| Company Name |
Form Type |
SEC Filings |
|
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
SC-0423 Fund I, a series of Riverside Ventures Self-Advised, LP
|
D
|
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
497VPI
|
|
|
Jefferson National Life of New York Annuity Account 1
|
497VPI
|
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497VPI
|
|
|
NATIONWIDE VARIABLE ACCOUNT 4
|
497VPI
|
|
|
CNH Equipment Trust 2023-A
|
10-D
|
|
|
FORUM FUNDS II
|
NPORT-P
|
|
|
NexPoint Capital, Inc.
|
8-K
|
|
|
Tulsa 5 Portfolio, LLC
|
D/A
|
|
|
CNH Equipment Trust 2023-B
|
10-D
|
|
|
NATIONWIDE MULTI FLEX VARIABLE ACCOUNT
|
497
|
|
|
NATIONWIDE VARIABLE ACCOUNT 9
|
497
|
|
|
Qorvo, Inc.
|
144
|
Financial Statements
|
|
CREVISTON STEVEN E
|
144
|
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
497
|
|
|
Jefferson National Life of New York Annuity Account 1
|
497
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Capitol Series Trust
|
497J
|
|
|
JEFFERSON NATIONAL LIFE ANNUITY ACCOUNT G
|
497
|
|
|
CNH Equipment Trust 2022-C
|
10-D
|
|
|
NATIONWIDE VARIABLE ACCOUNT 4
|
497
|
|
|
CNH Equipment Trust 2022-B
|
10-D
|
|
|
ZAZOVE HEDGED CONVERTIBLE FUND LP
|
D/A
|
|
|
Coinbase Global, Inc.
|
144
|
Financial Statements
|
|
HAAS ALESIA J
|
144
|
|
|
CNH Equipment Trust 2022-A
|
10-D
|
|
|
REIC Holdings, Inc.
|
D
|
|
|
SPECTRAL CAPITAL Corp
|
8-K
|
|
|
SmartTrust 667
|
S-6/A
|
|
|
Lewis Richard Brent
|
4
|
|
|
DONALDSON Co INC
|
4
|
Financial Statements
|
|
Felicitas Secondary Fund III Offshore, LP
|
D
|
|
|
Performance Venture Capital VI Feeder, L.P.
|
D
|
|
|
CNH Equipment Trust 2021-C
|
10-D
|
|
|
FCP-EDGE Holdings, LLC
|
D
|
|
|
CNH Equipment Trust 2021-B
|
10-D
|
|
|
Glunk Robert J
|
4
|
|
|
MUNCY COLUMBIA FINANCIAL Corp
|
4
|
|
|
Calhoun Nicholas
|
3
|
|
|
Ecofin Tax-Exempt Private Credit Fund, Inc.
|
3
|
|
|
Healthspan Labs Inc.
|
D
|
|
|
VICTORY PORTFOLIOS
|
497
|
|
|
CNH Equipment Trust 2021-A
|
10-D
|
|
|
Bridger Watch LLC
|
D
|
|
|
Hoge Stephen
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
STEEL DYNAMICS INC
|
8-K
|
Financial Statements
|
|
VICTORY PORTFOLIOS III
|
497
|
|
|
VICTORY VARIABLE INSURANCE FUNDS
|
497
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
DXC Technology Co
|
144
|
Financial Statements
|
|
DECKELMAN WILLIAM L JR
|
144
|
|
|
Ferguson Joseph Edwin
|
4
|
|
|
Performance Venture Capital VI, L.P.
|
D
|
|
|
Two Old Rabbits Inc
|
C
|
|
|
Agarwal Indira
|
3
|
|
|
AGCO CORP /DE
|
3
|
Financial Statements
|
|
P10, Inc.
|
8-K
|
Financial Statements
|
|
Spirax-Sarco Engineering PLC/ADR
|
F-6 POS
|
|
|
Citibank,N.A./ADR
|
F-6 POS
|
|
|
Bryan David
|
4
|
|
|
Legal & General Scientific Beta Emerging Markets Fund, LLC
|
D/A
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
Veren Inc.
|
6-K
|
Financial Statements
|
|
Rothstein Amy M
|
4
|
|
|
Arlo Technologies, Inc.
|
4
|
Financial Statements
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Contingency Capital EG Fund
|
D
|
|
|
Contingency Capital EG Fund
|
D
|
|
|
AMERICAN EXPRESS RECEIVABLES FINANCING CORP III LLC
|
10-D
|
|
|
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST
|
10-D
|
|
|
AZEK Co Inc.
|
144/A
|
Financial Statements
|
|
Singh Jesse G
|
144/A
|
|
|
AAON, INC.
|
8-K
|
Financial Statements
|
|
De Lange Bob
|
4
|
|
|
AGCO CORP /DE
|
4
|
Financial Statements
|
|
Barbour Sondra L
|
4
|
|
|
Mag Mile Capital, Inc.
|
S-1/A
|
|
|
Capital One Prime Auto Receivables Trust 2023-2
|
10-D
|
|
|
Capital One Auto Receivables LLC
|
10-D
|
|
|
KOEPPEL HOLLY K
|
4
|
|
|
GOLD FIELDS LTD
|
6-K
|
Financial Statements
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Capital One Prime Auto Receivables Trust 2023-1
|
10-D
|
|
|
PermRock Royalty Trust
|
8-K
|
|
|
Equitybee 22-89967, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Gaingels Fizz LLC
|
D
|
|
|
Broadcom Inc.
|
144/A
|
Financial Statements
|
|
PAGE JUSTINE
|
144/A
|
|
|
Equitybee 22-52315, a Series of Equitybee cFund Master LLC
|
D
|
|
|
V2024EG, a series of Ventioneers Advised Funds, LP
|
D
|
|
|
ARTESIAN RESOURCES CORP
|
8-K
|
Financial Statements
|
|
Essentia Ten Federal 4 NQP, LP
|
D/A
|
|
|
Ferrovial SE
|
6-K
|
|
|
Super Money Games Inc.
|
D
|
|
|
Dierker Richard A
|
4
|
|
|
Krane Shares Trust
|
485BXT
|
|
|
HY-0826 Fund I, a series of Schroeder Investments, LP
|
D
|
|
|
Essentia Ten Federal 4 QP, LP
|
D/A
|
|
|
MV VC FUND XXXVII LLC
|
D
|
|
|
PROOF III TSI LLC
|
D
|
|
|
Gaingels Magic 2024 LLC
|
D
|
|
|
AMERICAN EXPRESS CO
|
8-K
|
Financial Statements
|
|
Gibson Clayton Shawn
|
3
|
|
|
Denali Structured Return Strategy Fund
|
3
|
|
|
SAMFINE CREATION HOLDINGS GROUP Ltd
|
F-1/A
|
|
|
UPSIDE MARKETPLACE, LLC
|
X-17A-5
|
|
|
CONCORS BARON
|
144
|
|
|
RB GLOBAL INC.
|
144
|
Financial Statements
|
|
Gibbs David W
|
144
|
|
|
YUM BRANDS INC
|
144
|
Financial Statements
|
|
Rizzo James G.
|
4
|
|
|
BCB BANCORP INC
|
4
|
Financial Statements
|
|
SLOANE BARRY
|
4
|
|
|
ROETH GEORGE C
|
144
|
|
|
Oil-Dri Corp of America
|
144
|
Financial Statements
|
|
DraftKings Holdings Inc.
|
144
|
|
|
SLOAN HARRY
|
144
|
|
|
Smart Cups, Inc.
|
C
|
|
|
Archbold Brian David
|
4
|
|
|
Differential Inc.
|
D
|
|
|
V2024A2, a series of Ventioneers Advised Funds, LP
|
D
|
|
|
Garfinkel Mark D.
|
3
|
|
|
Niagara Income Opportunities Fund
|
3
|
|
|
Presswood Jerry
|
144/A
|
|
|
Texas Community Bancshares, Inc.
|
144/A
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
485APOS
|
|
|
Big Derby Distilling Co
|
C
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Landing FV Investments, LLC
|
D
|
|
|
Hooker Carlen
|
4
|
|
|
Capital One Prime Auto Receivables Trust 2022-2
|
10-D
|
|
|
New FFIO Ltd.
|
D/A
|
|
|
BlackRock ETF Trust
|
485BXT
|
|
|
Amani Resorts, Inc.
|
C/A
|
|
|
Volanoski Michael A.
|
4/A
|
|
|
Q2 Holdings, Inc.
|
4/A
|
Financial Statements
|
|
H. Mulligan Bespoke Libations Co.
|
C
|
|
|
Fahmy Sameh
|
4
|
|
|
NORFOLK SOUTHERN CORP
|
4
|
Financial Statements
|
|
FYI Ltd
|
D/A
|
|
|
Stirling Hotels & Resorts, Inc.
|
8-K
|
|
|
PERMIAN BASIN ROYALTY TRUST
|
8-K
|
|
|
Capital One Prime Auto Receivables Trust 2022-1
|
10-D
|
|
|
FIRSTSUN CAPITAL BANCORP
|
425
|
|
|
HomeStreet, Inc.
|
425
|
Financial Statements
|
|
Sakys John
|
4
|
|
|
FFIP, L.P.
|
D/A
|
|
|
PROVIDENT MORTGAGE TRUST INC
|
D/A
|
|
|
Santa Ana Bio, Inc.
|
D
|
|
|
Energy Mix Ventures Fund I, LP
|
D
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Capital One Prime Auto Receivables Trust 2021-1
|
10-D
|
|
|
BiomX Inc.
|
DEF 14A
|
|
|
BIL, Ltd.
|
D/A
|
|
|
Hofmeister Brandon J.
|
4
|
|
|
CMS ENERGY CORP
|
4
|
Financial Statements
|
|
SAN JUAN BASIN ROYALTY TRUST
|
8-K
|
|
|
TASEKO MINES LTD
|
6-K
|
Financial Statements
|
|
Felicitas Secondary Fund III, LP
|
D
|
|
|
Aurdan Capital Group LP
|
D
|
|
|
Southwestern Farm Capital Fund II, LLC
|
D
|
|
|
CNS Pharmaceuticals, Inc.
|
424B5
|
Financial Statements
|
|
Fitz Roy C, LLC
|
D
|
|
|
Capital One Prime Auto Receivables Trust 2021-1
|
ABS-EE
|
|
|
Capital One Auto Receivables LLC
|
ABS-EE
|
|
|
Zales Samuel
|
144
|
|
|
CarGurus, Inc.
|
144
|
Financial Statements
|
|
Enduring US Inflation Tracking Fund, LP
|
D/A
|
|
|
Southwestern BDB Melkebruk, LLC
|
D
|
|
|
CROSS TIMBERS ROYALTY TRUST
|
8-K
|
|
|
Capital One Prime Auto Receivables Trust 2022-2
|
ABS-EE
|
|
|
HC CAPITAL TRUST
|
497
|
|
|
RESTORA SERVICES, INC.
|
D
|
|
|
Archer Alex
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
Tuckerman Investments - Mechanical, LLC
|
D
|
|
|
Borges Daniel
|
144
|
|
|
IRON MOUNTAIN INC
|
144
|
Financial Statements
|
|
Capital One Prime Auto Receivables Trust 2022-1
|
ABS-EE
|
|
|
JNL SERIES TRUST
|
497K
|
|
|
CAPITAL ONE MULTI ASSET EXECUTION TRUST
|
10-D
|
|
|
CAPITAL ONE FUNDING, LLC
|
10-D
|
|
|
CAPITAL ONE MASTER TRUST
|
10-D
|
|
|
PEREGRINE INDUSTRIES INC
|
NT 10-Q
|
|
|
WEITZ FUNDS
|
40-17G
|
|
|
Fisher Kenneth R
|
4
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Ambiq Micro, Inc.
|
D
|
|
|
Octonia Stone Brew Works LLC
|
C
|
|
|
AZEK Co Inc.
|
144
|
Financial Statements
|
|
Singh Jesse G
|
144
|
|
|
TribeVest Inc.
|
D
|
|
|
Outrunner Capital LLC - SPV I LLC
|
D
|
|
|
HUGOTON ROYALTY TRUST
|
8-K
|
|
|
BERTHELSEN SPENCER R
|
144
|
|
|
IONIS PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Capital One Prime Auto Receivables Trust 2023-2
|
ABS-EE
|
|
|
FIDELITY SELECT PORTFOLIOS
|
497J
|
|
|
Ultimus Managers Trust
|
497
|
|
|
Capital One Prime Auto Receivables Trust 2023-1
|
ABS-EE
|
|
|
Spann Rick
|
4
|
|
|
Guggenheim Variable Funds Trust
|
PRE 14A
|
|
|
NEUTRA CORP.
|
NT 10-Q
|
|
|
Stonks YC S23 Access Fund a Series of Stonks Private Funds LLC
|
D/A
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
497K
|
|
|
Linares Carlos G.
|
4
|
|
|
Investcorp Technology Partners V-Lux, SCSp
|
D
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
497
|
|
|
RC Climate a Series of Rally Cap Global LLC
|
D/A
|
|
|
RBB FUND, INC.
|
497J
|
|
|
SMARTLAND $250M STRATEGIC REAL ESTATE FUND LLC
|
D
|
|
|
KEYSTONE CAPITAL FUND LP
|
D
|
|
|
FARRELL MATTHEW
|
4
|
|
|
Empire Village at Centerpoint Station, LLC
|
D/A
|
|
|
RYDEX VARIABLE TRUST
|
PRE 14A
|
|
|
Allego N.V.
|
SC14D9C
|
|
|
PRICE MICHAEL SCOTT
|
4
|
|
|
Stackley Sean J
|
144
|
|
|
L3HARRIS TECHNOLOGIES, INC. /DE/
|
144
|
Financial Statements
|
|
BROOKFIELD Corp /ON/
|
6-K
|
|
|
Buchert Brian D
|
4
|
|
|
FT 11641
|
S-6
|
|
|
FT 11640
|
S-6
|
|
|
Bruno Barry A.
|
4
|
|
|
FT 11625
|
S-6
|
|
|
Fund LXV, a series of SCVC Advisors, LP
|
D
|
|
|
FT 11608
|
S-6
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
FT 11607
|
S-6
|
|
|
FT 11606
|
S-6
|
|
|
FT 11605
|
S-6
|
|
|
Mysk Orlando Growth Fund LLC
|
C
|
|
|
Broadcom Inc.
|
144
|
Financial Statements
|
|
PAGE JUSTINE
|
144
|
|
|
Spring VC Fund I a Series of Spring VC Master LLC
|
D/A
|
|
|
Series 19-1, a series of StartEngine Private LLC
|
D
|
|
|
FT 11560
|
S-6
|
|
|
Lima Bakery LLC
|
C
|
|
|
Fund SCVC-PV-LXVI, a series of SCVC Advisors, LP
|
D
|
|
|
VersaBank
|
6-K
|
Financial Statements
|
|
Xona Systems, Inc.
|
D
|
|
|
Cigna Group
|
144
|
Financial Statements
|
|
Granger Elder
|
144
|
|
|
Fund XLVIII, a series of SCVC Advisors, LP
|
D
|
|
|
KNAVISH TIMOTHY M
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
Principal Exchange-Traded Funds
|
497K
|
|
|
SCHAEFFER DAVE
|
4
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
4
|
Financial Statements
|
|
PRINCIPAL FUNDS, INC.
|
497K
|
|
|
Stark Eugene S
|
4
|
|
|
GENERAL AMERICAN INVESTORS CO INC
|
4
|
Financial Statements
|
|
Principal Real Asset Fund
|
424B3
|
|
|
NOLA SLIDERS LLC
|
C
|
|
|
Principal Exchange-Traded Funds
|
497
|
|
|
Gill Kirsty
|
144
|
|
|
ARM HOLDINGS PLC /UK
|
144
|
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
497
|
|
|
PRINCIPAL FUNDS, INC.
|
497
|
|
|
ALPHA STRIKE SERIES FUND SERIES I LLC
|
D
|
|
|
FinTron, Inc.
|
D/A
|
|
|
Yancy Telisa L
|
4
|
|
|
DELUXE CORP
|
4
|
Financial Statements
|
|
BlueBay Destra International Event-Driven Credit Fund
|
N-23C3A
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
485BPOS
|
|
|
Xiao-I Corp
|
424B5
|
|
|
Empire Village at Liberty Farms, LLC
|
D/A
|
|
|
Becklund Irene
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
Henry Shawn
|
144
|
|
|
CrowdStrike Holdings, Inc.
|
144
|
Financial Statements
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
SOUNDTHINKING, INC.
|
8-K
|
Financial Statements
|
|
BA Credit Card Trust
|
10-D
|
|
|
Xiao-I Corp
|
6-K
|
|
|
Direxion Shares ETF Trust
|
485BXT
|
|
|
HAYEK JOSEPH B
|
4
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
TROTTER JOHNNY
|
4
|
|
|
FIRST FINANCIAL BANKSHARES INC
|
4
|
Financial Statements
|
|
LOOMIS SAYLES FUNDS II
|
497
|
|
|
GHP INTERNATIONAL REFORM & DEVELOPMENT FUND L P
|
D
|
|
|
Federated Hermes Short-Term Sterling Prime Fund, a portfolio of Federated Hermes Cash Management Funds
|
D/A
|
|
|
LOOMIS SAYLES FUNDS I
|
497
|
|
|
JNL SERIES TRUST
|
497
|
|
|
Oudom Fnu
|
SCHEDULE 13D
|
|
|
BIMI Holdings Inc.
|
SCHEDULE 13D
|
|
|
WANGER ADVISORS TRUST
|
497K
|
|
|
Ameren Illinois Co
|
424B3
|
|
|
WANGER ADVISORS TRUST
|
497
|
|
|
Pender Real Estate Credit Fund
|
N-23C3A
|
|
|
JELLY BEAN GENESIS FUND, L.P.
|
D
|
|
|
COLUMBIA ACORN TRUST
|
497K
|
|
|
FT 11525
|
497J
|
|
|
FT 11504
|
497J
|
|
