| Company Name |
Form Type |
SEC Filings |
|
|
|
|
UBS Commercial Mortgage Trust 2018-C9
|
10-D
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6 POS
|
|
|
EAST JAPAN RAILWAY CO /FI
|
F-6 POS
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
EP DFF Ltd.
|
D/A
|
|
|
Rail-Splitter Micro Cap Rebound Fund, LP.
|
D/A
|
|
|
RENTOKIL INITIAL PLC /FI
|
S-8 POS
|
|
|
UBS Commercial Mortgage Trust 2018-C9
|
ABS-EE
|
|
|
Javelin Capital Private Credit Fund I, LP
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-P5
|
10-D
|
|
|
Anderson ACB Partners, LLC
|
D/A
|
|
|
Northern Trust Co
|
TA-2
|
|
|
WAUBANK SECURITIES LLC
|
X-17A-5
|
|
|
Nuveen Global Cities REIT, Inc.
|
POS EX
|
|
|
CSMC 2016-NXSR Commercial Mortgage Trust
|
10-D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-P4
|
10-D
|
|
|
Kirgan Danielle L.
|
144
|
|
|
Macy's, Inc.
|
144
|
Financial Statements
|
|
Baskerville Unlimited LLC
|
C/A
|
|
|
Mitchell Adrian V
|
144
|
|
|
CSMC 2016-NXSR Commercial Mortgage Trust
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
10-D
|
|
|
Spring Antony
|
144
|
|
|
Fujitsu Ltd
|
F-6 POS
|
|
|
ANDERSON ALTERNATIVE CAPITAL, LP
|
D/A
|
|
|
O'Brien Investment Group Pecus Digital Assets Fund, LP
|
D/A
|
|
|
Gennette Jeffrey
|
144
|
|
|
Citigroup Commercial Mortgage Trust 2016-GC37
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
ABS-EE
|
|
|
Musaffa, Inc.
|
D
|
|
|
BUCKLE INC
|
8-K
|
Financial Statements
|
|
Griscom Paul
|
144
|
|
|
Paradis Paul
|
4
|
|
|
Sezzle Inc.
|
4
|
|
|
Walt Disney Co
|
DEFA14A
|
Financial Statements
|
|
THOR INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
Stargazers Theatricals LLC
|
D
|
|
|
DR HOPS, INC.
|
C
|
|
|
Greenbutts Canada Holdings Corp.
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-C2
|
10-D
|
|
|
ALAMOS GOLD INC
|
6-K
|
Financial Statements
|
|
MVP LS FUND CDLXXXII LLC
|
D
|
|
|
Green Flag Fund I, L.P.
|
D
|
|
|
UBS Commercial Mortgage Trust 2017-C5
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
10-D
|
|
|
Kikkoman Corp
|
F-6 POS
|
|
|
Citigroup Commercial Mortgage Trust 2016-C1
|
10-D
|
|
|
Seligman Healthcare Spectrum Offshore Fund
|
D
|
|
|
UBS Commercial Mortgage Trust 2017-C5
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
ABS-EE
|
|
|
Eaton Vance Municipal Income 2028 Term Trust
|
N-CSR
|
|
|
Binah Capital Group, Inc.
|
CERT
|
|
|
Seligman Healthcare Spectrum Fund LLC
|
D
|
|
|
238 Oakley Investor, LLC
|
D
|
|
|
UNION ELECTRIC CO
|
424B2
|
|
|
Citigroup Commercial Mortgage Trust 2015-GC35
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C8
|
10-D
|
|
|
BANK5 2023-5YR3
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C8
|
ABS-EE
|
|
|
AKANDA CORP.
|
424B4
|
Financial Statements
|
|
BANK5 2023-5YR3
|
ABS-EE
|
|
|
Anderson Cash Partners II, LLC
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
10-D
|
|
|
SUNAMERICA SERIES TRUST
|
24F-2NT
|
|
|
EATON VANCE MUNICIPALS TRUST II
|
N-CSR
|
|
|
SELINA HOSPITALITY PLC
|
6-K
|
|
|
De3 Inc.
|
SEC STAFF ACTION
|
|
|
MCG Canton Investors II, LLC
|
D
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
ABS-EE
|
|
|
Citigroup Commercial Mortgage Trust 2015-GC33
|
10-D
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
N-CSR
|
|
|
HighPoint Advisor Group LLC
|
13F-HR
|
|
|
Fifth Third Auto Trust 2023-1
|
10-D
|
|
|
Fifth Third Holdings Funding, LLC
|
10-D
|
|
|
SANDERLIN SECURITIES, LLC
|
X-17A-5
|
|
|
Alphaverse Investment Group, L.P.
|
D/A
|
|
|
RC PRIVATE SECURITIES, LLC
|
X-17A-5
|
|
|
WisdomTree Trust
|
NPORT-P/A
|
|
|
Citigroup Commercial Mortgage Trust 2015-GC31
|
10-D
|
|
|
CSAIL 2017-CX10 Commercial Mortgage Trust
|
10-D
|
|
|
Anderson International Partner II, LLC
|
D/A
|
|
|
Lafayette Square USA, Inc.
|
8-K
|
|
|
CSAIL 2017-CX10 Commercial Mortgage Trust
|
ABS-EE
|
|
|
OLD REPUBLIC INTERNATIONAL CORP
|
424B5
|
Financial Statements
|
|
EATON VANCE MUNICIPALS TRUST
|
N-CSRS
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
10-D
|
|
|
GLOBALINK SECURITIES, INC.
|
X-17A-5
|
|
|
Santa Fe Gold CORP
|
8-K
|
|
|
Repare Therapeutics Inc.
|
144
|
Financial Statements
|
|
Segal Lloyd Mitchell
|
144
|
|
|
Citigroup Commercial Mortgage Trust 2015-GC29
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
ABS-EE
|
|
|
SCHWAB CAPITAL TRUST
|
NPORT-P
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Anderson Republics Fund, LLC
|
D/A
|
|
|
Roers Opportunity Fund VI LLC
|
D
|
|
|
ICG Sentio, DST
|
D/A
|
|
|
STRYKER CORP
|
DEFA14A
|
Financial Statements
|
|
TFC LYSO, LLC
|
D
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
24F-2NT
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28
|
10-D
|
|
|
CoJax Oil & Gas Corp
|
10-K
|
|
|
Summit Midstream Partners, LP
|
SC 13G
|
Financial Statements
|
|
He Zhengxu
|
SC 13G
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
10-D
|
|
|
AGP VantageRock LLC
|
D/A
|
|
|
STRYKER CORP
|
DEF 14A
|
Financial Statements
|
|
SCHWAB INVESTMENTS
|
NPORT-P
|
|
|
H & L EQUITIES, LLC
|
X-17A-5
|
|
|
ELECTRAMECCANICA VEHICLES CORP.
|
4
|
Financial Statements
|
|
Ingargiola Luisa
|
4
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C15
|
ABS-EE
|
|
|
Sanders Steven Andrew
|
4
|
|
|
SidePrize LLC
|
D
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
424B5
|
Financial Statements
|
|
EFV BB LLC
|
D
|
|
|
Tidal Trust II
|
485BPOS
|
|
|
Shemmans David John
|
4
|
|
|
NexPoint Life Sciences III DST
|
D/A
|
|
|
EA Series Trust
|
CERT
|
|
|
Richardson Michael Paul
|
4
|
|
|
Docherty Susan E
|
4
|
|
|
Draganfly Inc.
|
6-K
|
|
|
OSTERMANN DIETMAR
|
4
|
|
|
Johnston Stephen Eric
|
4
|
|
|
Yan Fang Qiong Joanne
|
4
|
|
|
Meristem Advisors LLC
|
MA-I/A
|
|
|
Chevedden John
|
PX14A6G
|
|
|
AbbVie Inc.
|
PX14A6G
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
Stouder Jeffrey Kyle
|
4
|
|
|
Legacy Housing Corp
|
4
|
Financial Statements
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
MAINSTAY VP FUNDS TRUST
|
24F-2NT
|
|
|
GULATI HARDEEP
|
4
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
PROSPECTOR FUNDS, INC.
|
24F-2NT
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
10-D
|
|
|
GS Finance Corp.
|
FWP
|
|
|
UBS Commercial Mortgage Trust 2019-C17
|
10-D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
AGP PLP LLC
|
D/A
|
|
|
Monachil Credit Income Fund
|
24F-2NT
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
NATHAN GILBERT E
|
4
|
|
|
Ready Capital Corp
|
4
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C7
|
ABS-EE
|
|
|
Music Licensing Inc.
|
1-U
|
|
|
UBS Commercial Mortgage Trust 2019-C17
|
ABS-EE
|
|
|
FIRST ASSET FINANCIAL INC.
|
X-17A-5
|
|
|
Undead Productions Inc
|
C
|
|
|
TELEFONICA S A
|
6-K
|
Financial Statements
|
|
Roper Michael John
|
4
|
|
|
Sadot Group Inc.
|
4
|
Financial Statements
|
|
Authentic Insurance Services, Inc.
|
D
|
|
|
Black Jennifer Kay
|
4
|
|
|
SnippetSentry, LLC
|
D/A
|
|
|
RSE Transfer Agent LLC
|
TA-2
|
|
|
LiveWire Group, Inc.
|
PRE 14A
|
|
|
Citigroup Commercial Mortgage Trust 2015-GC27
|
10-D
|
|
|
Brigade Private Credit Solutions Offshore Fund LP
|
D
|
|
|
Kindra Corp
|
D
|
|
|
M2X Energy Inc.
|
D
|
|
|
ELLINGTON INCOME OPPORTUNITIES FUND
|
24F-2NT
|
|
|
ALAMOS GOLD INC
|
40-F
|
Financial Statements
|
|
Main Street Solar Fund I, LLC
|
D/A
|
|
|
Omega Flex, Inc.
|
4
|
Financial Statements
|
|
REED STEWART B
|
4
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC25
|
10-D
|
|
|
Calamos ETF Trust
|
N-CSRS
|
|
|
ZB-0111 Fund II, a series of Middle Cove Funds, LP
|
D
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC23
|
10-D
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
AMERITAS LIFE OF NY SEPARATE ACCOUNT VUL
|
24F-2NT
|
|
|
Coleman Craig E.
|
4
|
|
|
UNIVERSAL BIOSENSORS INC
|
4
|
|
|
ALBEMARLE CORP
|
DEFA14A
|
Financial Statements
|
|
GS Mortgage Securities Trust 2015-GC34
|
10-D
|
|
|
AMERITAS LIFE OF NY SEPARATE ACCOUNT VA
|
24F-2NT
|
|
|
ALTUM Growth P2 Fund, LP
|
D/A
|
|
|
NEW ALTERNATIVES FUND
|
24F-2NT
|
|
|
ALBEMARLE CORP
|
DEF 14A
|
Financial Statements
|
|
VALLEY NATIONAL INVESTMENTS, INC.
|
X-17A-5
|
|
|
GS Mortgage Securities Trust 2015-GC30
|
10-D
|
|
|
COBRA TRADING, INC.
|
X-17A-5
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C31
|
10-D
|
|
|
Tri-State Generation & Transmission Association, Inc.
|
8-K
|
|
|
GS Mortgage Securities Trust 2014-GC26
|
10-D
|
|
|
Citigroup Commercial Mortgage Trust 2013-GC17
|
10-D
|
|
|
Hemmerly Nicholas H.
|
4
|
|
|
LIBERTY STAR URANIUM & METALS CORP.
|
4
|
|
|
GS Mortgage Securities Trust 2013-GCJ16
|
10-D
|
|
|
True Chad
|
4
|
|
|
PHX MINERALS INC.
|
4
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVL
|
24F-2NT
|
|
|
Saba Capital Management, L.P.
|
DFAN14A
|
|
|
ASA Gold & Precious Metals Ltd
|
DFAN14A
|
Financial Statements
|
|
GS Mortgage Securities Trust 2013-GC13
|
10-D
|
|
|
O'Neal Adrienne
|
4
|
|
|
Planet 13 Holdings Inc.
|
4
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA
|
24F-2NT
|
|
|
Scheffler Larry
|
4
|
|
|
AMERITAS VARIABLE SEPARATE ACCOUNT VL
|
24F-2NT
|
|
|
Xperi Inc.
|
PRRN14A
|
Financial Statements
|
|
Rubric Capital Management LP
|
PRRN14A
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
CARILLON LIFE ACCOUNT
|
24F-2NT
|
|
|
Solventum Corp
|
4
|
|
|
3M CO
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
AMERITAS VARIABLE SEPARATE ACCOUNT V
|
24F-2NT
|
|
|
Q2 Metals Corp.
|
D/A
|
|
|
Groesbeck Robert
|
4
|
|
|
Paleo Leon Inc.
|
D/A
|
|
|
AMERITAS VARIABLE SEPARATE ACCOUNT VA
|
24F-2NT
|
|
|
ADVENT CONVERTIBLE & INCOME FUND
|
NPORT-P
|
|
|
Federated Hermes MDT Series
|
N-CSRS
|
|
|
S&P Global Ratings
|
NRSRO-CE
|
|
|
CARILLON ACCOUNT
|
24F-2NT
|
|
|
PGP CAPITAL ADVISORS, LLC
|
X-17A-5
|
|
|
BANK 2017-BNK6
|
10-D
|
|
|
Shepherd's Finance, LLC
|
424B3
|
|
|
InGen Dynamics, Inc.
|
C-U
|
|
|
AMERITAS VARIABLE SEPARATE ACCOUNT VA-2
|
24F-2NT
|
|
|
Stonecrest Equity Fund I LLC
|
D/A
|
|
|
BANK 2017-BNK9
|
10-D
|
|
|
BANK 2017-BNK6
|
ABS-EE
|
|
|
EquityZen Growth Technology Fund LLC - Series 1835
|
D
|
|
|
FROST BROKERAGE SERVICES, INC.
|
X-17A-5
|
|
|
Bank of America Merrill Lynch Commercial Mortgage Trust 2016-UBS10
|
10-D
|
|
|
HAPI SECURITIES LLC
|
X-17A-5
|
|
|
BANK 2023-BNK45
|
10-D
|
|
|
Seattle Funding Group, Ltd.
|
D
|
|
|
BANK 2017-BNK9
|
ABS-EE
|
|
|
ALDWYCH SECURITIES LLC
|
X-17A-5
|
|
|
BANK 2023-BNK45
|
ABS-EE
|
|
|
PRINCIPAL SHAREHOLDER SERVICES, INC.
|
TA-2/A
|
|
|
Shiyu Zhang
|
4
|
|
|
China Green Agriculture, Inc.
|
4
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32
|
10-D
|
|
|
Neeser Jordan
|
4
|
|
|
Ivanhoe Electric Inc.
|
4
|
Financial Statements
|
|
Logan Dennis
|
4
|
|
|
NexPoint Semiconductor Manufacturing DST
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32
|
ABS-EE
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C11
|
10-D
|
|
|
Roers Opportunity Fund V LLC
|
D
|
|
|
RAEK DATA LLC
|
D
|
|
|
ALE Group Holding Ltd
|
POS AM
|
|
|
GRIFFIN FINANCIAL GROUP, LLC
|
X-17A-5
|
|
|
Touchstone ETF Trust
|
24F-2NT
|
|
|
BANK 2022-BNK42
|
10-D
|
|
|
60 N Cole Road Investors LLC
|
D/A
|
|
|
KINGSWOOD CAPITAL PARTNERS, LLC
|
X-17A-5
|
|
|
Omcare Inc.
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2293
|
24F-2NT
|
|
|
BANK 2022-BNK42
|
ABS-EE
|
|
|
Gupta Anirma
|
4
|
|
|
Unity Software Inc.
|
4
|
Financial Statements
|
|
Bank of America Merrill Lynch Commercial Mortgage Trust 2017-BNK3
|
10-D
|
|
|
COTHRAN MARK A
|
4
|
|
|
SOUTHERN FIRST BANCSHARES INC
|
4
|
Financial Statements
|
|
Christ George J
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
VitVio, Inc.
|
D
|
|
|
Bank of America Merrill Lynch Commercial Mortgage Trust 2017-BNK3
|
ABS-EE
|
|
|
Investment Managers Series Trust II
|
497
|
|
|
BANK 2019-BNK21
|
10-D
|
|
|
Triton Debt Opportunities Fund III US SCSp
|
D/A
|
|
|
BANK 2022-BNK39
|
10-D
|
|
|
Madarang Nathaniel
|
4
|
|
|
GOODYEAR TIRE & RUBBER CO /OH/
|
4
|
Financial Statements
|
|
BANK 2019-BNK21
|
ABS-EE
|
|
|
C3is Inc.
|
424B3
|
|
|
Truth Arts Inc.
|
C/A
|
|
|
BANK 2022-BNK39
|
ABS-EE
|
|
|
Tabak Shawn
|
144
|
|
|
Porch Group, Inc.
|
144
|
|
|
Christ Revocable Trust
|
4
|
|
|
Harden Technologies Inc.
|
8-A12B
|
|
|
OV Cameo SPV 2024, LLC
|
D
|
|
|
Meeder Funds
|
24F-2NT
|
|
|
Quarba Partners, LP
|
D/A
|
|
|
GS Mortgage Securities Trust 2015-GC34
|
10-K
|
|
|
Griscom Paul
|
4
|
|
|
Macy's, Inc.
|
4
|
Financial Statements
|
|
EquityZen Growth Technology Fund LLC - Series 1741
|
D
|
|
|
PEP II Alligood Industrial Park Co-Investor, L.L.C.
|
D
|
|
|
Kirgan Danielle L.
|
4
|
|
