| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MRC GLOBAL INC.
|
8-K
|
Financial Statements
|
|
DUNBAR JENNIFER HOLDEN
|
4
|
|
|
BIG 5 SPORTING GOODS Corp
|
4
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B3
|
Financial Statements
|
|
Jessick David
|
4
|
|
|
Cell MedX Corp.
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2292
|
24F-2NT
|
|
|
Mitchell Adrian V
|
4
|
|
|
CODA MARKETS, INC.
|
ATS-N/MA
|
|
|
ULTIMUS FUND SOLUTIONS LLC /TA
|
TA-2
|
|
|
C3is Inc.
|
6-K
|
|
|
BAILLIE GIFFORD FUNDS
|
24F-2NT
|
|
|
Spring Antony
|
4
|
|
|
KMA VARIABLE ACCOUNT
|
24F-2NT
|
|
|
Anantam International SPC Fund - Anantam 12 SP
|
D/A
|
|
|
ACURA PHARMACEUTICALS, INC
|
8-K
|
|
|
Corrie Pamela B
|
3
|
|
|
Fossil Group, Inc.
|
3
|
Financial Statements
|
|
BANK 2019-BNK24
|
10-D
|
|
|
Gennette Jeffrey
|
4
|
|
|
Hultberg Kelsey
|
4
|
|
|
Sunnova Energy International Inc.
|
4
|
Financial Statements
|
|
STEPHENS CHRISTOPHER J
|
3
|
|
|
COLUMBUS MCKINNON CORP
|
3
|
Financial Statements
|
|
BANK 2020-BNK27
|
10-D
|
|
|
BANK 2021-BNK36
|
10-D
|
|
|
BANK 2019-BNK24
|
ABS-EE
|
|
|
Nutting Meghan
|
4
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2291
|
24F-2NT
|
|
|
BANK 2020-BNK27
|
ABS-EE
|
|
|
BANK 2021-BNK36
|
ABS-EE
|
|
|
AMERICAN BEACON SELECT FUNDS
|
24F-2NT
|
|
|
Mozza Foods, Inc.
|
D
|
|
|
AMERICAN BEACON FUNDS
|
24F-2NT
|
|
|
Ultimus Asset Services, LLC
|
TA-2
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Dovetail Global Fund PCC - Paragon Partners Equity Fund
|
D/A
|
|
|
LANE ROBERT LAWRENCE
|
4
|
|
|
UBS Series Funds
|
NPORT-P
|
|
|
PERCHERON CAPITAL FUND II-CI1 LP
|
D
|
|
|
Triton Debt Opportunities Fund III SCSp
|
D/A
|
|
|
MA-1110 Fund I, a series of Shelter Island Ventures, LP
|
D
|
|
|
Grasso Michael P
|
4
|
|
|
Real Estate Sub-Fund of M&G Asia Property Fund
|
D/A
|
|
|
Coastal Hampton Go Store It Fund, LLC
|
D
|
|
|
BANK 2019-BNK18
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C34
|
10-D
|
|
|
Dugenske John E
|
144
|
|
|
ALLSTATE CORP
|
144
|
Financial Statements
|
|
PFM FUND DISTRIBUTORS, INC.
|
X-17A-5
|
|
|
GEMINI FUND SERVICES, LLC
|
TA-2
|
|
|
BANK 2019-BNK18
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C34
|
ABS-EE
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2290
|
24F-2NT
|
|
|
Archbold Brian David
|
4
|
|
|
CEMENTOS PACASMAYO SAA
|
6-K
|
Financial Statements
|
|
MESA LABORATORIES INC /CO/
|
4
|
Financial Statements
|
|
KEYPORT VARIABLE ACCOUNT A/MA
|
24F-2NT
|
|
|
COMMONWEALTH INTERNATIONAL SERIES TRUST
|
NPORT-P
|
|
|
NoHo APC Inc.
|
D
|
|
|
NE-0307 Fund I, a series of Jolt VC, LP
|
D
|
|
|
DRAGON MINING CORP
|
REVOKED
|
|
|
CHESAPEAKE UTILITIES CORP
|
ARS
|
Financial Statements
|
|
KOBAYASHI MICHAEL K
|
144
|
|
|
ROSS STORES, INC.
|
144
|
Financial Statements
|
|
Starwood Real Estate Debt Strategies U.S. SMA
|
D
|
|
|
EquityZen Growth Technology Fund LLC - Series 1864
|
D
|
|
|
Firefly Bio, Inc.
|
D
|
|
|
Orbital Sidekick, Inc.
|
D
|
|
|
BLUESTAR COMMUNICATIONS GROUP INC
|
REVOKED
|
|
|
BANK 2018-BNK15
|
10-D
|
|
|
BANK 2018-BNK15
|
ABS-EE
|
|
|
Federated Hermes Government Income Trust
|
497K
|
|
|
HUNZIKER HANS JORG
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR5
|
10-D
|
|
|
Mercedes-Benz Auto Lease Trust 2021-B
|
15-15D
|
|
|
SASOL LTD
|
6-K
|
Financial Statements
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR5
|
ABS-EE
|
|
|
KEYPORT VARIABLE ACCOUNT I
|
24F-2NT
|
|
|
AGP Focus Capital, LLC
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2289
|
24F-2NT
|
|
|
MANITOWOC CO INC
|
ARS
|
Financial Statements
|
|
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC.
|
NPORT-P
|
|
|
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC.
|
NPORT-P
|
|
|
PGIM Rock ETF Trust
|
NPORT-P
|
|
|
Goodman Abbey
|
144
|
|
|
Profound Medical Corp.
|
144
|
|
|
BANK 2018-BNK12
|
10-D
|
|
|
VANGUARD VARIABLE INSURANCE FUNDS
|
24F-2NT
|
|
|
AGP Select Equity, LLC
|
D/A
|
|
|
VANGUARD VALLEY FORGE FUNDS
|
24F-2NT
|
|
|
Harkness Hurricane Co-Investment LP
|
D
|
|
|
BANK 2018-BNK12
|
ABS-EE
|
|
|
VANGUARD TAX-MANAGED FUNDS
|
24F-2NT
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT L
|
24F-2NT
|
|
|
FAIRHOLME FUNDS INC
|
485BPOS
|
|
|
Vanguard Montgomery Funds
|
24F-2NT
|
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
NPORT-P
|
|
|
Great Ajax Corp.
|
PRE 14A
|
Financial Statements
|
|
BOKF, NA
|
TA-2
|
|
|
VANGUARD INSTITUTIONAL INDEX FUNDS
|
24F-2NT
|
|
|
VANGUARD INDEX FUNDS
|
24F-2NT
|
|
|
Solid Power, Inc.
|
4
|
|
|
Van Scoter John C.
|
4
|
|
|
VANGUARD BOND INDEX FUNDS
|
24F-2NT
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
NPORT-P
|
|
|
Anderson RS Growth Fund, LLC
|
D/A
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
NPORT-P
|
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
NPORT-P
|
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
NPORT-P
|
|
|
BMW Vehicle Lease Trust 2023-2
|
10-K
|
|
|
BMW Vehicle Owner Trust 2023-A
|
10-K
|
|
|
ERUDITE TRADING LLC
|
X-17A-5
|
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
10-D
|
|
|
Mediterrania Capital IV Mid-Cap, L.P.
|
D/A
|
|
|
Hutch Onshore LLC
|
D/A
|
|
|
BMW Vehicle Lease Trust 2023-1
|
10-K
|
|
|
ASIAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
GelMEDIX, Inc.
|
D
|
|
|
BMW Vehicle Owner Trust 2022-A
|
10-K
|
|
|
JPMDB Commercial Mortgage Securities Trust 2019-COR6
|
ABS-EE
|
|
|
BMW Vehicle Lease Trust 2022-1
|
10-K
|
|
|
AGNICO EAGLE MINES LTD
|
6-K
|
Financial Statements
|
|
BMW Vehicle Owner Trust 2020-A
|
10-K
|
|
|
Paprzycki Kevin A.
|
4
|
|
|
Graham Andrew L.
|
144
|
|
|
HCI Group, Inc.
|
144
|
Financial Statements
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2288
|
24F-2NT
|
|
|
CAPITAL DYNAMICS BROKER DEALER LLC
|
X-17A-5
|
|
|
Entrepreneurial Equity Partners F&F II, L.P.
|
D
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT I
|
24F-2NT
|
|
|
Validus Strategic Equity Fund Plus GP, LLC
|
D
|
|
|
RHODES WILLIAM C III
|
144
|
|
|
AUTOZONE INC
|
144
|
Financial Statements
|
|
PRUDENTIAL WORLD FUND, INC.
|
NPORT-P
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
NPORT-P
|
|
|
Legg Mason Global Asset Management Trust
|
NPORT-P
|
|
|
BrandywineGLOBAL-Global Income Opportunities Fund Inc
|
NPORT-P
|
|
|
AGP Armistice Capital, LLC
|
D/A
|
|
|
SEI Structured Credit Fund, LP
|
SC TO-I
|
|
|
Liebscher James
|
4
|
|
|
MPC IL River Edge Fund, LLC
|
D
|
|
|
Omega Flex, Inc.
|
SC 13D/A
|
Financial Statements
|
|
REED STEWART B
|
SC 13D/A
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
NPORT-P
|
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
NPORT-P
|
|
|
Biotech Group Acquisition Corp
|
RW
|
|
|
Duff & Phelps Utility & Infrastructure Fund Inc.
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
NPORT-P
|
|
|
Computershare Delaware Trust Co
|
TA-2
|
|
|
Riparian Water Fund Delaware Feeder, LP
|
D/A
|
|
|
GOLDMAN SACHS TRUST
|
NPORT-P
|
|
|
Summit Point Apts Investment LLC
|
D
|
|
|
GEM REALTY SAVANNAH PORTSIDE CO-INVEST, L.P.
|
D
|
|
|
WOMBLE DUSTIN R
|
4/A
|
|
|
TYLER TECHNOLOGIES INC
|
4/A
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2287
|
24F-2NT
|
|
|
Johnson Derek Colby
|
4
|
|
|
Shamrock Stephen F
|
4
|
|
|
NORDSON CORP
|
4
|
Financial Statements
|
|
VALUED ADVISERS TRUST
|
NPORT-P
|
|
|
TCWA Esperanza GoM, LLC
|
D/A
|
|
|
Principal Real Estate Income Fund
|
DEFA14A
|
|
|
NewPoint Impact Fund I LP
|
D
|
|
|
Adaptimmune Therapeutics PLC
|
3
|
Financial Statements
|
|
EcoR1 Capital, LLC
|
3
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT G
|
24F-2NT
|
|
|
Adaptimmune Therapeutics PLC
|
SC 13G/A
|
Financial Statements
|
|
EcoR1 Capital, LLC
|
SC 13G/A
|
|
|
AGP STRATEGIC INCOME, LLC
|
D/A
|
|
|
EXPEDITORS INTERNATIONAL OF WASHINGTON INC
|
ARS
|
Financial Statements
|
|
Zakari Fund I LP
|
D/A
|
|
|
COMPUTERSHARE TRUST CO NA /TA
|
TA-2
|
|
|
UTAH MEDICAL PRODUCTS INC
|
10-K
|
Financial Statements
|
|
Buettner-Garrett Joshua
|
4
|
|
|
FIDELITY SALEM STREET TRUST
|
485BPOS
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2286
|
24F-2NT
|
|
|
MONAGLE DJ III
|
4
|
|
|
MINERALS TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Fidelity Greenwood Street Trust
|
485BPOS
|
|
|
GM Financial Consumer Automobile Receivables Trust 2024-2
|
ABS-EE
|
|
|
AFS SENSUB CORP.
|
ABS-EE
|
|
|
Federated Hermes Short-Intermediate Government Trust
|
497K
|
|
|
HGIT 200 Park Place, DST
|
D/A
|
|
|
Midwest Center for Day Surgery, LLC
|
D/A
|
|
|
WESTERN ASSET FUNDS INC
|
NPORT-P
|
|
|
MFS SERIES TRUST IX
|
NPORT-P
|
|
|
ORANGE
|
6-K
|
Financial Statements
|
|
Nudi Jonathon
|
4
|
|
|
GENERAL MILLS INC
|
4
|
Financial Statements
|
|
HOROWITZ COREY M
|
4
|
|
|
NETWORK-1 TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 16
|
NPORT-P
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
BGA Horizon Fund, LLC - Clear Sky Series
|
D/A
|
|
|
MFS SERIES TRUST VI
|
NPORT-P
|
|
|
MFS SERIES TRUST III
|
NPORT-P
|
|
|
MFS SERIES TRUST XV
|
NPORT-P
|
|
|
MFS SERIES TRUST VII
|
NPORT-P
|
|
|
MFS SERIES TRUST VIII
|
NPORT-P
|
|
|
MFS SERIES TRUST XII
|
NPORT-P
|
|
|
PFS FUNDS
|
485BPOS
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2285
|
24F-2NT
|
|
|
FIDELITY NEW YORK MUNICIPAL TRUST II
|
485BPOS
|
|
|
EquityZen Growth Technology Fund LLC - Series 1877
|
D
|
|
|
Anderson Opportunity Capital, LLC
|
D/A
|
|
|
ALLSPRING VARIABLE TRUST
|
24F-2NT
|
|
|
RENN Fund, Inc.
|
4
|
|
|
New Found Gold Corp.
|
6-K
|
|
|
FIDELITY MASSACHUSETTS MUNICIPAL TRUST
|
485BPOS
|
|
|
JOHNSON KIMBERLY A
|
144
|
|
|
HORACE MANN EDUCATORS CORP /DE/
|
144
|
Financial Statements
|
|
Wang Yilin
|
144
|
|
|
SOS Ltd
|
144
|
|
|
FIDELITY SUMMER STREET TRUST
|
485BPOS
|
|
|
PGIM Short Duration High Yield Opportunities Fund
|
N-CSRS
|
|
|
Reisner Michael A
|
4
|
|
|
CION Investment Corp
|
4
|
|
|
Gold Coast Multi-Asset Fund, L.P.
|
D/A
|
|
|
FIDELITY NEW YORK MUNICIPAL TRUST
|
485BPOS
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
N-CSRS
|
|
|
Valladares Jorge
|
4
|
|
|
TransDigm Group INC
|
4
|
Financial Statements
|
|
Federated Hermes Short-Intermediate Government Trust
|
485BPOS
|
|
|
SMALL ROBERT J
|
4
|
|
|
AEA SCHOOLS LLC
|
D
|
|
|
Santana Michele
|
4
|
|
|
UBS AG
|
424B3
|
|
|
HENNESSY SEAN P
|
4
|
|
|
CRONIN JANE M.
|
4
|
|
|
BARR DAVID
|
4
|
|
|
Graff Michael
|
4
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
NPORT-P
|
|
|
Columbia ETF Trust I
|
NPORT-P
|
|
|
Columbia Funds Series Trust II
|
NPORT-P
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
NPORT-P
|
|
|
PERRITT FUNDS INC
|
NPORT-P
|
|
|
FIDELITY DEVONSHIRE TRUST
|
485BPOS
|
|
|
Aspiriant Trust
|
497
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
FirstBank Puerto Rico/TA/Trust Department
|
TA-2
|
|
|
Oganyan Tatev
|
4
|
|
|
Angie's Vienamese Cuisine LLC
|
C
|
|
|
LMC Fund 1 LLC / CA
|
D
|
|
|
PGIM Global High Yield Fund, Inc.
|
N-CSRS
|
|
|
Picogrid, Inc.
|
D
|
|
|
TFC Kaufman JL1, LLC
|
D
|
|
|
Fraser Lee
|
4
|
|
|
Permit Capital Enterprise Fund L P
|
D/A
|
|
|
PGIM High Yield Bond Fund, Inc.
|
N-CSRS
|
|
|
Oliva Partners LP
|
D/A
|
|
|
EquityZen Growth Technology Fund LLC - Series 1867
|
D
|
|
|
Emet Surgical, Inc.
|
C
|
|
|
PERMIT CAPITAL TELECOM LP
|
D
|
|
|
BEHRMAN MARK T
|
4
|
|
|
ANGELSDECK SMARTSPRAY LLC
|
D/A
|
|
|
Trager Kusman Andrew
|
4
|
|
|
Legg Mason Global Asset Management Trust
|
N-CSRS
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
Permit Capital Cayman Fund Ltd
|
D/A
|
|
|
SingleFile Technologies Inc.
|
D/A
|
|
|
E-Smart Corp.
|
S-1/A
|
|
|
PERMIT CAPITAL INTERNATIONAL FUND LP
|
D/A
|
|
|
RiverNorth Capital & Income Fund, Inc.
|
497AD
|
|
|
PERMIT CAPITAL FUND L P
|
D/A
|
|
|
HREX Multifamily I, DST
|
D/A
|
|
|
FIDELITY SELECT PORTFOLIOS
|
485BPOS
|
|
|
DBX ETF TRUST
|
25-NSE
|
|
|
Cboe BZX Exchange, Inc.
|
25-NSE
|
|
|
High Tide Inc.
|
6-K
|
|
|
Starpax Biopharma Inc.
|
253G2
|
|
|
FIDELITY COVINGTON TRUST
|
NPORT-P
|
|
|
GD Theatres Inc
|
C
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
485BXT
|
|
|
DELAWARE LIFE VARIABLE ACCOUNT F
|
24F-2NT
|
|
|
VOLITIONRX LTD
|
D
|
Financial Statements
|
|
BROYHILL MARKHAM HUNT
|
4
|
|
|
BMC FUND INC
|
4
|
|
|
Cornerstone Building Brands, Inc.
|
8-K
|
|
|
ALLSPRING FUNDS TRUST
|
24F-2NT
|
|
|
TOUCHSTONE STRATEGIC TRUST
|
24F-2NT
|
|
|
YS STSNG IDX I LLC
|
D
|
|
|
Stay Ai, Inc.
|
D
|
|
|
CliqRex Inc.
|
C/A
|
|
|
KUBASIK CHRISTOPHER E
|
144
|
|
|
L3HARRIS TECHNOLOGIES, INC. /DE/
|
144
|
Financial Statements
|
|
Wellington Macro Equity Opportunities Fund
|
D/A
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
North Edison, LLC
|
D
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
N-CSR
|
|
|
Townsquare Media, Inc.
|
DEFA14A
|
Financial Statements
|
