| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Atria Wealth Solutions, Inc.
|
13F-HR
|
|
|
CANTOR SELECT PORTFOLIOS TRUST
|
485BXT
|
|
|
Series Portfolios Trust
|
N-CSR
|
|
|
BPC AL Martin Huntsville Phase 1, LLC
|
D
|
|
|
BAROMETER CAPITAL MANAGEMENT INC.
|
13F-HR
|
|
|
MATTERN CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Fairfield University
|
13F-HR
|
|
|
BEDAPUDI PRAKASH
|
144
|
|
|
LENNOX INTERNATIONAL INC
|
144
|
Financial Statements
|
|
National Legal & Policy Center
|
PX14A6G
|
|
|
MICROSOFT CORP
|
PX14A6G
|
Financial Statements
|
|
James Alpha Funds Trust
|
N-CSR
|
|
|
CV SPV III, LLC
|
D
|
|
|
CLARIS ADVISORS, LLC / MO /
|
13F-HR
|
|
|
Westwood Wealth Management
|
13F-HR
|
|
|
Janney Capital Management LLC
|
13F-HR
|
|
|
Archer Investment Corp
|
13F-HR
|
|
|
Shacklett Kimberly
|
4
|
|
|
Sowell Financial Services LLC
|
13F-HR
|
|
|
MSC INDUSTRIAL DIRECT CO INC
|
4
|
Financial Statements
|
|
Goldman Sachs Physical Gold ETF
|
10-Q
|
|
|
VAN STRUM & TOWNE INC.
|
13F-HR
|
|
|
FRC, INC.
|
D/A
|
|
|
Madrona Venture Group, LLC
|
13F-HR
|
|
|
Applied Finance Capital Management, LLC
|
13F-HR
|
|
|
WealthTrust Asset Management, LLC
|
13F-HR
|
|
|
Blueshift Asset Management, LLC
|
13F-HR
|
|
|
Eden Grow Systems, Inc.
|
C/A
|
|
|
Dymon Asia China Absolute Return Bond Fund
|
D/A
|
|
|
Tanager Wealth Management LLP
|
13F-HR
|
|
|
Greystone Housing Impact Investors LP
|
S-4/A
|
Financial Statements
|
|
Genie Energy Ltd.
|
10-Q
|
Financial Statements
|
|
Stiles Financial Services Inc
|
13F-HR
|
|
|
Partners Group Private Equity II
|
D/A
|
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
loanDepot.com, LLC
|
ABS-15G
|
|
|
Spiegel Reuven
|
144
|
|
|
Delek Logistics Partners, LP
|
144
|
Financial Statements
|
|
SAXON WOODS ADVISORS LLC
|
13F-NT
|
|
|
Agriculture & Natural Solutions Acquisition Corp
|
8-A12B
|
|
|
Rede Wealth, LLC
|
13F-HR
|
|
|
Hockeye Partners, LP
|
D/A
|
|
|
Phraction Management LLC
|
13F-HR
|
|
|
Janney Montgomery Scott LLC
|
13F-HR
|
|
|
BRUCE FUND INC
|
DEFA14A
|
|
|
St. James Investment Company, LLC
|
13F-HR
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Diversified Partners, Inc.
|
13F-NT
|
|
|
Redwoods Acquisition Corp.
|
S-4/A
|
|
|
MRA Advisory Group
|
13F-HR
|
|
|
Stuebe Nancy E.
|
4
|
|
|
ADVENT CONVERTIBLE & INCOME FUND
|
4
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
BARCLAYS PLC
|
6-K
|
Financial Statements
|
|
Canterbury Private Income Fund I, L.P.
|
D/A
|
|
|
Milestone Advisory Partners
|
13F-HR
|
|
|
Brighthouse Funds Trust I
|
497
|
|
|
LTG Capital LLC
|
13F-HR
|
|
|
Amia Capital LLP
|
13F-HR
|
|
|
Integris Wealth Management, LLC
|
13F-HR
|
|
|
ALPINE WOODS CAPITAL INVESTORS, LLC
|
13F-HR
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Read Michael
|
144
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
144
|
Financial Statements
|
|
JOURNEY STRATEGIC WEALTH LLC
|
13F-HR
|
|
|
FL-1013 Fund I, a series of Founders Only, LP
|
D
|
|
|
Better Money Decisions, LLC
|
13F-HR
|
|
|
OLD SECOND BANCORP INC
|
10-Q
|
Financial Statements
|
|
Redwood Financial Network Corp
|
13F-HR
|
|
|
REDWOOD OFFSHORE FUND LTD
|
D/A
|
|
|
RUSHING RODNEY ELDON
|
4
|
|
|
ServisFirst Bancshares, Inc.
|
4
|
Financial Statements
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
MCCARTNEY JOHN
|
4
|
|
|
Avory & Company, LLC
|
13F-HR
|
|
|
EA Series Trust
|
497J
|
|
|
Ortega Juan Luis
|
144
|
|
|
Chubb Ltd
|
144
|
Financial Statements
|
|
FT 11110
|
487
|
|
|
STG VII, L.P.
|
SC 13D/A
|
|
|
AVID TECHNOLOGY, INC.
|
SC 13D/A
|
Financial Statements
|
|
Mariotti Brian Richard
|
144
|
|
|
Funko, Inc.
|
144
|
Financial Statements
|
|
DEVON ENERGY CORP/DE
|
10-Q
|
Financial Statements
|
|
Bell Bernice
|
144
|
|
|
FT 11061
|
487
|
|
|
ZRP Wando Crossing LLC
|
D
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G/A
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
|
SC 13G/A
|
|
|
REGENEREX PHARMA, INC.
|
10-Q
|
|
|
MORGAN STANLEY EMERGING MARKETS DEBT FUND INC
|
SC 13G/A
|
|
|
VanEck ETF Trust
|
SC 13G/A
|
|
|
ABRDN AUSTRALIA EQUITY FUND, INC.
|
SC 13G/A
|
|
|
THOROUGHBRED FINANCIAL SERVICES, LLC
|
13F-HR
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
|
SC 13G/A
|
|
|
Fitz Roy SKA, LLC
|
D
|
|
|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
|
13F-HR
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
SC 13G/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
SC 13G
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G
|
|
|
UBS AG
|
424B2
|
|
|
New Residential Funding 2023-NQM1 LLC
|
ABS-15G
|
|
|
Wenger E Philip
|
4
|
|
|
FULTON FINANCIAL CORP
|
4
|
Financial Statements
|
|
Anima Group Inc.
|
D
|
|
|
Consolidated Planning Corp
|
13F-HR
|
|
|
Fernwood Investment Management, LLC
|
13F-HR
|
|
|
Delek US Holdings, Inc.
|
144
|
Financial Statements
|
|
ALLIANCE RESOURCE PARTNERS LP
|
10-Q
|
Financial Statements
|
|
JAMESTOWN Premier Property Fund
|
D/A
|
|
|
Crake Asset Management LLP
|
13F-HR
|
|
|
Robertson Chris J
|
144
|
|
|
AGILYSYS INC
|
144
|
Financial Statements
|
|
VESTOR CAPITAL, LLC
|
13F-HR
|
|
|
Cornerstone Planning Group LLC
|
13F-HR
|
|
|
Rich Brian F
|
144
|
|
|
CMS ENERGY CORP
|
144
|
Financial Statements
|
|
Henry David Philip
|
4
|
|
|
MKS INSTRUMENTS INC
|
4
|
Financial Statements
|
|
AMERICAN BATTERY MATERIALS, INC.
|
8-K/A
|
|
|
PA-0323 Fund I AL Vehicle, a series of Boon Fund Investments, LP
|
D
|
|
|
PA-0323 Fund I, a series of Boon Fund Investments, LP
|
D
|
|
|
Bledsoe Elizabeth
|
4
|
|
|
WASHBURN CAPITAL MANAGEMENT, INC.
|
13F-HR
|
|
|
TERRIL BROTHERS, INC.
|
13F-HR
|
|
|
Dongre Neal
|
4
|
|
|
Hosking Partners LLP
|
13F-HR
|
|
|
SA-1002 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
AONE PARTNERS LLC
|
D
|
|
|
Sepio Capital, LP
|
13F-HR
|
|
|
HARTFORD MUTUAL FUNDS II INC
|
DEFA14A
|
|
|
WisdomTree, Inc.
|
10-Q
|
Financial Statements
|
|
PLUMAS BANCORP
|
10-Q
|
Financial Statements
|
|
LEE SPENCER S
|
4
|
|
|
VANJIA CORP
|
10-Q
|
|
|
SFL Corp Ltd.
|
6-K
|
Financial Statements
|
|
Taylor Sharon L
|
4
|
|
|
MARTIN MIDSTREAM PARTNERS L.P.
|
4
|
Financial Statements
|
|
BONDURANT ROBERT D
|
4
|
|
|
Shoup Scot A
|
4
|
|
|
WILLIAMS DAVID PATRICK
|
4
|
|
|
MARTIN RUBEN S
|
4
|
|
|
Connally Stan W
|
4
|
|
|
CAPITAL CITY BANK GROUP INC
|
4
|
Financial Statements
|
|
TrimTabs ETF Trust
|
485BXT
|
|
|
Jindal Piyush
|
4
|
|
|
LifeMD, Inc.
|
4
|
|
|
LXP Industrial Trust
|
8-K/A
|
|
|
FT 11130
|
S-6
|
|
|
Lyons Billy J Jr.
|
4
|
|
|
OLD SECOND BANCORP INC
|
4
|
Financial Statements
|
|
Wilhite Joel
|
144
|
|
|
AvidXchange Holdings, Inc.
|
144
|
Financial Statements
|
|
Winton China Quantitative Fund Ltd
|
D/A
|
|
|
Sustainable Forest Futures, Inc.
|
D/A
|
|
|
VRM Penzini Fund I L.L.C.
|
D
|
|
|
CEERA INVESTMENTS, LLC
|
13F-HR
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
CORBETT ROAD CAPITAL MANAGEMENT, LLC
|
13F-NT
|
|
|
NCL CORP Ltd.
|
10-Q
|
|
|
Hemanext Inc.
|
D
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE
|
N-VP/A
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TWO
|
N-VP/A
|
|
|
SWKS Indianapolis, LLC
|
D
|
|
|
ModVans Inc.
|
253G2
|
|
|
J.P. Morgan Residential Mortgage Acceptance Corp.
|
ABS-15G
|
|
|
FT 11129
|
S-6
|
|
|
Hancock Park Corporate Income, Inc.
|
DEFA14A
|
|
|
UBS Group AG
|
6-K
|
Financial Statements
|
|
UBS AG
|
6-K
|
|
|
CREDIT SUISSE AG
|
6-K
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN
|
N-VP/A
|
|
|
VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO
|
N-VP/A
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
|
N-VP/A
|
|
|
CAMECO CORP
|
6-K
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE
|
N-VP/A
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
N-VP/A
|
|
|
FT 11128
|
S-6
|
|
|
Bedi Christopher
|
144
|
|
|
ELMER RUSSELL S
|
144
|
|
|
DDC Enterprise Ltd
|
FWP
|
|
|
AMERICAN ASSETS INC
|
13F-HR
|
|
|
Brown Kyle Steven
|
4
|
|
|
Trinity Capital Inc.
|
4
|
Financial Statements
|
|
Westlake Chemical Partners LP
|
4
|
Financial Statements
|
|
Kenner Andrew
|
4
|
|
|
WEG Consolidated, LLC
|
D
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE
|
497
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE
|
497VPU
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TWO
|
497
|
|
|
JAMESTOWN Premier Property Fund, L.P.
|
D/A
|
|
|
Li-Cycle Holdings Corp.
|
CERT
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TWO
|
497VPU
|
|
|
Compass Rose Asset Management, LP
|
13F-HR
|
|
|
DDC Enterprise Ltd
|
F-1/A
|
|
|
Scannell John
|
4
|
|
|
Bank of Montreal Europe Plc
|
13F-NT
|
|
|
Stone Ledge Spirits Co CF, LLC
|
C/A
|
|
|
Managed Portfolio Series
|
N-CSR
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
SC 13D/A
|
|
|
Morling Financial Advisors, LLC
|
13F-HR
|
|
|
Versor GETT Fund - GETT Directional Class
|
D/A
|
|
|
NV5 Global, Inc.
|
144
|
Financial Statements
|
|
Pruitt William D
|
144
|
|
|
Tranquilli Financial Advisor LLC
|
13F-HR
|
|
|
FARMERS NATIONAL BANC CORP /OH/
|
10-Q
|
Financial Statements
|
|
Norwegian Cruise Line Holdings Ltd.
|
10-Q
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497VPU
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497VPU
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497
|
|
|
CENTRAL SECURITIES CORP
|
13F-HR
|
Financial Statements
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Shenandoah Village Drive Investment Partners LLC
|
D
|
|
|
FORTISSIMO FUND, LP
|
D
|
|
|
JJJ Feeder Fund, Ltd.
|
D/A
|
|
|
Antoine Robert
|
4
|
|
|
First Ascent Asset Management, LLC
|
13F-HR
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
497VPU
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
497
|
|
|
12th Street Asset Management Company, LLC
|
13F-HR
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE
|
497VPU
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE
|
497
|
|
|
Advisors Disciplined Trust 2196
|
487
|
|
|
SYNTEC OPTICS HOLDINGS, INC.
|
8-K
|
|
|
Foster Edward Colman
|
4
|
|
|
TIMBERLAND BANCORP INC
|
4
|
Financial Statements
|
|
Cadeler A/S
|
SC TO-T/A
|
|
|
ENETI INC.
|
SC TO-T/A
|
Financial Statements
|
|
THOMPSON SIEGEL & WALMSLEY LLC
|
13F-HR
|
|
|
FIRST MID BANCSHARES, INC.
|
10-Q
|
Financial Statements
|
|
WOMBLE DUSTIN R
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Bond Capital Management, LP
|
13F-HR
|
|
|
SEI Catholic Values Trust
|
N-CSRS
|
|
|
Huval Timothy S.
|
4
|
|
|
HUMANA INC
|
4
|
Financial Statements
|
|
Carbon Counts Tech PBC
|
C
|
|
|
DIAMANT ASSET MANAGEMENT, INC.
|
13F-HR
|
|
|
Hongli Development Ltd
|
144/A
|
|
|
Hongli Group Inc.
|
144/A
|
|
|
CMWA Capital Appreciation Fund LLC
|
D
|
|
|
LAKELAND BANCORP INC
|
10-Q
|
Financial Statements
|
|
Ground Game Venture Fund I, L.P.
|
D/A
|
|
|
modlee inc
|
D
|
|
|
Booth Richard Whitaker
|
4
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
4
|
|
|
Argentic Real Estate Finance LLC
|
ABS-15G
|
|
|
Fire Department Coffee, Inc.
|
C-U
|
|
|
JP Outfitters, Inc.
|
S-1/A
|
|
|
Che Austin
|
144
|
|
|
Yamamoto Mika
|
144
|
|
|
BLACKLINE, INC.
|
144
|
Financial Statements
|
|
FIDELITY SUMMER STREET TRUST
|
497K
|
|
|
BNY Mellon Absolute Insight Funds, Inc.
|
AW
|
|
|
Mirabal Michelle
|
4
|
|
|
American Assets Investment Management, LLC
|
13F-HR
|
|
|
Milestone Investment Advisors LLC
|
13F-HR
|
|
|
Deschatelets Pascal
|
144
|
|
|
Apellis Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
PRICE LISA V
|
144
|
|
|
DOMINOS PIZZA INC
|
144
|
Financial Statements
|
|
FIDELITY SUMMER STREET TRUST
|
497
|
|
|
VARIABLE INSURANCE PRODUCTS FUND
|
497K
|
|
|
MORGAN STANLEY PATHWAY FUNDS
|
24F-2NT
|
|
|
RPIV Castore Co-Invest LLC
|
D
|
|
|
VARIABLE INSURANCE PRODUCTS FUND
|
497
|
|
|
FIDELITY SCHOOL STREET TRUST
|
497K
|
|
|
FIDELITY SCHOOL STREET TRUST
|
497
|
|
|
O2 REGENTECH LLC
|
C
|
|
|
Fundrise Growth Tech Fund, LLC
|
4
|
|
|
Hall Bjorn
|
4
|
|
|
INNOSPEC INC.
|
10-Q
|
Financial Statements
|
|
Hope Global Investments, LLC
|
D
|
|
|
FVP Growth Partners, L.P.
|
D/A
|
|
|
COLONY BANKCORP INC
|
10-Q
|
Financial Statements
|
|
SURGE COMPONENTS INC
|
DEF 14A
|
|
|
Medicenna Therapeutics Corp.
|
6-K
|
|
|
CRH PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
RiverPark Advisors, LLC
|
13F-HR
|
|
|
Pinnacle Six One Commodities, L.P.
|
D/A
|
|
|
Symmetry Panoramic Trust
|
N-CSR
|
|
|
Trinity Almand Creek Investors LLC
|
D
|
|
|
Snowflake Inc.
|
144
|
Financial Statements
|
|
MasterCraft Boat Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
Slootman Frank
|
144
|
|
|
CMWA Foreign Developed Partnership LLC
|
D
|
|
|
American Assets Capital Advisers, LLC
|
13F-HR
|
|
|
RESILIENX, INC.
|
D
|
|
|
STEINER EDDIE L
|
4
|
|
|
CSB Bancorp, Inc.
|
4
|
|
|
Carapace Buffered Dividend Income Fund Series - 2, a series of Carapace Funds, LLC
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2364
|
S-6/A
|
|
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PyroGenesis Canada Inc.
|
6-K
|
|
|
Windham Life Sciences Partners IV, L.P.
|
D/A
|
|
|
JLLX Diversified III, DST
|
D
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|