| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Citi Trends Inc
|
SC 13G
|
Financial Statements
|
|
SEGER THOMAS W
|
4
|
|
|
GERMAN AMERICAN BANCORP, INC.
|
4
|
Financial Statements
|
|
LivaNova PLC
|
4
|
Financial Statements
|
|
SCHERMERHORN TODD C
|
4
|
|
|
Advanced Biomed Inc.
|
S-1/A
|
|
|
1WS Credit Income Fund
|
N-23C3A
|
|
|
Sridharan Karthik
|
3
|
|
|
FULTON FINANCIAL CORP
|
3
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
497K
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Caulfield Thomas
|
144
|
|
|
Ford Credit Auto Owner Trust 2022-B
|
ABS-EE
|
|
|
Humalytix, LLC
|
D
|
|
|
EDUCATIONAL DEVELOPMENT CORP
|
8-K
|
Financial Statements
|
|
Anderson Sterling
|
144
|
|
|
Aurora Innovation, Inc.
|
144
|
|
|
Contango ORE, Inc.
|
8-K
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
497
|
|
|
PPG INDUSTRIES INC
|
11-K
|
Financial Statements
|
|
Aton Holdings Inc.
|
D
|
|
|
UBS AG
|
424B2
|
|
|
Saia Andrea Lynn
|
4
|
|
|
PREDEX
|
NPORT-P
|
|
|
Vertical Venture Partners III, L.P.
|
D/A
|
|
|
BIP Evergreen Venture Fund
|
10-12G
|
|
|
ISHON JOHN CABOT
|
4
|
|
|
OLD POINT FINANCIAL CORP
|
4
|
Financial Statements
|
|
SANTIAGO COLUMBIA VILLAGE LLC
|
D
|
|
|
O'Kane Sharon
|
4
|
|
|
SAN JUAN BASIN ROYALTY TRUST
|
8-K
|
|
|
Ellspermann Susan J
|
4
|
|
|
Airx Health Software, Inc.
|
D
|
|
|
Paul English Venture Fund, LP
|
D
|
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
HENRY CHARLES W
|
4
|
|
|
EASTERN CO
|
4
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
DAVIS JEFFREY L
|
4
|
|
|
COMMUNITY BANK SYSTEM, INC.
|
4
|
Financial Statements
|
|
Chand Ashish
|
144
|
|
|
BELDEN INC.
|
144
|
Financial Statements
|
|
Dell Paul M
|
4
|
|
|
MiX Telematics Ltd
|
4
|
Financial Statements
|
|
HPS Corporate Lending Fund
|
N-2/A
|
|
|
Roma Green Finance Ltd
|
F-1/A
|
|
|
Moore Daniel Jeffrey
|
4
|
|
|
Pretorius Gert
|
4
|
|
|
Tasker Charles W
|
4
|
|
|
Lewis Catherine J
|
4
|
|
|
Stratton John G
|
4
|
|
|
GENERAL DYNAMICS CORP
|
4
|
Financial Statements
|
|
Chen Wei Wen Kelvin
|
4
|
|
|
EUDA Health Holdings Ltd
|
4
|
|
|
KORE Group Holdings, Inc.
|
8-K
|
|
|
Ford Credit Auto Owner Trust 2022-A
|
ABS-EE
|
|
|
EVERETS JOHN
|
4
|
|
|
Ally Financial Inc.
|
424B2
|
Financial Statements
|
|
STEEL ROBERT K
|
4
|
|
|
Dimensional ETF Trust
|
497K
|
|
|
BALCHEM CORP
|
11-K
|
Financial Statements
|
|
Gaingels Karma Bio LLC
|
D
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
Schumacher Laura J
|
4
|
|
|
Smith Gerald F JR
|
4
|
|
|
FIRST NATIONAL CORP /VA/
|
4
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Enxing Seng Stacy
|
4
|
|
|
Vetamer Capital Offshore Fund, Ltd.
|
D/A
|
|
|
PermRock Royalty Trust
|
8-K
|
|
|
OSS Global, Inc.
|
D/A
|
|
|
pumpspotting, Inc.
|
D
|
|
|
Bianchi Francesco
|
4
|
|
|
Reynolds Catherine B
|
4
|
|
|
Chang Tina M
|
4
|
|
|
WEYCO GROUP INC
|
4
|
Financial Statements
|
|
Jacobsen Per A.
|
SC 13G/A
|
|
|
Bridgeline Digital, Inc.
|
SC 13G/A
|
|
|
OLD DOMINION FREIGHT LINE, INC.
|
11-K
|
Financial Statements
|
|
Schiff Kevin
|
4
|
|
|
Carlyle Tactical Private Credit Fund
|
3
|
|
|
PRINCIPAL LIFE INSURANCE CO
|
3
|
|
|
WALSH EUGENE J
|
4
|
|
|
FIDELITY D & D BANCORP INC
|
4
|
Financial Statements
|
|
PERMIAN BASIN ROYALTY TRUST
|
8-K
|
|
|
Nye C Howard
|
4
|
|
|
Fat Brands, Inc
|
8-K
|
Financial Statements
|
|
Ford Credit Auto Owner Trust 2021-A
|
ABS-EE
|
|
|
Sotiros George
|
4
|
|
|
Sila Realty Trust, Inc.
|
8-K
|
|
|
AMBARELLA INC
|
4
|
Financial Statements
|
|
VERHALEN ANDREW W
|
4
|
|
|
Bawel Zachary W
|
4
|
|
|
FLORSHEIM THOMAS W JR
|
4
|
|
|
Pacyna Michael J Jr
|
4
|
|
|
Benchmark 2023-B39 Mortgage Trust
|
FWP
|
|
|
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC
|
FWP
|
|
|
Federated Hermes GPE GSF III
|
D
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Bricolage Dynamics Inc.
|
C-TR
|
|
|
RAIN Platforms Inc.
|
D
|
|
|
KevaHealth Inc.
|
C-U
|
|
|
Clene Inc.
|
SC 13D/A
|
|
|
MATLIN DAVID J
|
SC 13D/A
|
|
|
ELLISON DAVID G
|
4
|
|
|
SOUTHERN FIRST BANCSHARES INC
|
4
|
Financial Statements
|
|
Mattis James N
|
4
|
|
|
FLORSHEIM JOHN W
|
4
|
|
|
Malcolm Mark
|
4
|
|
|
Global X Funds
|
497J
|
|
|
Frontier Investment Corp
|
DEFA14A
|
|
|
MedMen Enterprises, Inc.
|
8-K
|
|
|
David Shay
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
HANEY CECIL D
|
4
|
|
|
Ford Credit Auto Owner Trust 2020-C
|
ABS-EE
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
ENNIS, INC.
|
8-K
|
Financial Statements
|
|
Faier Ronen
|
4
|
|
|
FIRST MID BANCSHARES, INC.
|
S-4/A
|
Financial Statements
|
|
Bates Jon Christian
|
4
|
|
|
Nutex Health, Inc.
|
4
|
|
|
T. Rowe Price OHA Select Private Credit Fund
|
APP WDG
|
|
|
Halevi-Davidov Naama
|
4
|
|
|
DE LEON RUDY F
|
4
|
|
|
B. Riley Private Shares Fund 2023-1, LLC
|
D
|
|
|
Prudent Growth Fund II, LLC
|
D
|
|
|
Refactor Games Inc.
|
C-U
|
|
|
GENERAL DYNAMICS CORP
|
11-K
|
Financial Statements
|
|
CareDx, Inc.
|
8-K
|
Financial Statements
|
|
PROBIOTIC LABS, INC.
|
C
|
|
|
Lebel Joseph III
|
4
|
|
|
OCEANFIRST FINANCIAL CORP
|
4
|
Financial Statements
|
|
Levandov Richard
|
4
|
|
|
SPENCER REBECCA
|
4
|
|
|
EBAY INC
|
4
|
Financial Statements
|
|
PFIZER INC
|
11-K
|
Financial Statements
|
|
Grujic Alan
|
3
|
|
|
GUIDED THERAPEUTICS INC
|
3
|
|
|
Boone Cornelius
|
4
|
|
|
Hooper Charles W
|
4
|
|
|
Manor Eyal
|
4
|
|
|
Grain Dealers Brewery, LLC
|
C-TR
|
|
|
PAYNE DAVID L
|
4
|
|
|
WESTAMERICA BANCORPORATION
|
4
|
Financial Statements
|
|
Garcia Edward O
|
4
|
|
|
MCI PREFERRED INCOME FUND VI, LLC
|
D/A
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Huber Marie Oh
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
1895 Bancorp of Wisconsin, Inc. /MD/
|
11-K
|
|
|
Avid Realty Partners LLC
|
D
|
|
|
US Alliance Corp
|
8-K
|
|
|
BAYTEX ENERGY CORP.
|
6-K
|
|
|
Graycliff Private Equity Partners V LP
|
D/A
|
|
|
Graycliff Private Equity Partners V Parallel LP
|
D/A
|
|
|
Stabell Jason
|
4
|
|
|
Epsilon Energy Ltd.
|
4
|
|
|
Priest Stephen J
|
4
|
|
|
NewBound Ventures Fund II LP
|
D/A
|
|
|
BANK5 2023-5YR2
|
FWP
|
|
|
Morgan Stanley Capital I Inc.
|
FWP
|
|
|
Loeger Julie A
|
4
|
|
|
Siren ETF Trust
|
24F-2NT
|
|
|
HSBC HOLDINGS PLC
|
8-A12B
|
Financial Statements
|
|
Lavelle Capital Opportunity LP - Series 2
|
D/A
|
|
|
Invesco High Income 2024 Target Term Fund
|
DEF 14A
|
|
|
INVESCO HIGH INCOME 2023 TARGET TERM FUND
|
DEF 14A
|
|
|
Invesco Senior Income Trust
|
DEF 14A
|
|
|
Invesco Advantage Municipal Income Trust II
|
DEF 14A
|
|
|
Invesco California Value Municipal Income Trust
|
DEF 14A
|
|
|
Invesco Pennsylvania Value Municipal Income Trust
|
DEF 14A
|
|
|
Invesco Value Municipal Income Trust
|
DEF 14A
|
|
|
Invesco Quality Municipal Income Trust
|
DEF 14A
|
|
|
Invesco Municipal Opportunity Trust
|
DEF 14A
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
DEF 14A
|
|
|
Invesco Trust for Investment Grade Municipals
|
DEF 14A
|
|
|
Invesco Municipal Trust
|
DEF 14A
|
|
|
Invesco High Income Trust II
|
DEF 14A
|
|
|
Invesco Municipal Income Opportunities Trust
|
DEF 14A
|
|
|
Invesco Bond Fund
|
DEF 14A
|
|
|
Gaingels MasonHub 2023 LLC
|
D
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
IANNONE JAMIE
|
4
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Blue Rock Liquid Alpha Fund, L.P.
|
D/A
|
|
|
Belpointe PREP, LLC
|
FWP
|
|
|
Universal Life Separate Account Fortune VII
|
497VPI
|
|
|
McDonough Krista A
|
4
|
|
|
Capri Holdings Ltd
|
4
|
|
|
Sathyanarayanan Bala
|
4
|
|
|
GREIF, INC
|
4
|
Financial Statements
|
|
SKCP V Sirona Co-Invest, L.P.
|
D
|
|
|
Hammann Jerald
|
PX14A6G
|
|
|
COMPUTER TASK GROUP INC
|
PX14A6G
|
Financial Statements
|
|
Paladin Acquisitions Corp
|
D
|
|
|
Hendricks Jenna
|
4
|
|
|
Flat Rock Core Income Fund
|
N-23C3A
|
|
|
Tenaya Group, Inc.
|
10-12G/A
|
|
|
BlackRock TCP Capital Corp.
|
DEFA14A
|
Financial Statements
|
|
MVC Fund III, LLC - Series E Units
|
D
|
|
|
CITIZENS & NORTHERN CORP
|
8-K/A
|
Financial Statements
|
|
Laredo Oil, Inc.
|
8-K
|
|
|
Edwards Thomas Jr.
|
4
|
|
|
van Biema Masters Fund, LP - Series 1
|
D
|
|
|
Krabill Anthony John
|
4
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
497
|
|
|
WILMOTTE CEDRIC
|
4
|
|
|
SixMap, Inc.
|
D
|
|
|
PETMED EXPRESS INC
|
DEF 14A
|
Financial Statements
|
|
SMITH GARY B
|
4
|
|
|
CIENA CORP
|
4
|
Financial Statements
|
|
Memoro, Inc.
|
D
|
|
|
500 Northwest 63rd Street, LLC
|
D
|
|
|
Colorado ONE Fund, LP
|
D
|
|
|
NATURAL GAS SERVICES GROUP INC
|
8-K
|
Financial Statements
|
|
Logistics Innovation Technologies Corp.
|
4
|
|
|
Sultemeier Chris T.
|
4
|
|
|
Sidler Bruno
|
4
|
|
|
CLARKE ANDREW C
|
4
|
|
|
EXELON CORP
|
11-K
|
Financial Statements
|
|
FUTURE OF HOUSING FUND, INC.
|
1-A/A
|
|
|
Gershenhorn Alan
|
4
|
|
|
WRIGHT CHRISTOPHER
|
144
|
|
|
ROPER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
McFeely Scott
|
4
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
NORTHERN LIGHTS FUND TRUST II
|
497
|
|
|
1P Management LLC
|
4
|
|
|
Applbaum Isaac
|
4
|
|
|
Partners Group Private Equity
|
N-CEN/A
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
497J
|
|
|
Keefer David R
|
4
|
|
|
Virios Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Cohen Doug
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
EP Fund II, a series of Hustle Fund Angel Squad Scale II, LP
|
D
|
|
|
QP-EP Fund II, a series of Hustle Fund Angel Squad Scale II, LP
|
D
|
|
|
Multi-Select Securities Fund for Puerto Rico Residents
|
40-17G
|
|
|
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax Free Fund for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax Free Fund II for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax Free Target Maturity Fund for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Short Term Investment Fund for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
US Mortgage-Backed & Income Fund for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax-Free Fixed Income Fund VI for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax-Free Fixed Income Fund V for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
GNMA & US Government Target Maturity Fund for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax-Free High Grade Portfolio Bond Fund for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax-Free High Grade Portfolio Bond Fund II for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
U.S. Monthly Income Fund for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Tax-Free High Grade Portfolio Target Maturity Fund for Puerto Rico Residents, Inc.
|
40-17G
|
|
|
Volli Entertainment LLC
|
D
|
|
|
De La Rosa Abel
|
4
|
|
|
REX AMERICAN RESOURCES Corp
|
8-K
|
Financial Statements
|
|
PETRIK ANDREW C
|
4
|
|
|
Thomas John C
|
4
|
|
|
NetClass Technology Inc
|
POS AM
|
|
|
Chambers Christine
|
4
|
|
|
PETMED EXPRESS INC
|
4
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Burch Richard Alan
|
4
|
|
|
Elegment Income Fund, LLC
|
D
|
|
|
Ledger Innovation Fund Ltd.
|
D
|
|
|
EQUUS TOTAL RETURN, INC.
|
40-17G
|
Financial Statements
|
|
Whitley Richard James
|
4
|
|
|
Bluegreen Vacations Holding Corp
|
8-K
|
|
|
Dreyfus Institutional Liquidity Funds
|
497
|
|
|
Dreyfus Institutional Reserves Funds
|
497
|
|
|
CITIZENSSELECT FUNDS
|
497
|
|
|
BNY MELLON OPPORTUNITY FUNDS
|
497
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
497
|
|
|
BNY Mellon Investment Funds VII, Inc.
|
497
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
497
|
|
|
BNY MELLON SHORT TERM MUNICIPAL BOND FUND
|
497
|
|
|
Dreyfus Treasury Obligations Cash Management
|
497
|
|
|
DREYFUS CASH MANAGEMENT
|
497
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
497
|
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
497
|
|
|
BNY Mellon Large Cap Securities Fund, Inc.
|
497
|
|
|
Moran Doug
|
144
|
|
|
Dream Finders Homes, Inc.
|
144
|
Financial Statements
|
|
Pridgen William
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Himalaya Shipping Ltd.
|
6-K
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
497K
|
|
|
Rothenstein David M
|
4
|
|
|
BBOK Holding Company, LLC
|
D
|
|
|
Weakley Monica
|
4
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
Eldh John Charles
|
144
|
|
|
SCANSOURCE, INC.
|
144
|
Financial Statements
|
|
HOLDING FRANK B JR
|
4
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
4
|
Financial Statements
|
