| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CarVal CCF Cayman Securities Ltd
|
40-APP/A
|
|
|
Lienza SCSp
|
40-APP/A
|
|
|
Mill City Loan Holdings LLC
|
40-APP/A
|
|
|
CVI CVF IV Lux Sub Holdings S.a r.l.
|
40-APP/A
|
|
|
CVI CVF IV Lux Securities S.a r.l.
|
40-APP/A
|
|
|
CVI CVF V Luxembourg S.a r.l.
|
40-APP/A
|
|
|
CVI CVF IV Lux Finance S.a r.l.
|
40-APP/A
|
|
|
CVI CVF IV Lux Holdings S.a r.l.
|
40-APP/A
|
|
|
AB CarVal Opportunistic Credit Fund
|
40-APP/A
|
|
|
CarVal CCOF Luxembourg S.a r.l.
|
40-APP/A
|
|
|
CVI CSF Luxembourg S.a r.l.
|
40-APP/A
|
|
|
CVI CEF Luxembourg S.a r.l.
|
40-APP/A
|
|
|
Britannica Recoveries S.a r.l.
|
40-APP/A
|
|
|
CVI EMCOF Lux S.a r.l.
|
40-APP/A
|
|
|
CVI CEF II Luxembourg S.a r.l.
|
40-APP/A
|
|
|
CarVal Wengsheng Private Fund Management
|
40-APP/A
|
|
|
CarVal Investors GB LLP
|
40-APP/A
|
|
|
CarVal CLO Management, LLC
|
40-APP/A
|
|
|
CarVal Investors Pte, Ltd.
|
40-APP/A
|
|
|
CarVal CCF Luxembourg S.a r.l.
|
40-APP/A
|
|
|
CVI CVF IV Cayman Securities Ltd
|
40-APP/A
|
|
|
CVI SKP FF Acquisition Trust
|
40-APP/A
|
|
|
Mill City Mortgage Loan Trust
|
40-APP/A
|
|
|
CVI SL Investment Trust
|
40-APP/A
|
|
|
CVI SL Investment Trust II
|
40-APP/A
|
|
|
CVI Investment Holdings Ltd
|
40-APP/A
|
|
|
CVI CSF Cayman Finance Corp
|
40-APP/A
|
|
|
CVI CVF V Cayman Finance Corp
|
40-APP/A
|
|
|
CVI CVF IV Cayman Finance Corp
|
40-APP/A
|
|
|
Insubria S.a r.l.
|
40-APP/A
|
|
|
Lienza GP S.a r.l.
|
40-APP/A
|
|
|
Mincio S.a r.l.
|
40-APP/A
|
|
|
Lyndale Holdings Ltd
|
40-APP/A
|
|
|
CVI SGP-CO Acquisition Trust
|
40-APP/A
|
|
|
CVI SGP Acquisition Trust
|
40-APP/A
|
|
|
CVI LCF Mortgage Loan Trust I
|
40-APP/A
|
|
|
CVI CGS Mortgage Loan Trust I
|
40-APP/A
|
|
|
CVIC Cayman Securities Ltd
|
40-APP/A
|
|
|
CVIC Cayman Holdings GP Corp
|
40-APP/A
|
|
|
CVI EMCOF Cayman Securities Ltd
|
40-APP/A
|
|
|
CVI EMCOF Cayman Finance Corp
|
40-APP/A
|
|
|
CVIC Lux Securities Trading S.a r.l.
|
40-APP/A
|
|
|
CVIC Lux Finance S.a r.l.
|
40-APP/A
|
|
|
CVI Group Pooling RAIF S.C.A. - CVF V Sub-Fund
|
40-APP/A
|
|
|
CVI CVF V Cayman Securities Ltd
|
40-APP/A
|
|
|
Bohai Investment Holdings S.a r.l.
|
40-APP/A
|
|
|
CarVal CCF Singapore Subfund
|
40-APP/A
|
|
|
CarVal CSC Cayman Securities Ltd
|
40-APP/A
|
|
|
CVI AIF Cayman Securities Ltd
|
40-APP/A
|
|
|
CVI CCOF Cayman Finance Corp
|
40-APP/A
|
|
|
CVI CCOF Cayman Securities Ltd
|
40-APP/A
|
|
|
CVI CEF Cayman Securities Ltd
|
40-APP/A
|
|
|
CVIC Cayman Finance Corp
|
40-APP/A
|
|
|
CVI CEF II Cayman Finance Corp
|
40-APP/A
|
|
|
CVI CEF II Cayman Securities Ltd
|
40-APP/A
|
|
|
CVIC Singapore Subfund
|
40-APP/A
|
|
|
CVI EMCOF Singapore Subfund
|
40-APP/A
|
|
|
CVI CVF V Singapore Subfund
|
40-APP/A
|
|
|
CVI CVF IV Singapore Subfund
|
40-APP/A
|
|
|
CVI CCOF Singapore Subfund
|
40-APP/A
|
|
|
CarVal CLO I Ltd.
|
40-APP/A
|
|
|
CarVal CLO II Ltd.
|
40-APP/A
|
|
|
CarVal CLO III Ltd.
|
40-APP/A
|
|
|
CVF III Mortgage Loan Trust II
|
40-APP/A
|
|
|
CarVal CSC Cayman Finance Corp
|
40-APP/A
|
|
|
CarVal CLO VII-C Ltd.
|
40-APP/A
|
|
|
CarVal CLO IV Ltd.
|
40-APP/A
|
|
|
CarVal CLO V-C Ltd.
|
40-APP/A
|
|
|
CVI CEF II Pooling Fund III LP
|
40-APP/A
|
|
|
CVI CEF II Pooling Fund IV LP
|
40-APP/A
|
|
|
CVI GCS Residential Investments I LLC
|
40-APP/A
|
|
|
CVI Funding
|
40-APP/A
|
|
|
CVI EMCOF US, LLC
|
40-APP/A
|
|
|
CVI EMCOF Master Fund LP
|
40-APP/A
|
|
|
CVI CVF V Renewables, LLC
|
40-APP/A
|
|
|
Mill City Investment Holdings LP
|
40-APP/A
|
|
|
CVI CVF V Pooling Fund III LP
|
40-APP/A
|
|
|
CVI CVF V Pooling Fund II LP
|
40-APP/A
|
|
|
CVI CVF V Pooling Fund I LP
|
40-APP/A
|
|
|
Mill City Acquisition Holdings LP
|
40-APP/A
|
|
|
Lyndale Investment Holdings LP
|
40-APP/A
|
|
|
CVI CEF Master Fund I LP
|
40-APP/A
|
|
|
CVI CEF Master Fund II LP
|
40-APP/A
|
|
|
CVI CEF Master Fund III LP
|
40-APP/A
|
|
|
CVI CEF Master Fund IV LP
|
40-APP/A
|
|
|
CVI CGS Mortgage Loan I Holdings LP
|
40-APP/A
|
|
|
CVI CSF Cayman Securities LP
|
40-APP/A
|
|
|
CVI CSF Master Fund I LP
|
40-APP/A
|
|
|
CVI CSF Master Fund II LP
|
40-APP/A
|
|
|
CVI CSF Master Fund III LP
|
40-APP/A
|
|
|
CVI CCOF Master Fund I LP
|
40-APP/A
|
|
|
CVI AIF Master Fund II LP
|
40-APP/A
|
|
|
CVI AIF Master Fund I LP
|
40-APP/A
|
|
|
CVI AGL AssetCo Holdings, LLC
|
40-APP/A
|
|
|
CVF III Residential Investments II LLC
|
40-APP/A
|
|
|
CVF III Mortgage Loan II Holdings LP
|
40-APP/A
|
|
|
CVI CSF US LLC
|
40-APP/A
|
|
|
Centre Street CarVal Partnership LP
|
40-APP/A
|
|
|
CarVal CSC US Corp
|
40-APP/A
|
|
|
CVI CEF II Master Fund I LP
|
40-APP/A
|
|
|
CVI CEF II Master Fund II LP
|
40-APP/A
|
|
|
CVIC Master Fund III, LLC
|
40-APP/A
|
|
|
CVI CEF II Master Fund III LP
|
40-APP/A
|
|
|
CVI CEF II Master Fund IV LP
|
40-APP/A
|
|
|
CVI CVF IV Lux Master S.A r.l.
|
40-APP/A
|
|
|
CVI CVF IV Master Fund IV, LLC
|
40-APP/A
|
|
|
CVI CEF II Pooling Fund I LP
|
40-APP/A
|
|
|
CVI CEF II Pooling Fund II LP
|
40-APP/A
|
|
|
CVIC US Holdings II LP
|
40-APP/A
|
|
|
CVIC Master Fund IV LP
|
40-APP/A
|
|
|
CVIC Master Fund LP
|
40-APP/A
|
|
|
CVI LCF Residential Investments I LLC
|
40-APP/A
|
|
|
CarVal CSC Luxembourg S.A r.l.
|
40-APP/A
|
|
|
CarVal Contingent Credit Fund LP
|
40-APP/A
|
|
|
CVI CVF IV Master Fund I LP
|
40-APP/A
|
|
|
CVI CVF IV Master Fund II LP
|
40-APP/A
|
|
|
CVI SA1Senior Loan Holdings, LLC
|
40-APP/A
|
|
|
CVI MC Residential Investments A LLC
|
40-APP/A
|
|
|
CVI MC Residential Investments I LLC
|
40-APP/A
|
|
|
CVI Loan Sub Holdings IV, LLC
|
40-APP/A
|
|
|
CVI Loan Sub Holdings V, LLC
|
40-APP/A
|
|
|
CVI SGP LLC
|
40-APP/A
|
|
|
CVI SKP Equity Holdings, LLC
|
40-APP/A
|
|
|
CVI CVF IV Master Fund III LP
|
40-APP/A
|
|
|
CVI VGY DevCo Holdings, LLC
|
40-APP/A
|
|
|
CVI VGY Holdings, LLC
|
40-APP/A
|
|
|
CVIC Master Fund II, LLC
|
40-APP/A
|
|
|
CarVal CCF US Corp
|
40-APP/A
|
|
|
Mill City Holdings, LLC
|
40-APP/A
|
|
|
CVI REIT I, LLC
|
40-APP/A
|
|
|
AB CarVal Investors, LP
|
40-APP/A
|
|
|
BRUNSWICK CORP
|
11-K
|
Financial Statements
|
|
Yamamoto Sumitaka
|
4
|
|
|
HeartCore Enterprises, Inc.
|
4
|
Financial Statements
|
|
Ares Climate Infrastructure Partners II-B, L.P.
|
D
|
|
|
Ares Climate Infrastructure Partners II, L.P.
|
D
|
|
|
Ares Climate Infrastructure Partners II-A, L.P.
|
D
|
|
|
GOLDMAN SACHS TRUST
|
NPORT-P
|
|
|
Modern Capital Funds Trust
|
24F-2NT
|
|
|
JACKSON SWL VARIABLE ANNUITY FUND I
|
497
|
|
|
Amplify ETF Trust
|
NPORT-P
|
|
|
CALAMOS INVESTMENT TRUST/IL
|
N-CSRS
|
|
|
KN-0523 Fund II, a series of Companyon Sidecar, LP
|
D
|
|
|
JACKSON SAGE VARIABLE LIFE ACCOUNT A
|
497
|
|
|
Broomfield International Ltd
|
SC 13G
|
|
|
HeadHunter Group PLC
|
SC 13G
|
Financial Statements
|
|
Clancy Corp
|
8-K
|
|
|
BERKSHIRE HATHAWAY INC
|
11-K
|
Financial Statements
|
|
RENASANT CORP
|
8-K/A
|
Financial Statements
|
|
Managed Portfolio Series
|
PRE 14A
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
SINGH RAJEEV
|
4
|
|
|
Natixis ETF Trust II
|
497
|
|
|
ETF Opportunities Trust
|
485APOS
|
|
|
CMAP Trend TCYP Fund Ltd
|
D/A
|
|
|
JACKSON NATIONAL LIFE INSURANCE CO
|
S-1
|
|
|
Arrow Investments Trust
|
NPORT-P
|
|
|
Arrow ETF Trust
|
NPORT-P
|
|
|
MODIV INC.
|
4
|
Financial Statements
|
|
Halfacre Aaron Scott
|
4
|
|
|
Pacific Green Technologies Inc.
|
8-K
|
|
|
Eskew Richard
|
4
|
|
|
Northern Lights Fund Trust
|
NPORT-P
|
|
|
Nuveen Churchill Direct Lending Corp.
|
8-K
|
|
|
CONWAY JAMES F III
|
4
|
|
|
ON-1224 Fund I, a series of Oak Ridge Investment Partners, LP
|
D
|
|
|
Barnes Stephen H.
|
4
|
|
|
BLACKROCK FUNDS
|
497
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Cavanaugh Robert N
|
4
|
|
|
Bang Ihnsuk Jimmy
|
4
|
|
|
Quoin Pharmaceuticals, Ltd.
|
424B3
|
|
|
Horizon Technology Finance Corp
|
8-K
|
Financial Statements
|
|
Quoin Pharmaceuticals, Ltd.
|
8-K
|
|
|
CLEMENTI JOHN R
|
4
|
|
|
JANUS HENDERSON GROUP PLC
|
11-K
|
Financial Statements
|
|
EM-0309 Fund I, a series of Schroeder Investments, LP
|
D
|
|
|
EM-0309 Fund I AL Vehicle, a series of Schroeder Investments, LP
|
D
|
|
|
CMAP SRPM Fund Ltd
|
D/A
|
|
|
Singletary Tamara M
|
4
|
|
|
UWHARRIE CAPITAL CORP
|
4
|
|
|
LAKE LANIER STORAGE PARTNERS, LLC
|
D
|
|
|
BBCMS Mortgage Trust 2021-C10
|
10-D
|
|
|
MamaMancini's Holdings, Inc.
|
8-K
|
|
|
BBCMS Mortgage Trust 2021-C10
|
ABS-EE
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
BorrowMoney.com, Inc.
|
8-K
|
|
|
Saha Saugata
|
4
|
|
|
S&P Global Inc.
|
4
|
Financial Statements
|
|
BARONI GINO J
|
4
|
|
|
BBCMS Mortgage Trust 2020-C6
|
10-D
|
|
|
Dogan Meeshanthini
|
SC 13D/A
|
|
|
Cardio Diagnostics Holdings, Inc.
|
SC 13D/A
|
|
|
Anderson Sterling
|
144
|
|
|
Aurora Innovation, Inc.
|
144
|
|
|
AMERISERV FINANCIAL INC /PA/
|
8-K
|
Financial Statements
|
|
CF 2019-CF3 Mortgage Trust
|
10-D
|
|
|
BBCMS Mortgage Trust 2020-C6
|
ABS-EE
|
|
|
Outpost Dundee, LLC
|
D
|
|
|
Total Fund Solution
|
NPORT-P
|
|
|
Draganfly Inc.
|
6-K
|
|
|
LSEB Creative Corp.
|
NT 10-K
|
|
|
LU-0417 Fund II AL Vehicle, a series of Moving Capital, LP
|
D
|
|
|
LU-0417 Fund II, a series of Moving Capital, LP
|
D
|
|
|
Welltower OP LLC
|
D/A
|
|
|
Bukit Jalil Global Acquisition 1 Ltd.
|
424B4
|
|
|
CF 2019-CF3 Mortgage Trust
|
ABS-EE
|
|
|
CMAP SRPB Fund Ltd
|
D/A
|
|
|
iSHARES TRUST
|
497K
|
|
|
New FFIO Ltd.
|
D/A
|
|
|
NovelStem International Corp.
|
10-12G/A
|
|
|
U.S. Real Estate Mezzanine Debt Fund LP
|
D/A
|
|
|
GATX CORP
|
11-K
|
Financial Statements
|
|
CarbonMeta Technologies, Inc.
|
PRE 14C
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Biodexa Pharmaceuticals PLC/ADR
|
424B3
|
|
|
MamaMancini's Holdings, Inc.
|
SC 13D/A
|
|
|
WOLF CARL T
|
SC 13D/A
|
|
|
FYI Ltd
|
D/A
|
|
|
MamaMancini's Holdings, Inc.
|
4
|
|
|
WOLF CARL T
|
4
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
485BPOS
|
|
|
Archer-Daniels-Midland Co
|
11-K
|
Financial Statements
|
|
BELLUS Health Inc.
|
6-K
|
|
|
FFIP, L.P.
|
D/A
|
|
|
GEO GROUP INC
|
11-K
|
Financial Statements
|
|
SHEPARD WILLIAM R
|
4
|
|
|
CME GROUP INC.
|
4
|
Financial Statements
|
|
BRAINCHAIN.AI INC.
|
D
|
|
|
Tidal ETF Trust
|
497K
|
|
|
DERKSEN BRIAN L
|
4
|
|
|
ONEOK INC /NEW/
|
4
|
Financial Statements
|
|
BIL, Ltd.
|
D/A
|
|
|
Foundation Premium Income Fund LP
|
D/A
|
|
|
ABS Direct Equity Fund LLC
|
D/A
|
|
|
Columbia Financial, Inc.
|
11-K
|
Financial Statements
|
|
WHICRE South Reno Industrial Partners I LLC
|
D
|
|
|
BBCMS Mortgage Trust 2021-C9
|
10-D
|
|
|
CMAP SRPA Fund Ltd
|
D/A
|
|
|
iSHARES TRUST
|
CERT
|
|
|
Sanofi
|
11-K
|
Financial Statements
|
|
BLACKROCK FUNDS
|
24F-2NT
|
|
|
We Eat Dreams Ltd Liability Co
|
D
|
|
|
Savers Value Village, Inc.
|
CERT
|
|
|
Principal Real Estate Income Fund
|
NPORT-P
|
|
|
BBCMS Mortgage Trust 2021-C9
|
ABS-EE
|
|
|
CHINA LIFE INSURANCE CO LTD
|
6-K
|
|
|
Foundation Green Income Fund, LP
|
D/A
|
|
|
Leith Medical, Inc.
|
D
|
|
|
Precidian ETFs Trust
|
485BXT
|
|
|
ARCBEST CORP /DE/
|
11-K
|
Financial Statements
|
|
Preservation Capital Partners Fund II LP
|
D
|
|
|
Apogem Heritage Fund VI LP
|
D
|
|
|
10T Q HOLDINGS, LLC
|
D
|
|
|
BBCMS Mortgage Trust 2019-C5
|
10-D
|
|
|
TnT Ventures, LP - C4
|
D/A
|
|
|
Hodgson Curtis Drew
|
144
|
|
|
Legacy Housing Corp
|
144
|
Financial Statements
|
|
Apogem Heritage Fund V LP
|
D
|
|
|
Tidal Trust II
|
497K
|
|
|
BBCMS Mortgage Trust 2022-C15
|
10-D
|
|
|
BBCMS Mortgage Trust 2023-C19
|
10-D
|
|
|
BBCMS Mortgage Trust 2019-C5
|
ABS-EE
|
|
|
ANSIN KEN S
|
4
|
|
|
Putnam ETF Trust
|
N-CSR
|
|
|
American Beacon Institutional Funds Trust
|
NPORT-P
|
|
|
Nushares ETF Trust
|
NPORT-P
|
|
|
NUVEEN SENIOR INCOME FUND
|
NPORT-P
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
NPORT-P
|
|
|
AMERICAN BEACON FUNDS
|
NPORT-P
|
|
|
ETF Series Solutions
|
NPORT-P
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
NPORT-P
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
NPORT-P
|
|
|
COLUMBIA BANKING SYSTEM, INC.
|
11-K
|
Financial Statements
|
|
Nuveen Preferred & Income Term Fund
|
NPORT-P
|
|
|
N303, LLC
|
D
|
|
|
TOMPKINS FINANCIAL CORP
|
11-K
|
Financial Statements
|
|
ACD Core Plus Commercial Fund, LP
|
D/A
|
|
|
CARNIVAL PLC
|
10-Q
|
Financial Statements
|
|
CARNIVAL CORP
|
10-Q
|
Financial Statements
|
|
Equitybee 22-13336, a Series of Equitybee cFund Master LLC
|
D
|
|
|
Listed Funds Trust
|
NPORT-P
|
|
|
FIDELITY SUMMER STREET TRUST
|
497K
|
|
|
FIDELITY CONCORD STREET TRUST
|
497K
|
|
|
Aurum Isis Institutional Dollar Fund Ltd.
|
D
|
|
|
PUTNAM FUNDS TRUST
|
N-CSR
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
NPORT-P
|
|
|
FIDELITY HEREFORD STREET TRUST
|
497K
|
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
PUTNAM FUNDS TRUST
|
N-CSRS
|
|
|
BLACKROCK ALLOCATION TARGET SHARES
|
24F-2NT
|
|
|
GREIF, INC
|
11-K
|
Financial Statements
|
|
San Gabriel Self Storage Partners, LLC
|
D
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
N-CSR
|
|
|
CARPENTER TECHNOLOGY CORP
|
11-K
|
Financial Statements
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
N-CSRS
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
N-CSRS
|
|
|
Virtual Incision Corp
|
D
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
N-CSRS
|
|
|
WebinarTV Inc
|
D
|
|
