| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FIREBIRD FUND, L.P.
|
D/A
|
|
|
Landgreen Ian R
|
4
|
|
|
BARON SELECT FUNDS
|
N-CSR
|
|
|
METROPOLITAN LIFE SEPARATE ACCOUNT E
|
N-CEN
|
|
|
SCHULZ MARK A
|
4
|
|
|
CARNWATH ALISON J
|
4
|
|
|
MO-1120 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Goldman Sachs ETF Trust
|
485BXT
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
N-MFP2
|
|
|
Savarino Dominic A
|
144
|
|
|
DIAMOND OFFSHORE DRILLING, INC.
|
144
|
Financial Statements
|
|
DEUTSCHE DWS INSTITUTIONAL FUNDS
|
N-CSR
|
|
|
Manager Directed Portfolios
|
N-CSRS
|
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
144
|
Financial Statements
|
|
BURKE JAMES J JR
|
144
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
N-CSR
|
|
|
BAYSHORE PARTNERS, LLC
|
X-17A-5
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
N-CSRS
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
NATIONAL GRID PLC
|
6-K
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
N-CSR
|
|
|
Pinnacle Equity Partners Fund LLC
|
D
|
|
|
Pacific Integrated Energy, Inc.
|
C-AR
|
|
|
Investment Managers Series Trust II
|
8-A12B
|
|
|
Caballero Jorge A.
|
4
|
|
|
AMN HEALTHCARE SERVICES INC
|
4
|
Financial Statements
|
|
Bert Thin Films, Inc.
|
D
|
|
|
NEW GERMANY FUND INC
|
N-CSR
|
|
|
Ayr Wellness Inc.
|
6-K
|
|
|
Hurricane Ventures, LP - A3
|
D/A
|
|
|
PPG INDUSTRIES INC
|
ARS
|
Financial Statements
|
|
Montegra Warehouse Fund, L.P.
|
D/A
|
|
|
Objective Capital Management, LLC
|
13F-HR
|
|
|
ATI INC
|
8-K
|
Financial Statements
|
|
FARMERS NATIONAL BANC CORP /OH/
|
10-K
|
Financial Statements
|
|
GOVERNMENT CASH MANAGEMENT PORTFOLIO
|
N-CSR
|
|
|
ATHENE VARIABLE ANNUITY ACCOUNT A
|
N-CEN
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
BlockGen Corp.
|
D
|
|
|
KISKI SECURITIES LLC
|
X-17A-5
|
|
|
Dickson Jamie
|
3
|
|
|
Dunbar David A.
|
4
|
|
|
STANDEX INTERNATIONAL CORP/DE/
|
4
|
Financial Statements
|
|
ARDOUR CAPITAL INVESTMENTS, LLC
|
X-17A-5
|
|
|
Montegra Capital Income Fund, L.P.
|
D/A
|
|
|
Arca U.S. Treasury Fund
|
N-CSR
|
|
|
DEUTSCHE DWS MONEY MARKET TRUST
|
N-CSR
|
|
|
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
|
N-2/A
|
|
|
Butkowski Robert G. Jr.
|
4
|
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
|
Rivian Automotive, Inc. / DE
|
8-K
|
Financial Statements
|
|
Guide10 Rope Inspection LLC
|
D
|
|
|
CF Industries Holdings, Inc.
|
ARS
|
Financial Statements
|
|
BASSETT FURNITURE INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
BlackAngelGroup - Q1 24 I Jan 2024 a Series of CGF2021 LLC
|
D
|
|
|
Barth Werner
|
144
|
|
|
Philip Morris International Inc.
|
144
|
Financial Statements
|
|
PPG INDUSTRIES INC
|
DEFA14A
|
Financial Statements
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
CF Industries Holdings, Inc.
|
DEFA14A
|
Financial Statements
|
|
PPG INDUSTRIES INC
|
DEF 14A
|
Financial Statements
|
|
CF Industries Holdings, Inc.
|
DEF 14A
|
Financial Statements
|
|
X Series FA a Series of CGF2021 LLC
|
D
|
|
|
RGC RESOURCES INC
|
8-K
|
Financial Statements
|
|
JANUS INVESTMENT FUND
|
N-MFP2
|
|
|
ALTERNA SECURITIES, INC.
|
X-17A-5
|
|
|
Sabba Stephen L
|
4
|
|
|
LIGAND PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
Plant Prefab a Series of Anchor Capital GP II LLC
|
D
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
N-CSRS
|
|
|
MAINSTAY FUNDS TRUST
|
N-MFP2
|
|
|
MAINSTAY VP FUNDS TRUST
|
N-MFP2
|
|
|
Northwestern Mutual Variable Life Account II
|
497
|
|
|
Kar Paula
|
3
|
|
|
Alpha Core Strategies Fund
|
3
|
|
|
JPMorgan Trust I
|
N-MFP2
|
|
|
MAINSTAY FUNDS
|
N-MFP2
|
|
|
EUROPEAN EQUITY FUND, INC / MD
|
N-CSR
|
|
|
NatWest Group plc
|
CERT
|
Financial Statements
|
|
Rose Laurence
|
144
|
|
|
Real Brokerage Inc
|
144
|
|
|
VanEck ETF Trust
|
N-CSR
|
|
|
Scotch Inc Jan 2023 a Series of CGF2021 LLC
|
D
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
N-CSR
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Ambrx Biopharma, Inc.
|
POS AM
|
|
|
204-208 N Main St, LLC
|
D
|
|
|
UBS AG
|
FWP
|
|
|
WisdomTree Digital Trust
|
N-MFP2
|
|
|
Amerant Bancorp Inc.
|
10-K
|
Financial Statements
|
|
Figure ai Feb 2024 a Series of CGF2021 LLC
|
D
|
|
|
Federated Hermes Money Market Obligations Trust
|
N-MFP2
|
|
|
VanEck Funds
|
N-CSR
|
|
|
Galiano Gold Inc.
|
SC 13D/A
|
|
|
GOLD FIELDS LTD
|
SC 13D/A
|
Financial Statements
|
|
VanEck VIP Trust
|
N-CSR
|
|
|
Waterfall LaSalle Fund, LLC
|
D
|
|
|
DEUTSCHE DWS EQUITY 500 INDEX PORTFOLIO
|
N-CSR
|
|
|
JPMORGAN TRUST II
|
N-MFP2
|
|
|
NEW AMERICA HIGH INCOME FUND INC
|
N-CSR
|
|
|
Han Bridge Capital - Paraform a Series of CGF2021 LLC
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Schroeder Mark S
|
144
|
|
|
LABORATORY CORP OF AMERICA HOLDINGS
|
144
|
Financial Statements
|
|
Peaceful Fruits Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
OUTCOME CAPITAL, LLC
|
X-17A-5
|
|
|
Alemany Ellen R
|
144
|
|
|
JPMORGAN TRUST IV
|
N-MFP2
|
|
|
Cota Opportunities IX, LLC
|
D
|
|
|
Elevate Jan 2024 a Series of CGF2021 LLC
|
D
|
|
|
GE Vernova LLC
|
CERT
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
PWR Lab, Inc.
|
D/A
|
|
|
Lions Gate Medical Office Holdings III, LLC
|
D
|
|
|
Tripitaca Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
Seedfunders Therapy iQ Fund III a Series of CGF2021 LLC
|
D
|
|
|
First American Funds Trust
|
N-MFP2
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Future Africa III LP
|
D
|
|
|
Vartega 17F2 a Series of Denver Angels LLC
|
D
|
|
|
Berman Bobby
|
4
|
|
|
CULLEN/FROST BANKERS, INC.
|
4
|
Financial Statements
|
|
Ressler Michelle
|
144/A
|
|
|
Real Brokerage Inc
|
144/A
|
|
|
Hometeam Technologies, Inc.
|
D/A
|
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
IIF Private Investors Offshore SICAV-RAIF S.A.
|
D/A
|
|
|
Bowe Patrick E.
|
4
|
|
|
Andersons, Inc.
|
4
|
Financial Statements
|
|
VAIRE Computing Feb 2024 a Series of CGF2021 LLC
|
D
|
|
|
U.S. Monthly Income Fund for Puerto Rico Residents, Inc.
|
N-CSR
|
|
|
Severyn Carol Jean
|
4
|
|
|
Gabelli Innovations Trust
|
40-17G
|
|
|
Gabelli ETFs Trust
|
40-17G
|
|
|
Gabelli Go Anywhere Trust
|
40-17G
|
|
|
Gabelli Global Small & Mid Cap Value Trust
|
40-17G
|
|
|
DIVIDEND Fund Inc. by Gabelli
|
40-17G
|
|
|
GAMCO Natural Resources, Gold & Income Trust
|
40-17G
|
Financial Statements
|
|
Gabelli 787 Fund, Inc.
|
40-17G
|
|
|
Gabelli SRI Fund, Inc.
|
40-17G
|
|
|
Gabelli Healthcare & WellnessRx Trust
|
40-17G
|
|
|
GDL FUND
|
40-17G
|
|
|
Keeley Funds, Inc.
|
40-17G
|
|
|
GAMCO Global Gold, Natural Resources & Income Trust
|
40-17G
|
|
|
GABELLI GLOBAL UTILITY & INCOME TRUST
|
40-17G
|
|
|
GABELLI DIVIDEND & INCOME TRUST
|
40-17G
|
Financial Statements
|
|
GABELLI UTILITIES FUND
|
40-17G
|
|
|
GABELLI DIVIDEND GROWTH FUND
|
40-17G
|
|
|
GABELLI UTILITY TRUST
|
40-17G
|
|
|
GABELLI INTERNATIONAL GROWTH FUND, INC
|
40-17G
|
|
|
Gabelli Gold Fund, Inc.
|
40-17G
|
|
|
GABELLI MULTIMEDIA TRUST INC.
|
40-17G
|
|
|
GAMCO GLOBAL SERIES FUNDS, INC
|
40-17G
|
|
|
GABELLI CAPITAL SERIES FUNDS INC
|
40-17G
|
|
|
GABELLI INVESTOR FUNDS INC
|
40-17G
|
|
|
GABELLI MONEY MARKET FUNDS
|
40-17G
|
|
|
GABELLI EQUITY SERIES FUNDS INC
|
40-17G
|
|
|
GABELLI VALUE 25 FUND INC
|
40-17G
|
|
|
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
|
40-17G
|
|
|
Comstock Funds, Inc.
|
40-17G
|
|
|
GABELLI GROWTH FUND
|
40-17G
|
|
|
TETON WESTWOOD FUNDS
|
40-17G
|
|
|
GABELLI EQUITY TRUST INC
|
40-17G
|
|
|
ELLSWORTH GROWTH & INCOME FUND LTD
|
40-17G
|
|
|
GABELLI ASSET FUND
|
40-17G
|
|
|
BANCROFT FUND LTD
|
40-17G
|
|
|
HUTTON THOMAS C
|
4
|
|
|
CHEMED CORP
|
4
|
Financial Statements
|
|
Oak Woods Acquisition Corp
|
PREM14A
|
|
|
BNY MELLON SUSTAINABLE U.S. EQUITY PORTFOLIO, INC.
|
N-CSR/A
|
|
|
Tax Free Fund for Puerto Rico Residents, Inc.
|
N-CSR
|
|
|
ARS Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Dierker Richard A
|
144
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
144
|
Financial Statements
|
|
Principal Real Estate Income Fund
|
DEFA14A
|
|
|
Potti Bharath
|
3
|
|
|
Institutional Investment Strategy Fund
|
3
|
|
|
Stead Jimmy
|
4
|
|
|
Hugenneyer Thaisa
|
3/A
|
|
|
FMC CORP
|
3/A
|
Financial Statements
|
|
Wolfshohl Candace K
|
4
|
|
|
Ghodoosi Arash
|
3
|
|
|
Damani Pritesh
|
144/A
|
|
|
ABM INDUSTRIES INC /DE/
|
10-Q
|
Financial Statements
|
|
Alonzo Annette M
|
4
|
|
|
PIMCO FUNDS
|
N-MFP2
|
|
|
It's Skinny, Inc.
|
C/A
|
|
|
Salinas Jerry
|
4
|
|
|
ROYAL BANK OF CANADA
|
6-K
|
Financial Statements
|
|
CERES Coin LLC
|
1-U
|
|
|
Bracher Paul
|
4
|
|
|
Boyer K. David Jr.
|
144
|
|
|
TRUIST FINANCIAL CORP
|
144
|
Financial Statements
|
|
Calseta Inc.
|
D
|
|
|
Bloomfield ASC, LLC
|
D
|
|
|
North Square Investments Trust
|
497J
|
|
|
GREEN PHILLIP D
|
4
|
|
|
CHESTNUT STREET EXCHANGE FUND
|
N-CSR
|
|
|
FT 11315
|
487
|
|
|
Poleg Tamir
|
144
|
|
|
Distressed Credit Opportunities Fund, L.P.
|
D/A
|
|
|
Sower Farmland Fund LLP
|
D/A
|
|
|
Capital Group Fixed Income ETF Trust
|
485APOS
|
|
|
Davis Peter Allan
|
144
|
|
|
STEVEN MADDEN, LTD.
|
144
|
Financial Statements
|
|
ETF Series Solutions
|
N-CSRS
|
|
|
Northern Lights Fund Trust
|
N-CSR
|
|
|
FROST PATRICK B
|
4
|
|
|
Kumar Raj
|
4
|
|
|
KIRBY CORP
|
4
|
Financial Statements
|
|
Gloeckler Markus
|
144
|
|
|
FIRST SOLAR, INC.
|
144
|
Financial Statements
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
N-CSR
|
|
|
LIBERTY ALL STAR EQUITY FUND
|
N-CSR
|
|
|
HAVERTY FURNITURE COMPANIES INC
|
10-K
|
Financial Statements
|
|
Zalatoris Acquisition Corp.
|
SC 13G/A
|
|
|
MODERN WOODMEN OF AMERICA VARIABLE ANNUITY ACCOUNT
|
N-30B-2
|
|
|
SEI Structured Credit Fund, LP
|
N-CSR
|
|
|
Ducere Global Business School, Inc.
|
C/A
|
|
|
Stellar V, LP - D1
|
D
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
Hurricane Ventures, LP - A1
|
D/A
|
|
|
ProFunds
|
N-MFP2
|
|
|
Distressed Credit Opportunities
|
D/A
|
|
|
BlackRock ETF Trust II
|
SC 13G/A
|
|
|
Freshpet, Inc.
|
SC 13G/A
|
Financial Statements
|
|
iShares U.S. ETF Trust
|
SC 13G/A
|
|
|
Everi Holdings Inc.
|
SC 13G/A
|
Financial Statements
|
|
ENBRIDGE INC
|
SC 13G/A
|
Financial Statements
|
|
PEF Venture Market Fund, a Series of Equtiybee Portfolio Fund Master LLC
|
D/A
|
|
|
Managed Portfolio Series
|
497
|
|
|
Plum Acquisition Corp. III
|
SC 13G/A
|
|
|
KAO MIN H
|
4
|
|
|
EMPOWER FUNDS, INC.
|
N-MFP2
|
|
|
Accordant Real Estate Growth Fund
|
N-8A
|
|
|
Tidwell Steven A
|
4
|
|
|
SERVICE CORP INTERNATIONAL
|
4
|
Financial Statements
|
|
OLD SECOND BANCORP INC
|
10-K
|
Financial Statements
|
|
Northern Lights Variable Trust
|
N-CSR
|
|
|
INTEGRATED RAIL & RESOURCES ACQUISITION CORP
|
SC 13G/A
|
|
|
Pearce Rebecca
|
144
|
|
|
Autodesk, Inc.
|
144
|
Financial Statements
|
|
Burford Capital Ltd
|
6-K
|
|
|
BrightView Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Bit Digital, Inc
|
SC 13G/A
|
|
|
iSHARES TRUST
|
SC 13G/A
|
|
|
CLEVELAND-CLIFFS INC.
|
SC 13G/A
|
Financial Statements
|
|
HORMEL FOODS CORP /DE/
|
SC 13G/A
|
Financial Statements
|
|
Bunge Global SA
|
SC 13G/A
|
|
|
5E Advanced Materials, Inc.
|
SC 13G/A
|
|
|
Klaviyo, Inc.
|
SC 13G
|
|
|
Nano-X Imaging Ltd.
|
SC 13G/A
|
Financial Statements
|
|
BlackRock ETF Trust
|
SC 13G/A
|
|
|
Beyond Air, Inc.
|
SC 13G
|
|
|
PELOTON INTERACTIVE, INC.
|
SC 13G/A
|
Financial Statements
|
|
ALPINE IMMUNE SCIENCES, INC.
|
SC 13G/A
|
Financial Statements
|
|
Physicians Realty Trust
|
SC 13G/A
|
|
|
American Homes 4 Rent
|
SC 13G/A
|
Financial Statements
|
|
Kosmos Energy Ltd.
|
SC 13G/A
|
Financial Statements
|
|
Squarespace, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Sprott Physical Silver Trust
|
SC 13G
|
|
|
DAQO NEW ENERGY CORP.
|
SC 13G/A
|
Financial Statements
|
|
Astria Therapeutics, Inc.
|
SC 13G/A
|
|
|
NanoString Technologies Inc
|
SC 13G/A
|
Financial Statements
|
|
CarParts.com, Inc.
|
SC 13G/A
|
Financial Statements
|
|
CHEGG, INC
|
SC 13G/A
|
Financial Statements
|
|
BlackRock Inc.
|
SC 13G
|
Financial Statements
|
|
MERRIMACK PHARMACEUTICALS INC
|
SC 13G/A
|
Financial Statements
|
|
WESTERN ALLIANCE BANCORPORATION
|
SC 13G/A
|
Financial Statements
|
|
Western New England Bancorp, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Fidelity National Information Services, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Veradigm Inc.
|
SC 13G/A
|
Financial Statements
|
|
NRG ENERGY, INC.
|
SC 13G/A
|
Financial Statements
|
|
iShares, Inc.
|
SC 13G/A
|
|
|
ManpowerGroup Inc.
|
SC 13G
|
Financial Statements
|
|
PTC INC.
|
SC 13G/A
|
Financial Statements
|
|
PULTEGROUP INC/MI/
|
SC 13G/A
|
Financial Statements
|
|
CARLISLE COMPANIES INC
|
SC 13G/A
|
Financial Statements
|
|
HALLADOR ENERGY CO
|
SC 13G/A
|
Financial Statements
|
|
WILLIAMS SONOMA INC
|
SC 13G/A
|
Financial Statements
|
|
HP INC
|
SC 13G
|
Financial Statements
|
|
FLOWSERVE CORP
|
SC 13G/A
|
Financial Statements
|
|
Southern States Bancshares, Inc.
|
SC 13G/A
|
Financial Statements
|
|
ORMAT TECHNOLOGIES, INC.
|
SC 13G/A
|
Financial Statements
|
|
ALIGN TECHNOLOGY INC
|
SC 13G/A
|
Financial Statements
|
|
REPUBLIC FIRST BANCORP INC
|
SC 13G/A
|
Financial Statements
|
|
EDISON INTERNATIONAL
|
SC 13G
|
Financial Statements
|
|
RPM INTERNATIONAL INC/DE/
|
SC 13G/A
|
Financial Statements
|
|
TOOTSIE ROLL INDUSTRIES INC
|
SC 13G/A
|
Financial Statements
|
|
RYDER SYSTEM INC
|
SC 13G/A
|
Financial Statements
|
|
ARROW ELECTRONICS, INC.
|
SC 13G/A
|
Financial Statements
|
|
Nash Elisabeth G.
|
4
|
|
|
Institutional Select Fund, Ltd.
|
D/A
|
|
|
Chow Oliver
|
144
|
|
|
Light & Wonder, Inc.
|
144
|
|
|
Hennessy Capital Investment Corp. VI
|
SC 13G/A
|
Financial Statements
|
|
WARING SUMNER J III
|
4
|
|
|
Cytonics Corp
|
C/A
|
|
|
CRESCENDO PARTNERS II LP
|
D/A
|
|
