| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Chung Bruce
|
4/A
|
|
|
NRG ENERGY, INC.
|
4/A
|
Financial Statements
|
|
Curci Brian
|
4/A
|
|
|
Stride Consumer SK Coinvest, L.P.
|
D
|
|
|
AEGIS FUNDS
|
497J
|
|
|
Marion John Charles
|
4
|
|
|
VICTORY PORTFOLIOS
|
497J
|
|
|
VICTORY PORTFOLIOS
|
497K
|
|
|
VICTORY PORTFOLIOS
|
497
|
|
|
HOME BANCSHARES INC
|
10-Q
|
Financial Statements
|
|
BNY Mellon Strategic Funds, Inc.
|
497J
|
|
|
FT 11444
|
487
|
|
|
FT 11445
|
487
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
8-K
|
|
|
PRUDENTIAL DISCOVERY PREMIER GROUP VARIABLE CONTRACT ACCOUNT
|
497J
|
|
|
McHugh Colin
|
4
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
Cossetti Anthony
|
4
|
|
|
FULTON FINANCIAL CORP
|
4
|
Financial Statements
|
|
Giorgio Michael Louis
|
4
|
|
|
CURTISS WRIGHT CORP
|
S-8
|
Financial Statements
|
|
Fiol Andrew B
|
4
|
|
|
Petershill PES II Offshore SCSp
|
D/A
|
|
|
Eskew Richard
|
4
|
|
|
Sargent Angela M
|
4
|
|
|
Mueller Meg R
|
4
|
|
|
AMG FUNDS III
|
497J
|
|
|
Taylor Bernadette M
|
4
|
|
|
Mehta Sanjay
|
144
|
|
|
TERADYNE, INC
|
144
|
Financial Statements
|
|
HOME BANCORP, INC.
|
10-Q
|
Financial Statements
|
|
AMG Funds II
|
497J
|
|
|
Wenger E Philip
|
4
|
|
|
Arch Capital Partners, LLC
|
D
|
|
|
EVRNU, SPC
|
D
|
|
|
Luddington Natasha R.
|
4
|
|
|
Petershill PES II LLC
|
D/A
|
|
|
AMG FUNDS
|
497J
|
|
|
Sridharan Karthik
|
4
|
|
|
Kawonu Golf Club LLC
|
D
|
|
|
Malhotra Atul
|
4
|
|
|
Chivinski Beth Ann L
|
4
|
|
|
UBS AG
|
424B3
|
|
|
Ward Chicares Elizabeth
|
4
|
|
|
Snyder Angela M
|
4
|
|
|
Skylands Capital, LLC
|
13F-HR
|
|
|
LYELL WEALTH MANAGEMENT, LP
|
13F-HR
|
|
|
HUNTINGTON NATIONAL BANK
|
13F-HR
|
|
|
Libera Gaming Operations, Inc
|
F-1/A
|
|
|
AMERICAN SEPARATE ACCOUNT NO 3
|
497
|
|
|
AMERICAN SEPARATE ACCOUNT NO 2
|
497
|
|
|
Myers Curtis J
|
4
|
|
|
PRUDENTIAL DISCOVERY SELECT GROUP VARIABLE CONTRACT ACCOUNT
|
497J
|
|
|
Hayek Kallen Investment Management
|
13F-HR
|
|
|
Baader Bank Aktiengesellschaft
|
13F-HR
|
|
|
Nakatsuka Ralph Y
|
4
|
|
|
Territorial Bancorp Inc.
|
4
|
Financial Statements
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
MCCARTNEY JOHN
|
4
|
|
|
ETF Portfolio Partners, Inc.
|
13F-HR
|
|
|
VICTORY CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Versus Capital Real Assets Fund LLC
|
N-23C3A
|
|
|
MONROE CAROLYN
|
4
|
|
|
OLD REPUBLIC INTERNATIONAL CORP
|
4
|
Financial Statements
|
|
BNY Mellon Investment Funds V, Inc.
|
497J
|
|
|
Rede Wealth, LLC
|
13F-HR
|
|
|
CROSSFIRST BANKSHARES, INC.
|
10-Q
|
Financial Statements
|
|
ORACLE CORP
|
144
|
Financial Statements
|
|
CONRADES GEORGE H
|
144
|
|
|
SmartMetric, Inc.
|
253G1
|
|
|
Hirata Vernon
|
4
|
|
|
Investment Managers Series Trust
|
497K
|
|
|
POWER WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
Katz Michal
|
144
|
|
|
PTC INC.
|
144
|
Financial Statements
|
|
MONY VARIABLE ACCOUNT A
|
497J
|
|
|
COLI VUL 2 SERIES ACCOUNT
|
497J
|
|
|
BNY MELLON NEW JERSEY MUNICIPAL BOND FUND, INC.
|
497J
|
|
|
Kitagawa Allan S
|
4
|
|
|
COLI VUL-2 Series Account of Great-West Life & Annuity Insurance Co of New York
|
497J
|
|
|
ALLSPRING FUNDS TRUST
|
N-CEN
|
|
|
ALLSPRING MASTER TRUST
|
N-CEN
|
|
|
Mastercard Foundation Asset Management Corp
|
4
|
|
|
Mastercard Foundation
|
4
|
|
|
Mastercard Inc
|
4
|
Financial Statements
|
|
VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY
|
497J
|
|
|
ADVANCED SERIES TRUST
|
497K
|
|
|
ADVANCED SERIES TRUST
|
497
|
|
|
VARIABLE ANNUITY 1 SERIES ACCOUNT
|
497J
|
|
|
LINCOLN BENEFIT LIFE VARIABLE LIFE ACCOUNT
|
497J
|
|
|
Axxes Private Markets Fund
|
40-17G
|
|
|
Fresenius Medical Care AG
|
6-K
|
Financial Statements
|
|
Myrmikan Capital, LLC
|
4/A
|
|
|
Oliver Daniel Jr
|
4/A
|
|
|
Myrmikan Gold Fund, LLC
|
4/A
|
|
|
Rise Gold Corp.
|
4/A
|
|
|
Vartanian Nishan J.
|
4
|
|
|
MSA Safety Inc
|
4
|
Financial Statements
|
|
GuideStone Funds
|
497J
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
497J
|
|
|
Edible Garden AG Inc
|
3/A
|
|
|
UBS Group AG
|
3/A
|
Financial Statements
|
|
AbbVie Inc.
|
10-Q
|
Financial Statements
|
|
THERMO FISHER SCIENTIFIC INC.
|
10-Q
|
Financial Statements
|
|
INTACT INVESTMENT MANAGEMENT INC.
|
13F-HR
|
|
|
BNY MELLON VARIABLE INVESTMENT FUND
|
497J
|
|
|
Danimer Scientific, Inc.
|
424B3
|
|
|
COBBLESTONE CAPITAL ADVISORS LLC /NY/
|
13F-HR
|
|
|
TRANSCEND CAPITAL ADVISORS, LLC
|
13F-HR
|
|
|
NUVEEN INVESTMENT TRUST III
|
N-CSRS
|
|
|
Wellington Natural Gas Opportunities II Fund, L.P.
|
D/A
|
|
|
Two Roads Shared Trust
|
497J
|
|
|
RITHMM, INC.
|
D
|
|
|
Williams Vanessa Peterson
|
4
|
|
|
HORIZON BANCORP INC /IN/
|
4
|
Financial Statements
|
|
NEEDHAM FUNDS INC
|
497J
|
|
|
HYDRO ONE INC
|
6-K
|
|
|
Fidelity Rutland Square Trust II
|
485BPOS
|
|
|
OMEGA HEALTHCARE INVESTORS INC
|
10-Q
|
Financial Statements
|
|
MARSON DEBORAH
|
144
|
|
|
Reed Steven William
|
4
|
|
|
EIG FUND XVIII-B
|
D/A
|
|
|
PROCTER & GAMBLE Co
|
CERT
|
Financial Statements
|
|
PROSPECTOR FUNDS, INC.
|
497J
|
|
|
EIG FUND XVIII-B
|
D/A
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
N-CSRS
|
|
|
Magnuson Michele M.
|
4
|
|
|
EIG FUND XVIII-A, L.P.
|
D/A
|
|
|
AuguStar Variable Account A
|
497J
|
|
|
Intact Financial Corp
|
13F-NT
|
|
|
Bain Capital Private Credit
|
SC TO-I
|
|
|
Maass Brian W
|
4
|
|
|
VARIABLE ANNUITY-2 SERIES ACCOUNT
|
497J
|
|
|
Variable Annuity-2 Series Account
|
497J
|
|
|
Freigang Julie Scheck
|
4
|
|
|
PROTECTIVE VARIABLE ANNUITY SEPARATE ACCOUNT
|
497J
|
|
|
DWORKIN JAMES B
|
4
|
|
|
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
|
N-CSR
|
|
|
NUVEEN NEW YORK MUNICIPAL VALUE FUND
|
N-CSR
|
|
|
MONETTA TRUST
|
497J
|
|
|
DWIGHT CRAIG M
|
4
|
|
|
EIG FUND XVIII-A
|
D/A
|
|
|
Nuveen Investment Trust V
|
N-CSRS
|
|
|
ESKEW MICHAEL L
|
4
|
|
|
OPUS INVESTMENT MANAGEMENT INC
|
13F-HR
|
|
|
Burnell Lawrence E
|
4
|
|
|
ClearTrust, LLC
|
TA-1/A
|
|
|
PROTECTIVE VARIABLE LIFE SEPARATE ACCOUNT
|
497J
|
|
|
EIG FUND XVIII-A
|
D/A
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
N-CSR
|
|
|
Arcosa, Inc.
|
10-Q
|
Financial Statements
|
|
Blackhurst Eric P.
|
4
|
|
|
PLAIC Variable Annuity Account S
|
497J
|
|
|
WRL SERIES LIFE ACCOUNT
|
497J
|
|
|
CASS INFORMATION SYSTEMS INC
|
10-Q
|
Financial Statements
|
|
Fidelity Private Credit Fund
|
SC TO-I
|
|
|
ALTERNA WEALTH MANAGEMENT, INC
|
13F-HR
|
|
|
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
|
13F-NT
|
|
|
PLICO Variable Annuity Account S
|
497J
|
|
|
WILLIS LEASE FINANCE CORP
|
8-K
|
Financial Statements
|
|
HNW PPVA Series Account - 1
|
D/A
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
Brown William M
|
3
|
|
|
3M CO
|
3
|
Financial Statements
|
|
Ahern Kevin
|
4
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Lindsay Denise
|
4
|
|
|
Meridian Corp
|
4
|
Financial Statements
|
|
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
|
13F-NT
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
N-CSR
|
Financial Statements
|
|
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
|
N-CSR
|
Financial Statements
|
|
SECURITY INVESTORS LLC
|
13F-NT
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-CSR
|
Financial Statements
|
|
NUVEEN MULTISTATE TRUST II /MA/
|
N-CSR
|
|
|
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO-SABESP
|
6-K
|
|
|
Ionic Volatility Arbitrage Fund II Ltd.
|
D/A
|
|
|
Final Offer, LLC
|
D
|
|
|
HANOVER INSURANCE GROUP, INC.
|
13F-NT
|
Financial Statements
|
|
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
|
N-CSR
|
|
|
Natixis ETF Trust II
|
497J
|
|
|
Total Fund Solution
|
497J
|
|
|
TRANSAMERICA VARIABLE FUNDS
|
497J
|
|
|
Aventine Capital Partners LP
|
D
|
|
|
TFLIC Pooled Account No. 44
|
497J
|
|
|
Separate Account VA FF
|
497J
|
|
|
LFA - Lugano Financial Advisors SA
|
13F-HR
|
|
|
DELUXE CORP
|
10-Q
|
Financial Statements
|
|
Natixis ETF Trust
|
497J
|
|
|
INTERACTIVE FINANCIAL ADVISORS, INC.
|
13F-HR
|
|
|
ACMGMT, LLC
|
SCHEDULE 13G/A
|
|
|
Cars.com Inc.
|
SCHEDULE 13G/A
|
Financial Statements
|
|
Northern Lights Fund Trust
|
497
|
|
|
OHIO POWER CO
|
424B2
|
|
|
VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE
|
497J
|
|
|
FIAT WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
GAMING INTELLIGENCE LLC
|
C
|
|
|
Paradis Paul
|
144
|
|
|
Sezzle Inc.
|
144
|
|
|
TFRP QOF Beverly 2023, LLC
|
D
|
|
|
LEGGE JEFFREY DALE
|
4
|
|
|
CITY HOLDING CO
|
4
|
Financial Statements
|
|
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-CSR
|
|
|
PIM Income Fund LLC
|
D
|
|
|
WARNKE KARL J
|
4
|
|
|
DAVEY TREE EXPERT CO
|
4
|
|
|
TFRP QOF Bozeman 2023, LLC
|
D
|
|
|
Caldwell Christopher L.
|
4
|
|
|
COMMUNITY BANCORP /VT
|
4
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
N-CSRS
|
|
|
Marriott Ownership Resorts, Inc.
|
ABS-15G
|
|
|
Rzomp Kimberly
|
4
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
HARRIS MATTHEW CHRISTOPHER
|
4
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
N-CSR
|
|
|
MAS Financial Advisory Services LLC
|
MA-A
|
|
|
Financial Advisors, LLC
|
13F-HR
|
|
|
Nuveen California Quality Municipal Income Fund
|
N-CSR
|
|
|
PLDT Inc.
|
6-K
|
Financial Statements
|
|
Convergence Investment Partners, LLC
|
13F-HR
|
|
|
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
|
N-CSR
|
|
|
Natixis Funds Trust II
|
497J
|
|
|
Brown Donald C
|
4
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
NUVEEN INVESTMENT TRUST II
|
N-CSRS
|
|
|
PITCHLY, INC.
|
D
|
|
|
Tutti Inc.
|
D
|
|
|
ALD Barracks, LLC
|
D
|
|
|
BLACKROCK INDEX FUNDS, INC.
|
497K
|
|
|
PURSUE WEALTH PARTNERS LLC
|
13F-HR
|
|
|
HMG Acquisitions Fund LLC
|
D
|
|
|
JENNINGS ALLAN E JR
|
4
|
|
|
KENNAMETAL INC
|
8-K
|
Financial Statements
|
|
DiamondRock Hospitality Co
|
10-Q
|
Financial Statements
|
|
Stapleton Charles D
|
4
|
|
|
LOOMIS SAYLES FUNDS II
|
497J
|
|
|
Gradey, Inc.
|
D
|
|
|
MASSMUTUAL SELECT FUNDS
|
497
|
|
|
PEDDOCK CAPITAL ADVISORS, LLC
|
13F-HR
|
|
|
Clearance Cantara Fund
|
D/A
|
|
|
Okeanos Odys LLC
|
D
|
|
|
PARNASSUS INCOME FUNDS
|
N-30B-2
|
|
|
PARNASSUS FUNDS
|
N-30B-2
|
|
|
Protective NY COLI VUL
|
497J
|
|
|
ECAM Partners Fund, LP
|
D/A
|
|
|
GENERAL MILLS INC
|
CERT
|
Financial Statements
|
|
PACK Private Wealth, LLC
|
13F-HR
|
|
|
Protective COLI VUL
|
497J
|
|
|
Hydro One Ltd
|
6-K
|
|
|
MASSMUTUAL PREMIER FUNDS
|
497
|
|
|
Gateway Trust
|
497J
|
|
|
Melone Private Wealth, LLC
|
13F-HR
|
|
|
Goldman Sachs ETF Trust
|
485APOS
|
|
|
TPCG Riviera Investors, LLC
|
D
|
|
|
Prossimo Advisors, LLC
|
13F-HR
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497
|
|
|
FRANKLIN MUTUAL SERIES FUNDS
|
497J
|
|
|
TEMPLETON INCOME TRUST
|
497J
|
|
|
Gaingels By Heart 2024 LLC
|
D
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497
|
|
|
GENTEX CORP
|
10-Q
|
Financial Statements
|
|
Metropolitan Life Separate Account UL
|
497J
|
|
|
LOOMIS SAYLES FUNDS I
|
497J
|
|
|
FRANKLIN FUND ALLOCATOR SERIES
|
497J
|
|
|
PARAGON SEPARATE ACCOUNT B
|
497J
|
|
|
TEMPLETON GLOBAL INVESTMENT TRUST
|
497J
|
|
|
MassMutual Advantage Funds
|
497
|
|
|
Natixis Funds Trust I
|
497J
|
|
|
Matson Money. Inc.
|
13F-HR
|
|
|
Columbia Seligman Premium Technology Growth Fund, Inc.
|
8-K
|
|
|
Magnus Financial Group LLC
|
13F-HR
|
|
|
BNY Mellon Investment Funds I
|
497J
|
|
|
LEE ENTERPRISES, Inc
|
10-Q
|
Financial Statements
|
|
C M MULTI ACCOUNT A
|
497J
|
|
|
Advanced Voice Recognition Systems, Inc
|
8-K
|
|
|
LMG Wealth Partners, LLC
|
13F-HR
|
|
|
MASSACHUSETTS MUTUAL VARIABLE ANNUITY SEPARATE ACCOUNT 4
|
497J
|
|
|
Leading Edge Financial Planning LLC
|
13F-HR
|
|
|
KevaHealth Inc.
|
C-AR/A
|
|
|
MASSACHUSETTS MUTUAL VARIABLE LIFE SEPARATE ACCOUNT I
|
497J
|
|
|
INDEPENDENT BANK CORP /MI/
|
10-Q
|
Financial Statements
|
|
CMC Financial Group
|
13F-HR
|
|
|
JACKSON NATIONAL ASSET MANAGEMENT LLC
|
13F-NT
|
|
|
KRAEMATON INVESTMENT ADVISORS, INC
|
13F-HR
|
|
|
IOF IX, LLC
|
D/A
|
|
|
Invesco Unit Trusts Series 2345
|
497
|
|
|
MFS VARIABLE INSURANCE TRUST III
|
497J
|
|
|
MFS VARIABLE INSURANCE TRUST II
|
497J
|
|
|
PIONEER NATURAL RESOURCES CO
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
INTER-AMERICAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
MFS VARIABLE INSURANCE TRUST
|
497J
|
|
|
MASSACHUSETTS INVESTORS TRUST
|
497J
|
|
|
Intellectus Partners, LLC
|
13F-HR
|
|
|
ELFUN INCOME FUND
|
497J
|
|
|
BBO Investment, LLC
|
D
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
Fifth District Bancorp, Inc.
|
S-1/A
|
|
|
EVEXIA WEALTH LLC
|
13F-HR
|
|
|
PARAGON SEPARATE ACCOUNT C
|
497J
|
|
|
Bunn James E
|
144
|
|
