| Company Name |
Form Type |
SEC Filings |
|
|
|
|
OLIN Corp
|
3
|
Financial Statements
|
|
Hartung Michael P
|
144
|
|
|
CENEKOFSKY KEITH MICHAEL
|
4
|
|
|
AB MUNICIPAL INCOME FUND, INC.
|
DEFA14A
|
|
|
Russell Blake
|
144
|
|
|
FORD MOTOR CREDIT CO LLC
|
424B3
|
|
|
KISMA MINERALS, INC.
|
D
|
|
|
AB LARGE CAP GROWTH FUND INC
|
DEFA14A
|
|
|
OFFER DAVID SCOTT
|
144
|
|
|
AB INSTITUTIONAL FUNDS INC
|
DEFA14A
|
|
|
ALFORD ANDREW
|
144
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Brandenberg Luke C
|
4
|
|
|
COMPTON SEAN
|
144
|
|
|
Cast Investors II, LLC
|
D/A
|
|
|
AB HIGH INCOME FUND INC
|
DEFA14A
|
|
|
HOPKINS U S FUND LLC
|
D/A
|
|
|
Brunner Brian D
|
4
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC21
|
10-D
|
|
|
MIND TECHNOLOGY, INC
|
8-K
|
Financial Statements
|
|
SMITH CLARENCE EDWARD
|
SC 13D/A
|
|
|
ProtoKinetix, Inc.
|
SC 13D/A
|
|
|
NeuroEM Therapeutics, Inc.
|
D
|
|
|
AB GLOBAL RISK ALLOCATION FUND, INC.
|
DEFA14A
|
|
|
CROWN US INVEST LLC
|
D
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC19
|
10-D
|
|
|
Lorrha Funding Trust, Series SPL-IV
|
D
|
|
|
DOW CHEMICAL CO /DE/
|
424B3
|
|
|
KRIEGSHAUSER PATRICK A
|
4
|
|
|
ARCH RESOURCES, INC.
|
4
|
Financial Statements
|
|
SMITH CLARENCE EDWARD
|
4
|
|
|
ProtoKinetix, Inc.
|
4
|
|
|
Rodriguez Javier
|
144
|
|
|
BioXcel Therapeutics, Inc.
|
144
|
Financial Statements
|
|
WENDLER DANIEL
|
144
|
|
|
AB GLOBAL REAL ESTATE INVESTMENT FUND INC
|
DEFA14A
|
|
|
WEITMAN GARY
|
144
|
|
|
ZIMMER DANA
|
144
|
|
|
Morgan Rachel
|
144
|
|
|
CFCRE 2016-C4 Mortgage Trust
|
10-D
|
|
|
BlackRock ETF Trust
|
CERT
|
|
|
AB GLOBAL BOND FUND, INC.
|
DEFA14A
|
|
|
KUANG JIN
|
4
|
|
|
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
|
SC 13G
|
Financial Statements
|
|
CANNELL CAPITAL LLC
|
SC 13G
|
|
|
AB FIXED INCOME SHARES INC
|
DEFA14A
|
|
|
BROWN SARAH M
|
4
|
|
|
NAVARRE RICHARD A
|
4
|
|
|
Lonial Sagar
|
144
|
|
|
TG THERAPEUTICS, INC.
|
144
|
Financial Statements
|
|
ROCKWELL AUTOMATION, INC
|
11-K
|
Financial Statements
|
|
BlackRock ETF Trust II
|
CERT
|
|
|
AB EQUITY INCOME FUND INC
|
DEFA14A
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Miller Matthew Reade
|
4
|
|
|
AB DISCOVERY GROWTH FUND, INC.
|
DEFA14A
|
|
|
Hopkins Western Fund LLC
|
D/A
|
|
|
Zhang Peifang
|
4
|
|
|
Hart Daniel P
|
144
|
|
|
Crocs, Inc.
|
144
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Erasca Foundation
|
144
|
|
|
Erasca, Inc.
|
144
|
Financial Statements
|
|
AB CORPORATE SHARES
|
DEFA14A
|
|
|
Verizon Master Trust
|
305B2
|
|
|
Verizon ABS II LLC
|
305B2
|
|
|
Voya EQUITY TRUST
|
497K
|
|
|
AB CORE OPPORTUNITIES FUND, INC.
|
DEFA14A
|
|
|
Voya EQUITY TRUST
|
497
|
|
|
TRAPHAGEN INVESTMENT ADVISORS LLC
|
13F-HR
|
|
|
AB CAP FUND, INC.
|
DEFA14A
|
|
|
Mekulski Joseph Lawrence
|
4
|
|
|
Farmers & Merchants Bancshares, Inc.
|
4
|
|
|
CROWN US INVEST LLC
|
D
|
|
|
Butcher Pamela R
|
4
|
|
|
KUANG JIN
|
144
|
|
|
Voip-pal.com Inc
|
144
|
|
|
Varagon Capital Corp
|
8-K
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
24F-2NT
|
|
|
Hatteras Master Fund, L.P.
|
NT-NCEN
|
|
|
AB BOND FUND, INC.
|
DEFA14A
|
|
|
AB Active ETFs, Inc.
|
DEFA14A
|
|
|
International Finance Corp
|
DSTRBRPT
|
|
|
Nowtransit Inc
|
D/A
|
|
|
Sound Point Meridian Capital, Inc.
|
3
|
|
|
Kovacic Ivana
|
3
|
|
|
Hatteras Core Alternatives TEI Institutional Fund, L.P.
|
NT-NCEN
|
|
|
FINISTERRE HEDGE FUND, L.P.
|
D/A
|
|
|
Purcell Paul Martin
|
144
|
|
|
Sezzle Inc.
|
144
|
|
|
ANDERSON JAMES ROBERT
|
144
|
|
|
LATTICE SEMICONDUCTOR CORP
|
144
|
Financial Statements
|
|
Medalist Diversified REIT, Inc.
|
4
|
Financial Statements
|
|
KAVANAUGH FRANK
|
4
|
|
|
Berlin John E
|
144
|
|
|
CARLISLE COMPANIES INC
|
144
|
Financial Statements
|
|
BBCMS Mortgage Trust 2024-5C27
|
424H
|
|
|
Barclays Commercial Mortgage Securities LLC
|
424H
|
|
|
Entergy Texas Restoration Funding II, LLC
|
10-D
|
|
|
Neuberger Berman Strategic India Equity Fund L.P.
|
D/A
|
|
|
GLOBAL TECH INDUSTRIES GROUP, INC.
|
8-K
|
|
|
Blue Ocean Acquisition Corp
|
3
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
3
|
|
|
Equitybee 22-21364, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Hatteras Core Alternatives TEI Fund, L.P.
|
NT-NCEN
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
TruNorth Capital Management, LLC
|
13F-HR
|
|
|
Sacks Parente Golf, Inc.
|
PRE 14C
|
|
|
Maxwell Thomas A
|
4
|
|
|
NACCO INDUSTRIES INC
|
4
|
Financial Statements
|
|
Hoge Brett Widney
|
4
|
|
|
Sacks Parente Golf, Inc.
|
4
|
|
|
Amwins Holding Company, LLC
|
D
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Woods Robert Keith
|
4
|
|
|
Neurogene Inc.
|
4
|
Financial Statements
|
|
AS 1 LLC
|
D
|
|
|
Manulife
|
4
|
|
|
John Hancock GA Senior Loan Trust
|
4
|
|
|
PALEKAR ROHAN
|
4
|
|
|
Mercer FFTC Hedge Fund Investors Ltd
|
D/A
|
|
|
BAFFI ROBERT
|
4
|
|
|
Alida Biosciences Inc.
|
D
|
|
|
BBCMS Mortgage Trust 2024-5C27
|
ABS-EE
|
|
|
Barclays Commercial Mortgage Securities LLC
|
ABS-EE
|
|
|
Noonberg Sarah B.
|
4
|
|
|
Hatteras Core Alternatives Institutional Fund, L.P.
|
NT-NCEN
|
|
|
Freedland Cory S.
|
4
|
|
|
Neurogene Inc.
|
8-K
|
Financial Statements
|
|
Wiley Matthew T.
|
144
|
|
|
TRANSUITE.ORG INC.
|
10-Q
|
|
|
BlackRock Secondaries & Liquidity Solutions II
|
D/A
|
|
|
BeKynder, Inc.
|
D
|
|
|
Vicinity LLC
|
CFPORTAL/A
|
|
|
Yoshiharu Global Co.
|
8-K
|
Financial Statements
|
|
Bejar Martha Helena
|
144
|
|
|
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Definition Opportunity IA LLC
|
D/A
|
|
|
Equitybee 22-52481, a Series of Equitybee cFund Master LLC
|
D
|
|
|
BlackRock Secondaries & Liquidity Solutions II - C LP
|
D/A
|
|
|
Buss Brad W
|
4
|
|
|
BBCMS Mortgage Trust 2024-5C27
|
FWP
|
|
|
Barclays Commercial Mortgage Securities LLC
|
FWP
|
|
|
Hatteras Core Alternatives Fund, L.P.
|
NT-NCEN
|
|
|
Series 20-1, a series of StartEngine Private LLC
|
D
|
|
|
BANK OF NOVA SCOTIA
|
SBSE-A/A
|
Financial Statements
|
|
Resistance Energy Fund, LP
|
D/A
|
|
|
Equitybee 22-95474, a Series of Equitybee cFund Master LLC
|
D
|
|
|
BlackRock Secondaries & Liquidity Solutions II LP
|
D/A
|
|
|
Duarte Ira
|
4
|
|
|
HERON THERAPEUTICS, INC. /DE/
|
4
|
Financial Statements
|
|
Gaingels Intro LLC
|
D
|
|
|
PMH II SPV Mint LP
|
D
|
|
|
Equitybee 22-90697, a Series of Equitybee cFund Master LLC
|
D
|
|
|
CC Lambda Holdings III, LLC
|
D
|
|
|
Mercer OfficeMax Consolidated Investment Portfolio, a series of Mercer Group Trust
|
D/A
|
|
|
Tax Lien Fund, LP
|
D/A
|
|
|
Blackstone Alternative Investment Funds
|
24F-2NT
|
|
|
Knight Marachel
|
4
|
|
|
Manulife
|
4
|
|
|
John Hancock GA Mortgage Trust
|
4
|
|
|
Panamera Holdings Corp
|
NT 10-Q
|
|
|
Andrews Sara C
|
4
|
|
|
GMT Exploration Co LLC
|
D/A
|
|
|
Mercer Buyout-Ready Fund, a series of Mercer Group Trust
|
D/A
|
|
|
Emmert Mark A
|
4
|
|
|
EXPEDITORS INTERNATIONAL OF WASHINGTON INC
|
4
|
Financial Statements
|
|
KfW
|
424B3
|
|
|
O'Neill Vincent
|
144
|
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
Manufacturers Life Insurance Co
|
4
|
|
|
Gaingels Levels Health 2024 LLC
|
D
|
|
|
Omni Retail Enterprises, LLC
|
D
|
|
|
CarMax Auto Owner Trust 2024-2
|
10-D
|
|
|
Citibank, N.A., as depositor of Citibank Credit Card Issuance Trust
|
10-D
|
|
|
CITIBANK CREDIT CARD ISSUANCE TRUST
|
10-D
|
|
|
CITIBANK CREDIT CARD MASTER TRUST I
|
10-D
|
|
|
CarMax Auto Owner Trust 2024-1
|
10-D
|
|
|
CarMax Auto Owner Trust 2023-4
|
10-D
|
|
|
AURANIA RESOURCES LTD.
|
D
|
|
|
Victory Portfolios II
|
497K
|
|
|
CarMax Auto Owner Trust 2023-3
|
10-D
|
|
|
CarMax Auto Owner Trust 2023-2
|
10-D
|
|
|
CarMax Auto Owner Trust 2023-1
|
10-D
|
|
|
CarMax Auto Owner Trust 2022-4
|
10-D
|
|
|
UNIFIED SERIES TRUST
|
40-17G
|
|
|
CarMax Auto Owner Trust 2022-3
|
10-D
|
|
|
GPS Funds II
|
DEF 14A
|
|
|
GPS Funds I
|
DEF 14A
|
|
|
Clearwater Analytics Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Stellantis N.V.
|
6-K
|
|
|
CarMax Auto Owner Trust 2022-2
|
10-D
|
|
|
Verizon Master Trust
|
ABS-15G
|
|
|
Verizon ABS II LLC
|
ABS-15G
|
|
|
CarMax Auto Owner Trust 2022-1
|
10-D
|
|
|
Victory Portfolios II
|
497
|
|
|
CarMax Auto Owner Trust 2021-4
|
10-D
|
|
|
Victory Portfolios II
|
485BPOS
|
|
|
CarMax Auto Owner Trust 2021-3
|
10-D
|
|
|
CarMax Auto Owner Trust 2021-2
|
10-D
|
|
|
Oaktree London Liquid Value Opportunities Fund
|
D
|
|
|
Octave Ventures Fund II LP
|
D
|
|
|
CarMax Auto Owner Trust 2021-1
|
10-D
|
|
|
Narada AI Inc.
|
D
|
|
|
CarMax Auto Owner Trust 2020-4
|
10-D
|
|
|
Dunya Analytics, PBC
|
D
|
|
|
CarMax Auto Owner Trust 2020-3
|
10-D
|
|
|
AgEagle Aerial Systems Inc.
|
8-K
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Gaingels Primer LLC
|
D
|
|
|
A&Q Multi-Strategy Fund
|
40-17G
|
|
|
A&Q Technology Fund LLC
|
40-17G
|
|
|
A&Q Long/Short Strategies Fund LLC
|
40-17G
|
|
|
Yocca Frank
|
144
|
|
|
BUTLER JOHN C JR
|
4
|
|
|
HYSTER-YALE, INC.
|
4
|
Financial Statements
|
|
Kazan Kyle
|
144
|
|
|
Glass House Brands Inc.
|
144
|
|
|
Chen Roy T
|
144
|
|
|
Sonendo, Inc.
|
144
|
Financial Statements
|
|
BUTLER HELEN RANKIN
|
4
|
|
|
Bergheim Bjarne
|
144
|
|
|
Butler Clara R
|
4
|
|
|
Dynamic Income Opportunities Offshore Fund Ltd
|
D/A
|
|
|
UBS AG
|
424B2
|
|
|
SKK Access Income Fund
|
N-CSRS/A
|
|
|
Owens Gary M
|
4
|
|
|
MESA LABORATORIES INC /CO/
|
4
|
Financial Statements
|
|
Clara Rankin Butler 2002 Trust DTD 11/5/2002
|
4
|
|
|
Dynamic Income Opportunities, LP
|
D/A
|
|
|
HRB 2020 GST Trust f/b/o Clara R. Butler
|
4
|
|
|
SCHLUMBERGER LIMITED/NV
|
8-K
|
Financial Statements
|
|
Butler Griffin B
|
4
|
|
|
LOGIK 7790 LLC
|
D
|
|
|
275 Funding, LLC
|
D/A
|
|
|
Griffin Bedwell Butler 2002 Trust DTD 11/5/2002
|
4
|
|
|
PB Partners, L.P.
|
D/A
|
|
|
FOCUS UNIVERSAL INC.
|
8-K
|
Financial Statements
|
|
HRB 2020 GST Trust f/b/o Griffin B. Butler
|
4
|
|
|
DiSanto Frederick D.
|
4
|
|
|
EASTERN CO
|
4
|
Financial Statements
|
|
WILLIAMS CLARA R
|
4
|
|
|
Destinon Katherine
|
4
|
|
|
WEYCO GROUP INC
|
4
|
Financial Statements
|
|
WILLIAMS DAVID B
|
4
|
|
|
Zink Gregory L
|
4
|
|
|
NewtekOne, Inc.
|
4
|
Financial Statements
|
|
Williams Margo J.V.
|
4
|
|
|
Gaingels Seed Money LLC
|
D
|
|
|
Mastercard Foundation Asset Management Corp
|
4
|
|
|
Mastercard Foundation
|
4
|
|
|
Mastercard Inc
|
4
|
Financial Statements
|
|
David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 Trust
|
4
|
|
|
POOLE LISA M.
|
144
|
|
|
Keysight Technologies, Inc.
|
144
|
Financial Statements
|
|
CRW 2020 GST Trust f/b/o Margo J.V. Williams
|
4
|
|
|
Desktop Metal, Inc.
|
SC 13D/A
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
SC 13D/A
|
|
|
Plastic Omnium/ADR
|
F-6 POS
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6 POS
|
|
|
Williams Helen Charles
|
4
|
|
|
David BH Williams, Trustee UAD The Helen Charles Williams 2004 Trust
|
4
|
|
|
Investment Managers Series Trust II
|
24F-2NT
|
|
|
Shi Parker
|
4
|
|
|
EAST WEST BANCORP INC
|
4
|
Financial Statements
|
|
CRW 2020 GST Trust f/b/o Helen C. Williams
|
4
|
|
|
PREFERRED CAPITAL PRIVATE EQUITY FUND, LLC - PE FUND 2
|
D
|
|
|
Tailwind Roasting LLC
|
D
|
|
|
Waukee Storage LLC
|
D
|
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
Soares Nicola M
|
4
|
|
|
KELLY SERVICES INC
|
4
|
Financial Statements
|
|
Vulcan Materials CO
|
11-K
|
Financial Statements
|
|
Steinhart Richard I
|
144
|
|
|
BMC FUND INC
|
NPORT-P
|
|
|
JACKSON NATIONAL LIFE INSURANCE CO
|
424B3
|
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Fetch Brands, Inc.
|
D
|
|
|
Suzuki John M
|
4
|
|
|
BK Technologies Corp
|
4
|
Financial Statements
|
|
Global X Funds
|
NPORT-P/A
|
|
|
LINKBANCORP, Inc.
|
4
|
Financial Statements
|
|
Parmer George
|
4
|
|
|
U.S. Energy Private Capital II LP
|
D/A
|
|
|
Le Picnique Holdings LLC
|
D
|
|
|
Mehta Vimal
|
144
|
|
|
AP Acquisition Corp
|
8-K
|
|
|
FT 11505
|
487
|
|
|
SCHWAB STRATEGIC TRUST
|
40-APP
|
|
|
SCHWAB ANNUITY PORTFOLIOS
|
40-APP
|
|
|
SCHWAB CAPITAL TRUST
|
40-APP
|
|
|
SCHWAB INVESTMENTS
|
40-APP
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
40-APP
|
|
|
LAUDUS TRUST
|
40-APP
|
|
|
Bow River Capital Evergreen Fund
|
24F-2NT
|
|
|
CNH Equipment Trust 2024-B
|
10-D
|
|
