| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BiomX Inc.
|
PRER14A
|
|
|
MIDWEST PORTFOLIO 7 LLC
|
D
|
|
|
BRANDES INVESTMENT TRUST
|
497
|
|
|
TCW FUNDS INC
|
497
|
|
|
NBW CAPITAL LLC
|
13F-HR
|
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
MCCARTNEY JOHN
|
4
|
|
|
OS Therapies Inc
|
S-1/A
|
|
|
INVESTEC SECURITIES
|
X-17A-5
|
|
|
Summit Therapeutics Inc.
|
DEFA14A
|
Financial Statements
|
|
Big Block Realty National Inc.
|
D
|
|
|
World Funds Trust
|
N-CEN
|
|
|
GRAYBAR ELECTRIC CO INC
|
8-K
|
|
|
Top Grape Investor LLC
|
D
|
|
|
METROPOLITAN WEST FUNDS
|
497
|
|
|
CQS
|
3
|
|
|
Strzelecki Angela
|
144
|
|
|
INTERNATIONAL FLAVORS & FRAGRANCES INC
|
144
|
Financial Statements
|
|
Dream Finders Homes, Inc.
|
11-K
|
Financial Statements
|
|
REIBANQ LLC
|
D
|
|
|
Lexington Wellness Holdings Inc.
|
D
|
|
|
Enzy Technologies LLC
|
D
|
|
|
Mountain West Notes, LLC
|
D/A
|
|
|
Watt Darren Jeffrey
|
144
|
|
|
RB GLOBAL INC.
|
144
|
Financial Statements
|
|
Root, Inc.
|
144
|
Financial Statements
|
|
Birnbaum Beth A
|
144
|
|
|
Carvana Auto Receivables Trust 2024-P2
|
8-K
|
|
|
Carvana Receivables Depositor LLC
|
8-K
|
|
|
MILLER MARY G
|
4
|
|
|
Tributary Funds, Inc.
|
N-CEN
|
|
|
FRED-Elgin, LLC
|
D
|
|
|
NEOS ETF Trust
|
497K
|
|
|
Barnes Stephen H.
|
4
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
James Maritime Holdings Inc.
|
PRE 14C
|
|
|
ADVANCED SERIES TRUST
|
497K
|
|
|
Eskew Richard
|
4
|
|
|
International Seaways, Inc.
|
144
|
Financial Statements
|
|
WHEAT DOUGLAS D
|
144
|
|
|
ADVANCED SERIES TRUST
|
497
|
|
|
McHugh Colin
|
4
|
|
|
Nuveen Global Cities REIT, Inc.
|
424B3
|
|
|
TEL INSTRUMENT ELECTRONICS CORP
|
8-K
|
|
|
Sutherland Arron K.
|
4
|
|
|
ICC Holdings, Inc.
|
4
|
Financial Statements
|
|
Cavanaugh Robert N
|
4
|
|
|
Mountain West Debt Fund, LP
|
D/A
|
|
|
Johnson Mildred R
|
4
|
|
|
Nuveen Global Cities REIT, Inc.
|
POS EX
|
|
|
Ocean Drive Equity Fund, LLC
|
D
|
|
|
SINGH RAJEEV
|
4
|
|
|
Smith Michael R.
|
4
|
|
|
NEOS ETF Trust
|
497
|
|
|
AlkaLi Labs II a Series of Helene Venture Capital LLC
|
D
|
|
|
Fairway Private Equity & Venture Capital Opportunities Fund
|
N-CEN
|
|
|
McIntosh Greg W
|
144
|
|
|
IRON MOUNTAIN INC
|
144
|
Financial Statements
|
|
PREPAID EXPENSE CARD SOLUTIONS INC
|
D
|
|
|
OXFORD INDUSTRIES INC
|
10-Q
|
Financial Statements
|
|
Hillman Solutions Corp.
|
8-K
|
Financial Statements
|
|
Copperopolis Town Square Associates LLC
|
D/A
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
BRIGHTHOUSE LIFE INSURANCE Co
|
FWP
|
|
|
Meticulate May 2024 a Series of CGF2021 LLC
|
D
|
|
|
Invesco Unit Trusts Series 2377
|
S-6
|
|
|
REIBANQ LLC
|
D/A
|
|
|
MCKIM ALAN S
|
4
|
|
|
CLEAN HARBORS INC
|
4
|
Financial Statements
|
|
Invesco Unit Trusts Series 2376
|
S-6
|
|
|
Invesco Unit Trusts Series 2375
|
S-6
|
|
|
AS YOU SOW
|
PX14A6G
|
|
|
CONSTELLATION BRANDS, INC.
|
PX14A6G
|
Financial Statements
|
|
Invesco Unit Trusts Series 2374
|
S-6
|
|
|
Invesco Unit Trusts Series 2373
|
S-6
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
N-CEN
|
|
|
Columbia ETF Trust II
|
N-CEN
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
N-CEN
|
|
|
Vitract by Play Money1 a Series of Clutch Capital LLC
|
D
|
|
|
AB CAP FUND, INC.
|
N-CEN
|
|
|
AB Multi-Manager Alternative Fund
|
N-CEN
|
|
|
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
|
N-CEN
|
|
|
BGO AHP Center Point Investor LLC
|
D
|
|
|
Matrix Trust Co
|
144
|
|
|
Arthur J. Gallagher & Co.
|
144
|
Financial Statements
|
|
Weisblum Eric
|
4
|
|
|
Silo Pharma, Inc.
|
4
|
|
|
Via Renewables, Inc.
|
25-NSE
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Investcorp Technology Partners V-B, L.P.
|
D/A
|
|
|
Rise Smart Group Holdings Ltd
|
F-1/A
|
|
|
Peterson USS Coinvest, LLC
|
D
|
|
|
Green Charles E III
|
4
|
|
|
TCW ETF Trust
|
NPORT-P
|
|
|
Argon AI, Inc.
|
D
|
|
|
Joyn by Play Money a Series of Clutch Capital LLC
|
D
|
|
|
AH 2024 Annual Fund, L.P.
|
D
|
|
|
StepStone Private Infrastructure Fund
|
N-CEN
|
|
|
StepStone Private Venture & Growth Fund
|
N-CEN
|
|
|
StepStone Private Markets
|
N-CEN
|
|
|
MacLennan David
|
4
|
|
|
CATERPILLAR INC
|
4
|
Financial Statements
|
|
Johnson Gerald
|
4
|
|
|
FRANCISCO PARTNERS AGILITY GP II MANAGEMENT, LLC
|
3
|
|
|
VITAL FUNDCO, LLC
|
3
|
|
|
Barnes & Noble Education, Inc.
|
3
|
Financial Statements
|
|
WILKINS RAYFORD JR
|
4
|
|
|
Fish James C Jr
|
4
|
|
|
SCHWAB SUSAN C
|
4
|
|
|
REED DEBRA L
|
4
|
|
|
DICKINSON DANIEL M
|
4
|
|
|
Marks Judith Fran
|
4
|
|
|
ETF Series Solutions
|
NPORT-P
|
|
|
Stellantis N.V.
|
6-K
|
|
|
NEOS ETF Trust
|
485BXT
|
|
|
Invesco Real Estate Income Trust Inc.
|
424B3
|
|
|
Oudom Fnu
|
4
|
|
|
BIMI Holdings Inc.
|
4
|
|
|
TribeAngels Healthtech PH 2024 a Series of CGF2021 LLC
|
D
|
|
|
Gateway Ambulatory Surgery Center, LLC
|
D
|
|
|
Mynaric AG
|
6-K
|
Financial Statements
|
|
DuPont de Nemours, Inc.
|
11-K
|
Financial Statements
|
|
Luvu Brands, Inc.
|
8-K
|
|
|
LANDOLT SECURITIES, INC.
|
X-17A-5
|
|
|
Dopl by Play Money a Series of Clutch Capital LLC
|
D
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
High Tide Inc.
|
6-K
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
VITAL FUNDCO, LLC
|
SC 13G
|
|
|
Barnes & Noble Education, Inc.
|
SC 13G
|
Financial Statements
|
|
Clark Mary Katherine
|
4
|
|
|
HORMEL FOODS CORP /DE/
|
4
|
Financial Statements
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
Irongate Ventures a Series of Costanoa Sydecar LLC
|
D
|
|
|
Batcheler Colleen
|
4
|
|
|
Fitzwater Norman V III
|
4
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-CEN
|
|
|
Lexington RV Storage, LLC
|
D/A
|
|
|
LE-0215 Fund I, a series of MAVW Venture Funds, LP
|
D/A
|
|
|
Brookfield Infrastructure Income iCapital Offshore Access Fund SPC
|
D
|
|
|
Series H-3 3
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Straka Partners, LLC
|
D/A
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
AC-0215 Gaingels Fund I, a series of Sajid Rahman Angel Funds, LP
|
D/A
|
|
|
WAVEDANCER, INC.
|
8-K
|
|
|
THOMPSON DAVIS & CO., INC.
|
SC 13D/A
|
|
|
SMITH MIDLAND CORP
|
SC 13D/A
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
NATIONAL GRID PLC
|
6-K
|
Financial Statements
|
|
ConstitutionalAI Fund a Series of Abundance Master Fund LLC
|
D
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
N-14
|
|
|
Monroe Federal Bancorp, Inc.
|
S-1
|
|
|
FT 11504
|
487
|
|
|
Veg House Holdings Inc.
|
RW
|
|
|
Series H-3, LLC an Individual Protected Series of Fuel Venture Capital Co-Invest Series, LLC a Series LLC
|
D
|
|
|
Global Event Partners Ltd.
|
D/A
|
|
|
StepStone Private Credit Income Fund
|
4
|
|
|
Keck Thomas
|
4
|
|
|
Ayres Argentina Fund Ltd
|
D/A
|
|
|
Global Event Partners LLC
|
D/A
|
|
|
SMX
|
424B3
|
|
|
PG&E Wildfire Recovery Funding LLC
|
10-D
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
Event-Driven Fund, Ltd.
|
D/A
|
|
|
Glendon Opportunities Fund II, L.P.
|
4
|
|
|
Glendon Opportunities Fund, L.P.
|
4
|
|
|
Glendon Capital Management LP
|
4
|
|
|
PYXUS INTERNATIONAL, INC.
|
4
|
|
|
McCabe Michael I
|
4
|
|
|
TRIPGRID, INC.
|
D/A
|
|
|
Piquette Fund, Ltd.
|
D/A
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
Ayres Recovery Fund Ltd
|
D/A
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
424B3
|
|
|
Valstro Holdings LLC
|
D
|
|
|
RW Layton Investors, LLC
|
D
|
|
|
Caffeinated Capital Saronic SPV, LLC
|
D
|
|
|
Batcheler Colleen
|
3
|
|
|
HORMEL FOODS CORP /DE/
|
3
|
Financial Statements
|
|
Glendon Capital Management LP
|
SC 13D
|
|
|
PYXUS INTERNATIONAL, INC.
|
SC 13D
|
|
|
BA Credit Card Funding, LLC
|
8-K
|
|
|
BA Credit Card Trust
|
8-K
|
|
|
BA Master Credit Card Trust II
|
8-K
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
POS EX
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Kaival Brands Innovations Group, Inc.
|
S-1/A
|
|
|
Merrco Payments Inc.
|
D
|
|
|
CONDUENT Inc
|
144/A
|
Financial Statements
|
|
LYNN JESSE
|
144/A
|
|
|
SERIES FVC1 TRADESHIFT SPV
|
D
|
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
424B3
|
|
|
AREOF IV Parallel A Co-Invest LP
|
D
|
|
|
Viatris Inc
|
144
|
Financial Statements
|
|
Malik Rajiv
|
144
|
|
|
BALDWIN JOHN T
|
4
|
|
|
WILKINS III JAMES R
|
4
|
|
|
FIRST NATIONAL CORP /VA/
|
4
|
|
|
Elizabeth T Haney TR UA 10/16/2020
|
144
|
|
|
Kinsale Capital Group, Inc.
|
144
|
Financial Statements
|
|
FT 11503
|
497J
|
|
|
4D Americasa Holdings, LLC
|
D/A
|
|
|
Strategic Student & Senior Housing Trust, Inc.
|
8-K
|
|
|
Zapp Electric Vehicles Group Ltd
|
424B3
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
424B3
|
|
|
Agile Space Industries, Inc.
|
D
|
|
|
CRITO CAPITAL LLC
|
X-17A-5
|
|
|
Zapp Electric Vehicles Group Ltd
|
6-K
|
|
|
IXL Ltd Liability Co
|
4
|
|
|
Juliana Sarah Scott Rose Trust
|
4
|
|
|
Elizabeth Lauren Scott Rose Trust
|
4
|
|
|
Julie A Scott Rose Trustee of the Julie A Scott Rose Trust Dated 5-14-2002
|
4
|
|
|
SCOTT JULIE A
|
4
|
|
|
FIRST INTERSTATE BANCSYSTEM INC
|
4
|
Financial Statements
|
|
B Capital Series Curve H-3 3
|
D
|
|
|
Ren Fund
|
D/A
|
|
|
FinTron, Inc.
|
D/A
|
|
|
Floating Capital Onshore Fund LP
|
D/A
|
|
|
DeTillio Joshua
|
4
|
|
|
Nutex Health, Inc.
|
4
|
|
|
Christ George J
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
Western Alternative Strategies, L.P. - Energy IV Series
|
D/A
|
|
|
AREOF IV Co-Invest LP
|
D
|
|
|
GIBRALTAR INDUSTRIES, INC.
|
11-K
|
Financial Statements
|
|
Christ Revocable Trust
|
4
|
|
|
GMI-DFW Preferred, LP
|
D
|
|
|
Carey Charles P
|
144
|
|
|
CME GROUP INC.
|
144
|
Financial Statements
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
GC Investments LLC
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Floating Capital Offshore Fund LP
|
D/A
|
|
|
B Capital Series Curve H-3, LLC an Individual Protected Series of Fuel Venture Capital Co-Invest Series, LLC a Series LLC
|
D
|
|
|
RESTOR3D, Inc.
|
D/A
|
|
|
Music Licensing Inc.
|
1-U
|
|
|
Edwards Christopher Bryant
|
3
|
|
|
CRACKER BARREL OLD COUNTRY STORE, INC
|
3
|
Financial Statements
|
|
Tidal Trust II
|
497
|
|
|
AMG Pantheon Fund, LLC
|
N-CEN
|
|
|
AMG Pantheon Master Fund, LLC
|
N-CEN
|
|
|
J-Star Holding Co., Ltd.
|
F-1/A
|
|
|
Theleme India Fund Ltd
|
D/A
|
|
|
FLOWERS CLARENCE B.
|
144
|
|
|
Consolidated Water Co. Ltd.
|
144
|
Financial Statements
|
|
CONSUMER METRICS LP
|
D/A
|
|
|
BANK OF AMERICA CORP /DE/
|
11-K
|
Financial Statements
|
|
FT 11603
|
S-6
|
|
|
Tidal ETF Trust
|
497
|
|
|
Hofmeister Brandon J.
|
144
|
|
|
CMS ENERGY CORP
|
144
|
Financial Statements
|
|
FIDELITY ABERDEEN STREET TRUST
|
497J
|
|
|
Variable Insurance Products Fund V
|
497J
|
|
|
AQR Global Macro Offshore Fund III Ltd.
|
D
|
|
|
MERIDIAN CAPITAL LP
|
D/A
|
|
|
AQR Apex Offshore Fund II Ltd.
|
D
|
|
|
DAVIS NEW YORK VENTURE FUND INC
|
497
|
|
|
Dye Michael E
|
4
|
|
|
DAVIS SERIES INC
|
497
|
|
|
AQR Apex Offshore Fund, L.P.
|
D/A
|
|
|
AQR Alternative Trends Offshore Fund II Ltd.
|
D
|
|
|
BlackRock Science & Technology Term Trust
|
DEFA14A
|
|
|
FIDELITY SELECT PORTFOLIOS
|
497K
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
DEFA14A
|
|
|
BlackRock Health Sciences Term Trust
|
DEFA14A
|
|
|
SECTOR CAPITAL LTD PARTNERSHIP/MA
|
D/A
|
|
|
BlackRock Innovation & Growth Term Trust
|
DEFA14A
|
|
|
Alliance Medical Fund I LLC
|
D/A
|
|
|
Mastercard Foundation Asset Management Corp
|
4
|
|
|
Mastercard Foundation
|
4
|
|
|
Mastercard Inc
|
4
|
Financial Statements
|
|
InFinT Acquisition Corp
|
S-4/A
|
|
|
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC.
|
DEFA14A
|
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
DEFA14A
|
|
|
SCHAEFFER DAVE
|
4
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
4
|
Financial Statements
|
|
BlackRock ESG Capital Allocation Term Trust
|
DEFA14A
|
|
|
Kyra Medical, Inc.
|
D
|
|
|
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
Dooley John Elliott
|
4
|
|
|
BlackRock Capital Allocation Term Trust
|
DEFA14A
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
Ionic Digital Inc.
|
10-12B/A
|
|
|
JOHN WILEY & SONS, INC.
|
8-K
|
Financial Statements
|
|
FT 11525
|
S-6/A
|
|
|
FT 11462
|
S-6/A
|
|
|
CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE Ltd
|
D/A
|
|
|
Dynatrace, Inc.
|
144
|
Financial Statements
|
|
MCCONNELL RICK M
|
144
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
HubiFi Corp
|
D
|
|
|
CANADIAN WESTERN BANK/ /FI
|
425
|
|
|
NATIONAL BANK OF CANADA /FI/
|
425
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT - I
|
497
|
|
|
JNLNY SEPARATE ACCOUNT I
|
497
|
|
|
Camellia Fund III Cayman, LP
|
D
|
|
