| Company Name |
Form Type |
SEC Filings |
|
|
|
|
COWEN INC.
|
4
|
Financial Statements
|
|
Cowen Holdings, Inc.
|
4
|
|
|
COWEN AND COMPANY, LLC
|
4
|
|
|
Farrell Robert P.
|
144
|
|
|
Cobb Peter
|
4
|
|
|
Linetsky David
|
4
|
|
|
Hopkins Jennifer K
|
4
|
|
|
SPRINGER TIMOTHY A
|
3
|
|
|
HEARTLAND FINANCIAL USA INC
|
425
|
Financial Statements
|
|
UMB FINANCIAL CORP
|
425
|
Financial Statements
|
|
MENDELSON ERIC A
|
144
|
|
|
HEICO CORP
|
144
|
Financial Statements
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
NPORT-P
|
|
|
Nushares ETF Trust
|
NPORT-P
|
|
|
Yao Gerald
|
144
|
|
|
FiscalNote Holdings, Inc.
|
144
|
|
|
Engel Robert B
|
4
|
|
|
Duke Energy CORP
|
11-K
|
Financial Statements
|
|
YUM BRANDS INC
|
11-K
|
Financial Statements
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
NPORT-P
|
|
|
Fendley Steven S.
|
144
|
|
|
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
|
144
|
Financial Statements
|
|
Schornstein Alexander
|
SC 13D/A
|
|
|
ASSEMBLY BIOSCIENCES, INC.
|
SC 13D/A
|
Financial Statements
|
|
REVELATION BIOSCIENCES, INC.
|
8-K
|
|
|
Diaz Deborah
|
4
|
|
|
Sundarrajan Alagu
|
4
|
|
|
PHELAN CATHAL G
|
144
|
|
|
IMPINJ INC
|
144
|
Financial Statements
|
|
NewtekOne, Inc.
|
4
|
Financial Statements
|
|
Mulia Salvatore Francis
|
4
|
|
|
Lehner Edward J.
|
4
|
|
|
Jackson Real Assets Fund
|
40-17G/A
|
|
|
Jackson Credit Opportunities Fund
|
40-17G/A
|
|
|
JNL INVESTORS SERIES TRUST
|
40-17G/A
|
|
|
JNL SERIES TRUST
|
40-17G/A
|
|
|
Alvarez Jose Antonio
|
4
|
|
|
Hagerty, Inc.
|
144
|
|
|
KAUFFMAN ROBERT I
|
144
|
|
|
Sky Holdco Corp
|
D/A
|
|
|
Prestige Consumer Healthcare Inc.
|
PRE 14A
|
Financial Statements
|
|
WASTE MANAGEMENT INC
|
FWP
|
Financial Statements
|
|
WASTE MANAGEMENT HOLDINGS INC
|
FWP
|
|
|
NEITHERCUT DAVID J
|
4
|
|
|
MCGUIRE TERRANCE
|
4
|
|
|
Hendershot Brian M
|
4
|
|
|
Claussen James J
|
4
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
Burbach Michael
|
4
|
|
|
MCGUIRE TERRANCE
|
3
|
|
|
Kannan Molly D
|
4
|
|
|
Century Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Diaz Fred M
|
4
|
|
|
Rose Geoffrey Beran
|
144
|
|
|
Pulmonx Corp
|
144
|
Financial Statements
|
|
SMITH GARY B
|
4
|
|
|
Contineum Therapeutics, Inc.
|
4
|
|
|
Boyce Sarah
|
4
|
|
|
MECKLAI HUSSEIN
|
144
|
|
|
MULICA MICHAEL C
|
4
|
|
|
SONIM TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Steenstra Jack
|
4
|
|
|
Cassano James S
|
4
|
|
|
Wang Jeffrey
|
4
|
|
|
InPoint Commercial Real Estate Income, Inc.
|
DEFA14A
|
|
|
Wang Lai
|
144
|
|
|
Orth John E
|
4
|
|
|
Schwabish Marc
|
4
|
|
|
VSEE HEALTH, INC.
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
CAPITAL ONE FINANCIAL CORP
|
15-12G
|
Financial Statements
|
|
SEI Exchange Traded Funds
|
24F-2NT
|
|
|
SEI ASSET ALLOCATION TRUST
|
24F-2NT
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
24F-2NT
|
|
|
After Services, Inc.
|
D
|
|
|
Hall Allan
|
4
|
|
|
Schunn Bethany E
|
4
|
|
|
Schwabish Marc
|
3
|
|
|
Phipps Jason
|
4
|
|
|
Ben Volkow
|
4
|
|
|
Urgent.ly Inc.
|
4
|
|
|
Soder Douglas L
|
144
|
|
|
NEAL JOHN E
|
4
|
|
|
BATTIST CHRISTINE
|
4
|
|
|
CAPITAL SOUTHWEST CORP
|
4
|
Financial Statements
|
|
DOSSETT JEFFREY
|
144
|
|
|
VODAFONE GROUP PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
Yelp Foundation
|
144
|
|
|
Smith Jeffrey C
|
4
|
|
|
YELP INC
|
144
|
Financial Statements
|
|
Green Logan
|
4
|
|
|
EBAY INC
|
4
|
Financial Statements
|
|
ODP Corp
|
8-K/A
|
Financial Statements
|
|
Hyzon Motors Inc.
|
424B3
|
|
|
HAYLES CAROL
|
4
|
|
|
COHEN & STEERS, INC.
|
8-K
|
Financial Statements
|
|
PRESSLER PAUL S
|
4
|
|
|
Horning Sandra
|
4
|
|
|
Revolution Medicines, Inc.
|
4
|
Financial Statements
|
|
Wu Xiaobin
|
144
|
|
|
Brown Adriane M
|
4
|
|
|
MyMD Pharmaceuticals, Inc.
|
8-K
|
|
|
TRAQUINA PERRY M
|
4
|
|
|
FundVantage Trust
|
NPORT-P
|
|
|
Childress Earl
|
4
|
|
|
OCEANEERING INTERNATIONAL INC
|
4
|
Financial Statements
|
|
Chennapragada Aparna
|
4
|
|
|
Ruddy Marcella K.
|
4
|
|
|
REZOLVE GROUP Ltd
|
F-4/A
|
|
|
KEZAR TRADING, LLC
|
ATS-N/MA
|
|
|
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
|
MA
|
|
|
BOX Exchange LLC
|
1/A
|
|
|
SG AMERICAS SECURITIES, LLC
|
MA-A
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
K. W. CHAMBERS & CO.
|
X-17A-5
|
|
