| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Bloodhound Tracking Device, Inc
|
D/A
|
|
|
ITB PREMIUM FUND II LTD
|
D/A
|
|
|
Distinct Dermatology Inc.
|
D
|
|
|
FT 11315
|
497J
|
|
|
NUVEEN REAL ESTATE INCOME FUND
|
3
|
|
|
Eckard TX Holdings, LLC
|
D
|
|
|
SPIRIT OF AMERICA INVESTMENT FUND INC
|
24F-2NT
|
|
|
Clarus Corp
|
8-K
|
Financial Statements
|
|
Endeavor Bancorp
|
D
|
|
|
CELESTICA INC
|
20-F
|
Financial Statements
|
|
Tesh Thomas D
|
144
|
|
|
ROLLINS INC
|
144
|
Financial Statements
|
|
Principal Real Asset Fund
|
40-17G/A
|
|
|
Principal Exchange-Traded Funds
|
40-17G/A
|
|
|
PRINCIPAL FUNDS, INC.
|
40-17G/A
|
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
40-17G/A
|
|
|
Nuveen California Quality Municipal Income Fund
|
3
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
EAG Holdings LP
|
D
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2
|
3
|
|
|
Real Brokerage Inc
|
6-K
|
|
|
GRUPO FINANCIERO GALICIA SA
|
6-K
|
Financial Statements
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
ROYCE VALUE TRUST, INC.
|
N-CEN
|
|
|
Viatris Inc
|
144
|
Financial Statements
|
|
Mauro Anthony
|
144
|
|
|
ROYCE MICRO-CAP TRUST, INC.
|
N-CEN
|
|
|
Nuveen Quality Municipal Income Fund
|
3
|
|
|
ROYCE GLOBAL VALUE TRUST, INC.
|
N-CEN
|
|
|
SASOL LTD
|
6-K
|
Financial Statements
|
|
BRAENDER LORI J
|
4
|
|
|
Aquestive Therapeutics, Inc.
|
4
|
Financial Statements
|
|
ROYCE CAPITAL FUND
|
N-CEN
|
|
|
ROYCE FUND
|
N-CEN
|
|
|
TOTH A ERNEST JR
|
4
|
|
|
Schobel Alexander Mark
|
4
|
|
|
Kraus Carl N
|
4
|
|
|
ROBERTS BRIAN KENNETH
|
4
|
|
|
Rezolute, Inc.
|
4
|
|
|
FS Credit Opportunities Corp.
|
N-CEN
|
|
|
Barber Daniel
|
4
|
|
|
Jung Cassie
|
4
|
|
|
Boyd Peter E.
|
4
|
|
|
Wargacki Stephen
|
4
|
|
|
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
AmBase Corp
|
8-K
|
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
Advisors' Inner Circle Fund II
|
497K
|
|
|
Nuveen Taxable Municipal Income Fund
|
3
|
|
|
PREDICATE BEVERAGE STRATEGIES II LLC
|
D
|
|
|
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
|
3
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2390
|
S-6/A
|
|
|
Invesco Unit Trusts Series 2352
|
487
|
|
|
Global Integrity Fund Ltd
|
D/A
|
|
|
Shukla Rahul
|
144
|
|
|
STEM, INC.
|
144
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
3
|
|
|
Databricks MAV Alternate Fund I, LP
|
D
|
|
|
DOMINARI SECURITIES LLC
|
X-17A-5/A
|
|
|
BW Group Ltd
|
144
|
|
|
DHT Holdings, Inc.
|
144
|
Financial Statements
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
3
|
|
|
Capitol Series Trust
|
485BXT
|
|
|
PetVivo Holdings, Inc.
|
8-K
|
|
|
Manta Biofuel, Inc.
|
C-TR
|
|
|
HAYEK JOSEPH B
|
4
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
NUVEEN SELECT MATURITIES MUNICIPAL FUND
|
3
|
|
|
R. Crosby Kemper Trust under Will for John Kemper
|
144
|
|
|
UMB FINANCIAL CORP
|
144
|
Financial Statements
|
|
SWISS HELVETIA FUND, INC.
|
N-CEN
|
|
|
Boylan James P
|
4
|
|
|
Compass Therapeutics, Inc.
|
4
|
|
|
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
INTREPID PARTNERS, LLC
|
X-17A-5
|
|
|
AV US Strategic Tech Fund 1, LLC
|
D
|
|
|
DELUXE CORP
|
DEFA14A
|
Financial Statements
|
|
Plover Animation Inc.
|
C-AR
|
|
|
Harpoon Therapeutics, Inc.
|
25-NSE
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Dageville Benoit
|
144
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
SMITH & NEPHEW PLC
|
20-F
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2013-C14
|
10-K
|
|
|
Pierson Paul Joseph II
|
4
|
|
|
FIRST FINANCIAL CORP /IN/
|
4
|
Financial Statements
|
|
DELUXE CORP
|
DEF 14A
|
Financial Statements
|
|
Sided, Inc.
|
D
|
|
|
Davis Alicia J.
|
4
|
|
|
UNITED STATES STEEL CORP
|
4
|
Financial Statements
|
|
Sterling Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
U. S. Premium Beef, LLC
|
10-K
|
|
|
Nuveen Multi-Asset Income Fund
|
3
|
|
|
GE HealthCare Technologies Inc.
|
SC 13G/A
|
|
|
Ovintiv Inc.
|
SC 13G/A
|
|
|
Revolve Group, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Alteryx, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Hilton Worldwide Holdings Inc.
|
SC 13G/A
|
Financial Statements
|
|
Voya Financial, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Marqeta, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Fastly, Inc.
|
SC 13G/A
|
Financial Statements
|
|
GoPro, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Grand Canyon Education, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Veradigm Inc.
|
SC 13G/A
|
Financial Statements
|
|
CNX Resources Corp
|
SC 13G/A
|
Financial Statements
|
|
FEDERATED HERMES, INC.
|
SC 13G/A
|
|
|
MAXIMUS, INC.
|
SC 13G/A
|
Financial Statements
|
|
KFORCE INC
|
SC 13G/A
|
Financial Statements
|
|
Callon Petroleum Co
|
SC 13G/A
|
Financial Statements
|
|
Simpson Manufacturing Co., Inc.
|
SC 13G/A
|
Financial Statements
|
|
OLD DOMINION FREIGHT LINE, INC.
|
SC 13G/A
|
Financial Statements
|
|
WEBSTER FINANCIAL CORP
|
SC 13G/A
|
Financial Statements
|
|
VIASAT INC
|
SC 13G/A
|
Financial Statements
|
|
Graham Holdings Co
|
SC 13G/A
|
Financial Statements
|
|
VANGUARD GROUP INC
|
SC 13G/A
|
|
|
LINCOLN ELECTRIC HOLDINGS INC
|
SC 13G/A
|
Financial Statements
|
|
Wendy's Co
|
SC 13G/A
|
Financial Statements
|
|
Madison Square Garden Sports Corp.
|
SC 13G/A
|
|
|
Paycom Software, Inc.
|
SC 13G/A
|
Financial Statements
|
|
CALIX, INC
|
SC 13G/A
|
Financial Statements
|
|
PEABODY ENERGY CORP
|
SC 13G/A
|
Financial Statements
|
|
FTI CONSULTING, INC
|
SC 13G/A
|
Financial Statements
|
|
CLEVELAND-CLIFFS INC.
|
SC 13G/A
|
Financial Statements
|
|
BIO-RAD LABORATORIES, INC.
|
SC 13G/A
|
Financial Statements
|
|
SPECIAL OPPORTUNITIES FUND, INC.
|
N-CEN
|
|
|
Purple Arch Ventures Fund 8, LLC
|
D
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
3
|
|
|
Harpoon Therapeutics, Inc.
|
POS AM
|
Financial Statements
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
3
|
|
|
SAPIENS INTERNATIONAL CORP N V
|
6-K
|
Financial Statements
|
|
Tenac Global Fund, LP
|
D/A
|
|
|
Nuveen Minnesota Quality Municipal Income Fund
|
3
|
|
|
Electrovaya Inc.
|
6-K
|
|
|
CHINA ALPHA II FUND LTD
|
D/A
|
|
|
VICENTE & PARTNERS LLC
|
X-17A-5
|
|
|
Harpoon Therapeutics, Inc.
|
S-8 POS
|
Financial Statements
|
|
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
3
|
|
|
NUVEEN NEW YORK MUNICIPAL VALUE FUND
|
3
|
|
|
Tri-State Generation & Transmission Association, Inc.
|
8-K
|
|
|
Northern Lights Fund Trust
|
24F-2NT
|
|
|
CH-IP Private Equity 2023, L.P.
|
D/A
|
|
|
Buesinger Robert F.
|
4
|
|
|
WESTLAKE CORP
|
4
|
Financial Statements
|
|
BANK5 2023-5YR3
|
10-K
|
|
|
Fund XXXII, a series of SCVC Advisors, LP
|
D
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV
|
N-30D
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT I
|
N-30D
|
|
|
NYLIAC MFA SEPARATE ACCOUNT II
|
N-30D
|
|
|
NYLIAC MFA SEPARATE ACCOUNT I
|
N-30D
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III
|
N-30D
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT II
|
N-30D
|
|
|
CORPORATE SPONSORED VUL SEPARATE ACCOUNT I
|
N-30D
|
|
|
NEW YORK LIFE INS & ANNUITY CORP VLI SEPARATE ACCOUNT
|
N-30D
|
|
|
NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I
|
N-30D
|
|
|
AEP Transmission Company, LLC
|
424B5
|
|
|
Bally's Corp
|
SC 13D/A
|
|
|
Standard General L.P.
|
SC 13D/A
|
|
|
MANNING & NAPIER FUND, INC.
|
N-CEN
|
|
|
CHUNGHWA TELECOM CO LTD
|
6-K
|
Financial Statements
|
|
Lynch James F
|
4
|
|
|
Globalstar, Inc.
|
4
|
Financial Statements
|
|
Lexeo Therapeutics, Inc.
|
10-K
|
|
|
BNY Mellon Municipal Bond Funds, Inc.
|
497
|
|
|
Redwoods Acquisition Corp.
|
425
|
|
|
INSMED Inc
|
8-K
|
Financial Statements
|
|
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
Redwoods Acquisition Corp.
|
8-K
|
|
|
AFLAC INC
|
424B5
|
Financial Statements
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
3
|
|
|
Nuveen Core Plus Impact Fund
|
3
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
3
|
|
|
Koil Energy Solutions, Inc.
|
8-K
|
|
|
CaliberCos Inc.
|
8-K
|
|
|
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
Arcosa, Inc.
|
8-K
|
Financial Statements
|
|
ELUTIA INC.
|
10-K
|
Financial Statements
|
|
CALIFORNIA WATER SERVICE GROUP
|
8-K
|
Financial Statements
|
|
Weng Yina
|
SC 13D
|
|
|
Antelope Enterprise Holdings Ltd
|
SC 13D
|
|
|
Cadrenal Therapeutics, Inc.
|
8-K
|
|
|
ARROW FINANCIAL CORP
|
10-K
|
Financial Statements
|
|
Members Mobile Inc.
|
C
|
|
|
CymaBay Therapeutics, Inc.
|
SC 14D9/A
|
Financial Statements
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
3
|
Financial Statements
|
|
Pulse Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
NUVEEN MUNICIPAL VALUE FUND INC
|
3
|
|
|
Rigel Resource Acquisition Corp.
|
425
|
|
|
Rigel Resource Acquisition Corp.
|
8-K
|
|
|
ING GROEP NV
|
424B5
|
Financial Statements
|
|
BlackRock Enhanced Government Fund, Inc.
|
SC 13G/A
|
|
|
Nuveen AMT-Free Municipal Value Fund
|
3
|
|
|
Klinger Shannon Thyme
|
4
|
|
|
NorthView Acquisition Corp
|
DEF 14A
|
|
|
Moderna, Inc.
|
4
|
Financial Statements
|
|
BioNTech SE
|
6-K
|
Financial Statements
|
|
Zoeller Johnathan Stevan
|
4
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
3
|
|
|
NATIONAL GRID PLC
|
6-K
|
Financial Statements
|
|
Ventyx Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
Better Therapeutics, Inc.
|
8-K
|
|
|
Farmers & Merchants Bancshares, Inc.
|
10-K
|
|
|
Evolus, Inc.
|
424B5
|
Financial Statements
|
|
BioSig Technologies, Inc.
|
8-K
|
Financial Statements
|
|
TG Venture Acquisition Corp.
|
8-K/A
|
|
|
AMERICAS CARMART INC
|
10-Q
|
Financial Statements
|
|
James River Group Holdings, Ltd.
|
8-K
|
Financial Statements
|
|
Pan Jiing-Luen
|
144
|
|
|
Gogoro Inc.
|
144
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
3
|
Financial Statements
|
|
Schroeder Mark S
|
4
|
|
|
LABORATORY CORP OF AMERICA HOLDINGS
|
4
|
Financial Statements
|
|
NISOURCE INC.
|
424B5
|
Financial Statements
|
|
New Silk Road China Fund Ltd
|
D/A
|
|
|
Summy Amy B.
|
4
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
Astra Energy, Inc.
|
8-K
|
|
|
GDS Holdings Ltd
|
6-K
|
Financial Statements
|
|
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
|
3
|
Financial Statements
|
|
Gold Royalty Corp.
|
25-NSE
|
|
|
NYSE AMERICAN LLC
|
25-NSE
|
|
|
Climb Global Solutions, Inc.
|
8-K
|
Financial Statements
|
|
Motorola Solutions, Inc.
|
424B5
|
Financial Statements
|
|
STARRETT L S CO
|
DEFA14A
|
Financial Statements
|
|
STARRETT L S CO
|
8-K
|
Financial Statements
|
|
Neuraxis, INC
|
8-K
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
3
|
Financial Statements
|
|
Homestead Funds Trust
|
N-CEN
|
|
|
HOMESTEAD FUNDS INC
|
N-CEN
|
|
|
Doherty John N.
|
3
|
|
|
KALTURA INC
|
3
|
Financial Statements
|
|
Harpoon Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
ENDEAVOUR SILVER CORP
|
40-F
|
Financial Statements
|
|
SEMPRA
|
424B5
|
Financial Statements
|
|
LINCOLN NATIONAL CAPITAL IX
|
424B5
|
|
|
LINCOLN NATIONAL CAPITAL VIII
|
424B5
|
|
|
LINCOLN NATIONAL CAPITAL VII
|
424B5
|
|
|
LINCOLN NATIONAL CORP
|
424B5
|
Financial Statements
|
|
Nuveen Municipal Credit Income Fund
|
3
|
|
|
PUYI, INC.
|
S-8
|
|
|
DYADIC INTERNATIONAL INC
|
8-K
|
|
|
Murray Mark Christopher
|
4
|
|
|
Celanese Corp
|
4
|
Financial Statements
|
|
Integra Resources Corp.
|
6-K
|
|
|
Findell Capital Partners LP
|
SC 13D/A
|
|
|
Oportun Financial Corp
|
SC 13D/A
|
Financial Statements
|
|
Panacea Innovation Ltd
|
SC 13G
|
|
|
Amylyx Pharmaceuticals, Inc.
|
SC 13G
|
Financial Statements
|
|
Ballard Power Systems Inc.
|
40-F
|
Financial Statements
|
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
3
|
|
|
Odysight.ai Inc.
|
8-K
|
|
|
BANK BRADESCO
|
6-K
|
Financial Statements
|
|
GigaCloud Technology Inc
|
8-K
|
Financial Statements
|
|
WESTERN ASSET PREMIER BOND FUND
|
N-CEN
|
|
|
Western Asset Mortgage Opportunity Fund Inc.
|
N-CEN
|
|
|
L3HARRIS TECHNOLOGIES, INC. /DE/
|
424B5
|
Financial Statements
|
|
WOODSIDE ENERGY GROUP LTD
|
6-K
|
|
|
NEXTNAV INC.
|
8-K
|
|
|
CymaBay Therapeutics, Inc.
|
SC TO-T/A
|
Financial Statements
|
|
GILEAD SCIENCES, INC.
|
SC TO-T/A
|
Financial Statements
|
|
Western Asset Investment Grade Income Fund Inc.
|
N-CEN
|
|
|
WESTERN ASSET FUNDS INC
|
N-CEN
|
|
|
LM FUNDING AMERICA, INC.
|
8-K
|
|
|
NewLake Capital Partners, Inc.
|
8-K
|
|
|
Mind Medicine
|
8-K
|
|
|
Barings Private Credit Corp
|
8-K
|
|
|
PHAXIAM Therapeutics S.A.
|
15F-12B
|
Financial Statements
|
|
FLEXSHARES TRUST
|
40-17G
|
|
|
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
|
N-CEN
|
|
|
Western Asset Diversified Income Fund
|
N-CEN
|
|
|
AG Mortgage Investment Trust, Inc.
|
10-K
|
|
|
CAPRICOR THERAPEUTICS, INC.
|
10-K
|
Financial Statements
|
|
ISUN, INC.
|
8-K
|
|
|
Codere Online Luxembourg, S.A.
|
6-K
|
|
|
Barings BDC, Inc.
|
8-K
|
Financial Statements
|
|
GENCO SHIPPING & TRADING LTD
|
8-K
|
Financial Statements
|
|
LEGG MASON PARTNERS VARIABLE INCOME TRUST
|
N-CEN
|
|
|
Banco Santander, S.A.
|
424B5
|
Financial Statements
|
|
DUKE ENERGY PROGRESS, LLC.
|
424B5
|
|
|
BEL FUSE INC /NJ
|
10-K
|
Financial Statements
|
|
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
|
N-CEN
|
|
|
Iris Acquisition Corp
|
8-K
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
N-CEN
|
|
|
Duke Energy Ohio, Inc.
|
424B5
|
|
|
Walt Disney Co
|
DFAN14A
|
Financial Statements
|
|
TRIAN FUND MANAGEMENT, L.P.
|
DFAN14A
|
|
|
Barings Capital Investment Corp
|
8-K
|
|
|
IMMERSION CORP
|
10-K
|
Financial Statements
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
N-CEN
|
|
|
BlackRock Science & Technology Term Trust
|
SC 13D/A
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
N-CEN
|
|
|
Peng Ming-I
|
144
|
|
|
Alto Neuroscience, Inc.
|
8-K
|
|
|
Legg Mason Global Asset Management Trust
|
N-CEN
|
|
|
BlackRock Innovation & Growth Term Trust
|
SC 13D/A
|
|
|
OPAL Fuels Inc.
|
8-K
|
|
|
Dutch Bros Inc.
|
SC 13G/A
|
Financial Statements
|
