| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2224
|
24F-2NT
|
|
|
FIDELITY OXFORD STREET TRUST
|
NPORT-P
|
|
|
Co-optrade
|
1-A
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
8-A12B/A
|
|
|
Fidelity Greenwood Street Trust
|
NPORT-P
|
|
|
Hyundai Auto Receivables Trust 2023-A
|
ABS-EE
|
|
|
HYUNDAI ABS FUNDING LLC
|
ABS-EE
|
|
|
FEDERATED HERMES CORE TRUST
|
N-CSRS
|
|
|
Diversified Private Equity Fund LP
|
D
|
|
|
EL HEMPE SPIRITS, INC.
|
C-U
|
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
N-CSRS
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
NPORT-P
|
|
|
SCA-Gladiolus, LLC
|
D
|
|
|
FIDELITY MASSACHUSETTS MUNICIPAL TRUST
|
NPORT-P
|
|
|
FIDELITY NEW YORK MUNICIPAL TRUST
|
NPORT-P
|
|
|
Heritage INS SPV LP
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2223
|
24F-2NT
|
|
|
CellarTracker! LLC
|
D
|
|
|
DUALITY ADVISERS, LP
|
13F-HR
|
|
|
POLLIE, INC.
|
D
|
|
|
Coach Holdings, LLC
|
D
|
|
|
FIDELITY CHERRY STREET TRUST
|
NPORT-P
|
|
|
Hyundai Auto Receivables Trust 2022-C
|
ABS-EE
|
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
Batdorff Douglas J.
|
4
|
|
|
KEWAUNEE SCIENTIFIC CORP /DE/
|
4
|
Financial Statements
|
|
White Wolf Private Fund Partners LLC
|
D
|
|
|
HEINTZMAN DAVID P
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
Noble Ryan S.
|
4
|
|
|
FIDELITY ADVISOR SERIES VIII
|
NPORT-P
|
|
|
FIDELITY ADVISOR SERIES VII
|
NPORT-P
|
|
|
Fidelity Oxford Street Trust II
|
NPORT-P
|
|
|
FIDELITY ADVISOR SERIES I
|
NPORT-P
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2222
|
24F-2NT
|
|
|
Ranade Mandar
|
4
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
|
D/A
|
|
|
GENOME INSIGHT, INC.
|
D
|
|
|
TELEFONICA S A
|
6-K
|
Financial Statements
|
|
Phillips Elizabeth D
|
4
|
|
|
Allied Resource Partners Hall Estate, LP
|
D
|
|
|
LEE EUGENE I JR
|
144
|
|
|
DARDEN RESTAURANTS INC
|
144
|
Financial Statements
|
|
HULL THOMAS DAVID III
|
4
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2221
|
24F-2NT
|
|
|
GS Finance Corp.
|
424B3
|
|
|
GOLDMAN SACHS GROUP INC
|
424B3
|
Financial Statements
|
|
Handprint Ventures SPC
|
D
|
|
|
Gafke Garrett
|
144
|
|
|
Intellicheck, Inc.
|
144
|
Financial Statements
|
|
Wiese Peter G
|
4
|
|
|
TRICO BANCSHARES /
|
4
|
Financial Statements
|
|
Hamilton Lane Private Markets Opportunity Fund LP, Real Asset Series B
|
D/A
|
|
|
Hamilton Lane Private Markets Opportunity Fund LP, Real Asset Series A
|
D/A
|
|
|
Gardner Donald T. III
|
4
|
|
|
Dublin Surgery Center, LLC
|
D
|
|
|
NORTHERN DYNASTY MINERALS LTD
|
6-K
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2022-B
|
ABS-EE
|
|
|
Belpointe PREP, LLC
|
FWP
|
|
|
TTC OFFSHORE FUND SPC GLOBAL LONG SHORT SEGREGATED PORTFOLIO
|
D/A
|
|
|
Janus Detroit Street Trust
|
NPORT-P
|
|
|
First Eagle Credit Opportunities Fund
|
N-23C3A
|
|
|
Hyundai Auto Receivables Trust 2022-A
|
ABS-EE
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2220
|
24F-2NT
|
|
|
SECURITY NATIONAL FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
Nemedio, Inc.
|
D
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
BALOGH ARISTOTLE N
|
144
|
|
|
B2GOLD CORP
|
6-K
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2021-C
|
ABS-EE
|
|
|
SMITH RICHARD P
|
4
|
|
|
White Wolf Private Credit Partners LLC
|
D
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
Agile Space Industries, Inc.
|
D/A
|
|
|
RAPT Therapeutics, Inc.
|
4
|
Financial Statements
|
|
HO WILLIAM
|
4
|
|
|
Hamilton Lane Private Markets Opportunity Fund LP Fund-of-Funds Series III
|
D/A
|
|
|
TASK FORCE X FUND III, LP
|
D/A
|
|
|
Hyundai Auto Receivables Trust 2021-B
|
ABS-EE
|
|
|
EIDE BAILLY SECURITIES, LLC
|
X-17A-5
|
|
|
Adient plc
|
11-K
|
Financial Statements
|
|
Fossick Capital Partners, LP
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2219
|
24F-2NT
|
|
|
BNY Mellon Absolute Insight Funds, Inc.
|
N-CSR
|
|
|
Hyundai Auto Receivables Trust 2021-A
|
ABS-EE
|
|
|
BRF Investments, LLC
|
4
|
|
|
Babcock & Wilcox Enterprises, Inc.
|
4
|
Financial Statements
|
|
B. Riley Securities, Inc.
|
4
|
|
|
B. Riley Financial, Inc.
|
4
|
Financial Statements
|
|
RILEY BRYANT R
|
4
|
|
|
Hanson William Charles
|
4
|
|
|
Bogota Financial Corp.
|
4
|
|
|
Hyundai Auto Receivables Trust 2020-C
|
ABS-EE
|
|
|
Gehlmann Gregory A
|
4
|
|
|
BLUE LOTUS INVESTMENT FUND
|
D/A
|
|
|
Kenongwo Group US, Inc.
|
10-K
|
|
|
PVH CORP. /DE/
|
8-K
|
Financial Statements
|
|
Blumberg Richard P.
|
4
|
|
|
GUIDED THERAPEUTICS INC
|
4
|
|
|
Hyundai Auto Receivables Trust 2020-B
|
ABS-EE
|
|
|
Krensavage Offshore Fund, Ltd.
|
D/A
|
|
|
Eastern Bankshares, Inc.
|
11-K
|
|
|
Hellum Erik
|
144
|
|
|
Townsquare Media, Inc.
|
144
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2020-A
|
ABS-EE
|
|
|
Virtus ETF Trust II
|
NPORT-P
|
|
|
ETFis Series Trust I
|
NPORT-P
|
|
|
Hyundai Auto Receivables Trust 2019-B
|
ABS-EE
|
|
|
FIDELITY & GUARANTY LIFE INSURANCE CO
|
S-1/A
|
|
|
Nano Dimension Ltd.
|
SC TO-T/A
|
Financial Statements
|
|
STRATASYS LTD.
|
SC TO-T/A
|
Financial Statements
|
|
Gradual,Inc.
|
D
|
|
|
PERRITT FUNDS INC
|
NPORT-P
|
|
|
Virtus Artificial Intelligence & Technology Opportunities Fund
|
NPORT-P
|
|
|
Virtus Diversified Income & Convertible Fund
|
NPORT-P
|
|
|
Virtus Dividend, Interest & Premium Strategy Fund
|
NPORT-P
|
|
|
Virtus Convertible & Income Fund
|
NPORT-P
|
|
|
Virtus Convertible & Income 2024 Target Term Fund
|
NPORT-P
|
|
|
Virtus Equity & Convertible Income Fund
|
NPORT-P
|
|
|
Virtus Convertible & Income Fund II
|
NPORT-P
|
|
|
Fleshood John
|
4
|
|
|
Sandgren James A
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
Caravati Steven M
|
4
|
|
|
WORTHINGTON INDUSTRIES INC
|
4
|
Financial Statements
|
|
BREMBO S.P.A.
|
CB/A
|
|
|
Maini Manish
|
144
|
|
|
Academy Sports & Outdoors, Inc.
|
144
|
Financial Statements
|
|
GILMORE GEOFFREY G
|
4
|
|
|
FIDELITY SALEM STREET TRUST
|
485BPOS
|
|
|
UBS AG
|
424B3
|
|
|
RUSSELL INVESTMENT CO
|
N-CSRS
|
|
|
First Trust Private Credit Fund
|
24F-2NT
|
|
|
Berkeley Partners Value Industrial Fund VI, L.P.
|
D
|
|
|
HAYEK JOSEPH B
|
4
|
|
|
STANDARD PREMIUM FINANCE HOLDINGS, INC.
|
8-K
|
|
|
RENN Fund, Inc.
|
4
|
|
|
DELAWARE GROUP GOVERNMENT FUND
|
NPORT-P
|
|
|
DELAWARE GROUP INCOME FUNDS
|
NPORT-P
|
|
|
KLINGLER JEFFREY R
|
4
|
|
|
FIDELITY CONCORD STREET TRUST
|
485BPOS
|
|
|
Fanbase Social Media, Inc.
|
C/A
|
|
|
Carballo Delfin Jorge
|
SC 13D/A
|
|
|
Macro Bank Inc.
|
SC 13D/A
|
Financial Statements
|
|
CARNEY CRAIG B
|
4
|
|
|
Pioneer Series Trust IV
|
NPORT-P
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
NPORT-P
|
|
|
AIR T INC
|
10-K
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
497K
|
|
|
Templeton European Long-Short Equity
|
D
|
|
|
Ohanae, Inc.
|
1-K
|
|
|
PUTNAM INVESTMENT FUNDS
|
485BPOS
|
|
|
Recycline Inc
|
C-U
|
|
|
LYTTLE CATHERINE M
|
4
|
|
|
Templeton European Long-Short Equity Fund, L.P.
|
D
|
|
|
NewtekOne, Inc.
|
8-K
|
Financial Statements
|
|
ANGLOGOLD ASHANTI LTD
|
6-K
|
Financial Statements
|
|
MCCONNELL JOHN P/OH
|
4
|
|
|
FlowStone Opportunity Fund
|
SC TO-I/A
|
|
|
BAILEY DANIEL K
|
4
|
|
|
UltraScale Digital Infrastructure, Inc.
|
D
|
|
|
ROSE B ANDREW
|
4
|
|
|
ERICSSON LM TELEPHONE CO
|
11-K
|
Financial Statements
|
|
Capitol Series Trust
|
NPORT-P
|
|
|
Exeter Automobile Receivables Trust 2023-2
|
ABS-EE
|
|
|
Starboard Investment Trust
|
24F-2NT
|
|
|
LiveRetail, Inc
|
C/A
|
|
|
SMOLENSKI ERIC M
|
4
|
|
|
Mattereum Group Ltd
|
D
|
|
|
Plural II, SCSp
|
D
|
|
|
Exeter Automobile Receivables Trust 2023-1
|
ABS-EE
|
|
|
Witt Steven R
|
4
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
QNB CORP
|
S-8
|
|
|
MEXICO FUND INC
|
N-CSRS
|
|
|
Exeter Automobile Receivables Trust 2022-6
|
ABS-EE
|
|
|
Canvas Oasis Lakeport LLC
|
D
|
|
|
Calledit Games Corp.
|
D
|
|
|
SmartRank Inc.
|
D
|
|
|
Exeter Automobile Receivables Trust 2022-5
|
ABS-EE
|
|
|
CULP INC
|
11-K
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2022-4
|
ABS-EE
|
|
|
PEOPLES FINANCIAL CORP /MS/
|
11-K
|
|
|
Exeter Automobile Receivables Trust 2022-3
|
ABS-EE
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2022-2
|
ABS-EE
|
|
|
Tarana PML SPV 2 LP
|
D
|
|
|
Pharmaceutics International, Inc.
|
D
|
|
|
HF Lanier Islands LLC
|
D
|
|
|
SOCIAL INVSTR LLC
|
X-17A-5
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
497K
|
|
|
Exeter Automobile Receivables Trust 2022-1
|
ABS-EE
|
|
|
BSC 3 LLC
|
D
|
|
|
HUSSMAN INVESTMENT TRUST
|
497
|
|
|
DONEGAL GROUP INC
|
8-K
|
Financial Statements
|
|
Bad Walter's LLC
|
C
|
|
|
Fifth Wall Accelerate
|
D/A
|
|
|
Exeter Automobile Receivables Trust 2021-4
|
ABS-EE
|
|
|
BlackRock ETF Trust II
|
497J
|
|
|
CYBIN INC.
|
6-K
|
|
|
SIXTH STREET TAO PARTNERS
|
D/A
|
|
|
BOOTH VICKI U
|
4
|
|
|
Healthcare Realty Trust Inc
|
4
|
|
|
National Western Life Group, Inc.
|
8-K
|
Financial Statements
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497
|
|
|
Braman Edward Hall
|
4
|
|
|
DEUTSCHE DWS INCOME TRUST
|
497
|
|
|
Kaufman, Hall & Associates, LLC
|
MA-I
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497
|
|
|
Gupta Ajay
|
4
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Vesta Real Estate Corporation, S.A.B. de C.V.
|
CERT
|
|
|
Kilroy James Joseph IV
|
4
|
|
|
Exeter Automobile Receivables Trust 2021-3
|
ABS-EE
|
|
|
ICICI BANK LTD
|
6-K
|
Financial Statements
|
|
Leupp Jay P
|
4
|
|
|
BNY Mellon Investment Funds III
|
N-CSRS
|
|
|
MOORE CONSTANCE B
|
4
|
|
|
Exeter Automobile Receivables Trust 2021-2
|
ABS-EE
|
|
|
Abbott John V
|
4
|
|
|
BNY Mellon Investment Funds II, Inc.
|
N-CSRS
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
497
|
|
|
GHAURI NAEEM
|
4
|
|
|
NETSOL TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
FIRST EAGLE FUNDS
|
NPORT-P
|
|
|
NexPoint Storage IV DST
|
D/A
|
|
|
SIXTH STREET TAO PARTNERS
|
D/A
|
|
|
AGEE NANCY H
|
4
|
|
|
HIVE Blockchain Technologies Ltd.
|
6-K
|
Financial Statements
|
|
Play Ventures Investments VCC - Play Fund III
|
D
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497
|
|
|
BLAIR W BRADLEY II
|
4
|
|
|
DAVIS ALISON
|
144
|
|
|
FISERV INC
|
144
|
Financial Statements
|
|
BNY Mellon Investment Funds IV, Inc.
|
N-CSRS
|
|
|
Exeter Automobile Receivables Trust 2021-1
|
ABS-EE
|
|
|
Lyle Peter F SR
|
4
|
|
|
Arctis Global LLC
|
4
|
|
|
Rekor Systems, Inc.
|
4
|
|
|
Lionschain Capital LLC
|
D/A
|
|
|
Managed Portfolio Series
|
NPORT-P
|
|
|
SINGLETON JOHN KNOX
|
4
|
|
|
OPEN DOORS PARTNERS, LLC
|
D
|
|
|
Principal Diversified Select Real Asset Fund
|
N-23C3A
|
|
|
CARDINAL VALUE EQUITY PARTNERS, L.P.
|
D/A
|
|
|
Contango ORE, Inc.
|
4
|
|
|
COMPOFELICE JOSEPH S
|
4
|
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
NPORT-P
|
|
|
Vasquez Christann M
|
4
|
|
|
Exeter Automobile Receivables Trust 2020-3
|
ABS-EE
|
|
|
Kurzhaar Fund, LP
|
D/A
|
|
|
AZZ INC
|
DEFA14A
|
Financial Statements
|
|
Federated Hermes Money Market Obligations Trust
|
N-CSR
|
|
|
Kiwi Technologies Inc.
|
D
|
|
|
Sportcor Technologies Ltd
|
D
|
|
|
NEUBERGER BERMAN INCOME FUNDS
|
NPORT-P
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
NPORT-P
|
|
|
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
|
NPORT-P
|
|
|
Neuberger Berman Next Generation Connectivity Fund Inc.
|
NPORT-P
|
|
|
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
|
NPORT-P
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
NPORT-P
|
|
|
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
NPORT-P
|
|
|
Moore Patrick Q
|
4
|
|
|
Ryman Hospitality Properties, Inc.
|
4
|
Financial Statements
|
|
BNY Mellon U.S. Mortgage Fund, Inc.
|
N-CSR
|
|
|
Davis Fundamental ETF Trust
|
NPORT-P
|
|
|
CENTAUR MUTUAL FUNDS TRUST
|
NPORT-P
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
KIMBERLY CLARK CORP
|
11-K
|
Financial Statements
|
|
Codon Innovation Fund I, LP
|
D
|
|
|
DAVIS NEW YORK VENTURE FUND INC
|
NPORT-P
|
|
|
Hope Brandon
|
3
|
|
|
SOUTH DAKOTA SOYBEAN PROCESSORS LLC
|
3
|
|
|
Permira Growth Opportunities II CIS SCSp
|
D
|
|
|
T. Rowe Price Multi-Strategy Total Return Fund, Inc.
|
NPORT-P
|
|
|
Lombard International Life Assurance Co Separate Account VL 421
|
D
|
|
|
T. Rowe Price Global Allocation Fund, Inc.
|
NPORT-P
|
|
|
T. Rowe Price International Index Fund, Inc.
|
NPORT-P
|
|
|
T. Rowe Price QM U.S. Bond Index Fund, Inc.
|
NPORT-P
|
|
|
T. Rowe Price Summit Municipal Funds, Inc.
|
NPORT-P
|
|
|
T. Rowe Price Global Funds, Inc.
|
NPORT-P
|
|
|
T. Rowe Price International Funds, Inc.
|
NPORT-P
|
|
|
John Deere Owner Trust 2022
|
10-D
|
|
|
FT 10923
|
S-6
|
|
|
John Deere Owner Trust 2022-B
|
10-D
|
|
|
FT 10922
|
S-6
|
|
|
Wellington Macro Equity Opportunities Fund, L.P.
|
D/A
|
|
|
John Deere Owner Trust 2020-B
|
10-D
|
|
|
FT 10921
|
S-6
|
|
|
Uncork Plus III, L.P.
|
D/A
|
|
|
SPENCER CLARKE LLC
|
X-17A-5
|
|
|
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
NPORT-P
|
|
|
John Deere Owner Trust 2022-C
|
10-D
|
|
|
John Deere Owner Trust 2023
|
10-D
|
|
|
MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND
|
NPORT-P
|
|
