Eric Richard
|
144
|
|
|
Renalytix plc
|
RW
|
|
|
Renda Rudolph V.
|
4
|
|
|
RenovoRx, Inc.
|
4
|
|
|
RepeatMD, Inc.
|
D/A
|
|
|
RespireRx Pharmaceuticals Inc.
|
8-K
|
|
|
Revology, Inc.
|
D
|
|
|
Revolution Medicines, Inc.
|
4
|
Financial Statements
|
|
Rexing Rick
|
144
|
|
|
Reyes Jonathan
|
4
|
|
|
Rice Michael
|
4
|
|
|
Richardson Andrew C
|
4
|
|
|
Richardson Nathan
|
4
|
|
|
Rider Michael J
|
144
|
|
|
Riffel Mathieu
|
4
|
|
|
Rippel Douglas Richard
|
4
|
|
|
Rise Gold Corp.
|
SC 13D
|
|
|
Rithm Capital Corp.
|
8-K
|
|
|
Rivard Bill John
|
4
|
|
|
RiverNorth Flexible Municipal Income Fund II, Inc.
|
POS 8C
|
|
|
RiverNorth Flexible Municipal Income Fund, Inc.
|
POS 8C
|
|
|
RiverNorth Managed Duration Municipal Income Fund, Inc.
|
POS 8C
|
|
|
RiverNorth Opportunistic Municipal Income Fund, Inc.
|
POS 8C
|
|
|
Rivian Automotive, Inc. / DE
|
8-K
|
Financial Statements
|
|
Robbins Brad
|
4
|
|
|
Robinson Elizabeth
|
4
|
|
|
Robinson Graham
|
4
|
|
|
Robinson James A. Jr.
|
3
|
|
|
Robinson Mark Haymond
|
144
|
|
|
Rochelle Simon
|
144
|
|
|
Rodriques Kelly
|
144
|
|
|
Roelke Alison Marie
|
4
|
|
|
Rogers Matthew C
|
4
|
|
|
Roivant Sciences Ltd.
|
144
|
|
|
Roivant Sciences Ltd.
|
4
|
|
|
Rome Amanda J
|
4
|
|
|
Romero Mercedes
|
4
|
|
|
Rometty Virginia M
|
4
|
|
|
Rosenthal Bennett
|
144
|
|
|
Rosner Robert L.
|
4
|
|
|
Ross Kimberly A.
|
3
|
|
|
Roth Heidi Rena
|
4
|
|
|
Roth James H
|
144
|
|
|
Rowland Sandra E.
|
4
|
|
|
Rua Daniel R
|
4
|
|
|
Russell Erin L
|
4
|
|
|
Russler Daniel T Jr
|
4
|
|
|
Russo Joseph J.
|
4
|
|
|
Ryde Group Ltd
|
F-1/A
|
|
|
S&P Global Inc.
|
8-K
|
Financial Statements
|
|
SAB Biotherapeutics, Inc.
|
8-K
|
|
|
SAN JUAN BASIN ROYALTY TRUST
|
DEF 14A
|
|
|
SANFILIPPO JOHN B & SON INC
|
8-K
|
Financial Statements
|
|
SANTANDER DRIVE AUTO RECEIVABLES LLC
|
ABS-15G
|
|
|
SANTINI GINO
|
4
|
|
|
SARGENT RONALD
|
4
|
|
|
SB INVESTMENT ADVISERS
|
4
|
|
|
SBVP NiceHealth II, a Series of Vauban Platform LP
|
D
|
|
|
SCHIAVO MARY FACKLER
|
4
|
|
|
SCHWAB ANNUITY PORTFOLIOS
|
497
|
|
|
SCHWAB ANNUITY PORTFOLIOS
|
497K
|
|
|
SCHWAB STRATEGIC TRUST
|
40-17G
|
|
|
SCHWAB SUSAN C
|
4
|
|
|
SCHWIETERS JOHN T
|
3
|
|
|
SCRIVANICH LUKE M
|
4
|
|
|
SCULLEY JOHN
|
4
|
|
|
SCYNEXIS INC
|
8-K
|
Financial Statements
|
|
SEELOS THERAPEUTICS, INC.
|
8-K
|
|
|
SENSIENT TECHNOLOGIES CORP
|
4
|
Financial Statements
|
|
SEQUANS COMMUNICATIONS
|
6-K
|
Financial Statements
|
|
SFS Series Trust
|
N-8F NTC
|
|
|
SHEARER ROBERT K
|
4
|
|
|
SHENANDOAH TELECOMMUNICATIONS CO/VA/
|
4
|
Financial Statements
|
|
SHEPPARD BRETT
|
4
|
|
|
SHOCKLEY BRETT A
|
4
|
|
|
SHOPIFY INC.
|
4
|
Financial Statements
|
|
SHORE BANCSHARES INC
|
4
|
Financial Statements
|
|
SHORT JAY M PHD
|
4
|
|
|
SHORT-TERM INVESTMENTS TRUST
|
497
|
|
|
SIA TAAC3 SPV Evitado, a Series of Vauban Platform LP
|
D
|
|
|
SIGNA Sports United N.V.
|
6-K
|
|
|
SIGNET JEWELERS LTD
|
144
|
Financial Statements
|
|
SIGNET JEWELERS LTD
|
4
|
Financial Statements
|
|
SILICOM LTD.
|
6-K
|
Financial Statements
|
|
SILICON LABORATORIES INC.
|
144
|
Financial Statements
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
SIMS LUKE E
|
SC 13D/A
|
|
|
SIT INVESTMENT ASSOCIATES INC
|
SC 13D
|
|
|
SITTEMA THOMAS KENT
|
4
|
|
|
SKYX Platforms Corp.
|
4
|
Financial Statements
|
|
SLATER A JOSEPH JR
|
4
|
|
|
SMA RELATIONSHIP TRUST
|
497
|
|
|
SMARTFINANCIAL INC.
|
4
|
Financial Statements
|
|
SMARTSHEET INC
|
144
|
Financial Statements
|
|
SMG Industries Inc.
|
8-K
|
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
SMITH JAMES C
|
4
|
|
|
SMITH KIMBERLY J
|
4
|
|
|
SMITH MICRO SOFTWARE, INC.
|
4
|
Financial Statements
|
|
SMITH SALLY J
|
4
|
|
|
SMITH WAYNE T
|
4
|
|
|
SMITH WILLIAM G JR
|
4
|
|
|
SODERBERY ROBERT
|
4
|
|
|
SOKOLOW LEONARD J
|
4
|
|
|
SOLENO THERAPEUTICS INC
|
4
|
Financial Statements
|
|
SOS Ltd
|
6-K
|
|
|
SOUTHERN CO
|
4
|
Financial Statements
|
|
SOUTHSIDE BANCSHARES INC
|
4
|
Financial Statements
|
|
SPLASH BEVERAGE GROUP, INC.
|
8-K
|
|
|
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
|
4
|
Financial Statements
|
|
SPS COMMERCE INC
|
3
|
Financial Statements
|
|
SQZ Biotechnologies Co
|
8-K
|
Financial Statements
|
|
SRIVARU Holding Ltd
|
425
|
|
|
STAHL MURRAY
|
4
|
|
|
STARTENGINE CROWDFUNDING, INC.
|
4
|
|
|
STARWOOD PROPERTY TRUST, INC.
|
4
|
|
|
STAVRIDIS JAMES G.
|
4
|
|
|
STEPHENS JOHN JOSEPH
|
4
|
|
|
STEPHENSON ROBERT O
|
4
|
|
|
STERNLICHT BARRY S
|
3
|
|
|
STERNLICHT BARRY S
|
4
|
|
|
STEUERT D MICHAEL
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL JOSEPH
|
SC 13D/A
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
STOLLER LAWRENCE B
|
4
|
|
|
STONE JOSEPH V JR
|
4
|
|
|
STONE WILLIAM GORDON III
|
4
|
|
|
STOVER DAVID L
|
4
|
|
|
STRUCTURED OBLIGATIONS CORP LONG TERM CERT SER 2003 3
|
8-K
|
|
|
SUBIN NEIL S
|
4
|
|
|
SUBURBAN PROPANE PARTNERS LP
|
3
|
Financial Statements
|
|
SULLIVAN DIANE M
|
144
|
|
|
SUMMIT FINANCIAL GROUP, INC.
|
425
|
Financial Statements
|
|
SURGALIGN HOLDINGS, INC.
|
POS AM
|
|
|
SURGALIGN HOLDINGS, INC.
|
S-8 POS
|
|
|
SVF Holdings
|
4
|
|
|
SVF Investments
|
4
|
|
|
SYNLOGIC, INC.
|
424B4
|
Financial Statements
|
|
Saba Capital Income & Opportunities Fund
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13G/A
|
|
|
Sabrina Sanders S
|
4
|
|
|
Sacchi Diana
|
4
|
|
|
Sadot Group Inc.
|
4
|
Financial Statements
|
|
Saia John G.
|
4
|
|
|
Salesforce, Inc.
|
144
|
Financial Statements
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Sampath Sowmyanarayan
|
4
|
|
|
Sanchez Loretta Lydia
|
4
|
|
|
Sanders Edward Lawrence III
|
4
|
|
|
Sansom Steven W.
|
4
|
|
|
Sanzio Anthony
|
4
|
|
|
Sarna Surbhi
|
144
|
|
|
SavMobi Technology Inc.
|
10-K
|
|
|
Save Foods, Inc.
|
8-K
|
|
|
Sayler Bryan H
|
5
|
|
|
Scarola Susan
|
3
|
|
|
Schaefer Kimberly
|
4
|
|
|
Schapiro Richard M
|
4
|
|
|
Schiller Mark L.
|
4
|
|
|
Schor Chen
|
4
|
|
|
Schram Ryan S
|
4
|
|
|
Schrank Ana J.
|
3
|
|
|
Schrank Ana J.
|
4
|
|
|
Schuetz Alexander
|
4
|
|
|
Schuh Dennis Gerard
|
3
|
|
|
Schwartz Christina
|
144
|
|
|
Schwartz Todd G.
|
4
|
|
|
Schwenger Thomas D.
|
4
|
|
|
Schwetz Amy B
|
4
|
|
|
Sciammas Maurice
|
144
|
|
|
Scienjoy Holding Corp
|
6-K
|
|
|
Scilex Holding Co
|
3
|
|
|
Scilex Holding Co
|
8-K
|
|
|
Sea Otter Advisors LLC
|
SC 13G
|
|
