| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Cordani David
|
144/A
|
|
|
GENERAL MILLS INC
|
144/A
|
Financial Statements
|
|
Sandgren James A
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
FT 10796
|
487
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
N-CEN
|
|
|
BBCMS Mortgage Trust 2023-C20
|
ABS-15G
|
|
|
Barclays Commercial Mortgage Securities LLC
|
ABS-15G
|
|
|
Glazier Software, Inc.
|
D
|
|
|
EXXON MOBIL CORP
|
11-K
|
Financial Statements
|
|
Ashby Faye L.
|
144
|
|
|
Norwegian Cruise Line Holdings Ltd.
|
144
|
Financial Statements
|
|
Scientech Institutional Domestic Feeder LP
|
D
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
497
|
|
|
Moore Curtis
|
144
|
|
|
ENERGY FUELS INC
|
144
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
INSTITUTIONAL BOND NETWORK, LLC
|
MA-I/A
|
|
|
Integrated Biometrics, LLC
|
D
|
|
|
Volkswagen Auto Loan Enhanced Trust 2023-1
|
8-K
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
8-K
|
|
|
LA-0429 Fund II AL Vehicle, a series of Super Angel Syndicate, LP
|
D/A
|
|
|
LA-0429 Fund II, a series of Super Angel Syndicate, LP
|
D/A
|
|
|
Snowball Industries Inc
|
D/A
|
|
|
Altisource Asset Management Corp
|
3
|
Financial Statements
|
|
Frischer Charles L
|
3
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Roots Fund IV, LP
|
D
|
|
|
EUROPACIFIC GROWTH FUND
|
24F-2NT
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Tidal Trust II
|
497
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
GALANTI RICHARD A
|
144/A
|
|
|
COSTCO WHOLESALE CORP /NEW
|
144/A
|
Financial Statements
|
|
JWA Ranch, LLC
|
D
|
|
|
Prouty Eric A
|
144
|
|
|
HUDSON TECHNOLOGIES INC /NY
|
144
|
Financial Statements
|
|
RBB Bancorp
|
10-K/A
|
Financial Statements
|
|
SMX
|
F-1/A
|
|
|
UpSight Security Inc.
|
D
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Bunny Hive Holdings, LLC
|
D
|
|
|
SQUADRA CEN SPV, LP
|
D
|
|
|
RIO TINTO LTD
|
6-K
|
|
|
RIO TINTO PLC
|
6-K
|
Financial Statements
|
|
LVPAI GROUP Ltd
|
10-Q
|
|
|
Stabell Jason
|
4
|
|
|
Epsilon Energy Ltd.
|
4
|
|
|
Windsor Advisory Group, LLC
|
13F-HR
|
|
|
Siren ETF Trust
|
N-CEN
|
|
|
Nordicus Partners Corp
|
8-K
|
|
|
SYND2-23 LLC
|
D
|
|
|
Simplify Exchange Traded Funds
|
8-A12B
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Van Aken Jennifer
|
4
|
|
|
GATX CORP
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
Sherrard Roger S
|
144
|
|
|
PARKER HANNIFIN CORP
|
144
|
Financial Statements
|
|
ROBBIATI TAREK
|
144
|
|
|
Hewlett Packard Enterprise Co
|
144
|
Financial Statements
|
|
Badger Kyle C
|
144
|
|
|
AGILYSYS INC
|
144
|
Financial Statements
|
|
Turant Inc.
|
C-AR
|
|
|
CONTRARIAN FUND I OFFSHORE LTD.
|
D/A
|
|
|
Floating Capital Offshore Fund LP
|
D
|
|
|
Arrival
|
6-K
|
|
|
Focused Cryo, Inc
|
D
|
|
|
Nissan Auto Lease Trust 2023-B
|
ABS-EE
|
|
|
NISSAN AUTO LEASING LLC II
|
ABS-EE
|
|
|
OSP Rita Management Aggregator LLC
|
D/A
|
|
|
Clough Funds Trust
|
24F-2NT
|
|
|
AGILENT TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
OSP Rita Holdings LLC
|
D/A
|
|
|
Uncharted Future Fund I, LP
|
D
|
|
|
VW PRESERVE LANE, LLC
|
D
|
|
|
Ultragenyx Pharmaceutical Inc.
|
8-K
|
Financial Statements
|
|
BONSO ELECTRONICS INTERNATIONAL INC
|
6-K
|
|
|
Orgenesis Inc.
|
8-K
|
Financial Statements
|
|
GALANTI RICHARD A
|
144
|
|
|
COSTCO WHOLESALE CORP /NEW
|
144
|
Financial Statements
|
|
Crowley Daniel J
|
4
|
|
|
Sanford Glenn Darrel
|
4
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
Legg Mason ETF Investment Trust II
|
N-CEN
|
|
|
Floating Capital Onshore Fund LP
|
D
|
|
|
Legg Mason ETF Investment Trust
|
N-CEN
|
|
|
Identiv, Inc.
|
8-K
|
Financial Statements
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
Source Digital II, a SPV of Manole Capital, LLC
|
D/A
|
|
|
NARAYANAN KAILASH
|
144
|
|
|
Keysight Technologies, Inc.
|
144
|
Financial Statements
|
|
Northern Lights Fund Trust IV
|
N-CEN
|
|
|
Zanbato Partners Fund LLC
|
D
|
|
|
Ayres Argentina Fund Ltd
|
D/A
|
|
|
RENEWABLE INNOVATIONS, INC.
|
10-Q
|
|
|
661 Corning LLC
|
D
|
|
|
Allen Jennifer H.
|
4
|
|
|
Ayres Recovery Fund Ltd
|
D/A
|
|
|
DN Capital - Global Venture Capital VI SCSp
|
D
|
|
|
Islam Khalid
|
4
|
|
|
FENNEC PHARMACEUTICALS INC.
|
4
|
Financial Statements
|
|
Tiziana Life Sciences Ltd
|
20-F/A
|
Financial Statements
|
|
Canterbury Private Income Fund I, L.P.
|
D/A
|
|
|
StepStone Private Venture & Growth Fund
|
N-CEN/A
|
|
|
DelGatto Diamond Finance Fund QP, L.P.
|
D
|
|
|
SHAPIRO CAPITAL MANAGEMENT LLC
|
SC 13G
|
|
|
URBAN OUTFITTERS INC
|
SC 13G
|
Financial Statements
|
|
Averill Madison Fund, Ltd.
|
D/A
|
|
|
Tun Kung Co Ltd
|
144
|
|
|
Lufax Holding Ltd
|
144
|
Financial Statements
|
|
Captiv Studios, LLC
|
D
|
|
|
QP-Fund III, a series of Not Boring Capital, LP
|
D/A
|
|
|
Fund III, a series of Not Boring Capital, LP
|
D/A
|
|
|
iQSTEL Inc
|
8-K
|
|
|
Haugli Brian Wayne
|
4
|
|
|
SideChannel, Inc.
|
4
|
|
|
RE-0329 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Micheletti Andrew J
|
144
|
|
|
Axos Financial, Inc.
|
144
|
Financial Statements
|
|
Mudrick Distressed Opportunity Fund, L.P.
|
D/A
|
|
|
Fund II, a series of Eckstein Capital, LP
|
D/A
|
|
|
Mudrick Distressed Opportunity Fund Offshore, Ltd.
|
D/A
|
|
|
LINCOLN EDUCATIONAL SERVICES CORP
|
8-K
|
Financial Statements
|
|
Tri Pointe Homes, Inc.
|
144
|
Financial Statements
|
|
MITCHELL THOMAS J.
|
144
|
|
|
EDXP Stafford, LLC
|
D
|
|
|
American Clean Resources Group, Inc.
|
8-K
|
|
|
Century Cobalt Corp.
|
10-Q
|
|
|
FJ Labs Entrepreneurs Fund 2023, a series of FJ Labs Funds, LP
|
D/A
|
|
|
Hendrian Catherine A
|
4
|
|
|
CMS ENERGY CORP
|
4
|
Financial Statements
|
|
Keyrock Capital Offshore Fund
|
D/A
|
|
|
AngelList Access Fund QP, LP - C4
|
D/A
|
|
|
AngelList Access Fund, LP - C4
|
D/A
|
|
|
McManus John
|
144
|
|
|
MGM Resorts International
|
144
|
Financial Statements
|
|
Rankin Patrick K
|
144
|
|
|
AVIS BUDGET GROUP, INC.
|
144
|
Financial Statements
|
|
Ligature Rolling Fund QP, LP - B4
|
D/A
|
|
|
Ligature Rolling Fund, LP - B4
|
D/A
|
|
|
DU-0426 Fund III, a series of Chaos Ventures Syndicate, LP
|
D
|
|
|
DU-0426 Fund III AL Vehicle, a series of Chaos Ventures Syndicate, LP
|
D
|
|
|
Inovexus Early Stage Fund Master Entity, LP - B2
|
D/A
|
|
|
Frew Robin A
|
4
|
|
|
MiX Telematics Ltd
|
4
|
Financial Statements
|
|
ZEROSPO
|
F-1/A
|
|
|
Ampio Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
BUCHI J KEVIN
|
4
|
|
|
Jurny, Inc.
|
C
|
|
|
Equalize Community Development Fund
|
N-23C3A
|
|
|
Cannonau Corp.
|
10-K/A
|
|
|
Baidu, Inc.
|
144
|
Financial Statements
|
|
Trip.com Group Ltd
|
144
|
|
|
Natixis ETF Trust II
|
497J
|
|
|
EXPONENT INC
|
8-K
|
Financial Statements
|
|
Keyrock Capital Onshore Fund
|
D/A
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Student Res Life Inc.
|
D
|
|
|
Gold Quantum Group, Inc.
|
10-12G/A
|
|
|
TODOS MEDICAL LTD.
|
SEC STAFF ACTION
|
|
|
Intequity Fund LP
|
D/A
|
|
|
ZI-0331 Fund I, a series of Flamingo Capital, LP
|
D
|
|
|
ZI-0331 Fund I AL Vehicle, a series of Flamingo Capital, LP
|
D
|
|
|
OVERSTOCK.COM, INC
|
8-K
|
Financial Statements
|
|
Pomona Investment Fund
|
N-CEN
|
|
|
GREIF, INC
|
8-K
|
Financial Statements
|
|
SpringTide Ventures Fund II LP
|
D/A
|
|
|
Fulmino Capital Fund, LP
|
D/A
|
|
|
Luxe Oak Creek LLC
|
D
|
|
|
CONTRARIAN CAPITAL FUND I LP
|
D/A
|
|
|
North Haven Structured Solutions Fund LP
|
D
|
|
|
MVP Seismic, LP
|
D/A
|
|
|
Bayne John P JR
|
144
|
|
|
CORNING INC /NY
|
144
|
Financial Statements
|
|
Advisors' Inner Circle Fund III
|
N-CEN
|
|
|
Simplify Exchange Traded Funds
|
CERT
|
|
|
Secora Michael
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
RALLIS CHRIS A
|
4
|
|
|
RE-0602 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Freedom Dental Funding, LLC
|
D
|
|
|
Roberson Robin Noel
|
4
|
|
|
BANCFIRST CORP /OK/
|
4
|
Financial Statements
|
|
AR-0407 Fund I, a series of Climate Capital Deals, LP
|
D
|
|
|
AR-0407 Fund I AL Vehicle, a series of Climate Capital Deals, LP
|
D
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
CPG Vintage Access Fund II, LLC
|
N-CEN
|
|
|
FlowStone Opportunity Fund
|
N-CEN
|
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
Engine No. 1 ETF Trust
|
NPORT-P
|
|
|
DIGITAL REALTY TRUST, INC.
|
144
|
Financial Statements
|
|
CHAPMAN LAURENCE A
|
144
|
|
|
Roberson Robin Noel
|
144
|
|
|
BANCFIRST CORP /OK/
|
144
|
Financial Statements
|
|
Blink Charging Co.
|
144
|
Financial Statements
|
|
FARKAS MICHAEL D
|
144
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Managed Portfolio Series
|
N-CEN
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
N-CEN
|
|
|
FIDELITY MAGELLAN FUND
|
N-CEN
|
|
|
Fidelity Colchester Street Trust
|
N-CEN
|
|
|
FIDELITY SALEM STREET TRUST
|
N-CEN
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
485BXT
|
|
|
FA-0509 Fund I, a series of TN Recall Ventures, LP
|
D
|
|
|
FLORIDA POWER & LIGHT CO
|
424B5
|
|
|
HAYES MARTHA M
|
144
|
|
|
AMERICAN WOODMARK CORP
|
144
|
Financial Statements
|
|
CION Ares Diversified Credit Fund
|
D
|
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
JONES SODA CO
|
8-K
|
|
|
Tidal ETF Trust
|
N-CEN
|
|
|
Tedford Thomas W
|
4
|
|
|
ACCO BRANDS Corp
|
4
|
Financial Statements
|
|
Invesco Private Balanced-Risk Allocation Fund, Ltd.
|
D/A
|
|
|
Genius Brands International, Inc.
|
8-K
|
Financial Statements
|
|
AETOS LONG/SHORT STRATEGIES FUND LLC
|
NPORT-P
|
|
|
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
|
NPORT-P
|
|
|
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
|
NPORT-P
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
Carter Horace
|
4
|
|
|
RAYMOND JAMES FINANCIAL INC
|
4
|
Financial Statements
|
|
Evolent Health, Inc.
|
144
|
Financial Statements
|
|
DUFFY MARY BRIDGET
|
144
|
|
|
GOODYEAR TIRE & RUBBER CO /OH/
|
11-K
|
Financial Statements
|
|
PR-0531 Fund I, a series of AngelList Quant Fund Direct Investments, LP
|
D
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
CURADEL SURGICAL INNOVATIONS, INC.
|
D
|
|
|
SCHWAB STRATEGIC TRUST
|
N-CEN
|
|
|
SCHWAB CAPITAL TRUST
|
N-CEN
|
|
|
LAUDUS TRUST
|
N-CEN
|
|
|
Schneider Pamela R
|
4
|
|
|
CEP III - REGAL RIDGE 23 LLC
|
D
|
|
|
Zerify, Inc.
|
DEF 14C
|
|
|
HESKA CORP
|
S-8 POS
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
PALOMINO BONILLA LUIS MIGUEL
|
4
|
|
|
SOUTHERN COPPER CORP/
|
4
|
Financial Statements
|
|
AB Private Credit Investors Corp
|
8-K
|
|
|
Ally Financial Inc.
|
8-K
|
Financial Statements
|
|
SPB Partners LP
|
D
|
|
|
VI-0504 Fund I, a series of Capital Factory, LP
|
D
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Soundlink Investment Partners Offshore, Ltd
|
D/A
|
|
|
Camp NYC, Inc.
|
D
|
|
|
Johnson David W
|
4
|
|
|
JOHNSON OUTDOORS INC
|
4
|
Financial Statements
|
|
Prospector Capital Corp.
|
425
|
|
|
FOWLER JOHN MOORE
|
144
|
|
|
StoneX Group Inc.
|
144
|
Financial Statements
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
MARR JOHN S JR
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Gabelli SRI Fund, Inc.
|
N-CEN
|
|
|
RYDEX DYNAMIC FUNDS
|
N-CEN
|
|
|
RE-0518 Fund I, a series of The Council Funds, LP
|
D
|
|
|
RE-0518 Fund I AL Vehicle, a series of The Council Funds, LP
|
D
|
|
|
Andrada David
|
4
|
|
|
FAT PROJECTS ACQUISITION CORP
|
4
|
|
|
Prospector Capital Corp.
|
8-K
|
|
|
OCONNOR DEBORAH A
|
4
|
|
|
RYDEX SERIES FUNDS
|
N-CEN
|
|
|
AMEDISYS INC
|
8-K
|
Financial Statements
|
|
ETF Series Solutions
|
CERT
|
|
|
HESKA CORP
|
POS AM
|
Financial Statements
|
|
BLACKROCK FUNDS
|
497K
|
|
|
Nomad Donuts, LLC
|
C
|
|
|
Tianci International, Inc.
|
10-Q
|
|
|
Monko Cezary L
|
4
|
|
|
CF Cayman Feeder - N II, L.P.
|
D
|
|
|
Jain Neeraj
|
3
|
|
|
Startek, Inc.
|
3
|
Financial Statements
|
|
CircleBlack, Inc.
|
D
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Flammer Martina M.D.
|
144
|
|
|
INSMED Inc
|
144
|
Financial Statements
|
|
007 - IPOSharks Venture Master Fund, LLC
|
D/A
|
|
|
Brughera Marco Maria
|
4
|
|
|
TETmedical, Inc.
|
D
|
|
|
SIT MUTUAL FUNDS INC
|
40-24B2
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
40-24B2
|
|
|
SIT MUTUAL FUNDS II INC
|
40-24B2
|
|
|
SIT MID CAP GROWTH FUND INC
|
40-24B2
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
40-24B2
|
|
|
Silverback Capital Corp
|
SC 13G/A
|
|
|
GROWLIFE, INC.
|
SC 13G/A
|
|
|
FT 10812
|
497J
|
|
|
Stellar Capital Burst VII, a series of Stellar Capital Burst, LP
|
D
|
|
|
Stellar Capital Burst VII AL Vehicle, a series of Stellar Capital Burst, LP
|
D
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
