SEC Filings


3218
  
Company Name Form Type SEC Filings
Atria Wealth Solutions, Inc. 13F-HR
CANTOR SELECT PORTFOLIOS TRUST 485BXT
Series Portfolios Trust N-CSR
BPC AL Martin Huntsville Phase 1, LLC D
BAROMETER CAPITAL MANAGEMENT INC. 13F-HR
MATTERN CAPITAL MANAGEMENT, LLC 13F-HR
Fairfield University 13F-HR
BEDAPUDI PRAKASH 144
LENNOX INTERNATIONAL INC 144 Financial Statements
National Legal & Policy Center PX14A6G
MICROSOFT CORP PX14A6G Financial Statements
James Alpha Funds Trust N-CSR
CV SPV III, LLC D
CLARIS ADVISORS, LLC / MO / 13F-HR
Westwood Wealth Management 13F-HR
Janney Capital Management LLC 13F-HR
Archer Investment Corp 13F-HR
Shacklett Kimberly 4
Sowell Financial Services LLC 13F-HR
MSC INDUSTRIAL DIRECT CO INC 4 Financial Statements
Goldman Sachs Physical Gold ETF 10-Q
VAN STRUM & TOWNE INC. 13F-HR
FRC, INC. D/A
Madrona Venture Group, LLC 13F-HR
Applied Finance Capital Management, LLC 13F-HR
WealthTrust Asset Management, LLC 13F-HR
Blueshift Asset Management, LLC 13F-HR
Eden Grow Systems, Inc. C/A
Dymon Asia China Absolute Return Bond Fund D/A
Tanager Wealth Management LLP 13F-HR
Greystone Housing Impact Investors LP S-4/A Financial Statements
Genie Energy Ltd. 10-Q Financial Statements
Stiles Financial Services Inc 13F-HR
Partners Group Private Equity II D/A
GENMAB A/S 6-K Financial Statements
loanDepot.com, LLC ABS-15G
Spiegel Reuven 144
Delek Logistics Partners, LP 144 Financial Statements
SAXON WOODS ADVISORS LLC 13F-NT
Agriculture & Natural Solutions Acquisition Corp 8-A12B
Rede Wealth, LLC 13F-HR
Hockeye Partners, LP D/A
Phraction Management LLC 13F-HR
Janney Montgomery Scott LLC 13F-HR
BRUCE FUND INC DEFA14A
St. James Investment Company, LLC 13F-HR
Morgan Stanley Finance LLC FWP
Diversified Partners, Inc. 13F-NT
Redwoods Acquisition Corp. S-4/A
MRA Advisory Group 13F-HR
Stuebe Nancy E. 4
ADVENT CONVERTIBLE & INCOME FUND 4
MORGAN STANLEY FWP Financial Statements
BARCLAYS PLC 6-K Financial Statements
Canterbury Private Income Fund I, L.P. D/A
Milestone Advisory Partners 13F-HR
Brighthouse Funds Trust I 497
LTG Capital LLC 13F-HR
Amia Capital LLP 13F-HR
Integris Wealth Management, LLC 13F-HR
ALPINE WOODS CAPITAL INVESTORS, LLC 13F-HR
British American Tobacco p.l.c. 6-K Financial Statements
Read Michael 144
CHURCH & DWIGHT CO INC /DE/ 144 Financial Statements
JOURNEY STRATEGIC WEALTH LLC 13F-HR
FL-1013 Fund I, a series of Founders Only, LP D
Better Money Decisions, LLC 13F-HR
OLD SECOND BANCORP INC 10-Q Financial Statements
Redwood Financial Network Corp 13F-HR
REDWOOD OFFSHORE FUND LTD D/A
RUSHING RODNEY ELDON 4
ServisFirst Bancshares, Inc. 4 Financial Statements
Huron Consulting Group Inc. 4 Financial Statements
MCCARTNEY JOHN 4
Avory & Company, LLC 13F-HR
EA Series Trust 497J
Ortega Juan Luis 144
Chubb Ltd 144 Financial Statements
FT 11110 487
STG VII, L.P. SC 13D/A
AVID TECHNOLOGY, INC. SC 13D/A Financial Statements
Mariotti Brian Richard 144
Funko, Inc. 144 Financial Statements
DEVON ENERGY CORP/DE 10-Q Financial Statements
Bell Bernice 144
FT 11061 487
ZRP Wando Crossing LLC D
ENI SPA 6-K Financial Statements
FIRST TRUST EXCHANGE-TRADED FUND VIII SC 13G/A
FIRST TRUST PORTFOLIOS LP SC 13G/A
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II SC 13G/A
REGENEREX PHARMA, INC. 10-Q
MORGAN STANLEY EMERGING MARKETS DEBT FUND INC SC 13G/A
VanEck ETF Trust SC 13G/A
ABRDN AUSTRALIA EQUITY FUND, INC. SC 13G/A
THOROUGHBRED FINANCIAL SERVICES, LLC 13F-HR
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND SC 13G/A
Fitz Roy SKA, LLC D
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 13F-HR Financial Statements
FIRST TRUST EXCHANGE-TRADED FUND VI SC 13G/A
FIRST TRUST EXCHANGE-TRADED FUND VI SC 13G
FIRST TRUST PORTFOLIOS LP SC 13G
UBS AG 424B2
New Residential Funding 2023-NQM1 LLC ABS-15G
Wenger E Philip 4
FULTON FINANCIAL CORP 4 Financial Statements
Anima Group Inc. D
Consolidated Planning Corp 13F-HR
Fernwood Investment Management, LLC 13F-HR
Delek US Holdings, Inc. 144 Financial Statements
ALLIANCE RESOURCE PARTNERS LP 10-Q Financial Statements
JAMESTOWN Premier Property Fund D/A
Crake Asset Management LLP 13F-HR
Robertson Chris J 144
AGILYSYS INC 144 Financial Statements
VESTOR CAPITAL, LLC 13F-HR
Cornerstone Planning Group LLC 13F-HR
Rich Brian F 144
CMS ENERGY CORP 144 Financial Statements
Henry David Philip 4
MKS INSTRUMENTS INC 4 Financial Statements
AMERICAN BATTERY MATERIALS, INC. 8-K/A
PA-0323 Fund I AL Vehicle, a series of Boon Fund Investments, LP D
PA-0323 Fund I, a series of Boon Fund Investments, LP D
Bledsoe Elizabeth 4
WASHBURN CAPITAL MANAGEMENT, INC. 13F-HR
TERRIL BROTHERS, INC. 13F-HR
Dongre Neal 4
Hosking Partners LLP 13F-HR
SA-1002 Fund I, a series of Roll Up Vehicles, LP D
AONE PARTNERS LLC D
Sepio Capital, LP 13F-HR
HARTFORD MUTUAL FUNDS II INC DEFA14A
WisdomTree, Inc. 10-Q Financial Statements
PLUMAS BANCORP 10-Q Financial Statements
LEE SPENCER S 4
VANJIA CORP 10-Q
SFL Corp Ltd. 6-K Financial Statements
Taylor Sharon L 4
MARTIN MIDSTREAM PARTNERS L.P. 4 Financial Statements
BONDURANT ROBERT D 4
Shoup Scot A 4
WILLIAMS DAVID PATRICK 4
MARTIN RUBEN S 4
Connally Stan W 4
CAPITAL CITY BANK GROUP INC 4 Financial Statements
TrimTabs ETF Trust 485BXT
Jindal Piyush 4
LifeMD, Inc. 4
LXP Industrial Trust 8-K/A
FT 11130 S-6
Lyons Billy J Jr. 4
OLD SECOND BANCORP INC 4 Financial Statements
Wilhite Joel 144
AvidXchange Holdings, Inc. 144 Financial Statements
Winton China Quantitative Fund Ltd D/A
Sustainable Forest Futures, Inc. D/A
VRM Penzini Fund I L.L.C. D
CEERA INVESTMENTS, LLC 13F-HR
Texas Pacific Land Corp 4
HORIZON KINETICS ASSET MANAGEMENT LLC 4
CORBETT ROAD CAPITAL MANAGEMENT, LLC 13F-NT
NCL CORP Ltd. 10-Q
Hemanext Inc. D
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE N-VP/A
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TWO N-VP/A
SWKS Indianapolis, LLC D
ModVans Inc. 253G2
J.P. Morgan Residential Mortgage Acceptance Corp. ABS-15G
FT 11129 S-6
Hancock Park Corporate Income, Inc. DEFA14A
UBS Group AG 6-K Financial Statements
UBS AG 6-K
CREDIT SUISSE AG 6-K
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN N-VP/A
VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO N-VP/A
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN N-VP/A
CAMECO CORP 6-K Financial Statements
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE N-VP/A
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE N-VP/A
FT 11128 S-6
Bedi Christopher 144
ELMER RUSSELL S 144
DDC Enterprise Ltd FWP
AMERICAN ASSETS INC 13F-HR
Brown Kyle Steven 4
Trinity Capital Inc. 4 Financial Statements
Westlake Chemical Partners LP 4 Financial Statements
Kenner Andrew 4
WEG Consolidated, LLC D
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 497
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE 497VPU
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TWO 497
JAMESTOWN Premier Property Fund, L.P. D/A
Li-Cycle Holdings Corp. CERT
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TWO 497VPU
Compass Rose Asset Management, LP 13F-HR
DDC Enterprise Ltd F-1/A
Scannell John 4
Bank of Montreal Europe Plc 13F-NT
Stone Ledge Spirits Co CF, LLC C/A
Managed Portfolio Series N-CSR
TEMPLETON GLOBAL INCOME FUND SC 13D/A
Morling Financial Advisors, LLC 13F-HR
Versor GETT Fund - GETT Directional Class D/A
NV5 Global, Inc. 144 Financial Statements
Pruitt William D 144
Tranquilli Financial Advisor LLC 13F-HR
FARMERS NATIONAL BANC CORP /OH/ 10-Q Financial Statements
Norwegian Cruise Line Holdings Ltd. 10-Q Financial Statements
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 497VPU
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 497VPU
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 497
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 497
CENTRAL SECURITIES CORP 13F-HR Financial Statements
STAHL MURRAY 4
RENN Fund, Inc. 4
Shenandoah Village Drive Investment Partners LLC D
FORTISSIMO FUND, LP D
JJJ Feeder Fund, Ltd. D/A
Antoine Robert 4
First Ascent Asset Management, LLC 13F-HR
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 497VPU
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE 497
12th Street Asset Management Company, LLC 13F-HR
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE 497VPU
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE 497
Advisors Disciplined Trust 2196 487
SYNTEC OPTICS HOLDINGS, INC. 8-K
Foster Edward Colman 4
TIMBERLAND BANCORP INC 4 Financial Statements
Cadeler A/S SC TO-T/A
ENETI INC. SC TO-T/A Financial Statements
THOMPSON SIEGEL & WALMSLEY LLC 13F-HR
FIRST MID BANCSHARES, INC. 10-Q Financial Statements
WOMBLE DUSTIN R 4
TYLER TECHNOLOGIES INC 4 Financial Statements
Bond Capital Management, LP 13F-HR
SEI Catholic Values Trust N-CSRS
Huval Timothy S. 4
HUMANA INC 4 Financial Statements
Carbon Counts Tech PBC C
DIAMANT ASSET MANAGEMENT, INC. 13F-HR
Hongli Development Ltd 144/A
Hongli Group Inc. 144/A
CMWA Capital Appreciation Fund LLC D
LAKELAND BANCORP INC 10-Q Financial Statements
Ground Game Venture Fund I, L.P. D/A
modlee inc D
Booth Richard Whitaker 4
Fundrise Real Estate Interval Fund, LLC 4
Argentic Real Estate Finance LLC ABS-15G
Fire Department Coffee, Inc. C-U
JP Outfitters, Inc. S-1/A
Che Austin 144
Yamamoto Mika 144
BLACKLINE, INC. 144 Financial Statements
FIDELITY SUMMER STREET TRUST 497K
BNY Mellon Absolute Insight Funds, Inc. AW
Mirabal Michelle 4
American Assets Investment Management, LLC 13F-HR
Milestone Investment Advisors LLC 13F-HR
Deschatelets Pascal 144
Apellis Pharmaceuticals, Inc. 144 Financial Statements
PRICE LISA V 144
DOMINOS PIZZA INC 144 Financial Statements
FIDELITY SUMMER STREET TRUST 497
VARIABLE INSURANCE PRODUCTS FUND 497K
MORGAN STANLEY PATHWAY FUNDS 24F-2NT
RPIV Castore Co-Invest LLC D
VARIABLE INSURANCE PRODUCTS FUND 497
FIDELITY SCHOOL STREET TRUST 497K
FIDELITY SCHOOL STREET TRUST 497
O2 REGENTECH LLC C
Fundrise Growth Tech Fund, LLC 4
Hall Bjorn 4
INNOSPEC INC. 10-Q Financial Statements
Hope Global Investments, LLC D
FVP Growth Partners, L.P. D/A
COLONY BANKCORP INC 10-Q Financial Statements
SURGE COMPONENTS INC DEF 14A
Medicenna Therapeutics Corp. 6-K
CRH PUBLIC LTD CO 6-K Financial Statements
RiverPark Advisors, LLC 13F-HR
Pinnacle Six One Commodities, L.P. D/A
Symmetry Panoramic Trust N-CSR
Trinity Almand Creek Investors LLC D
Snowflake Inc. 144 Financial Statements
MasterCraft Boat Holdings, Inc. 10-Q Financial Statements
Slootman Frank 144
CMWA Foreign Developed Partnership LLC D
American Assets Capital Advisers, LLC 13F-HR
RESILIENX, INC. D
STEINER EDDIE L 4
CSB Bancorp, Inc. 4
Carapace Buffered Dividend Income Fund Series - 2, a series of Carapace Funds, LLC D/A
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2364 S-6/A
PyroGenesis Canada Inc. 6-K
Windham Life Sciences Partners IV, L.P. D/A
JLLX Diversified III, DST D